0001104659-16-116682.txt : 20160502
0001104659-16-116682.hdr.sgml : 20160502
20160502163018
ACCESSION NUMBER: 0001104659-16-116682
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160422
FILED AS OF DATE: 20160502
DATE AS OF CHANGE: 20160502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWIFT ENERGY CO
CENTRAL INDEX KEY: 0000351817
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 203940661
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17001 NORTHCHASE DR STE 100
CITY: HOUSTON
STATE: TX
ZIP: 77060
BUSINESS PHONE: 2818742700
MAIL ADDRESS:
STREET 1: 17001 NORTHCHASE DRIVE SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77060
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Khosla Victor
CENTRAL INDEX KEY: 0001473996
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08754
FILM NUMBER: 161612017
MAIL ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SVP Special Situations III-A LLC
CENTRAL INDEX KEY: 0001614275
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08754
FILM NUMBER: 161612018
BUSINESS ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-618-3500
MAIL ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SVP Special Situations III LLC
CENTRAL INDEX KEY: 0001614274
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08754
FILM NUMBER: 161612019
BUSINESS ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-618-3500
MAIL ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Strategic Value Partners, LLC
CENTRAL INDEX KEY: 0001301912
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08754
FILM NUMBER: 161612020
BUSINESS ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 618-3500
MAIL ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
3
1
a3.xml
3
X0206
3
2016-04-22
0
0000351817
SWIFT ENERGY CO
SFYWQ
0001301912
Strategic Value Partners, LLC
C/O STRATEGIC VALUE PARTNERS, LLC
100 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001614274
SVP Special Situations III LLC
C/O STRATEGIC VALUE PARTNERS, LLC
100 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001614275
SVP Special Situations III-A LLC
C/O STRATEGIC VALUE PARTNERS, LLC
100 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001473996
Khosla Victor
C/O STRATEGIC VALUE PARTNERS, LLC
100 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
Common Stock
3655319
I
I See footnotes
The reported securities are held directly by SVMF 71 LLC, and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.
The filing of this Form 3 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of Swift Energy Company (the "Issuer"). Pursuant to Rule 16a-1, the Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.
Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd., a Cayman Islands exempted company ("Master Fund"). Master Fund has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.
Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership ("Special Situations Master Fund III"). Special Situations Master Fund III has an ownership interest in SVMF 70 LLC, which has an ownership interest in SVMF 71 LLC. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.
Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Offshore Fund III-A, L.P., a Cayman Islands exempted limited partnership ("Special Situations Offshore Fund III-A"). Special Situations Offshore Fund III-A has an ownership interest in SVMF 71 LLC. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.
STRATEGIC VALUE PARTNERS, LLC By: /s/ James Dougherty Name: James Dougherty Title: Fund Chief Financial Officer
2016-05-02
SVP SPECIAL SITUATIONS III LLC By: /s/ James Dougherty Name: James Dougherty Title: Fund Chief Financial Officer
2016-05-02
SVP SPECIAL SITUATIONS III-A LLC By: /s/ James Dougherty Name: James Dougherty Title: Fund Chief Financial Officer
2016-05-02
By: /s/ Victor Khosla Name: Victor Khosla
2016-05-02