N-PX 1 d60600_n-px.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-3150 BMC FUND, INC. 800 Golfview Park Lenoir, NC 28645 828-758-6100 Carol Frye 800 Golfview Park P. O. Box 500 Lenoir, NC 28645 Date of fiscal year end: October 31 Date of reporting period: July 1, 2003 - June 30, 2004 Investment Company Report 01-JUL-2003 To 30-JUN-2004 3M COMPANY CUSIP/CINS: 88579Y Meeting Type: ANNUAL Ticker: MMM Meeting Date: 11-May-04 ISIN: Agenda: 932124186 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 EDWARD A. BRENNAN 2 MICHAEL L. ESKEW 3 W. JAMES MCNERNEY, JR. 4 KEVIN W. SHARER 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt 03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Mgmt INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK 04 STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF THE Shr ROLES OF CEO AND CHAIRMAN OF THE BOARD
Report Date: 27-Aug-04 Page 1 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ABBOTT LABORATORIES CUSIP/CINS: 002824 Meeting Type: ANNUAL Ticker: ABT Meeting Date: 23-Apr-04 ISIN: Agenda: 932104704 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 R.S. AUSTIN For For 2 H.L. FULLER For For 3 R.A. GONZALEZ For For 4 J.M. GREENBERG For For 5 J.M. LEIDEN For For 6 D.A.L. OWEN For For 7 B. POWELL JR. For For 8 A.B. RAND For For 9 W.A. REYNOLDS For For 10 R.S. ROBERTS For For 11 W.D. SMITHBURG For For 12 J.R. WALTER For For 13 M.D. WHITE For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Mgmt For For Contrary to Policy: No Comments: 03 SHAREHOLDER PROPOSAL - PRESCRIPTION DRUGS. Shr Against For Contrary to Policy: No Comments: 04 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS. Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 2 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 05 SHAREHOLDER PROPOSAL - OPTION GRANTS FOR SENIOR Shr Against For EXECUTIVES. Contrary to Policy: No Comments: 06 SHAREHOLDER PROPOSAL - GLOBAL INFECTIOUS DISEASES. Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 3 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ABERCROMBIE & FITCH CO. CUSIP/CINS: 002896 Meeting Type: ANNUAL Ticker: ANF Meeting Date: 20-May-04 ISIN: Agenda: 932141702 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN A. GOLDEN Withheld Against 2 SETH R. JOHNSON Withheld Against 3 EDWARD F. LIMATO Withheld Against
Report Date: 27-Aug-04 Page 4 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ABERDEEN AUSTRALIA EQUITY FUND, INC. CUSIP/CINS: 003011 Meeting Type: ANNUAL Ticker: IAF Meeting Date: 20-Apr-04 ISIN: Agenda: 932127613 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 1A DIRECTOR Mgmt 1 ANTHONY E. AARONSON Withheld Against 2 NEVILLE J. MILES Withheld Against 1B ELECTION OF THE FOLLOWING NOMINEE TO SERVE AS A CLASS Mgmt Against Against III DIRECTOR FOR THE REMAINDER OF A TERM TO EXPIRE IN 2006 AND UNTIL HIS SUCCESSOR IS DULY ELECTED AND QUALIFIES: JOHN T. SHEEHY Contrary to Policy: Yes Comments: 2 RECOMMENDATION TO AMEND ARTICLE III, SECTION 2(B) OF THE Mgmt For FUND S BYLAWS, GOVERNING DIRECTOR QUALIFICATIONS, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT Contrary to Policy: No Comments: 3 RECOMMENDATION TO AMEND ARTICLE III, SECTION 3 OF THE Mgmt For FUND S BYLAWS, GOVERNING THE VOTE REQUIRED TO ELECT DIRECTORS, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 5 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ABN AMRO HOLDING N.V. CUSIP/CINS: 000937 Meeting Type: ANNUAL Ticker: ABN Meeting Date: 29-Apr-04 ISIN: Agenda: 932135494 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 3A APPROVAL OF THE 2003 FINANCIAL STATEMENTS. Mgmt For For Contrary to Policy: No Comments: 3B APPROVAL OF THE PROPOSED 2003 DIVIDEND. Mgmt For For Contrary to Policy: No Comments: 3C DISCHARGE OF THE MEMBERS OF THE MANAGING BOARD IN Mgmt For For RESPECT OF THEIR MANAGEMENT IN 2003. Contrary to Policy: No Comments: 3D DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD IN Mgmt For For RESPECT OF THEIR SUPERVISION IN 2003. Contrary to Policy: No Comments: 4 CHANGES IN REMUNERATION POLICY FOR MANAGING BOARD Mgmt Abstain Against AND TOP EXECUTIVES. Contrary to Policy: No Comments: 5 APPOINTMENT OF THE EXTERNAL AUDITOR. Mgmt For For Contrary to Policy: No Comments: 6A APPOINTMENT OF SUPERVISORY BOARD MEMBER: NOMINATION Mgmt For For OF MRS. T.A. MAAS-DE BROUWER FOR REAPPOINTMENT. Contrary to Policy: No Comments: 6B APPOINTMENT OF SUPERVISORY BOARD MEMBER: NOMINATION Mgmt For For OF MR. A.A. OLIJSLAGER FOR APPOINTMENT. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 6 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 7A CANCELLATION OF PREFERENCE SHARES. Mgmt For For Contrary to Policy: No Comments: 7B PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION. Mgmt For For Contrary to Policy: No Comments: 8 AUTHORIZE THE MANAGING BOARD, SUBJECT TO THE Mgmt For For APPROVAL OF THE SUPERVISORY BOARD, TO REPURCHASE SHARES IN THE COMPANY S CAPITAL Contrary to Policy: No Comments: 9A AUTHORIZE THE MANAGING BOARD FOR A PERIOD OF 18 Mgmt For For MONTHS, TO ISSUE ORDINARY SHARES UP TO 20% OF ISSUED CAPITAL. Contrary to Policy: No Comments: 9B AUTHORIZE THE MANAGING BOARD TO RESTRICT OR EXCLUDE Mgmt For For THE PRE- EMPTIVE RIGHTS GRANTED TO SHAREHOLDERS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 7 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ADVANCED MEDICAL OPTICS, INC. CUSIP/CINS: 00763M Meeting Type: ANNUAL Ticker: AVO Meeting Date: 20-May-04 ISIN: Agenda: 932132652 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 W. GRANT Withheld Against 2 C. CHAVEZ Withheld Against 02 TO APPROVE AMENDMENT OF 2002 INCENTIVE COMPENSATION Mgmt For For PLAN Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 8 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ADVANCED MICRO DEVICES, INC. CUSIP/CINS: 007903 Meeting Type: ANNUAL Ticker: AMD Meeting Date: 29-Apr-04 ISIN: Agenda: 932105314 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTORS DIRECTORS Mgmt 1 W.J. SANDERS III For For 2 HECTOR DE J. RUIZ For For 3 W. MICHAEL BARNES For For 4 CHARLES M. BLALACK For For 5 R. GENE BROWN For For 6 BRUCE CLAFLIN For For 7 H. PAULETT EBERHART For For 8 ROBERT B. PALMER For For 9 LEONARD M. SILVERMAN For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For Contrary to Policy: No Comments: 03 APPROVAL OF THE AMD 2004 EQUITY INCENTIVE PLAN. Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 9 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ADVANCEPCS CUSIP/CINS: 00790K Meeting Type: ANNUAL Ticker: ADVP Meeting Date: 22-Mar-04 ISIN: Agenda: 932096793 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF SEPTEMBER 2, 2003, BY AND AMONG CAREMARK RX, INC., COUGAR MERGER CORPORATION, A WHOLLY-OWNED SUBSIDIARY OF CAREMARK RX, INC. AND ADVANCEPCS, AND THE MERGER CONTEMPLATED THEREBY, PURSUANT TO WHICH ADVANCEPCS WILL BECOME A WHOLLY- OWNED SUBSIDIARY OF CAREMARK RX, INC. Contrary to Policy: No Comments: 02 DIRECTOR Mgmt 1 T. DANNY PHILLIPS Withheld Against 2 DR. GEORGE POSTE Withheld Against 3 JEAN-PIERRE MILLON Withheld Against 03 PROPOSAL TO APPROVE THE ADVANCEPCS 2003 INCENTIVE Mgmt For For COMPENSATION PLAN. Contrary to Policy: No Comments: 04 PROPOSAL TO APPROVE AND ADOPT THE ADVANCEPCS THIRD Mgmt For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, TO AMONG OTHER THINGS, CHANGE THE GOVERNANCE STRUCTURE OF THE ADVANCEPCS BOARD OF DIRECTORS. Contrary to Policy: No Comments: 05 TO RATIFY THE SELECTION OF THE FIRM OF Mgmt For For PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2004. Contrary to Policy: No Comments: 06 TO APPROVE ANY PROPOSAL TO ADJOURN OR POSTPONE THE Mgmt For For ADVANCEPCS ANNUAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 10 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 AEGON N.V. CUSIP/CINS: 007924 Meeting Type: ANNUAL Ticker: AEG Meeting Date: 22-Apr-04 ISIN: Agenda: 932120241 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 2A APPROVAL OF THE ADOPTION OF THE ANNUAL ACCOUNTS 2003. Mgmt For For Contrary to Policy: No Comments: 2B APPROVAL OF THE FINAL DIVIDEND. Mgmt For For Contrary to Policy: No Comments: 2C APPROVAL OF THE RESOLUTION TO RELEASE THE MEMBERS OF Mgmt For For THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR DUTIES. Contrary to Policy: No Comments: 2D APPROVAL OF THE RESOLUTION TO RELEASE THE MEMBERS OF Mgmt For For THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR DUTIES. Contrary to Policy: No Comments: 3A APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For Contrary to Policy: No Comments: 3B APPROVAL OF FUTURE ANNUAL REPORTS IN ENGLISH. Mgmt For For Contrary to Policy: No Comments: 4A APPROVAL OF THE ADOPTION OF THE REMUNERATION POLICY Mgmt For For OF THE EXECUTIVE BOARD. Contrary to Policy: No Comments: 5A1 APPROVAL OF THE REAPPOINTMENT OF MRS. T. REMBE TO THE Mgmt For For SUPERVISORY BOARD. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 11 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 5A2 APPROVAL OF THE REAPPOINTMENT OF MR. O.J. OLCAY TO THE Mgmt For For SUPERVISORY BOARD. Contrary to Policy: No Comments: 5B1 APPROVAL OF THE APPOINTMENT OF MR. R. DAHAN TO THE Mgmt For For SUPERVISORY BOARD. Contrary to Policy: No Comments: 5B2 APPROVAL OF THE APPOINTMENT OF MR. I.W. BAILEY, II TO THE Mgmt Against Against SUPERVISORY BOARD. Contrary to Policy: Yes Comments: 5B3 APPROVAL OF THE APPOINTMENT OF MR. P. VOSER TO THE Mgmt Against Against SUPERVISORY BOARD. Contrary to Policy: Yes Comments: 6A APPROVAL OF THE AUTHORIZATION TO ISSUE SHARES OF THE Mgmt For For COMPANY. Contrary to Policy: No Comments: 6B APPROVAL OF THE AUTHORIZATION TO RESTRICT OR EXCLUDE Mgmt For For PRE- EMPTIVE RIGHTS UPON ISSUANCE OF SHARES. Contrary to Policy: No Comments: 6C APPROVAL OF THE AUTHORIZATION TO ISSUE SHARES UNDER Mgmt For For INCENTIVE PLANS. Contrary to Policy: No Comments: 6D APPROVAL OF THE AUTHORIZATION TO ACQUIRE SHARES OF Mgmt For For THE COMPANY. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 12 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 AKZO NOBEL N.V. CUSIP/CINS: 010199 Meeting Type: ANNUAL Ticker: AKZOY Meeting Date: 22-Apr-04 ISIN: Agenda: 932124011 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 3A ADOPTION OF THE 2003 FINANCIAL STATEMENTS OF AKZO Mgmt NOBEL N.V. 3B ADOPTION OF THE DIVIDEND PROPOSAL. Mgmt 4A DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD Mgmt OF MANAGEMENT FOR THE PERFORMANCE OF THEIR DUTIES DURING THE YEAR 2003. 4B DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE Mgmt SUPERVISORY BOARD FOR THE PERFORMANCE OF THEIR DUTIES DURING THE YEAR 2003. 6A ADOPTION OF THE STOCK OPTION PLAN BOARD OF Mgmt MANAGEMENT. 6B ADOPTION OF THE PERFORMANCE SHARE PLAN BOARD OF Mgmt MANAGEMENT. 6C APPROVAL OF THE CONTINUANCE OF THE EXECUTIVE STOCK Mgmt OPTION PLAN. 6D ADOPTION OF THE AGGREGATE MAXIMUM NUMBER OF SHARES Mgmt THAT ARE AVAILABLE UNDER THE PLANS REFERRED TO UNDER 6A), 6B) AND 6C). 7A APPROVAL OF THE PROPOSAL TO APPOINT TO THE BOARD OF Mgmt MANAGEMENT R. FROHN. 7B APPROVAL OF THE PROPOSAL TO APPOINT TO THE BOARD OF Mgmt MANAGEMENT L. DARNER. 8A APPROVAL OF THE PROPOSAL TO DETERMINE THE NUMBER OF Mgmt SUPERVISORY BOARD MEMBERS AT TEN. 8B1 APPROVAL OF THE PROPOSAL TO APPOINT TO THE Mgmt SUPERVISORY BOARD R.G.C. VAN DEN BRINK. 8B2 APPROVAL OF THE PROPOSAL TO RE-APPOINT TO THE Mgmt SUPERVISORY BOARD A.A. LOUDON. 8B3 APPROVAL OF THE PROPOSAL TO RE-APPOINT TO THE Mgmt SUPERVISORY BOARD V. BOTTOMLEY.
Report Date: 27-Aug-04 Page 13 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 09 APPROVAL OF THE PROPOSAL TO DESIGNATE ENGLISH AS THE Mgmt OFFICIAL LANGUAGE OF THE FINANCIAL STATEMENTS. 10A APPROVAL OF THE PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt MANAGEMENT TO ISSUE SHARES. 10B APPROVAL OF THE PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt MANAGEMENT TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS IN RESPECT OF THE ISSUE OF SHARES BY THE BOARD OF MANAGEMENT IN CONFORMITY WITH 10 A). 11 APPROVAL OF THE PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt MANAGEMENT TO ACQUIRE SHARES OF THE COMPANY ON BEHALF OF THE COMPANY.
Report Date: 27-Aug-04 Page 14 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ALBERTSON'S, INC. CUSIP/CINS: 013104 Meeting Type: ANNUAL Ticker: ABS Meeting Date: 10-Jun-04 ISIN: Agenda: 932167578 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PAMELA G. BAILEY 2 TERESA BECK 3 BETH M. PRITCHARD 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt 03 APPROVAL OF THE ALBERTSON S, INC. 2004 EQUITY AND Mgmt PERFORMANCE INCENTIVE PLAN. 04 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE FOR Shr DIRECTOR ELECTIONS. 05 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr VOTING. 06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr SEVERANCE AGREEMENTS. 07 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD. Shr
Report Date: 27-Aug-04 Page 15 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ALCOA INC. CUSIP/CINS: 013817 Meeting Type: ANNUAL Ticker: AA Meeting Date: 30-Apr-04 ISIN: Agenda: 932097694 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ALAIN J.P. BELDA Withheld Against 2 CARLOS GHOSN Withheld Against 3 HENRY B. SCHACHT Withheld Against 4 FRANKLIN A. THOMAS Withheld Against 02 PROPOSAL TO APPROVE THE 2004 ALCOA STOCK INCENTIVE Mgmt For For PLAN. Contrary to Policy: No Comments: 3A SHAREHOLDER PROPOSAL RELATING TO PAY DISPARITY Shr Against For Contrary to Policy: No Comments: 3B SHAREHOLDER PROPOSAL RELATING TO CHANGE IN CONTROL Shr Against For SEVERANCE PLAN Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 16 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ALLERGAN, INC. CUSIP/CINS: 018490 Meeting Type: ANNUAL Ticker: AGN Meeting Date: 28-Apr-04 ISIN: Agenda: 932117713 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HANDEL E. EVANS Withheld Against 2 MICHAEL R. GALLAGHER Withheld Against 3 GAVIN S. HERBERT Withheld Against 4 STEPHEN J. RYAN Withheld Against 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITOR. Contrary to Policy: No Comments: 03 PROPOSAL RELATING TO THE ADOPTION OF A POLICY OF Shr For Against EXPENSING THE COST OF ALL FUTURE STOCK OPTIONS. Contrary to Policy: No Comments: 04 PROPOSAL TO BIFURCATE THE ROLES OF CHAIRMAN OF THE Shr For Against BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 17 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ALLIED CAPITAL CORPORATION CUSIP/CINS: 01903Q Meeting Type: ANNUAL Ticker: ALD Meeting Date: 12-May-04 ISIN: Agenda: 932111800 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLIAM L. WALTON Withheld Against 2 JOAN M. SWEENEY Withheld Against 3 BROOKS H. BROWNE Withheld Against 4 ROBERT E. LONG Withheld Against 02 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT PUBLIC ACCOUNTANTS FOR ALLIED CAPITAL CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments: 03 TO APPROVE THE COMPANY S NON-QUALIFIED DEFERRED Mgmt For For COMPENSATION PLAN II. Contrary to Policy: No Comments: 04 TO APPROVE AN AMENDMENT TO THE COMPANY S STOCK Mgmt For For OPTION PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 18 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ALLTEL CORPORATION CUSIP/CINS: 020039 Meeting Type: ANNUAL Ticker: ALTEM Meeting Date: 22-Apr-04 ISIN: Agenda: 932101708 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 SCOTT T. FORD Withheld Against 2 L.L. GELLERSTEDT, III Withheld Against 3 EMON A. MAHONY, JR. Withheld Against 4 RONALD TOWNSEND Withheld Against 02 RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS Mgmt For For Contrary to Policy: No Comments: 03 STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY Shr For Against POLICY Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 19 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ALTERA CORPORATION CUSIP/CINS: 021441 Meeting Type: ANNUAL Ticker: ALTR Meeting Date: 11-May-04 ISIN: Agenda: 932134187 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN P. DAANE 2 ROBERT W. REED 3 CHARLES M. CLOUGH 4 ROBERT J. FINOCCHIO JR 5 KEVIN MCGARITY 6 PAUL NEWHAGEN 7 WILLIAM E. TERRY 8 SUSAN WANG 02 TO APPROVE AN AMENDMENT TO THE 1996 STOCK OPTION PLAN Mgmt TO INCREASE BY 12,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. 03 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE STOCK Mgmt PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. 04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. 05 TO CONSIDER A SHAREHOLDER PROPOSAL TO EXPENSE STOCK Shr OPTION GRANTS ISSUED BY THE COMPANY.
Report Date: 27-Aug-04 Page 20 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 AMERICAN INTERNATIONAL GROUP, INC. CUSIP/CINS: 026874 Meeting Type: ANNUAL Ticker: AIG Meeting Date: 19-May-04 ISIN: Agenda: 932133072 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 M. AIDINOFF For For 2 P. CHIA For For 3 M. COHEN For For 4 W. COHEN For For 5 M. FELDSTEIN For For 6 E. FUTTER For For 7 M. GREENBERG For For 8 C. HILLS For For 9 F. HOENEMEYER For For 10 R. HOLBROOKE For For 11 D. KANAK For For 12 H. SMITH For For 13 M. SULLIVAN For For 14 E. TSE For For 15 F. ZARB For For 02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION Mgmt For For PLAN Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 21 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 03 ADOPT A DIRECTOR STOCK PLAN Mgmt For For Contrary to Policy: No Comments: 04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For Contrary to Policy: No Comments: 05 SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY Shr Against For STATEMENT Contrary to Policy: No Comments: 06 SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY Shr Against For STATEMENT Contrary to Policy: No Comments: 07 SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY Shr Against For STATEMENT Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 22 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 AMGEN INC. CUSIP/CINS: 031162 Meeting Type: ANNUAL Ticker: AMGN Meeting Date: 13-May-04 ISIN: Agenda: 932108637 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MR. FRANK J. BIONDI, JR Withheld Against 2 MR. JERRY D. CHOATE Withheld Against 3 MR. FRANK C. HERRINGER Withheld Against 4 DR. GILBERT S. OMENN Withheld Against 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments: 3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shr Against For Contrary to Policy: No Comments: 3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION EXPENSING). Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 23 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 AMKOR TECHNOLOGY, INC. CUSIP/CINS: 031652 Meeting Type: ANNUAL Ticker: AMKR Meeting Date: 30-Jul-03 ISIN: Agenda: 932023031 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 JAMES J. KIM For For 2 JOHN N. BORUCH For For 3 WINSTON J. CHURCHILL For For 4 THOMAS D. GEORGE For For 5 GREGORY K. HINCKLEY For For 6 JUERGEN KNORR For For 7 JOHN B. NEFF For For 8 JAMES W. ZUG For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For ACCOUNTANTS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 24 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 AMSOUTH BANCORPORATION CUSIP/CINS: 032165 Meeting Type: ANNUAL Ticker: ASO Meeting Date: 15-Apr-04 ISIN: Agenda: 932108120 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CLAUDE B. NIELSEN Withheld Against 2 CLEOPHUS THOMAS, JR. Withheld Against 02 RATIFICATION OF ERNST & YOUNG, LLP AS INDEPENDENT Mgmt For For AUDITORS. Contrary to Policy: No Comments: 03 APPROVAL OF THE EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For Contrary to Policy: No Comments: 04 APPROVAL OF THE AMENDED 1996 LONG TERM INCENTIVE Mgmt For For COMPENSATION PLAN. Contrary to Policy: No Comments: 05 APPROVAL OF THE STOCK OPTION PLAN FOR OUTSIDE Mgmt For For DIRECTORS. Contrary to Policy: No Comments: 06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO Shr Against For POLITICAL CONTRIBUTIONS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 25 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ANADARKO PETROLEUM CORPORATION CUSIP/CINS: 032511 Meeting Type: ANNUAL Ticker: APCKP Meeting Date: 06-May-04 ISIN: Agenda: 932111355 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 LARRY BARCUS Withheld Against 2 JAMES L. BRYAN Withheld Against 3 JAMES T. HACKETT Withheld Against 02 AMENDMENT TO THE ANNUAL INCENTIVE BONUS PLAN Mgmt For For Contrary to Policy: No Comments: 03 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For ACCOUNTANTS Contrary to Policy: No Comments: 04 STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 26 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ANALOG DEVICES, INC. CUSIP/CINS: 032654 Meeting Type: ANNUAL Ticker: ADI Meeting Date: 09-Mar-04 ISIN: Agenda: 932090397 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JERALD G. FISHMAN Withheld Against 2 F. GRANT SAVIERS Withheld Against 02 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Mgmt For For ARTICLES OF ORGANIZATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 600,000,000 SHARES TO 1,200,000,000 SHARES. Contrary to Policy: No Comments: 03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Mgmt For For COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 30, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 27 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ANDRX CORPORATION CUSIP/CINS: 034553 Meeting Type: ANNUAL Ticker: ADRX Meeting Date: 04-Jun-04 ISIN: Agenda: 932155472 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 LAWRENCE J. DUBOW Withheld Against 2 ELLIOT F. HAHN, PH.D Withheld Against 3 THOMAS P. RICE Withheld Against 02 TO APPROVE THE AMENDED AND RESTATED CERTIFICATE OF Mgmt For For INCORPORATION. Contrary to Policy: No Comments: 03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR ANDRX CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 28 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 APACHE CORPORATION CUSIP/CINS: 037411 Meeting Type: SPECIAL Ticker: APA Meeting Date: 18-Dec-03 ISIN: Agenda: 932061334 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Mgmt For For TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY S COMMON STOCK FROM 215,000,000 SHARES TO 430,000,000 SHARES. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 29 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 APACHE CORPORATION CUSIP/CINS: 037411 Meeting Type: ANNUAL Ticker: APA Meeting Date: 06-May-04 ISIN: Agenda: 932115151 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 EUGENE C. FIEDOREK Withheld Against 2 PATRICIA ALBJERG GRAHAM Withheld Against 3 F.H. MERELLI Withheld Against 4 RAYMOND PLANK Withheld Against 02 TO APPROVE STOCKHOLDER PROPOSAL RELATING TO CLIMATE Shr Against For CHANGE. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 30 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 APPLIED MATERIALS, INC. CUSIP/CINS: 038222 Meeting Type: ANNUAL Ticker: AMAT Meeting Date: 24-Mar-04 ISIN: Agenda: 932098228 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRCTOR Mgmt 1 MICHAEL H. ARMACOST For For 2 DEBORAH A. COLEMAN For For 3 HERBERT M. DWIGHT, JR. For For 4 PHILIP V. GERDINE For For 5 PAUL R. LOW For For 6 DAN MAYDAN For For 7 STEVEN L. MILLER For For 8 JAMES C. MORGAN For For 9 GERHARD H. PARKER For For 10 MICHAEL R. SPLINTER For For 02 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE STOCK Mgmt For For INCENTIVE PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 31 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 APRIA HEALTHCARE GROUP INC. CUSIP/CINS: 037933 Meeting Type: ANNUAL Ticker: AHG Meeting Date: 17-Jul-03 ISIN: Agenda: 932015630 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 VICENTE ANIDO, JR. For For 2 I.T. CORLEY For For 3 DAVID L. GOLDSMITH For For 4 LAWRENCE M. HIGBY For For 5 RICHARD H. KOPPES For For 6 PHILIP R. LOCHNER, JR. For For 7 JERI L. LOSE For For 8 BEVERLY BENEDICT THOMAS For For 9 RALPH V. WHITWORTH For For 02 APPROVAL OF THE COMPANY S 2003 PERFORMANCE INCENTIVE Mgmt For For PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 32 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 AQUA AMERICA, INC. CUSIP/CINS: 03836W Meeting Type: ANNUAL Ticker: WTR Meeting Date: 20-May-04 ISIN: Agenda: 932128994 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 RICHARD L. SMOOT Withheld Against 2 WILLIAM P. HANKOWSKY Withheld Against 3 JOHN E. MENARIO Withheld Against 02 APPROVAL OF AN AMENDMENT TO AQUA AMERICA, INC. S Mgmt For For ARTICLES OF INCORPORATION INCREASING THE AUTHORIZED SHARES OF AQUA AMERICA, INC. S COMMON STOCK, PAR VALUE $.50 PER SHARE, FROM 100,000,000 SHARES TO 300,000,000 SHARES. Contrary to Policy: No Comments: 03 TO APPROVE THE 2004 EQUITY COMPENSATION PLAN. Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 33 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ASHLAND INC. CUSIP/CINS: 044204 Meeting Type: ANNUAL Ticker: ASH Meeting Date: 29-Jan-04 ISIN: Agenda: 932066889 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ERNEST H. DREW Withheld Against 2 MANNIE L. JACKSON Withheld Against 3 THEODORE M. SOLSO Withheld Against 4 MICHAEL J. WARD Withheld Against 02 RATIFICATION OF ERNST & YOUNG AS INDEPENDENT AUDITORS Mgmt For For FOR FISCAL 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 34 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ASTRAZENECA PLC CUSIP/CINS: 046353 Meeting Type: ANNUAL Ticker: AZN Meeting Date: 29-Apr-04 ISIN: Agenda: 932113842 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 TO RECEIVE THE DIRECTORS REPORT AND ACCOUNTS FOR THE Mgmt For For YEAR ENDED DECEMBER 31, 2003 Contrary to Policy: No Comments: 02 TO CONFIRM DIVIDENDS Mgmt For For Contrary to Policy: No Comments: 03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR Mgmt For For Contrary to Policy: No Comments: 04 TO AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION Mgmt For For OF THE AUDITOR Contrary to Policy: No Comments: 05 DIRECTOR Mgmt 1 PERCY BARNEVIK For For 2 HAKAN MOGREN For For 3 SIR TOM MCKILLOP For For 4 JONATHAN SYMONDS For For 5 SIR PETER BONFIELD For For 6 JOHN BUCHANAN For For 7 JANE HENNEY For For 8 MICHELE HOOPER For For 9 JOE JIMENEZ For For 10 ERNA MOLLER For For
Report Date: 27-Aug-04 Page 35 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 11 DAME BRIDGET OGILVIE For For 12 LOUIS SCHWEITZER For For 13 MARCUS WALLENBERG For For 06 TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR Mgmt For For THE YEAR ENDED DECEMBER 31, 2003 Contrary to Policy: No Comments: 07 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For Contrary to Policy: No Comments: 08 TO AUTHORIZE LIMITED EU POLITICAL DONATIONS Mgmt For For Contrary to Policy: No Comments: 09 TO AUTHORIZE THE DIRECTORS TO ALLOT UNISSUED SHARES Mgmt For For Contrary to Policy: No Comments: 10 TO AUTHORIZE THE DIRECTORS TO DISAPPLY PRE-EMPTION Mgmt For For RIGHTS Contrary to Policy: No Comments: 11 TO AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Mgmt For For Contrary to Policy: No Comments: 12 TO AUTHORIZE INCREASE OF CAP ON NON-EXECUTIVE Mgmt For For DIRECTORS REMUNERATION Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 36 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ATMEL CORPORATION CUSIP/CINS: 049513 Meeting Type: ANNUAL Ticker: ATML Meeting Date: 12-May-04 ISIN: Agenda: 932117650 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GEORGE PERLEGOS For For 2 GUST PERLEGOS For For 3 TSUNG-CHING WU For For 4 T. PETER THOMAS For For 5 NORM HALL For For 6 PIERRE FOUGERE For For 7 DR. CHAIHO KIM For For 8 DAVID SUGISHITA For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS OF ATMEL CORPORATION FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 37 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ATMOS ENERGY CORPORATION CUSIP/CINS: 049560 Meeting Type: ANNUAL Ticker: ATO Meeting Date: 11-Feb-04 ISIN: Agenda: 932081780 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT W. BEST Withheld Against 2 THOMAS J. GARLAND Withheld Against 3 PHILLIP E. NICHOL Withheld Against 4 CHARLES K. VAUGHAN Withheld Against
Report Date: 27-Aug-04 Page 38 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 AUTOMATIC DATA PROCESSING, INC. CUSIP/CINS: 053015 Meeting Type: ANNUAL Ticker: ADP Meeting Date: 11-Nov-03 ISIN: Agenda: 932040152 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GREGORY D. BRENNEMAN For For 2 LESLIE A. BRUN For For 3 GARY C. BUTLER For For 4 JOSEPH A. CALIFANO, JR. For For 5 LEON G. COOPERMAN For For 6 ANN DIBBLE JORDAN For For 7 HARVEY M. KRUEGER For For 8 FREDERIC V. MALEK For For 9 HENRY TAUB For For 10 ARTHUR F. WEINBACH For For 11 JOSH S. WESTON For For 02 APPROVAL OF THE AMENDMENTS TO THE COMPANY S 2000 KEY Mgmt For For EMPLOYEES STOCK OPTION PLAN Contrary to Policy: No Comments: 03 APPROVAL OF THE AMENDMENT TO THE COMPANY S Mgmt For For EMPLOYEES SAVINGS- STOCK PURCHASE PLAN Contrary to Policy: No Comments: 04 APPROVAL OF THE COMPANY S 2003 DIRECTOR STOCK PLAN Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 39 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 05 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 40 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 AUTOZONE, INC. CUSIP/CINS: 053332 Meeting Type: ANNUAL Ticker: AZO Meeting Date: 11-Dec-03 ISIN: Agenda: 932059098 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CHARLES M. ELSON For For 2 MARSHA J. EVANS For For 3 EARL G. GRAVES, JR. For For 4 N. GERRY HOUSE For For 5 J.R. HYDE, III For For 6 EDWARD S. LAMPERT For For 7 W. ANDREW MCKENNA For For 8 STEVE ODLAND For For 9 JAMES J. POSTL For For 02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 41 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 AVALONBAY COMMUNITIES, INC. CUSIP/CINS: 053484 Meeting Type: ANNUAL Ticker: AVB Meeting Date: 05-May-04 ISIN: Agenda: 932103562 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 BRYCE BLAIR For For 2 BRUCE A. CHOATE For For 3 JOHN J. HEALY, JR. For For 4 GILBERT M. MEYER For For 5 CHARLES D. PEEBLER, JR. For For 6 LANCE R. PRIMIS For For 7 ALLAN D. SCHUSTER For For 8 AMY P. WILLIAMS For For 02 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr Against For DESCRIBED IN THE PROXY STATEMENT IF PROPERLY PRESENTED AT THE ANNUAL MEETING. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 42 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 AXA-UAP CUSIP/CINS: 054536 Meeting Type: ANNUAL Ticker: AXA Meeting Date: 21-Apr-04 ISIN: Agenda: 932118260 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- O1 FIRST RESOLUTION (APPROVAL OF THE COMPANY S 2003 Mgmt For For FINANCIAL STATEMENTS-PARENT ONLY) Contrary to Policy: No Comments: O2 SECOND RESOLUTION (APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR 2003) Contrary to Policy: No Comments: O3 THIRD RESOLUTION (EARNINGS APPROPRIATION AND Mgmt For For DECLARATION OF A DIVIDEND OF 0.38 POUNDS) Contrary to Policy: No Comments: 04 FOURTH RESOLUTION (APPROVAL OF THE AGREEMENTS Mgmt For For MENTIONED IN THE AUDITORS SPECIAL REPORT) Contrary to Policy: No Comments: O5 FIFTH RESOLUTION (RE-ELECTION OF MR. CLAUDE BEBEAR TO Mgmt Against Against THE SUPERVISORY BOARD, FOR A FOUR-YEAR TERM) Contrary to Policy: Yes Comments: O6 SIXTH RESOLUTION (RE-ELECTION OF A STATUTORY AUDITOR Mgmt For For MAZARS & GUERARD, FOR A SIX-YEAR TERM) Contrary to Policy: No Comments: O7 SEVENTH RESOLUTION (APPOINTMENT OF AN ALTERNATE Mgmt For For AUDITOR MR. JEAN-LOUIS SIMON, FOR A SIX-YEAR TERM) Contrary to Policy: No Comments: O8 EIGHTH RESOLUTION (APPOINTMENT OF MR. WILLY AVEREYN TO Mgmt Against For THE SUPERVISORY BOARD) Contrary to Policy: Yes Comments:
Report Date: 27-Aug-04 Page 43 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 O9 NINTH RESOLUTION (APPOINTMENT OF MR. CEES DE JONG TO Mgmt Against For THE SUPERVISORY BOARD) Contrary to Policy: Yes Comments: O10 TENTH RESOLUTION (APPOINTMENT OF MR. JACQUES Mgmt Against Against TABOUROT TO THE SUPERVISORY BOARD) Contrary to Policy: Yes Comments: O11 ELEVENTH RESOLUTION (AUTHORIZATION GRANTED TO THE Mgmt For For MANAGEMENT BOARD TO TRADE IN THE COMPANY S SHARES: MAXIMUM PURCHASE PRICE 35 POUNDS; MINIMUM SELLING SALE PRICE 12 POUNDS) Contrary to Policy: No Comments: E12 TWELFTH RESOLUTION (DELEGATION TO THE MANAGEMENT Mgmt For For BOARD TO ISSUE EQUITY IN THE EVENT OF A PUBLIC OFFER TO PURCHASE OR EXCHANGE SECURITIES OF THE COMPANY) Contrary to Policy: No Comments: E13 THIRTEENTH RESOLUTION (STATUTORY MODIFICATIONS Mgmt For For RELATED TO THE APPOINTMENT OF A SUPERVISORY BOARD MEMBER REPRESENTING EMPLOYEE SHAREHOLDERS) Contrary to Policy: No Comments: E14 FOURTEENTH RESOLUTION (NOT APPROVED BY THE Mgmt Against For MANAGEMENT BOARD AND THE SUPERVISORY BOARD) (ELECTION OF AN EMPLOYEE REPRESENTATIVE TO THE SUPERVISORY BOARD) Contrary to Policy: No Comments: E15 FIFTEENTH RESOLUTION (AUTHORIZATION GIVEN TO THE Mgmt For For MANAGEMENT BOARD TO CANCEL SHARES AND REDUCE THE CAPITAL) Contrary to Policy: No Comments: E16 SIXTEENTH RESOLUTION (AUTHORIZATION TO COMPLY WITH ALL Mgmt For For FORMAL REQUIREMENTS IN CONNECTION WITH THIS MEETING) Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 44 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BAKER HUGHES INCORPORATED CUSIP/CINS: 057224 Meeting Type: ANNUAL Ticker: BHI Meeting Date: 28-Apr-04 ISIN: Agenda: 932105580 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 EDWARD P. DJEREJIAN Withheld Against 2 H. JOHN RILEY, JR. Withheld Against 3 CHARLES L. WATSON Withheld Against 02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY S Mgmt For For INDEPENDENT AUDITOR FOR FISCAL YEAR 2004. Contrary to Policy: No Comments: 03 STOCKHOLDER PROPOSAL NO. 1 - REGARDING CLASSIFIED Shr For Against BOARDS. Contrary to Policy: No Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. 04 STOCKHOLDER PROPOSAL NO. 2 - REGARDING POISON PILLS. Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 45 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BALLY TOTAL FITNESS HOLDING CORPORAT CUSIP/CINS: 05873K Meeting Type: ANNUAL Ticker: BFT Meeting Date: 31-Jul-03 ISIN: Agenda: 932020073 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PAUL A. TOBACK For For 2 MARTIN E. FRANKLIN For For 02 STOCKHOLDER PROPOSAL REGARDING THE OFFICE OF Shr Against For CHAIRMAN OF THE BOARD OF DIRECTORS. Contrary to Policy: No Comments: 03 IN THEIR DISCRETION ON ALL OTHER MATTERS AS MAY Mgmt For For PROPERLY COME BEFORE THE ANNUAL MEETING, INCLUDING ANY MOTION TO ADJOURN OR POSTPONE THE MEETING OR OTHER MATTERS INCIDENTAL TO THE CONDUCT OF THE MEETING. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 46 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BANK OF AMERICA CORPORATION CUSIP/CINS: 060505 Meeting Type: SPECIAL Ticker: BAC Meeting Date: 17-Mar-04 ISIN: Agenda: 932091692 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 ADOPTION OF THE MERGER AGREEMENT Mgmt For For Contrary to Policy: No Comments: 02 ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN Mgmt For For Contrary to Policy: No Comments: 03 ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER OF Mgmt For For AUTHORIZED SHARES OF BANK OF AMERICA COMMON STOCK Contrary to Policy: No Comments: 04 APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA Mgmt For For SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 47 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BANK OF AMERICA CORPORATION CUSIP/CINS: 060505 Meeting Type: ANNUAL Ticker: BAC Meeting Date: 26-May-04 ISIN: Agenda: 932152666 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLIAM BARNET, III For For 2 CHARLES W. COKER For For 3 JOHN T. COLLINS For For 4 GARY L. COUNTRYMAN For For 5 PAUL FULTON For For 6 CHARLES K. GIFFORD For For 7 DONALD E. GUINN For For 8 JAMES H. HANCE, JR. For For 9 KENNETH D. LEWIS For For 10 WALTER E. MASSEY For For 11 THOMAS J. MAY For For 12 C. STEVEN MCMILLAN For For 13 EUGENE M. MCQUADE For For 14 PATRICIA E. MITCHELL For For 15 EDWARD L. ROMERO For For 16 THOMAS M. RYAN For For 17 O. TEMPLE SLOAN, JR. For For 18 MEREDITH R. SPANGLER For For 19 JACKIE M. WARD For For
Report Date: 27-Aug-04 Page 48 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Mgmt For For Contrary to Policy: No Comments: 03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shr Against For Contrary to Policy: No Comments: 04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shr Against For Contrary to Policy: No Comments: 05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shr Against For Contrary to Policy: No Comments: 06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shr Against For Contrary to Policy: No Comments: 07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shr Against For SECURITY Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 49 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BANK OF AMERICA CORPORATION CUSIP/CINS: 060505 Meeting Type: ANNUAL Ticker: BAC Meeting Date: 26-May-04 ISIN: Agenda: 932157200 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLIAM BARNET, III For For 2 CHARLES W. COKER For For 3 JOHN T. COLLINS For For 4 GARY L. COUNTRYMAN For For 5 PAUL FULTON For For 6 CHARLES K. GIFFORD For For 7 DONALD E. GUINN For For 8 JAMES H. HANCE, JR. For For 9 KENNETH D. LEWIS For For 10 WALTER E. MASSEY For For 11 THOMAS J. MAY For For 12 C. STEVEN MCMILLAN For For 13 EUGENE M. MCQUADE For For 14 PATRICIA E. MITCHELL For For 15 EDWARD L. ROMERO For For 16 THOMAS M. RYAN For For 17 O. TEMPLE SLOAN, JR. For For 18 MEREDITH R. SPANGLER For For 19 JACKIE M. WARD For For
Report Date: 27-Aug-04 Page 50 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Mgmt For For Contrary to Policy: No Comments: 03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shr Against For Contrary to Policy: No Comments: 04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shr Against For Contrary to Policy: No Comments: 05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shr Against For Contrary to Policy: No Comments: 06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shr Against For Contrary to Policy: No Comments: 07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shr Against For SECURITY Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 51 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BANK ONE CORPORATION CUSIP/CINS: 06423A Meeting Type: ANNUAL Ticker: ONE Meeting Date: 25-May-04 ISIN: Agenda: 932150143 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 MERGER PROPOSAL MERGER PROPOSAL Mgmt For For Contrary to Policy: No Comments: 02 DIRECTOR Mgmt 1 BRYAN For For 2 BURKE For For 3 CROWN For For 4 DIMON For For 5 FAY For For 6 JACKSON For For 7 KESSLER For For 8 LIPP For For 9 MANOOGIAN For For 10 NOVAK For For 11 ROGERS For For 12 STRATTON For For 03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 52 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BARR LABORATORIES, INC. CUSIP/CINS: 068306 Meeting Type: ANNUAL Ticker: BRL Meeting Date: 23-Oct-03 ISIN: Agenda: 932046596 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 BRUCE L. DOWNEY For For 2 PAUL M. BISARO For For 3 CAROLE S. BEN-MAIMON For For 4 GEORGE P. STEPHAN For For 5 JACK M. KAY For For 6 HAROLD N. CHEFITZ For For 7 RICHARD R. FRANKOVIC For For 8 PETER R. SEAVER For For 9 JAMES S. GILMORE, III For For 02 APPROVAL OF THE REINCORPORATION OF THE COMPANY IN THE Mgmt For For STATE OF DELAWARE. Contrary to Policy: No Comments: 03 APPROVAL OF AN INCREASE IN THE NUMBER OF AUTHORIZED Mgmt For For SHARES OF THE COMPANY S COMMON STOCK FROM 100,000,000 TO 200,000,000. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 53 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BB&T CORPORATION CUSIP/CINS: 054937 Meeting Type: ANNUAL Ticker: BBT Meeting Date: 27-Apr-04 ISIN: Agenda: 932112282 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 TO APPROVE AN AMENDMENT TO THE BB&T ARTICLES OF Mgmt For For INCORPORATION. Contrary to Policy: No Comments: 02 TO APPROVE CERTAIN AMENDMENTS TO THE BB&T BYLAWS. Mgmt For For Contrary to Policy: No Comments: 03 DIRECTOR Mgmt 1 JOHN A. ALLISON IV Withheld Against 2 RONALD E. DEAL Withheld Against 3 TOM D. EFIRD Withheld Against 4 ALBERT O. MCCAULEY Withheld Against 5 BARRY J. FITZPATRICK Withheld Against 6 J. HOLMES MORRISON Withheld Against 7 JENNIFER S. BANNER Withheld Against 8 ALBERT F. ZETTLEMOYER Withheld Against 04 TO APPROVE THE BB&T CORPORATION 2004 STOCK INCENTIVE Mgmt For For PLAN. Contrary to Policy: No Comments: 05 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS BB&T S INDEPENDENT AUDITORS FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 54 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For COMPENSATION MATTERS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 55 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BCE INC. CUSIP/CINS: 05534B Meeting Type: SPECIAL Ticker: BCE Meeting Date: 26-May-04 ISIN: Agenda: 932140926 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 A. BERARD For For 2 R.A. BRENNEMAN For For 3 R.J. CURRIE For For 4 A.S. FELL For For 5 D. SOBLE KAUFMAN For For 6 T.E. KIERANS For For 7 B.M. LEVITT For For 8 E.C. LUMLEY For For 9 J. MAXWELL For For 10 J.H. MCARTHUR For For 11 T.C. O'NEILL For For 12 R.C. POZEN For For 13 M.J. SABIA For For 14 P.M. TELLIER For For 15 V.L. YOUNG For For 02 APPOINTING DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 56 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 3A (SHAREHOLDER PROPOSAL NO. 1) DISCLOSE DIRECTORSHIPS Shr For For OF EACH NOMINEE DIRECTOR FOR PAST FIVE YEARS Contrary to Policy: No Comments: 3B (SHAREHOLDER PROPOSAL NO. 2) PROHIBIT THE CEO FROM Shr For Against SERVING ON THE BOARD OF ANOTHER LISTED COMPANY Contrary to Policy: No Comments: 3C (SHAREHOLDER PROPOSAL NO. 3) SUPPLEMENTAL DISCLOSURE Shr For Against OF EXECUTIVE PENSION PLANS Contrary to Policy: No Comments: 3D (SHAREHOLDER PROPOSAL NO. 4) REQUIRE ALL INSIDERS TO Shr Against For GIVE 10 DAYS NOTICE OF INTENT TO TRADE IN ANY BCE SECURITIES Contrary to Policy: No Comments: 3E (SHAREHOLDER PROPOSAL NO. 5) PROHIBIT AUDITORS FROM Shr Against For PROVIDING ANY SERVICES OTHER THAN AUDIT AND AUDIT- RELATED SERVICES Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 57 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BELLSOUTH CORPORATION CUSIP/CINS: 079860 Meeting Type: ANNUAL Ticker: BLS Meeting Date: 26-Apr-04 ISIN: Agenda: 932098280 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES H. BLANCHARD Withheld Against 2 ARMANDO M. CODINA Withheld Against 3 LEO F. MULLIN Withheld Against 02 RATIFY THE INDEPENDENT AUDITOR Mgmt For For Contrary to Policy: No Comments: 03 APPROVE AMENDMENT TO ELECT DIRECTORS ANNUALLY Mgmt For For Contrary to Policy: No Comments: 04 APPROVE THE STOCK AND INCENTIVE COMPENSATION PLAN Mgmt For For Contrary to Policy: No Comments: 05 SHAREHOLDER PROPOSAL RE: EXECUTIVE COMPENSATION Shr Against For Contrary to Policy: No Comments: 06 SHAREHOLDER PROPOSAL RE: CEO COMPENSATION Shr Against For Contrary to Policy: No Comments: 07 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF POLITICAL Shr Against For CONTRIBUTIONS Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 58 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BHP BILLITON LIMITED CUSIP/CINS: 088606 Meeting Type: ANNUAL Ticker: BHP Meeting Date: 13-Nov-03 ISIN: Agenda: 932053616 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 TO RECEIVE THE FINANCIAL STATEMENTS AND REPORTS OF Mgmt BHP BILLITON LIMITED 02 TO RECEIVE THE FINANCIAL STATEMENTS AND REPORTS OF Mgmt BHP BILLITON PLC 03 TO RE-ELECT DR D C BRINK AS A DIRECTOR OF BHP BILLITON Mgmt LIMITED 04 DIRECTOR Mgmt 1 DR D C BRINK* 2 MR M A CHANEY* 3 LD. RENWICK OF CLIFTON* 4 MR M SALAMON* 5 DR J G BUCHANAN* 05 TO RE-ELECT MR M A CHANEY AS A DIRECTOR OF BHP BILLITON Mgmt LIMITED 07 TO RE-ELECT LORD RENWICK OF CLIFTON AS A DIRECTOR OF Mgmt BHP BILLITON LIMITED 09 TO ELECT MR M SALAMON AS A DIRECTOR OF BHP BILLITON Mgmt LIMITED 11 TO ELECT DR J G BUCHANAN AS A DIRECTOR OF BHP BILLITON Mgmt LIMITED 13 TO RE-APPOINT THE AUDITORS OF BHP BILLITON PLC Mgmt 14 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT SHARES IN Mgmt BHP BILLITON PLC 15 TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN Mgmt BHP BILLITON PLC 16 TO AUTHORIZE BHP BILLITON PLC TO MAKE MARKET Mgmt PURCHASES OF ITS OWN SHARES
Report Date: 27-Aug-04 Page 59 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 17 TO APPROVE THE REMUNERATION REPORT Mgmt 18 TO APPROVE THE ISSUE OF AWARDS TO MR C W GOODYEAR Mgmt UNDER BHP BILLITON LIMITED S GROUP INCENTIVE SCHEME 19 TO APPROVE THE ISSUE OF AWARDS TO MR M SALAMON UNDER Mgmt BHP BILLITON PLC S GROUP INCENTIVE SCHEME
Report Date: 27-Aug-04 Page 60 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BIOSITE INCORPORATED CUSIP/CINS: 090945 Meeting Type: ANNUAL Ticker: BSTE Meeting Date: 18-Jun-04 ISIN: Agenda: 932180362 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 LONNIE M. SMITH Withheld Against 2 TIMOTHY J. WOLLAEGER Withheld Against 02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For COMPANY S 1996 STOCK INCENTIVE PLAN. Contrary to Policy: No Comments: 03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For COMPANY S EMPLOYEE STOCK PURCHASE PLAN. Contrary to Policy: No Comments: 04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE Mgmt For For BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 61 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BIOVAIL CORPORATION CUSIP/CINS: 09067J Meeting Type: SPECIAL Ticker: BVF Meeting Date: 25-Jun-04 ISIN: Agenda: 932184740 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 THE ELECTION OF THE FOLLOWING PERSONS AS DIRECTORS Mgmt For For OF THE COMPANY, TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF SHAREHOLDERS OR UNTIL THEIR SUCCESSORS ARE ELECTED: EUGENE N. MELNYK, ROLF K. REININGHAUS, WILFRED G. BRISTOW, ROGER ROWAN, LAURENCE E. PAUL, SHELDON PLENER AND MICHAEL VAN EVERY Contrary to Policy: No Comments: 02 THE RE-APPOINTMENT OF ERNST & YOUNG LLP, CHARTERED Mgmt For For ACCOUNTANTS AS THE AUDITORS OF THE COMPANY, AND THE AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION. Contrary to Policy: No Comments: 03 THE RESOLUTION APPROVING THE IMPLEMENTATION OF A NEW Mgmt For For STOCK OPTION PLAN, THE FULL TEXT OF WHICH IS SET OUT AS SCHEDULE A TO THE MANAGEMENT INFORMATION CIRCULAR. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 62 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BJ SERVICES COMPANY CUSIP/CINS: 055482 Meeting Type: ANNUAL Ticker: BJS Meeting Date: 22-Jan-04 ISIN: Agenda: 932079052 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DON D. JORDAN Withheld Against 2 WILLIAM H. WHITE Withheld Against 02 THE 2003 INCENTIVE PLAN. Mgmt For For Contrary to Policy: No Comments: 03 THE STOCKHOLDER PROPOSAL ON THE COMPANY S Shr For Against OPERATIONS IN BURMA. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 63 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BOSTON PROPERTIES, INC. CUSIP/CINS: 101121 Meeting Type: ANNUAL Ticker: BXP Meeting Date: 05-May-04 ISIN: Agenda: 932116381 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MORTIMER B. ZUCKERMAN Withheld Against 2 CAROL B. EINIGER Withheld Against 3 ALAN B. LANDIS Withheld Against 4 RICHARD E. SALOMON Withheld Against 02 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr For Against CONCERNING THE ANNUAL ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. Contrary to Policy: No Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio companies to elect a full slate of directors at each annual meeting.
Report Date: 27-Aug-04 Page 64 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BP P.L.C. CUSIP/CINS: 055622 Meeting Type: ANNUAL Ticker: BP Meeting Date: 15-Apr-04 ISIN: Agenda: 932097808 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 LORD BROWNE 2 DR B E GROTE 3 MR H M P MILES 4 SIR ROBIN NICHOLSON 5 MR R L OLVER 6 SIR IAN PROSSER 07 TO ELECT MR A BURGMANS AS A DIRECTOR Mgmt 08 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt 09 TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Mgmt 10 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Mgmt AMOUNT 11 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED Mgmt NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS 12 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE Mgmt PURCHASE OF ITS OWN SHARES BY THE COMPANY 13 TO AUTHORISE THE USE OF TREASURY SHARES FOR EMPLOYEE Mgmt SHARE SCHEMES 14 TO APPROVE THE DIRECTORS REMUNERATION REPORT Mgmt 15 TO DETERMINE THE LIMIT FOR THE AGGREGATE Mgmt REMUNERATION OF THE NON-EXECUTIVE DIRECTORS 16 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE Mgmt ACCOUNTS
Report Date: 27-Aug-04 Page 65 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 17 SPECIAL SHAREHOLDER RESOLUTION: TO INSTRUCT THE Shr COMPANY TO PREPARE A REPORT MAKING CERTAIN DISCLOSURES ON MATTERS OF CONTROL AND RISK IN PROTECTED AND SENSITIVE AREAS
Report Date: 27-Aug-04 Page 66 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BRADLEY PHARMACEUTICALS, INC. CUSIP/CINS: 104576 Meeting Type: ANNUAL Ticker: BDY Meeting Date: 15-Jun-04 ISIN: Agenda: 932167960 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MICHAEL BERNSTEIN Withheld Against 2 STEVEN KRIEGSMAN Withheld Against 3 ALAN WOLIN, PH.D. Withheld Against
Report Date: 27-Aug-04 Page 67 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BRE PROPERTIES, INC. CUSIP/CINS: 05564E Meeting Type: ANNUAL Ticker: BREPRA Meeting Date: 20-May-04 ISIN: Agenda: 932145320 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 APPROVAL OF AMENDING THE COMPANY S CURRENT ARTICLES Mgmt For For OF INCORPORATION TO PROVIDE FOR THE COMPANY S MOVING FROM A STAGGERED BOARD STRUCTURE TOWARD THE ELECTION OF ALL DIRECTORS ANNUALLY. Contrary to Policy: Yes Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders to be able to elect a full slate of directors at each annual meeting. 02 DIRECTOR Mgmt 1 ROBERT A. FIDDAMAN Withheld Against 2 ROGER P. KUPPINGER Withheld Against 3 JEANNE R. MYERSON Withheld Against 03 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 68 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BRISTOL-MYERS SQUIBB COMPANY CUSIP/CINS: 110122 Meeting Type: ANNUAL Ticker: BMYPR Meeting Date: 04-May-04 ISIN: Agenda: 932113347 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 P.R. DOLAN Withheld Against 2 L.V. GERSTNER, JR. Withheld Against 3 L. JOHANSSON Withheld Against 02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For Contrary to Policy: No Comments: 03 PUBLICATION OF POLITICAL CONTRIBUTIONS Shr Against For Contrary to Policy: No Comments: 04 PROHIBITION OF POLITICAL CONTRIBUTIONS Shr Against For Contrary to Policy: No Comments: 05 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shr For Against Contrary to Policy: No Comments: 06 HIV/AIDS-TB-MALARIA Shr Against For Contrary to Policy: No Comments: 07 DIRECTOR VOTE THRESHOLD Shr For Against Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 69 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 BROADCOM CORPORATION CUSIP/CINS: 111320 Meeting Type: ANNUAL Ticker: BRCM Meeting Date: 29-Apr-04 ISIN: Agenda: 932122271 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GEORGE L. FARINSKY For For 2 JOHN MAJOR For For 3 ALAN E. ROSS For For 4 HENRY SAMUELI, PH.D. For For 5 ROBERT E. SWITZ For For 6 WERNER F. WOLFEN For For 02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For COMPANY S 1998 STOCK INCENTIVE PLAN, AS PREVIOUSLY AMENDED AND RESTATED, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. Contrary to Policy: No Comments: 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 70 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 C.R. BARD, INC. CUSIP/CINS: 067383 Meeting Type: ANNUAL Ticker: BCR Meeting Date: 21-Apr-04 ISIN: Agenda: 932111014 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ANTHONY WELTERS Withheld Against 2 TONY L. WHITE Withheld Against 3 THEODORE E. MARTIN Withheld Against 4 TIMOTHY M. RING Withheld Against 02 APPROVAL OF AMENDMENT TO THE 2003 LONG TERM INCENTIVE Mgmt For For PLAN. Contrary to Policy: No Comments: 03 APPROVAL OF CERTAIN PROVISIONS OF THE 1994 EXECUTIVE Mgmt For For BONUS PLAN. Contrary to Policy: No Comments: 04 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 71 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CADBURY SCHWEPPES PLC CUSIP/CINS: 127209 Meeting Type: ANNUAL Ticker: CSG Meeting Date: 21-May-04 ISIN: Agenda: 932113828 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 FINANCIAL STATEMENTS Mgmt 02 DECLARATION OF FINAL DIVIDEND 2003 Mgmt 03 DIRECTORS REMUNERATION REPORT Mgmt 04 DIRECTOR Mgmt 1 JOHN SUNDERLAND 2 KEN HANNA 3 RICK BRADDOCK 4 ROGER CARR 5 DAVID THOMPSON 09 RE-APPOINTMENT OF AUDITORS Mgmt 10 REMUNERATION OF AUDITORS Mgmt 11 AUTHORITY TO ALLOT RELEVANT SECURITIES Mgmt 12 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt 13 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt 14 AMEND RULES OF THE SHARE OPTION PLAN 1994 Mgmt 15 AMEND RULES OF THE 1997 LONG TERM INCENTIVE PLAN Mgmt 16 APPROVAL OF THE BONUS SHARE RETENTION PLAN 2004 Mgmt 17 AMEND RULES OF EIGHT NAMED SHARE SCHEMES/PLANS Mgmt 18 ESTABLISH FURTHER EMPLOYEE SHARE PLAN OR PLANS Mgmt
Report Date: 27-Aug-04 Page 72 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CAPITAL ONE FINANCIAL CORPORATION CUSIP/CINS: 14040H Meeting Type: ANNUAL Ticker: COF Meeting Date: 29-Apr-04 ISIN: Agenda: 932093824 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 W. RONALD DIETZ Withheld Against 2 LEWIS HAY, III Withheld Against 3 MAYO A. SHATTUCK, III Withheld Against 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For AUDITORS OF THE CORPORATION FOR 2004. Contrary to Policy: No Comments: 03 APPROVAL OF CAPITAL ONE S 2004 STOCK INCENTIVE PLAN. Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 73 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CARDINAL HEALTH, INC. CUSIP/CINS: 14149Y Meeting Type: ANNUAL Ticker: CAH Meeting Date: 05-Nov-03 ISIN: Agenda: 932054303 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DAVE BING Withheld Against 2 JOHN F. FINN Withheld Against 3 JOHN F. HAVENS Withheld Against 4 DAVID W. RAISBECK Withheld Against 5 ROBERT D. WALTER Withheld Against
Report Date: 27-Aug-04 Page 74 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CAREMARK RX, INC. CUSIP/CINS: 141705 Meeting Type: ANNUAL Ticker: CMX Meeting Date: 04-May-04 ISIN: Agenda: 932127790 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 EDWIN M. BANKS Withheld Against 2 COLLEEN C. WELCH, PH.D. Withheld Against 3 ROGER L. HEADRICK Withheld Against 4 JEAN-PIERRE MILLON Withheld Against
Report Date: 27-Aug-04 Page 75 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CATERPILLAR INC. CUSIP/CINS: 149123 Meeting Type: ANNUAL Ticker: CAT Meeting Date: 14-Apr-04 ISIN: Agenda: 932099181 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN T. DILLON Withheld Against 2 JUAN GALLARDO Withheld Against 3 WILLIAM A. OSBORN Withheld Against 4 GORDON R. PARKER Withheld Against 5 EDWARD B. RUST, JR. Withheld Against 02 AMEND OPTION PLAN Mgmt For For Contrary to Policy: No Comments: 03 RATIFY AUDITORS Mgmt For For Contrary to Policy: No Comments: 04 STOCKHOLDER PROPOSAL - RIGHTS PLAN Shr For Against Contrary to Policy: No Comments: 05 STOCKHOLDER PROPOSAL - SALE OF EQUIPMENT TO ISRAEL Shr Against For Contrary to Policy: No Comments: 06 STOCKHOLDER PROPOSAL - HIV/AIDS Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 76 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CBRL GROUP, INC. CUSIP/CINS: 12489V Meeting Type: ANNUAL Ticker: CBRL Meeting Date: 25-Nov-03 ISIN: Agenda: 932060495 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES D. CARREKER For For 2 ROBERT V. DALE For For 3 DAN W. EVINS For For 4 ROBERT C. HILTON For For 5 CHARLES E. JONES, JR. For For 6 B.F. (JACK) LOWERY For For 7 GORDON L. MILLER For For 8 MARTHA M. MITCHELL For For 9 ANDREA M. WEISS For For 10 JIMMIE D. WHITE For For 11 MICHAEL A. WOODHOUSE For For 02 TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS Mgmt For For THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL YEAR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 77 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CEMEX, S.A. DE C.V. CUSIP/CINS: 151290 Meeting Type: ANNUAL Ticker: CX Meeting Date: 29-Apr-04 ISIN: Agenda: 932137309 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- A1 PRESENTATION, DISCUSSION AND, IF APPLICABLE, APPROVAL OF Mgmt THE REPORT BY THE BOARD OF DIRECTORS, INCLUDING THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2003 AS REQUIRED BY THE MEXICAN CORPORATION LAW. A2 PROPOSAL FOR THE ALLOCATION OF PROFITS AND THE Mgmt MAXIMUM AMOUNT OF FUNDS TO BE USED FOR THE PURCHASE OF COMPANY SHARES. A3 PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY Mgmt IN ITS VARIBLE PORTION THROUGH CAPITALIZATION CHARGED AGAINST RETAINED EARNINGS, SUBMITTED FOR CONSIDERATION OF THE SHAREHOLDERS AT THE MEETING. A4 APPOINTMENT OF DIRECTORS AND STATUTORY AUDITORS, Mgmt ACCORDING TO THE PROPOSAL OF SHAREHOLDERS SUBMITTED FOR CONSIDERATION AT THE MEETING. A5 COMPENSATION OF DIRECTORS AND STATUTORY AUDITORS, Mgmt ACCORDING TO THE PROPOSAL OF SHAREHOLDERS SUBMITTED FOR CONSIDERATION AT THE MEETING. A6 APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS Mgmt ADOPTED AT THE MEETING.
Report Date: 27-Aug-04 Page 78 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CHESAPEAKE UTILITIES CORPORATION CUSIP/CINS: 165303 Meeting Type: ANNUAL Ticker: CPK Meeting Date: 06-May-04 ISIN: Agenda: 932129504 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 RALPH J. ADKINS Withheld Against 2 RICHARD BERNSTEIN Withheld Against 3 J. PETER MARTIN Withheld Against
Report Date: 27-Aug-04 Page 79 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CHEVRONTEXACO CORPORATION CUSIP/CINS: 166764 Meeting Type: ANNUAL Ticker: CVX Meeting Date: 28-Apr-04 ISIN: Agenda: 932115707 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 S.H. ARMACOST For For 2 R.E. DENHAM For For 3 R.J. EATON For For 4 S. GINN For For 5 C.A. HILLS For For 6 F.G. JENIFER For For 7 J.B. JOHNSTON For For 8 S. NUNN For For 9 D.J. O'REILLY For For 10 P.J. ROBERTSON For For 11 C.R. SHOEMATE For For 12 C. WARE For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For Contrary to Policy: No Comments: 03 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN POLICY Mgmt For For Contrary to Policy: No Comments: 04 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 80 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shr Against For Contrary to Policy: No Comments: 06 POLITICAL DISCLOSURE Shr Against For Contrary to Policy: No Comments: 07 DIRECTOR ELECTION VOTE THRESHOLD Shr Against For Contrary to Policy: No Comments: 08 REPORT ON ECUADOR Shr Against For Contrary to Policy: No Comments: 09 RENEWABLE ENERGY Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 81 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CHICAGO MERCANTILE EXCHANGE HOLDINGS CUSIP/CINS: 167760 Meeting Type: ANNUAL Ticker: CME Meeting Date: 21-Apr-04 ISIN: Agenda: 932108447 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DENNIS H. CHOOKASZIAN Withheld Against 2 MARTIN J. GEPSMAN Withheld Against 3 ELIZABETH HARRINGTON Withheld Against 4 LEO MELAMED Withheld Against 5 ALEX J. POLLOCK Withheld Against 6 MYRON S. SCHOLES Withheld Against 7 WILLIAM R. SHEPARD Withheld Against 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For AUDITORS FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 82 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CHICO'S FAS, INC. CUSIP/CINS: 168615 Meeting Type: ANNUAL Ticker: CHS Meeting Date: 22-Jun-04 ISIN: Agenda: 932164192 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HELENE B. GRALNICK* Withheld Against 2 VERNA K. GIBSON* Withheld Against 3 BETSY S. ATKINS* Withheld Against 4 SCOTT A. EDMONDS** Withheld Against 02 PROPOSAL TO AMEND THE AMENDED AND RESTATED ARTICLES Mgmt For For OF INCORPORATION Contrary to Policy: No Comments: 03 PROPOSAL TO APPROVE THE COMPANY S AMENDED AND Mgmt For For RESTATED 2002 EMPLOYEE STOCK PURCHASE PLAN Contrary to Policy: No Comments: 04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 83 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CHINA PETROLEUM & CHEMICAL CORPORATI CUSIP/CINS: 16941R Meeting Type: SPECIAL Ticker: SNP Meeting Date: 18-Dec-03 ISIN: Agenda: 932073276 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 THAT THE MAJOR ON-GOING CONNECTED TRANSACTIONS BE Mgmt For For AND ARE HEREBY APPROVED AND THAT THE BOARD OF DIRECTORS OF SINOPEC CORP. BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH FURTHER ACTS AND THINGS IN CONNECTION WITH THE MAJOR ON-GOING CONNECTED TRANSACTIONS. Contrary to Policy: No Comments: 02 THAT THE DE-MINIMUS ON-GOING CONNECTED TRANSACTIONS Mgmt For For BE AND ARE HEREBY APPROVED AND THAT THE BOARD OF DIRECTORS OF SINOPEC CORP. BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH FURTHER ACTS AND THINGS IN CONNECTION WITH THE DE-MINIMUS ON-GOING CONNECTED TRANSACTIONS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 84 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CHINA UNICOM LIMITED CUSIP/CINS: 16945R Meeting Type: SPECIAL Ticker: CHU Meeting Date: 22-Dec-03 ISIN: Agenda: 932074886 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 THAT THE CONDITIONAL SALE AND PURCHASE AGREEMENT Mgmt BETWEEN CHINA UNICOM (BVI) LIMITED ( UNICOM BVI ) AND THE COMPANY IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING CIRCULAR. 02 THAT THE CONNECTED TRANSACTIONS AS DESCRIBED UNDER Mgmt THE SECTION LETTER FROM THE CHAIRMAN OF THE CIRCULAR OF THE COMPANY ARE HEREBY APPROVED, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING CIRCULAR. 03 THAT THE CONDITIONAL SALE AND PURCHASE AGREEMENT Mgmt BETWEEN CHINA UNITED TELECOMMUNICATIONS CORPORATION LIMITED ( A SHARE COMPANY ) AND CHINA UNICOM CORPORATION LIMITED ( CUCL ) IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING CIRCULAR. 04 THAT THE CONNECTED TRANSACTIONS AS DESCRIBED UNDER Mgmt THE SECTION LETTER FROM THE CHAIRMAN OF THE CIRCULAR OF THE COMPANY ARE HEREBY APPROVED, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING CIRCULAR.
Report Date: 27-Aug-04 Page 85 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CIGNA CORPORATION CUSIP/CINS: 125509 Meeting Type: ANNUAL Ticker: CI Meeting Date: 28-Apr-04 ISIN: Agenda: 932117763 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT H. CAMPBELL Withheld Against 2 JANE E. HENNEY, M.D. Withheld Against 3 CHARLES R. SHOEMATE Withheld Against 4 LOUIS W. SULLIVAN, M.D. Withheld Against 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 86 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CISCO SYSTEMS, INC. CUSIP/CINS: 17275R Meeting Type: ANNUAL Ticker: CSCO Meeting Date: 11-Nov-03 ISIN: Agenda: 932046899 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CAROL A. BARTZ For For 2 LARRY R. CARTER For For 3 JOHN T. CHAMBERS For For 4 DR. JAMES F. GIBBONS For For 5 DR. JOHN L. HENNESSY For For 6 RODERICK C. MCGEARY For For 7 JAMES C. MORGAN For For 8 JOHN P. MORGRIDGE For For 9 DONALD T. VALENTINE For For 10 STEVEN M. WEST For For 11 JERRY YANG For For 02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE OF 100,000,000 SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND A 5-YEAR EXTENSION OF THE PLAN, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. Contrary to Policy: No Comments: 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JULY 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 87 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT THE BOARD Shr Against For PREPARE A REPORT EACH FISCAL YEAR ON CISCO HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND STATE-OWNED COMMUNICATIONS OR INFORMATION TECHNOLOGY ENTITIES IN ANY COUNTRY, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. Contrary to Policy: No Comments: 05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE BOARD S Shr Against For COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE BY JANUARY 1, 2004, A REPORT COMPARING TOTAL COMPENSATION OF THE COMPANY S TOP EXECUTIVES AND ITS LOWEST PAID WORKERS IN THE U.S. AND ABROAD AS OF SPECIFIC DATES, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 88 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CITIGROUP INC. CUSIP/CINS: 172967 Meeting Type: ANNUAL Ticker: CPRK Meeting Date: 20-Apr-04 ISIN: Agenda: 932106215 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 C. MICHAEL ARMSTRONG For For 2 ALAIN J.P. BELDA For For 3 GEORGE DAVID For For 4 KENNETH T. DERR For For 5 JOHN M. DEUTCH For For 6 R. HERNANDEZ RAMIREZ For For 7 ANN DIBBLE JORDAN For For 8 DUDLEY C. MECUM For For 9 RICHARD D. PARSONS For For 10 ANDRALL E. PEARSON For For 11 CHARLES PRINCE For For 12 ROBERT E. RUBIN For For 13 FRANKLIN A. THOMAS For For 14 SANFORD I. WEILL For For 15 ROBERT B. WILLUMSTAD For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For CITIGROUP S INDEPENDENT AUDITORS FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 89 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shr Against For COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS. Contrary to Policy: No Comments: 04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For POLITICAL CONTRIBUTIONS. Contrary to Policy: No Comments: 05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shr Against For OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE PAYMENTS TO THE TOP 5 OF MANAGEMENT. Contrary to Policy: No Comments: 06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shr Against For OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 90 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CITIGROUP INVESTMENTS CORP LOAN FUND CUSIP/CINS: 17307C Meeting Type: ANNUAL Ticker: TLI Meeting Date: 21-Jan-04 ISIN: Agenda: 932079963 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ALLAN J. BLOOSTEIN Withheld Against 2 R. JAY GERKEN Withheld Against
Report Date: 27-Aug-04 Page 91 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 COMERICA INCORPORATED CUSIP/CINS: 200340 Meeting Type: ANNUAL Ticker: CMA Meeting Date: 18-May-04 ISIN: Agenda: 932122637 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 RALPH W. BABB, JR. Withheld Against 2 JAMES F. CORDES Withheld Against 3 PETER D. CUMMINGS Withheld Against 4 TODD W. HERRICK Withheld Against 5 WILLIAM P. VITITOE Withheld Against 6 KENNETH L. WAY Withheld Against 02 APPROVAL AND RATIFICATION OF THE COMERICA Mgmt For For INCORPORATED AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN Contrary to Policy: No Comments: 03 APPROVAL OF THE COMERICA INCORPORATED INCENTIVE PLAN Mgmt For For FOR NON- EMPLOYEE DIRECTORS Contrary to Policy: No Comments: 04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 92 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 COMPUTER SCIENCES CORPORATION CUSIP/CINS: 205363 Meeting Type: ANNUAL Ticker: CSC Meeting Date: 11-Aug-03 ISIN: Agenda: 932020732 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 IRVING W. BAILEY, II For For 2 STEPHEN L. BAUM For For 3 RODNEY F. CHASE For For 4 VAN B. HONEYCUTT For For 5 WILLIAM R. HOOVER For For 6 LEON J. LEVEL For For 7 THOMAS A. MCDONNELL For For 8 F. WARREN MCFARLAN For For 9 JAMES R. MELLOR For For 10 WILLIAM P. RUTLEDGE For For
Report Date: 27-Aug-04 Page 93 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CONOCOPHILLIPS CUSIP/CINS: 20825C Meeting Type: ANNUAL Ticker: COP Meeting Date: 05-May-04 ISIN: Agenda: 932125570 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DAVID L. BOREN Withheld Against 2 JAMES E. COPELAND, JR. Withheld Against 3 KENNETH M. DUBERSTEIN Withheld Against 4 RUTH R. HARKIN Withheld Against 5 WILLIAM R. RHODES Withheld Against 6 J. STAPLETON ROY Withheld Against 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For Contrary to Policy: No Comments: 03 AUTHORIZE THE 2004 OMNIBUS STOCK AND PERFORMANCE Mgmt For For INCENTIVE PLAN Contrary to Policy: No Comments: 04 OFFICER & DIRECTOR COMPENSATION Shr Against For Contrary to Policy: No Comments: 05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For Contrary to Policy: No Comments: 06 ANWR DRILLING Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 94 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CONOCOPHILLIPS CUSIP/CINS: 20825C Meeting Type: ANNUAL Ticker: COP Meeting Date: 05-May-04 ISIN: Agenda: 932125570 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DAVID L. BOREN Withheld Against 2 JAMES E. COPELAND, JR. Withheld Against 3 KENNETH M. DUBERSTEIN Withheld Against 4 RUTH R. HARKIN Withheld Against 5 WILLIAM R. RHODES Withheld Against 6 J. STAPLETON ROY Withheld Against 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For Contrary to Policy: No Comments: 03 AUTHORIZE THE 2004 OMNIBUS STOCK AND PERFORMANCE Mgmt For For INCENTIVE PLAN Contrary to Policy: No Comments: 04 OFFICER & DIRECTOR COMPENSATION Shr Against For Contrary to Policy: No Comments: 05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For Contrary to Policy: No Comments: 06 ANWR DRILLING Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 95 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CONSTELLATION ENERGY GROUP, INC. CUSIP/CINS: 210371 Meeting Type: ANNUAL Ticker: CEG Meeting Date: 21-May-04 ISIN: Agenda: 932132703 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES T. BRADY Withheld Against 2 JAMES R. CURTISS Withheld Against 3 EDWARD J. KELLY, III Withheld Against 4 ROBERT J. LAWLESS Withheld Against 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 96 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 COOPER CAMERON CORPORATION CUSIP/CINS: 216640 Meeting Type: ANNUAL Ticker: CAM Meeting Date: 13-May-04 ISIN: Agenda: 932116723 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 LAMAR NORSWORTHY Withheld Against 2 MICHAEL E. PATRICK Withheld Against 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS FOR 2004 Contrary to Policy: No Comments: 03 VOTE ON A STOCKHOLDER PROPOSAL Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 97 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 COUNTRYWIDE FINANCIAL CORPORATION CUSIP/CINS: 222372 Meeting Type: SPECIAL Ticker: CFC Meeting Date: 09-Jan-04 ISIN: Agenda: 932074634 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 TO APPROVE THE PROPOSAL TO AMEND THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 98 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 COUNTRYWIDE FINANCIAL CORPORATION CUSIP/CINS: 222372 Meeting Type: ANNUAL Ticker: CFC Meeting Date: 16-Jun-04 ISIN: Agenda: 932162857 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HENRY G. CISNEROS Withheld Against 2 ROBERT J. DONATO Withheld Against 3 MICHAEL E. DOUGHERTY Withheld Against 4 MARTIN R. MELONE Withheld Against 5 HARLEY W. SNYDER Withheld Against 02 TO APPROVE AND AMEND THE COMPANY S 2000 EQUITY Mgmt For For INCENTIVE PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 99 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 COVENTRY HEALTH CARE, INC. CUSIP/CINS: 222862 Meeting Type: ANNUAL Ticker: CVH Meeting Date: 03-Jun-04 ISIN: Agenda: 932151347 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 L. DALE CRANDALL Withheld Against 2 ROBERT W. MOREY Withheld Against 3 ELIZABETH E. TALLETT Withheld Against 4 ALLEN F. WISE Withheld Against 02 2004 INCENTIVE PLAN. Mgmt For For Contrary to Policy: No Comments: 03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP, Mgmt For For AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 100 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CURTISS-WRIGHT CORPORATION CUSIP/CINS: 231561 Meeting Type: ANNUAL Ticker: CW Meeting Date: 23-Apr-04 ISIN: Agenda: 932106594 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 2 DIRECTOR Mgmt 1 S.M. FULLER Withheld Against 3 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE CORPORATION. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 101 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 CVS CORPORATION CUSIP/CINS: 126650 Meeting Type: ANNUAL Ticker: CVS Meeting Date: 12-May-04 ISIN: Agenda: 932120380 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 W. DON CORNWELL For For 2 THOMAS P. GERRITY For For 3 STANLEY P. GOLDSTEIN For For 4 MARIAN L. HEARD For For 5 WILLIAM H. JOYCE For For 6 TERRY R. LAUTENBACH For For 7 TERRENCE MURRAY For For 8 SHELI Z. ROSENBERG For For 9 THOMAS M. RYAN For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For 1997 INCENTIVE COMPENSATION PLAN. Contrary to Policy: No Comments: 03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS CVS Mgmt For For INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 1, 2005. Contrary to Policy: No Comments: 04 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For COMPENSATION. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 102 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 DELPHI CORPORATION CUSIP/CINS: 247126 Meeting Type: ANNUAL Ticker: DPH Meeting Date: 06-May-04 ISIN: Agenda: 932106152 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 OSCAR BERNARDES For For 2 DR. BERND GOTTSCHALK For For 3 JOHN D. OPIE For For 02 RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT ACCOUNTANTS Contrary to Policy: No Comments: 03 APPROVE THE DELPHI CORPORATION ANNUAL INCENTIVE PLAN Mgmt For For Contrary to Policy: No Comments: 04 APPROVE THE DELPHI CORPORATION LONG-TERM INCENTIVE Mgmt For For PLAN Contrary to Policy: No Comments: 05 STOCKHOLDER PROPOSAL RELATING TO THE REDEMPTION OF Shr Against For DELPHI S STOCKHOLDER RIGHTS PLAN Contrary to Policy: No Comments: 06 STOCKHOLDER PROPOSAL RELATING TO THE ANNUAL ELECTION Shr For Against OF DIRECTORS Contrary to Policy: No Comments: 07 STOCKHOLDER PROPOSAL RELATING TO ADOPTION OF CODE Shr Against For FOR DELPHI S INTERNATIONAL OPERATIONS Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 103 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 DEVON ENERGY CORPORATION CUSIP/CINS: 25179M Meeting Type: ANNUAL Ticker: DVEGP Meeting Date: 08-Jun-04 ISIN: Agenda: 932157628 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 THOMAS F. FERGUSON Withheld Against 2 PETER J. FLUOR Withheld Against 3 DAVID M. GAVRIN Withheld Against 4 MICHAEL E. GELLERT Withheld Against 02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY S Mgmt For For INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments: 03 REVISE DIRECTOR ELECTION VOTE THRESHOLD Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 104 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 DIAMOND OFFSHORE DRILLING, INC. CUSIP/CINS: 25271C Meeting Type: ANNUAL Ticker: DO Meeting Date: 18-May-04 ISIN: Agenda: 932111278 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES S. TISCH For For 2 LAWRENCE R. DICKERSON For For 3 ALAN R. BATKIN For For 4 CHARLES L. FABRIKANT For For 5 HERBERT C. HOFMANN For For 6 ARTHUR L. REBELL For For 7 RAYMOND S. TROUBH For For 02 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE THE Mgmt For For AMENDED AND RESTATED DIAMOND OFFSHORE DRILLING, INC. 2000 STOCK OPTION PLAN. Contrary to Policy: No Comments: 03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 105 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 DIGITAL RIVER, INC. CUSIP/CINS: 25388B Meeting Type: ANNUAL Ticker: DRIV Meeting Date: 24-May-04 ISIN: Agenda: 932141877 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOEL A. RONNING Withheld Against 2 PERRY W. STEINER Withheld Against 3 J. PAUL THORIN Withheld Against 02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For COMPANY S 1998 STOCK OPTION PLAN THAT WOULD GIVE THE COMPANY THE FLEXIBILITY TO GRANT STOCK APPRECIATION RIGHTS, RESTRICTED STOCK UNITS, STOCK PURCHASE RIGHTS AND STOCK BONUSES, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. Contrary to Policy: No Comments: 03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For COMPANY S 1999 STOCK OPTION PLAN THAT WOULD GIVE THE COMPANY THE FLEXIBILITY TO GRANT INCENTIVE STOCK OPTIONS, STOCK APPRECIATION RIGHTS, RESTRICTED STOCK UNITS, STOCK PURCHASE RIGHTS AND STOCK BONUSES, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. Contrary to Policy: No Comments: 04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE Mgmt For For BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 106 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 DOMINION RESOURCES, INC. CUSIP/CINS: 25746U Meeting Type: ANNUAL Ticker: D Meeting Date: 23-Apr-04 ISIN: Agenda: 932100439 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 SUSAN B. ALLEN For For 2 PETER W. BROWN For For 3 RONALD J. CALISE For For 4 THOS. E. CAPPS For For 5 GEORGE A. DAVIDSON, JR. For For 6 JOHN W. HARRIS For For 7 ROBERT S. JEPSON, JR. For For 8 BENJAMIN J. LAMBERT III For For 9 RICHARD L. LEATHERWOOD For For 10 MARGARET A. MCKENNA For For 11 KENNETH A. RANDALL For For 12 FRANK S. ROYAL For For 13 S. DALLAS SIMMONS For For 14 ROBERT H. SPILMAN For For 15 DAVID A. WOLLARD For For 02 RETENTION OF AUDITORS Mgmt For For Contrary to Policy: No Comments: 03 SHAREHOLDER PROPOSAL Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 107 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 DORAL FINANCIAL CORPORATION CUSIP/CINS: 25811P Meeting Type: ANNUAL Ticker: DRL Meeting Date: 21-Apr-04 ISIN: Agenda: 932114933 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 RICHARD F. BONINI For For 2 EDGAR M. CULLMAN, JR For For 3 JOHN L. ERNST For For 4 PETER A. HOFFMAN For For 5 EFRAIM KIER For For 6 SALOMON LEVIS For For 7 ZOILA LEVIS For For 8 HAROLD D. VICENTE For For 9 JOHN B. HUGHES For For 02 AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION Mgmt For For TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. Contrary to Policy: No Comments: 03 AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION Mgmt For For TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SERIAL PREFERRED STOCK. Contrary to Policy: No Comments: 04 ADOPTION OF DORAL FINANCIAL CORPORATION OMNIBUS Mgmt For For INCENTIVE PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 108 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 05 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT ACCOUNTANTS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 109 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 DRS TECHNOLOGIES, INC. CUSIP/CINS: 23330X Meeting Type: ANNUAL Ticker: DRS Meeting Date: 06-Aug-03 ISIN: Agenda: 932024297 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 IRA ALBOM For For 2 MARK N. KAPLAN For For 3 DENNIS J. REIMER For For 02 TO APPROVE THE AUDITOR RATIFICATION Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 110 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 DRS TECHNOLOGIES, INC. CUSIP/CINS: 23330X Meeting Type: SPECIAL Ticker: DRS Meeting Date: 22-Jan-04 ISIN: Agenda: 932080776 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 TO AMEND DRS S CERTIFICATE OF INCORPORATION, AS Mgmt For For AMENDED, TO INCREASE ITS AUTHORIZED COMMON STOCK FROM 30,000,000 SHARES TO 50,000,000 SHARES. Contrary to Policy: No Comments: 02 TO AMEND AND RESTATE DRS S 1996 OMNIBUS PLAN, AS Mgmt For For AMENDED, TO (I) INCREASE THE MAXIMUM NUMBER OF SHARES AVAILABLE FOR AWARDS FROM 3,875,000 TO 5,875,000 AND (II) MAKE THE OTHER CHANGES SET FORTH IN THE FORM OF PROPOSED AMENDED AND RESTATED PLAN ATTACHED AS EXHIBIT B TO THE PROXY STATEMENT, DATED DECEMBER 22, 2003. Contrary to Policy: No Comments: 03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE Mgmt Abstain Against UPON ANY OTHER MATTERS COMING BEFORE THE MEETING. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 111 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 DUKE ENERGY CORPORATION CUSIP/CINS: 264399 Meeting Type: ANNUAL Ticker: DUK Meeting Date: 13-May-04 ISIN: Agenda: 932109677 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PAUL M. ANDERSON Withheld Against 2 ANN M. GRAY Withheld Against 3 MICHAEL E.J. PHELPS Withheld Against 4 JAMES T. RHODES Withheld Against 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY S Mgmt For For INDEPENDENT AUDITORS FOR 2004. Contrary to Policy: No Comments: 03 A SHAREHOLDER PROPOSAL RELATING TO DECLASSIFICATION Shr For Against OF DUKE ENERGY S BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. Contrary to Policy: No Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interest of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
Report Date: 27-Aug-04 Page 112 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 DUKE REALTY CORPORATION CUSIP/CINS: 264411 Meeting Type: ANNUAL Ticker: DREPRA Meeting Date: 28-Apr-04 ISIN: Agenda: 932104881 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 BARRINGTON H. BRANCH For For 2 GARY A. BURK For For 3 GEOFFREY BUTTON For For 4 WILLIAM CAVANAUGH III For For 5 NGAIRE E. CUNEO For For 6 CHARLES R. EITEL For For 7 THOMAS L. HEFNER For For 8 L. BEN LYTLE For For 9 WILLIAM O. MCCOY For For 10 JOHN W. NELLEY, JR. For For 11 DENNIS D. OKLAK For For 12 JAMES E. ROGERS For For 13 JACK R. SHAW For For 14 ROBERT J. WOODWARD, JR. For For 15 DARELL E. ZINK, JR. For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 113 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 03 SHAREHOLDER PROPOSAL TO SEPARATE THE POSITIONS OF Shr Against For BOARD CHAIR AND CHIEF EXECUTIVE OFFICER Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 114 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ELI LILLY AND COMPANY CUSIP/CINS: 532457 Meeting Type: ANNUAL Ticker: HYU Meeting Date: 19-Apr-04 ISIN: Agenda: 932109487 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 S.C. BEERING Withheld Against 2 W. BISCHOFF Withheld Against 3 F.G. PRENDERGAST Withheld Against 4 K.P. SEIFERT Withheld Against 02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2004. Contrary to Policy: No Comments: 03 APPROVAL OF THE ELI LILLY AND COMPANY BONUS PLAN. Mgmt For For Contrary to Policy: No Comments: 04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT A Shr Against For COMPENSATION PROGRAM LIMITING THE COMPENSATION OF SENIOR EXECUTIVES TO SPECIFIED LEVELS. Contrary to Policy: No Comments: 05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT ON Shr Against For HOW THE COMPANY WILL RESPOND TO PRESSURE TO INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION DRUGS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 115 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 EMC CORPORATION CUSIP/CINS: 268648 Meeting Type: ANNUAL Ticker: EMC Meeting Date: 05-May-04 ISIN: Agenda: 932103550 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN R. EGAN Withheld Against 2 MICHAEL C. RUETTGERS Withheld Against 3 DAVID N. STROHM Withheld Against 02 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S 2003 Mgmt For For STOCK PLAN TO INCREASE BY 50,000,000 THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AND ALLOW AWARDS OF RESTRICTED STOCK AND RESTRICTED STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT. Contrary to Policy: No Comments: 03 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S 1989 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000 THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AS DESCRIBED IN EMC S PROXY STATEMENT. Contrary to Policy: No Comments: 04 PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments: 05 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL Shr Against For RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC S PROXY STATEMENT. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 116 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 EMERSON ELECTRIC CO. CUSIP/CINS: 291011 Meeting Type: ANNUAL Ticker: EMR Meeting Date: 03-Feb-04 ISIN: Agenda: 932076791 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 C. FERNANDEZ G. Withheld Against 2 C.F. KNIGHT Withheld Against 3 G.A. LODGE Withheld Against 4 R.L. RIDGWAY Withheld Against 5 E.E. WHITACRE, JR. Withheld Against 02 RE-APPROVAL OF PERFORMANCE MEASURES UNDER THE Mgmt For For EMERSON ELECTRIC CO. 1997 INCENTIVE SHARES PLAN Contrary to Policy: No Comments: 03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 117 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ENCANA CORPORATION CUSIP/CINS: 292505 Meeting Type: SPECIAL Ticker: ECA Meeting Date: 28-Apr-04 ISIN: Agenda: 932121382 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MICHAEL N. CHERNOFF For For 2 RALPH S. CUNNINGHAM For For 3 PATRICK D. DANIEL For For 4 IAN W. DELANEY For For 5 WILLIAM R. FATT For For 6 MICHAEL A. GRANDIN For For 7 BARRY W. HARRISON For For 8 RICHARD F. HASKAYNE For For 9 DALE A. LUCAS For For 10 KEN F. MCCREADY For For 11 GWYN MORGAN For For 12 VALERIE A.A. NIELSEN For For 13 DAVID P. O'BRIEN For For 14 JANE L. PEVERETT For For 15 DENNIS A. SHARP For For 16 JAMES M. STANFORD For For 02 APPOINTMENT OF AUDITORS - PRICEWATERHOUSECOOPERS Mgmt For For LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 118 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 03 CONFIRMATION OF NEW BY-LAW NO. 1 (AS DESCRIBED ON PAGE Mgmt For For 8 AND IN APPENDIX A OF THE ACCOMPANYING INFORMATION CIRCULAR). Contrary to Policy: No Comments: 04 APPROVAL OF AMENDMENTS AND RECONFIRMATION OF THE Mgmt For For SHAREHOLDER RIGHTS PLAN (AS DESCRIBED ON PAGES 8-11 AND IN APPENDIX B OF THE ACCOMPANYING INFORMATION CIRCULAR). Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 119 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ENERGEN CORPORATION CUSIP/CINS: 29265N Meeting Type: ANNUAL Ticker: EGN Meeting Date: 28-Apr-04 ISIN: Agenda: 932110000 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 STEPHEN D. BAN* Withheld Against 2 JULIAN W. BANTON* Withheld Against 3 T. MICHAEL GOODRICH* Withheld Against 4 WM. MICHAEL WARREN JR.* Withheld Against 5 DAVID W. WILSON** Withheld Against
Report Date: 27-Aug-04 Page 120 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ENERPLUS RESOURCES FUND CUSIP/CINS: 29274D Meeting Type: ANNUAL Ticker: ERF Meeting Date: 07-May-04 ISIN: Agenda: 932108877 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 THE NOMINATION AS DIRECTORS OF THE CORPORATION OF THE Mgmt For For NOMINEES DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR AND PROXY STATEMENT. Contrary to Policy: No Comments: 02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED Mgmt For For ACCOUNTANTS, AS AUDITORS OF THE FUND, AT A REMUNERATION TO BE FIXED BY THE DIRECTORS OF THE CORPORATION UPON RECOMMENDATION BY THE AUDIT AND RISK MANAGEMENT COMMITTEE. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 121 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ENSCO INTERNATIONAL INCORPORATED CUSIP/CINS: 26874Q Meeting Type: ANNUAL Ticker: ESV Meeting Date: 11-May-04 ISIN: Agenda: 932120239 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 DAVID M. CARMICHAEL Withheld Against 2 THOMAS L. KELLY II Withheld Against 3 RITA M. RODRIGUEZ Withheld Against
Report Date: 27-Aug-04 Page 122 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 EON LABS, INC. CUSIP/CINS: 29412E Meeting Type: ANNUAL Ticker: ELAB Meeting Date: 28-May-04 ISIN: Agenda: 932164180 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 THOMAS STRUNGMANN, PH.D Withheld Against 02 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION THAT WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 70,000,000 SHARES TO 100,000,000 SHARES. Contrary to Policy: No Comments: 03 TO RATIFY THE REAPPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. Contrary to Policy: No Comments: 04 TO VOTE, AS THE PROXY HOLDERS IN THEIR DISCRETION MAY Mgmt For For DETERMINE, UPON SUCH OTHER BUSINESS AS MAY BE PROPERLY BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 123 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 EQUITY RESIDENTIAL CUSIP/CINS: 29476L Meeting Type: ANNUAL Ticker: EQRPRA Meeting Date: 28-May-04 ISIN: Agenda: 932139098 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN W. ALEXANDER For For 2 CHARLES L. ATWOOD For For 3 BRUCE W. DUNCAN For For 4 STEPHEN O. EVANS For For 5 JAMES D. HARPER, JR. For For 6 BOONE A. KNOX For For 7 DESIREE G. ROGERS For For 8 SHELI Z. ROSENBERG For For 9 GERALD A. SPECTOR For For 10 B. JOSEPH WHITE For For 11 SAMUEL ZELL For For 02 APPROVAL OF AMENDMENT TO THE COMPANY S DECLARATION Mgmt For For OF TRUST TO REMOVE A POTENTIAL ANTI-TAKEOVER DEFENSE. Contrary to Policy: No Comments: 03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 124 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 EVEREST RE GROUP, LTD. CUSIP/CINS: G3223R Meeting Type: ANNUAL Ticker: RE Meeting Date: 19-May-04 ISIN: Agenda: 932139620 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 KENNETH J. DUFFY Withheld Against 2 JOSEPH V. TARANTO Withheld Against 02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Mgmt For For COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE INDEPENDENT AUDITORS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 125 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 EXELON CORPORATION CUSIP/CINS: 30161N Meeting Type: ANNUAL Ticker: EXC Meeting Date: 27-Apr-04 ISIN: Agenda: 932103423 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 NICHOLAS DEBENEDICTIS Withheld Against 2 G. FRED DIBONA, JR. Withheld Against 3 SUE L. GIN Withheld Against 4 EDGAR D. JANNOTTA Withheld Against 02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For Contrary to Policy: No Comments: 03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR SENIOR Mgmt For For EXECUTIVES Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 126 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 EXXON MOBIL CORPORATION CUSIP/CINS: 30231G Meeting Type: ANNUAL Ticker: XOM Meeting Date: 26-May-04 ISIN: Agenda: 932133123 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 M.J. BOSKIN For For 2 J.R. HOUGHTON For For 3 W.R. HOWELL For For 4 R.C. KING For For 5 P.E. LIPPINCOTT For For 6 H.J. LONGWELL For For 7 H.A. MCKINNELL, JR. For For 8 M.C. NELSON For For 9 L.R. RAYMOND For For 10 W.V. SHIPLEY For For 11 R.W. TILLERSON For For 02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). Mgmt For For Contrary to Policy: No Comments: 03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED Mgmt For For STOCK PLAN (PAGE 28). Contrary to Policy: No Comments: 04 POLITICAL CONTRIBUTIONS (PAGE 30). Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 127 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shr Against For Contrary to Policy: No Comments: 06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). Shr Against For Contrary to Policy: No Comments: 07 BOARD CHAIRMAN AND CEO (PAGE 37). Shr Against For Contrary to Policy: No Comments: 08 EXECUTIVE COMPENSATION (PAGE 39). Shr Against For Contrary to Policy: No Comments: 09 EQUITY COMPENSATION REPORT (PAGE 40). Shr Against For Contrary to Policy: No Comments: 10 AMENDMENT OF EEO POLICY (PAGE 42). Shr Against For Contrary to Policy: No Comments: 11 CLIMATE SCIENCE REPORT (PAGE 44). Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 128 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FEDERAL SIGNAL CORPORATION CUSIP/CINS: 313855 Meeting Type: ANNUAL Ticker: FSS Meeting Date: 30-Apr-04 ISIN: Agenda: 932103295 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT M. GERRITY Withheld Against 2 ROBERT S. HAMADA Withheld Against 3 WALDEN W. O'DELL Withheld Against 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FEDERAL Mgmt For For SIGNAL CORPORATION S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 129 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FIFTH THIRD BANCORP CUSIP/CINS: 316773 Meeting Type: ANNUAL Ticker: FITB Meeting Date: 23-Mar-04 ISIN: Agenda: 932098230 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DARRYL F. ALLEN Withheld Against 2 ALLEN M. HILL Withheld Against 3 DR MITCHEL D LIVINGSTON Withheld Against 4 HENDRIK G. MEIJER Withheld Against 5 JAMES E. ROGERS Withheld Against 02 PROPOSAL TO APPROVE FIFTH THIRD BANCORP INCENTIVE Mgmt For For COMPENSATION PLAN, INCLUDING THE ISSUANCE OF UP TO 20,000,000 SHARES OF COMMON STOCK THEREUNDER. Contrary to Policy: No Comments: 03 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR 2004. Contrary to Policy: No Comments: 04 SHAREHOLDER PROPOSAL REGARDING AMENDMENT OF FIFTH Mgmt For THIRD BANCORP S WRITTEN EQUAL EMPLOYMENT OPPORTUNITY POLICY TO EXPLICITLY PROHIBIT DISCRIMINATION BASED ON SEXUAL ORIENTATION AND TO SUBSTANTIALLY IMPLEMENT THAT POLICY. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 130 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FIRST BANCORP CUSIP/CINS: 318672 Meeting Type: ANNUAL Ticker: FBP Meeting Date: 29-Apr-04 ISIN: Agenda: 932121685 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ANGEL ALVAREZ PEREZ* Withheld Against 2 J. LUIS FERRER-CANALS* Withheld Against 3 SHAREE ANN UMPIERRE* Withheld Against 02 TO ELECT THE FOLLOWING DIRECTOR FOR A TERM OF ONE Mgmt Against Against YEAR: JOSE MENENDEZ CORTADA Contrary to Policy: No Comments: 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE CORPORATION S INDEPENDENT ACCOUNTANTS FOR FISCAL YEAR 2004. Contrary to Policy: No Comments: 04 TO CONSIDER ANY OTHER MATTERS THAT MAY BE PROPERLY Mgmt For For BROUGHT UP FOR CONSIDERATION AT THE ANNUAL MEETING. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 131 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FIRST HEALTH GROUP CORP. CUSIP/CINS: 320960 Meeting Type: ANNUAL Ticker: FHCC Meeting Date: 13-May-04 ISIN: Agenda: 932147021 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MICHAEL J. BOSKIN, PHD For For 2 DANIEL S. BRUNNER For For 3 RAUL CESAN For For 4 RONALD H. GALOWICH For For 5 HAROLD S. HANDELSMAN For For 6 DON LOGAN For For 7 WILLIAM MAYER For For 8 DAVID E. SIMON For For 9 JAMES C. SMITH For For 10 EDWARD L. WRISTEN For For 02 RATIFICATION OF THE REAPPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 132 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FIRSTENERGY CORP. CUSIP/CINS: 337932 Meeting Type: ANNUAL Ticker: FE Meeting Date: 18-May-04 ISIN: Agenda: 932104007 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 P.T. ADDISON Withheld Against 2 E.J. NOVAK, JR. Withheld Against 3 J.M. PIETRUSKI Withheld Against 4 C.A. REIN Withheld Against 5 R.C. SAVAGE Withheld Against 02 RATIFICATION OF AUDITOR Mgmt For For Contrary to Policy: No Comments: 03 APPROVAL OF AMENDMENTS TO THE CODE OF REGULATIONS Mgmt For For TO DECLASSIFY THE BOARD OF DIRECTORS Contrary to Policy: No Comments: 04 APPROVAL OF AMENDMENTS TO THE ARTICLES OF Mgmt For For INCORPORATION AND CODE OF REGULATIONS TO CHANGE CERTAIN VOTING REQUIREMENTS Contrary to Policy: No Comments: 05 APPROVAL OF EXISTING EXECUTIVE DEFERRED COMPENSATION Mgmt For For PLAN Contrary to Policy: No Comments: 06 APPROVAL OF EXISTING DIRECTOR DEFERRED COMPENSATION Mgmt For For PLAN Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 133 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 07 SHAREHOLDER PROPOSAL Shr Against For Contrary to Policy: No Comments: 08 SHAREHOLDER PROPOSAL Shr Against For Contrary to Policy: No Comments: 09 SHAREHOLDER PROPOSAL Shr Against For Contrary to Policy: No Comments: 10 SHAREHOLDER PROPOSAL Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 134 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FLEETBOSTON FINANCIAL CORPORATION CUSIP/CINS: 339030 Meeting Type: SPECIAL Ticker: FBF Meeting Date: 17-Mar-04 ISIN: Agenda: 932093519 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 APPROVAL OF THE MERGER AGREEMENT Mgmt For For Contrary to Policy: No Comments: 02 APPROVAL OF PROPOSAL TO ADJOURN THE FLEETBOSTON Mgmt For For SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 135 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FLUOR CORPORATION CUSIP/CINS: 343412 Meeting Type: ANNUAL Ticker: FLR Meeting Date: 28-Apr-04 ISIN: Agenda: 932120633 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES T. HACKETT Withheld Against 2 KENT KRESA Withheld Against 3 ROBIN W. RENWICK Withheld Against 4 MARTHA R. SEGER Withheld Against 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS FOR 2004. Contrary to Policy: No Comments: 03 APPROVAL OF AMENDMENTS TO FLUOR CORPORATION 2000 Mgmt For For RESTRICTED STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 136 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FOREST LABORATORIES, INC. CUSIP/CINS: 345838 Meeting Type: ANNUAL Ticker: FRX Meeting Date: 11-Aug-03 ISIN: Agenda: 932019599 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HOWARD SOLOMON For For 2 WILLIAM J. CANDEE, III For For 3 GEORGE S. COHAN For For 4 DAN L. GOLDWASSER For For 5 LESTER B. SALANS For For 6 KENNETH E. GOODMAN For For 7 PHILLIP M. SATOW For For 02 RATIFICATION OF AMENDMENT OF THE COMPANY S CERTIFICATE Mgmt For For OF INCORPORATION TO AUTHORIZE ADDITIONAL SHARES OF THE COMPANY S COMMON STOCK. Contrary to Policy: No Comments: 03 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Mgmt For For AUDITORS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 137 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FORTUNE BRANDS, INC. CUSIP/CINS: 349631 Meeting Type: ANNUAL Ticker: FO Meeting Date: 27-Apr-04 ISIN: Agenda: 932103942 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ANNE M. TATLOCK Withheld Against 2 NORMAN H. WESLEY Withheld Against 3 PETER M. WILSON Withheld Against 02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS INDEPENDENT AUDITORS FOR 2004. Contrary to Policy: No Comments: 03 STOCKHOLDER PROPOSAL ENTITLED SHAREHOLDER VOTE ON Shr Against For POISON PILLS TO ADOPT THE FOLLOWING RESOLUTION: THE SHAREHOLDERS OF OUR COMPANY REQUEST THAT OUR BOARD OF DIRECTORS SEEK SHAREHOLDER APPROVAL AT THE EARLIEST SUBSEQUENT SHAREHOLDER ELECTION, FOR THE ADOPTION, MAINTENANCE OR EXTENSION OF ANY CURRENT OR FUTURE POISON PILL. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 138 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FOX ENTERTAINMENT GROUP, INC. CUSIP/CINS: 35138T Meeting Type: ANNUAL Ticker: FOX Meeting Date: 25-Nov-03 ISIN: Agenda: 932054771 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 K. RUPERT MURDOCH For For 2 PETER CHERNIN For For 3 DAVID F. DEVOE For For 4 ARTHUR M. SISKIND For For 5 LACHLAN K. MURDOCH For For 6 CHRISTOS M. COTSAKOS For For 7 THOMAS W. JONES For For 8 PETER POWERS For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT ACCOUNTANTS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 139 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FPL GROUP, INC. CUSIP/CINS: 302571 Meeting Type: ANNUAL Ticker: FPL Meeting Date: 21-May-04 ISIN: Agenda: 932114642 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 H. JESSE ARNELLE For For 2 SHERRY S. BARRAT For For 3 ROBERT M. BEALL, II For For 4 J. HYATT BROWN For For 5 JAMES L. CAMAREN For For 6 LEWIS HAY III For For 7 FREDERIC V. MALEK For For 8 MICHAEL H. THAMAN For For 9 PAUL R. TREGURTHA For For 10 FRANK G. ZARB For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS AUDITORS. Contrary to Policy: No Comments: 03 APPROVAL OF THE AMENDED AND RESTATED LONG TERM Mgmt For For INCENTIVE PLAN, IN AN AMENDED FORM. Contrary to Policy: No Comments: 04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS REQUIRED BY Mgmt For For THE INTERNAL REVENUE CODE. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 140 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 05 APPROVAL OF THE PERFORMANCE-BASED AWARDS Mgmt For For PROVISIONS OF THE AMENDED AND RESTATED LONG TERM INCENTIVE PLAN AS REQUIRED BY THE INTERNAL REVENUE CODE. Contrary to Policy: No Comments: 06 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 141 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FRANKLIN ELECTRIC CO., INC. CUSIP/CINS: 353514 Meeting Type: ANNUAL Ticker: FELE Meeting Date: 05-May-04 ISIN: Agenda: 932118943 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DONALD J. SCHNEIDER Withheld Against 2 R. SCOTT TRUMBULL Withheld Against 02 APPROVAL OF AN AMENDMENT TO THE COMPANY S RESTATED Mgmt For For ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK. Contrary to Policy: No Comments: 03 APPOINTMENT OF INDEPENDENT AUDITORS - PROPOSAL TO Mgmt For For RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 142 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FREEPORT-MCMORAN COPPER & GOLD INC. CUSIP/CINS: 35671D Meeting Type: ANNUAL Ticker: FCXPRB Meeting Date: 06-May-04 ISIN: Agenda: 932122497 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 MR. ALLISON For For 2 MR. CLIFFORD For For 3 MR. MOFFETT For For 4 MR. RANKIN For For 5 MR. WHARTON For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS. Contrary to Policy: No Comments: 03 APPROVAL OF THE PROPOSED 2004 DIRECTOR COMPENSATION Mgmt For For PLAN. Contrary to Policy: No Comments: 04 STOCKHOLDER PROPOSAL REGARDING FINANCIAL SUPPORT OF Shr Against For INDONESIAN GOVERNMENT SECURITY PERSONNEL Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 143 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FREMONT GENERAL CORPORATION CUSIP/CINS: 357288 Meeting Type: ANNUAL Ticker: FMT Meeting Date: 20-May-04 ISIN: Agenda: 932131838 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES A. MCINTYRE For For 2 LOUIS J. RAMPINO For For 3 WAYNE R. BAILEY For For 4 THOMAS W. HAYES For For 5 ROBERT F. LEWIS For For 6 RUSSELL K. MAYERFELD For For 7 DICKINSON C. ROSS For For 02 APPROVAL OF EXECUTIVE OFFICER ANNUAL BONUS PLAN Mgmt For For Contrary to Policy: No Comments: 03 APPROVAL OF EXECUTIVE OFFICER LONG-TERM INCENTIVE Mgmt For For COMPENSATION PLAN Contrary to Policy: No Comments: 04 APPROVAL OF SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN Mgmt For For Contrary to Policy: No Comments: 05 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 144 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 FRIEDMAN, BILLINGS, RAMSEY GROUP, IN CUSIP/CINS: 358434 Meeting Type: ANNUAL Ticker: FBR Meeting Date: 19-May-04 ISIN: Agenda: 932163241 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 EMANUEL J. FRIEDMAN For For 2 ERIC F. BILLINGS For For 3 W. RUSSELL RAMSEY For For 4 DANIEL J. ALTOBELLO For For 5 PETER A. GALLAGHER For For 6 STEPHEN D. HARLAN For For 7 RUSSELL C. LINDNER For For 8 WALLACE L. TIMMENY For For 9 JOHN T. WALL For For 02 TO APPROVE THE FBR 2004 LONG TERM INCENTIVE PLAN. Mgmt For For Contrary to Policy: No Comments: 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS, LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 145 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 GENERAL DYNAMICS CORPORATION CUSIP/CINS: 369550 Meeting Type: ANNUAL Ticker: GD Meeting Date: 05-May-04 ISIN: Agenda: 932119440 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 N.D. CHABRAJA For For 2 J.S. CROWN For For 3 L. CROWN For For 4 W.P. FRICKS For For 5 C.H. GOODMAN For For 6 J.L. JOHNSON For For 7 G.A. JOULWAN For For 8 P.G. KAMINSKI For For 9 J.M. KEANE For For 10 L.L. LYLES For For 11 C.E. MUNDY, JR. For For 12 R. WALMSLEY For For 02 APPROVAL OF THE EQUITY COMPENSATION PLAN. Mgmt For For Contrary to Policy: No Comments: 03 SHAREHOLDER PROPOSAL WITH REGARD TO POISON PILLS. Shr Against For Contrary to Policy: No Comments: 04 SHAREHOLDER PROPOSAL WITH REGARD TO FOREIGN Shr Against For MILITARY SALES. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 146 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 GENERAL ELECTRIC COMPANY CUSIP/CINS: 369604 Meeting Type: ANNUAL Ticker: GE Meeting Date: 28-Apr-04 ISIN: Agenda: 932103346 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 0A DIRECTOR Mgmt 1 JAMES I. CASH, JR. For For 2 DENNIS D. DAMMERMAN For For 3 ANN M. FUDGE For For 4 CLAUDIO X. GONZALEZ For For 5 JEFFREY R. IMMELT For For 6 ANDREA JUNG For For 7 ALAN G. LAFLEY For For 8 KENNETH G. LANGONE For For 9 RALPH S. LARSEN For For 10 ROCHELLE B. LAZARUS For For 11 SAM NUNN For For 12 ROGER S. PENSKE For For 13 ROBERT J. SWIERINGA For For 14 DOUGLAS A. WARNER III For For 15 ROBERT C. WRIGHT For For 0B INDEPENDENT AUDITOR Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 147 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 0C REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER Mgmt For For PERFORMANCE GOALS Contrary to Policy: No Comments: 01 CUMULATIVE VOTING Shr Against For Contrary to Policy: No Comments: 02 ANIMAL TESTING Shr Against For Contrary to Policy: No Comments: 03 NUCLEAR RISK Shr Against For Contrary to Policy: No Comments: 04 REPORT ON PCB CLEANUP COSTS Shr Against For Contrary to Policy: No Comments: 05 OFFSHORE SOURCING Shr Against For Contrary to Policy: No Comments: 06 SUSTAINABILITY INDEX Shr Against For Contrary to Policy: No Comments: 07 COMPENSATION COMMITTEE INDEPENDENCE Shr Against For Contrary to Policy: No Comments: 08 PAY DISPARITY Shr Against For Contrary to Policy: No Comments: 09 END STOCK OPTIONS AND BONUSES Shr Against For Contrary to Policy: No Comments: 10 LIMIT OUTSIDE DIRECTORSHIPS Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 148 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 11 INDEPENDENT BOARD CHAIRMAN Shr Against For Contrary to Policy: No Comments: 12 EXPLORE SALE OF COMPANY Shr Against For Contrary to Policy: No Comments: 13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For Contrary to Policy: No Comments: 14 BOARD INDEPENDENCE Shr Against For Contrary to Policy: No Comments: 15 POLITICAL CONTRIBUTIONS Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 149 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 GETTY REALTY CORP. CUSIP/CINS: 374297 Meeting Type: ANNUAL Ticker: GTY Meeting Date: 20-May-04 ISIN: Agenda: 932145267 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 M. COOPER For For 2 P. COVIELLO For For 3 L. LIEBOWITZ For For 4 H. SAFENOWITZ For For 5 W. WINTRUB For For 02 THE APPROVAL OF THE GETTY REALTY CORP. 2004 OMNIBUS Mgmt For For INCENTIVE COMPENSATION PLAN. Contrary to Policy: No Comments: 03 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 150 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 GLADSTONE CAPITAL CORPORATION CUSIP/CINS: 376535 Meeting Type: ANNUAL Ticker: GLAD Meeting Date: 18-Feb-04 ISIN: Agenda: 932085675 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DAVID GLADSTONE Withheld Against 2 PAUL ADELGREN Withheld Against 3 JOHN OUTLAND Withheld Against 02 TO APPROVE AN INVESTMENT ADVISORY AGREEMENT FOR THE Mgmt For For COMPANY WITH GLADSTONE MANAGEMENT CORPORATION. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 151 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 GLAXOSMITHKLINE PLC CUSIP/CINS: 37733W Meeting Type: ANNUAL Ticker: GSK Meeting Date: 17-May-04 ISIN: Agenda: 932115404 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- O1 TO RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE Mgmt FINANCIAL STATEMENTS (ORDINARY RESOLUTION) O2 TO APPROVE THE REMUNERATION REPORT (ORDINARY Mgmt RESOLUTION) O3 TO ELECT MR H LAWRENCE CULP AS A DIRECTOR (ORDINARY Mgmt RESOLUTION) O4 TO ELECT MR CRISPIN DAVIS AS A DIRECTOR (ORDINARY Mgmt RESOLUTION) O5 TO ELECT SIR ROBERT WILSON AS A DIRECTOR (ORDINARY Mgmt RESOLUTION) O6 TO ELECT DR TACHI YAMADA AS A DIRECTOR (ORDINARY Mgmt RESOLUTION) O7 TO RE-ELECT SIR CHRISTOPHER HOGG AS A DIRECTOR Mgmt (ORDINARY RESOLUTION) O8 RE-APPOINTMENT OF AUDITORS (ORDINARY RESOLUTION) Mgmt O9 REMUNERATION OF AUDITORS (ORDINARY RESOLUTION) Mgmt S10 AUTHORISE THE COMPANY TO MAKE DONATIONS TO EU Mgmt POLITICAL ORGAN- ISATIONS AND INCUR EU POLITICAL EXPENDITURE (SPECIAL BUSINESS) S11 DISAPPLICATION OF PRE-EMPTION RIGHTS (SPECIAL Mgmt RESOLUTION) S12 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Mgmt SHARES (SPECIAL RESOLUTION)
Report Date: 27-Aug-04 Page 152 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 GLOBALSANTAFE CORPORATION CUSIP/CINS: G3930E Meeting Type: ANNUAL Ticker: GSF Meeting Date: 09-Jun-04 ISIN: Agenda: 932140166 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 FERDINAND A. BERGER Withheld Against 2 KHALED R. AL-HAROON Withheld Against 3 EDWARD R. MULLER Withheld Against 4 PAUL J. POWERS Withheld Against 5 JOHN L. WHITMIRE Withheld Against 02 PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE Mgmt For For COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION TO PERMIT TELEPHONIC AND INTERNET VOTING BY RECORD SHAREHOLDERS. Contrary to Policy: No Comments: 03 PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE Mgmt For For COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION TO REMOVE THE LANGUAGE NO SHARE OWNERSHIP QUALIFICATION FOR DIRECTORS SHALL BE REQUIRED. Contrary to Policy: No Comments: 04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 153 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 GOLDEN WEST FINANCIAL CORPORATION CUSIP/CINS: 381317 Meeting Type: ANNUAL Ticker: GDW Meeting Date: 27-Apr-04 ISIN: Agenda: 932101859 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PATRICIA A. KING Withheld Against 2 MARION O. SANDLER Withheld Against 3 LESLIE TANG SCHILLING Withheld Against 02 INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON Mgmt For For STOCK FROM 200,000,000 TO 600,000,000. Contrary to Policy: No Comments: 03 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For TO SERVE AS THE COMPANY S INDEPENDENT OUTSIDE AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 154 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 GRANT PRIDECO, INC. CUSIP/CINS: 38821G Meeting Type: ANNUAL Ticker: GRP Meeting Date: 11-May-04 ISIN: Agenda: 932131028 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 DAVID J. BUTTERS 2 ELIOT M. FRIED 3 DENNIS R. HENDRIX 4 HAROLD E. LAYMAN 5 SHELDON B. LUBAR 6 MICHAEL MCSHANE 7 ROBERT K. MOSES, JR. 8 JOSEPH E. REID 9 DAVID A. TRICE
Report Date: 27-Aug-04 Page 155 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 HALLIBURTON COMPANY CUSIP/CINS: 406216 Meeting Type: ANNUAL Ticker: HAL Meeting Date: 19-May-04 ISIN: Agenda: 932118931 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 R.L. CRANDALL For For 2 K.T. DERR For For 3 C.J. DIBONA For For 4 W.R. HOWELL For For 5 R.L. HUNT For For 6 D.J. LESAR For For 7 A.B. LEWIS For For 8 J.L. MARTIN For For 9 J.A. PRECOURT For For 10 D.L. REED For For 11 C.J. SILAS For For 02 PROPOSAL TO AMEND HALLIBURTON S CERTIFICATE OF Mgmt For For INCORPORATION. Contrary to Policy: No Comments: 03 STOCKHOLDER PROPOSAL ON OPERATIONS IN IRAN. Shr Against For Contrary to Policy: No Comments: 04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION VOTE Shr Against For THRESHOLD. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 156 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 05 STOCKHOLDER PROPOSAL TO SEPARATE CHAIRMAN/CEO. Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 157 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 HANOVER COMPRESSOR COMPANY CUSIP/CINS: 410768 Meeting Type: ANNUAL Ticker: HC Meeting Date: 20-May-04 ISIN: Agenda: 932143681 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 I. JON BRUMLEY For For 2 TED COLLINS, JR. For For 3 CHAD C. DEATON For For 4 MARGARET K. DORMAN For For 5 ROBERT R. FURGASON For For 6 VICTOR E. GRIJALVA For For 7 GORDON T. HALL For For 8 STEPHEN M. PAZUK For For 9 ALVIN V. SHOEMAKER For For 02 RATIFICATION OF REAPPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 158 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 HEAD N.V. CUSIP/CINS: 422070 Meeting Type: ANNUAL Ticker: HED Meeting Date: 26-May-04 ISIN: Agenda: 932170070 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 03 PROPOSAL TO ADOPT THE DUTCH STATUTORY ANNUAL Mgmt For For ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2003. Contrary to Policy: No Comments: 04 PROPOSAL TO DISCHARGE EACH MEMBER OF THE BOARD OF Mgmt For For MANAGEMENT AND THE SUPERVISORY BOARD FROM LIABILITY. Contrary to Policy: No Comments: 05 PROPOSAL TO EXTEND THE AUTHORITY OF THE BOARD OF Mgmt For For MANAGEMENT TO REPURCHASE SHARES. Contrary to Policy: No Comments: 6A PROPOSAL TO CANCEL ORDINARY SHARES WHICH HAVE BEEN Mgmt For For REPURCHASED BY THE COMPANY. Contrary to Policy: No Comments: 6B PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For REDUCE THE AUTHORISED SHARE CAPITAL. Contrary to Policy: No Comments: 07 PROPOSAL TO EXTEND THE DESIGNATION OF THE BOARD OF Mgmt For For MANAGEMENT AS THE CORPORATE BODY AUTHORISED TO ISSUE SHARES. Contrary to Policy: No Comments: 08 PROPOSAL TO EXTEND THE DESIGNATION OF THE BOARD OF Mgmt Against Against MANAGEMENT AS THE CORPORATE BODY AUTHORISED TO LIMIT OR EXCLUDE THE RIGHT OF PRE-EMPTION. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 159 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 09 APPROVAL OF THE CORPORATE GOVERNANCE STRUCTURE AND Mgmt For For AUTHORISATION OF THE NON-APPLICATION OF THE DUTCH CORPORATE GOVERNANCE CODE IN VIEW OF THE APPLICATION OF THE NYSE AND SEC RULES ON CORPORATE GOVERNANCE. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 160 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 HEALTH CARE REIT, INC. CUSIP/CINS: 42217K Meeting Type: ANNUAL Ticker: HCN Meeting Date: 06-May-04 ISIN: Agenda: 932120607 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 THOMAS J. DEROSA Withheld Against 2 JEFFREY H. DONAHUE Withheld Against 3 BRUCE G. THOMPSON Withheld Against 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 161 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 HEALTHCARE REALTY TRUST INCORPORATED CUSIP/CINS: 421946 Meeting Type: ANNUAL Ticker: HRPRA Meeting Date: 11-May-04 ISIN: Agenda: 932110125 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MARLIESE E. MOONEY Withheld Against 2 EDWIN B. MORRIS III Withheld Against 3 JOHN KNOX SINGLETON Withheld Against
Report Date: 27-Aug-04 Page 162 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 HERLEY INDUSTRIES, INC. CUSIP/CINS: 427398 Meeting Type: ANNUAL Ticker: HRLY Meeting Date: 15-Jan-04 ISIN: Agenda: 932074088 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 LEE N. BLATT Withheld Against 2 ADM E K WALKER JR (RET) Withheld Against 3 DR. EDWARD A. BOGUCZ Withheld Against 4 ADM R M MOORE (RET) Withheld Against
Report Date: 27-Aug-04 Page 163 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 HEWLETT-PACKARD COMPANY CUSIP/CINS: 428236 Meeting Type: ANNUAL Ticker: HPQ Meeting Date: 17-Mar-04 ISIN: Agenda: 932086982 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 L.T. BABBIO, JR. For For 2 P.C. DUNN For For 3 C.S. FIORINA For For 4 R.A. HACKBORN For For 5 G.A. KEYWORTH II For For 6 R.E. KNOWLING, JR. For For 7 S.M. LITVACK For For 8 R.L. RYAN For For 9 L.S. SALHANY For For 02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS HEWLETT- Mgmt For For PACKARD COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2004. Contrary to Policy: No Comments: 03 APPROVAL OF THE HEWLETT-PACKARD COMPANY 2004 STOCK Mgmt For For INCENTIVE PLAN Contrary to Policy: No Comments: 04 SHAREOWNER PROPOSAL ENTITLED STOCK OPTION Shr Against For EXPENSING PROPOSAL Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 164 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 HOSPITALITY PROPERTIES TRUST CUSIP/CINS: 44106M Meeting Type: ANNUAL Ticker: HPT Meeting Date: 11-May-04 ISIN: Agenda: 932136371 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ARTHUR G. KOUMANTZELIS Withheld Against
Report Date: 27-Aug-04 Page 165 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 HOVNANIAN ENTERPRISES, INC. CUSIP/CINS: 442487 Meeting Type: Contested ANNUAL Ticker: HOV Meeting Date: 05-Mar-04 ISIN: Agenda: 932092810 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 K. HOVNANIAN For For 2 A. HOVNANIAN For For 3 G. DECESARIS, JR. For For 4 A. GREENBAUM For For 5 D. MCDONALD For For 6 J. ROBBINS For For 7 J. SORSBY For For 8 S. WEINROTH For For 9 E. KANGAS For For 02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDED OCTOBER 31, 2004. Contrary to Policy: No Comments: 03 THE APPROVAL OF AN AMENDMENT TO THE AMENDED Mgmt For For CERTIFICATE OF INCORPORATION, WHICH WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. Contrary to Policy: No Comments: 04 THE APPROVAL OF THE COMPANY S AMENDED AND RESTATED Mgmt For For SENIOR EXECUTIVE SHORT-TERM INCENTIVE PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 166 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 05 THE APPROVAL OF THE COMPANY S AMENDED AND RESTATED Mgmt For For 1999 STOCK INCENTIVE PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 167 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 HRPT PROPERTIES TRUST CUSIP/CINS: 40426W Meeting Type: ANNUAL Ticker: HRP Meeting Date: 11-May-04 ISIN: Agenda: 932130975 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PATRICK F. DONELAN Withheld Against
Report Date: 27-Aug-04 Page 168 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 HSBC HOLDINGS PLC CUSIP/CINS: 404280 Meeting Type: ANNUAL Ticker: HBC Meeting Date: 28-May-04 ISIN: Agenda: 932154812 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 TO RECEIVE THE REPORT AND ACCOUNTS FOR 2003 Mgmt 02 DIRECTOR Mgmt 1 THE LORD BUTLER 2 THE BARONESS DUNN 3 R A FAIRHEAD 4 W K L FUNG 5 M F GEOGHEGAN 6 S HINTZE 7 SIR JOHN KEMP-WELCH 8 SIR MARK MOODY-STUART 9 H SOHMEN 03 TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE Mgmt DETERMINED BY THE GROUP AUDIT COMMITTEE 04 TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR Mgmt 2003 05 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN Mgmt ORDINARY SHARES 06 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt 07 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) Mgmt 08 TO INCREASE THE FEES PAYABLE TO EACH DIRECTOR TO 55,000 Mgmt POUNDS PER ANNUM
Report Date: 27-Aug-04 Page 169 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ICU MEDICAL, INC. CUSIP/CINS: 44930G Meeting Type: ANNUAL Ticker: ICUI Meeting Date: 28-May-04 ISIN: Agenda: 932151828 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GEORGE A. LOPEZ, M.D. Withheld Against 2 ROBERT S. SWINNEY, M.D. Withheld Against 02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For AS AUDITORS FOR THE COMPANY. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 170 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 IDEXX LABORATORIES, INC. CUSIP/CINS: 45168D Meeting Type: ANNUAL Ticker: IDXX Meeting Date: 19-May-04 ISIN: Agenda: 932131218 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JONATHAN W. AYERS Withheld Against 2 JAMES L. MOODY, JR. Withheld Against 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR (PROPOSAL TWO). Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 171 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 IMPERIAL OIL LIMITED CUSIP/CINS: 453038 Meeting Type: ANNUAL Ticker: IMO Meeting Date: 21-Apr-04 ISIN: Agenda: 932110961 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For AUDITORS OF THE COMPANY Contrary to Policy: No Comments: 02 DIRECTORS Mgmt 1 PIERRE DES MARAIS II For For 2 B.J. (BRIAN) FISCHER For For 3 T.J. (TIM) HEARN For For 4 R. (ROGER) PHILLIPS For For 5 J.F. (JIM) SHEPARD For For 6 P.A. (PAUL) SMITH For For 7 SHEELAGH D. WHITTAKER For For 8 K.C. (K.C.) WILLIAMS For For 9 V.L. (VICTOR) YOUNG For For 03 SHAREHOLDER PROPOSAL NO. 1 Shr Against For Contrary to Policy: No Comments: 04 SHAREHOLDER PROPOSAL NO. 2 Shr Against For Contrary to Policy: No Comments: 05 SHAREHOLDER PROPOSAL NO. 3 Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 172 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 06 SHAREHOLDER PROPOSAL NO. 4 Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 173 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 INDYMAC BANCORP, INC. CUSIP/CINS: 456607 Meeting Type: ANNUAL Ticker: NDE Meeting Date: 28-Apr-04 ISIN: Agenda: 932104754 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MICHAEL W. PERRY For For 2 LOUIS E. CALDERA For For 3 LYLE E. GRAMLEY For For 4 HUGH M. GRANT For For 5 PATRICK C. HADEN For For 6 TERRANCE G. HODEL For For 7 ROBERT L. HUNT II For For 8 JAMES R. UKROPINA For For 02 APPROVAL OF THE INDYMAC BANCORP, INC. 2002 INCENTIVE Mgmt For For PLAN, AS AMENDED AND RESTATED. Contrary to Policy: No Comments: 03 RATIFICATION OF APPOINTMENT OF INDYMAC S INDEPENDENT Mgmt For For AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 174 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ING GROEP N.V. CUSIP/CINS: 456837 Meeting Type: ANNUAL Ticker: INZ Meeting Date: 27-Apr-04 ISIN: Agenda: 932126596 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 3A DISCUSSION AND ADOPTION OF THE ANNUAL ACCOUNTS FOR Mgmt For For 2003. Contrary to Policy: No Comments: 3B ADOPTION OF THE DIVIDEND FOR 2003. Mgmt For For Contrary to Policy: No Comments: 04 APPOINTMENT OF THE AUDITOR. Mgmt For For Contrary to Policy: No Comments: 5A PROPOSAL TO DISCHARGE THE EXECUTIVE BOARD IN RESPECT Mgmt For For OF THE DUTIES PERFORMED DURING THE YEAR 2003. Contrary to Policy: No Comments: 5B PROPOSAL TO DISCHARGE THE SUPERVISORY BOARD IN Mgmt For For RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2003. Contrary to Policy: No Comments: 7A EXECUTIVE BOARD REMUNERATION: ADOPTION OF Mgmt For For REMUNERATION POLICY. Contrary to Policy: No Comments: 7B EXECUTIVE BOARD REMUNERATION: APPROVAL OF LONG-TERM Mgmt For For INCENTIVE PLAN. Contrary to Policy: No Comments: 08 AMENDMENTS TO THE ARTICLES OF ASSOCIATION. Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 175 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 9A COMPOSITION OF THE EXECUTIVE BOARD: APPOINTMENT OF Mgmt Against Against ERIC BOYER DE LA GIRODAY. Investment Company Report 01-JUL-2003 To 30-JUN-2004 9B COMPOSITION OF THE EXECUTIVE BOARD: APPOINTMENT OF ELI Mgmt For For LEENAARS. Contrary to Policy: No Comments: 9C COMPOSITION OF THE EXECUTIVE BOARD: APPOINTMENT OF Mgmt For For HANS VERKOREN. Contrary to Policy: No Comments: 10 COMPOSITION OF THE SUPERVISORY BOARD: APPOINTMENT OF Mgmt Against Against ERIC BOURDAIS DE CHARBONNIERE. Contrary to Policy: Yes Comments: 11 AUTHORIZATION TO ISSUE SHARES AND TO RESTRICT OR Mgmt For For EXCLUDE PREFERENTIAL RIGHTS. Contrary to Policy: No Comments: 12 AUTHORIZATION TO ACQUIRE SHARES IN ITS OWN CAPITAL. Mgmt For For *NOTE* VOTING CUT-OFF DATE: APRIL 20, 2004 AT 3:00 P.M. EDT. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 176 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ING PRIME RATE TRUST CUSIP/CINS: 44977W Meeting Type: ANNUAL Ticker: PPR Meeting Date: 19-Aug-03 ISIN: Agenda: 932028271 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PAUL S. DOHERTY For For 2 J. MICHAEL EARLEY For For 3 R. BARBARA GITENSTEIN For For 4 THOMAS J. MCINERNEY For For 5 DAVID W.C. PUTNAM For For 6 BLAINE E. RIEKE For For 7 JOHN G. TURNER For For 8 ROGER B. VINCENT For For 9 RICHARD A. WEDEMEYER For For 03 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE Mgmt For For CURRENT INDEPENDENT AUDITOR OF THE TRUST. Contrary to Policy: No Comments: 04 TO APPROVE A SUB-ADVISORY AGREEMENT BETWEEN ING Mgmt For For INVESTMENTS, LLC AND AELTUS INVESTMENT MANAGEMENT, INC., WITH NO CHANGE IN THE ADVISER, THE PORTFOLIO MANAGERS, OR THE OVERALL MANAGEMENT FEE PAID BY THE TRUST. Contrary to Policy: No Comments: 05 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Mgmt For For ANNUAL MEETING OR ANY ADJOURNMENT(S) OR POSTPONEMENT(S) THEREOF. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 177 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 INTEL CORPORATION CUSIP/CINS: 458140 Meeting Type: ANNUAL Ticker: INTC Meeting Date: 19-May-04 ISIN: Agenda: 932120532 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CRAIG R. BARRETT For For 2 CHARLENE BARSHEFSKY For For 3 E. JOHN P. BROWNE For For 4 ANDREW S. GROVE For For 5 D. JAMES GUZY For For 6 REED E. HUNDT For For 7 PAUL S. OTELLINI For For 8 DAVID S. POTTRUCK For For 9 JANE E. SHAW For For 10 JOHN L. THORNTON For For 11 DAVID B. YOFFIE For For 02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Mgmt For For Contrary to Policy: No Comments: 03 APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN Mgmt For For Contrary to Policy: No Comments: 04 STOCKHOLDER PROPOSAL REQUESTING THE EXPENSING OF Shr Against For STOCK OPTIONS Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 178 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 05 STOCKHOLDER PROPOSAL REQUESTING THE USE OF Shr Against For PERFORMANCE-VESTING STOCK Contrary to Policy: No Comments: 06 STOCKHOLDER PROPOSAL REQUESTING THE USE OF Shr Against For PERFORMANCE-BASED STOCK OPTIONS Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 179 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 INTERDIGITAL COMMUNICATIONS CORPORAT CUSIP/CINS: 45866A Meeting Type: ANNUAL Ticker: IDCC Meeting Date: 03-Jun-04 ISIN: Agenda: 932156119 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT S. ROATH Withheld Against 2 ROBERT W. SHANER Withheld Against 3 ALAN P. ZABARSKY Withheld Against 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 180 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 INTERNATIONAL BUSINESS MACHINES CORP CUSIP/CINS: 459200 Meeting Type: ANNUAL Ticker: IBM Meeting Date: 27-Apr-04 ISIN: Agenda: 932089661 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 C. BLACK For For 2 K.I. CHENAULT For For 3 C. GHOSN For For 4 N.O. KEOHANE For For 5 C.F. KNIGHT For For 6 L.A. NOTO For For 7 S.J. PALMISANO For For 8 J.B. SLAUGHTER For For 9 J.E. SPERO For For 10 S. TAUREL For For 11 C.M. VEST For For 12 L.H. ZAMBRANO For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For ACCOUNTANTS (PRICEWATERHOUSECOOPERS LLP) (PAGE 22) Contrary to Policy: No Comments: 03 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For ACCOUNTANTS FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST & YOUNG LLP) (PAGE 22) Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 181 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 04 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS Mgmt For For FOR CERTAIN EXECUTIVES (PAGE 23) Contrary to Policy: No Comments: 05 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE 25) Shr Against For Contrary to Policy: No Comments: 06 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shr Against For MEDICAL (PAGE 25) Contrary to Policy: No Comments: 07 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shr Against For (PAGE 26) Contrary to Policy: No Comments: 08 STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS Shr For Against (PAGE 28) Contrary to Policy: No Comments: 09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shr For Against COMPENSATION (PAGE 29) Contrary to Policy: No Comments: 10 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shr Against For (PAGE 30) Contrary to Policy: No Comments: 11 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shr Against For (PAGE 31) Contrary to Policy: No Comments: 12 STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE Shr Against For COMPENSATION POLICIES (PAGE 32) Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 182 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 INVISION TECHNOLOGIES, INC. CUSIP/CINS: 461851 Meeting Type: SPECIAL Ticker: INVN Meeting Date: 25-Jun-04 ISIN: Agenda: 932189954 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 PROPOSAL FOR THE ADOPTION OF THE AGREEMENT AND PLAN Mgmt For For OF MERGER, DATED AS OF MARCH 15, 2004, (THE MERGER AGREEMENT ), BY AND AMONG GENERAL ELECTRIC COMPANY, JET ACQUISITION SUB, INC. AND INVISION. Contrary to Policy: No Comments: 02 PROPOSAL TO GRANT THE PERSONS NAMED AS PROXIES Mgmt For For DISCRETIONARY AUTHORITY TO ADJOURN THE SPECIAL MEETING ONE OR MORE TIMES, INCLUDING FOR THE PURPOSE OF SOLICITING PROXIES TO VOTE IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 183 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ITT EDUCATIONAL SERVICES, INC. CUSIP/CINS: 45068B Meeting Type: ANNUAL Ticker: ESI Meeting Date: 04-May-04 ISIN: Agenda: 932114313 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 RENE R. CHAMPAGNE Withheld Against 2 JOHN F. COZZI Withheld Against 3 JAMES D. FOWLER, JR. Withheld Against 4 HARRIS N. MILLER Withheld Against 02 APPROVAL OF THE AMENDMENT OF ITT/ESI S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF ITT/ESI COMMON STOCK, $0.01 PAR VALUE PER SHARE, FROM 150,000,000 TO 350,000,000. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 184 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 JOHNSON & JOHNSON CUSIP/CINS: 478160 Meeting Type: ANNUAL Ticker: JNJ Meeting Date: 22-Apr-04 ISIN: Agenda: 932109514 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GERARD N. BURROW For For 2 MARY S. COLEMAN For For 3 JAMES G. CULLEN For For 4 ROBERT J. DARRETTA For For 5 M. JUDAH FOLKMAN For For 6 ANN D. JORDAN For For 7 ARNOLD G. LANGBO For For 8 SUSAN L. LINDQUIST For For 9 LEO F. MULLIN For For 10 STEVEN S REINEMUND For For 11 DAVID SATCHER For For 12 HENRY B. SCHACHT For For 13 WILLIAM C. WELDON For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS Contrary to Policy: No Comments: 03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 185 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 KEYCORP CUSIP/CINS: 493267 Meeting Type: ANNUAL Ticker: KEY Meeting Date: 13-May-04 ISIN: Agenda: 932128348 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 ALEXANDER M. CUTLER 2 DOUGLAS J. MCGREGOR 3 EDUARDO R. MENASCE 4 HENRY L. MEYER III 5 PETER G. TEN EYCK, II 02 APPROVAL OF THE KEYCORP 2004 EQUITY COMPENSATION Mgmt PLAN. 03 APPROVAL OF THE KEYCORP ANNUAL PERFORMANCE PLAN. Mgmt 04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt AUDITORS.
Report Date: 27-Aug-04 Page 186 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 KILROY REALTY CORPORATION CUSIP/CINS: 49427F Meeting Type: ANNUAL Ticker: KRC Meeting Date: 18-May-04 ISIN: Agenda: 932125392 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN R. D'EATHE Withheld Against 2 WILLIAM P. DICKEY Withheld Against 3 E. F. BRENNAN, PH.D. Withheld Against
Report Date: 27-Aug-04 Page 187 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 KIMBERLY-CLARK CORPORATION CUSIP/CINS: 494368 Meeting Type: ANNUAL Ticker: KMB Meeting Date: 29-Apr-04 ISIN: Agenda: 932098723 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PASTORA S.J. CAFFERTY Withheld Against 2 CLAUDIO X. GONZALEZ Withheld Against 3 LINDA JOHNSON RICE Withheld Against 4 MARC J. SHAPIRO Withheld Against 02 APPROVAL OF AMENDMENTS TO 2001 EQUITY PARTICIPATION Mgmt For For PLAN Contrary to Policy: No Comments: 03 APPROVAL OF AUDITORS Mgmt For For Contrary to Policy: No Comments: 04 STOCKHOLDER PROPOSAL REGARDING THE CORPORATION S Shr Against For AMENDED AND RESTATED RIGHTS AGREEMENT Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 188 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 KIMCO REALTY CORPORATION CUSIP/CINS: 49446R Meeting Type: ANNUAL Ticker: KIMPRC Meeting Date: 20-May-04 ISIN: Agenda: 932124427 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 M. KIMMEL For For 2 M. COOPER For For 3 R. DOOLEY For For 4 M. FLYNN For For 5 J. GRILLS For For 6 D. HENRY For For 7 F.P. HUGHES For For 8 F. LOURENSO For For 9 R. SALTZMAN For For 02 TO APPROVE A RECOMMENDATION BY THE BOARD OF Mgmt For For DIRECTORS THAT THE COMPANY S EQUITY PARTICIPATION PLAN BE AMENDED SO THAT THE EXECUTIVE COMPENSATION COMMITTEE HAS THE AUTHORITY TO GRANT UP TO 15% OF THE SHARES OF COMMON STOCK AVAILABLE FOR FUTURE GRANT UNDER THE EQUITY PARTICIPATION PLAN AS GRANTS OF RESTRICTED SHARES OF COMMON STOCK. Contrary to Policy: No Comments: 03 TO CONSIDER A STOCKHOLDER PROPOSAL TO SEPARATE Shr Against For CHAIRMAN AND CHIEF EXECUTIVE OFFICER POSITIONS, IF PROPERLY PRESENTED AT THE MEETING. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 189 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 KING PHARMACEUTICALS, INC. CUSIP/CINS: 495582 Meeting Type: ANNUAL Ticker: KG Meeting Date: 04-Nov-03 ISIN: Agenda: 932047625 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 E.W. DEAVENPORT, JR. Withheld Against 2 ELIZABETH M. GREETHAM Withheld Against 3 JAMES R. LATTANZI Withheld Against 4 PHILIP M. PFEFFER Withheld Against 5 TED G. WOOD Withheld Against 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS AND AUDITORS FOR 2003. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 190 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 KLA-TENCOR CORPORATION CUSIP/CINS: 482480 Meeting Type: ANNUAL Ticker: KLAC Meeting Date: 05-Nov-03 ISIN: Agenda: 932049364 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 H. RAYMOND BINGHAM 2 ROBERT T. BOND 3 RICHARD J. ELKUS, JR. 4 MICHAEL E. MARKS 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2004.
Report Date: 27-Aug-04 Page 191 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 KLA-TENCOR CORPORATION CUSIP/CINS: 482480 Meeting Type: ANNUAL Ticker: KLAC Meeting Date: 05-Nov-03 ISIN: Agenda: 932049364 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 H. RAYMOND BINGHAM Withheld Against 2 ROBERT T. BOND Withheld Against 3 RICHARD J. ELKUS, JR. Withheld Against 4 MICHAEL E. MARKS Withheld Against 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 192 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 KONINKLIJKE AHOLD N.V. CUSIP/CINS: 500467 Meeting Type: ANNUAL Ticker: AHO Meeting Date: 26-Nov-03 ISIN: Agenda: 932064241 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 03 2002 FINANCIAL STATEMENTS. -ADOPTION OF THE ANNUAL Mgmt Abstain Against ACCOUNTS Contrary to Policy: No Comments: Shareholder was unable to obtain a proxy statement, and therefore could not make an informed decision regarding proxy proposals. 04 COMPOSITION OF THE EXECUTIVE BOARD. PROPOSAL TO Mgmt Abstain Against APPOINT MR. PETER WAKKIE. Contrary to Policy: No Comments: Shareholder was unable to obtain a proxy statement, and therefore could not make an informed decision regarding proxy proposals. 05 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION. Mgmt Abstain Against Contrary to Policy: No Comments: Shareholder was unable to obtain a proxy statement, and therefore could not make an informed decision regarding proxy proposals. 6A AUTHORIZATION OF THE EXECUTIVE BOARD FOR A PERIOD OF Mgmt Abstain Against 18 MONTHS, EMPOWERING THE EXECUTIVE BOARD, SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD, TO ADOPT RESOLUTION: TO ISSUE ANY SHARES OF COMMON STOCK, CUMULATIVE PREFERRED STOCK AND CUMULATIVE PREFERRED FINANCING STOCK REMAINING UNISSUED, ALL AS MORE FULLY DESCRIBED IN THE NOTICE OF ANNUAL MEETING. Contrary to Policy: No Comments: Shareholder was unable to obtain a proxy statement, and therefore could not make an informed decision regarding proxy proposals. 6B AUTHORIZATION OF THE EXECUTIVE BOARD FOR A PERIOD OF Mgmt Abstain Against 18 MONTHS, EMPOWERING THE EXECUTIVE BOARD, SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD, TO ADOPT RESOLUTION: TO RESTRICT OR ELIMINATE THE PRE-EMPTIVE RIGHTS OF HOLDERS OF SHARES OF COMMON STOCK WHEN ISSUING SHARES OF COMMON STOCK AND/OR WHEN GRANTING RIGHTS TO SUBSCRIBE FOR SHARES OF COMMON STOCK. Contrary to Policy: No Comments: Shareholder was unable to obtain a proxy statement, and therefore could not make an informed decision regarding proxy proposals.
Report Date: 27-Aug-04 Page 193 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 7 PROPOSAL TO AUTHORIZE THE CORPORATE EXECUTIVE BOARD Mgmt Abstain Against FOR A PERIOD OF 18 MONTHS, AND SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD, TO ACQUIRE AS MANY ORDINARY SHARES OF THE COMPANY AS SHALL BE PERMITTED WITHIN THE LIMITS OF THE LAW AND THE ARTICLES OF ASSOCIATION, ALL AS MORE FULLY DESCRIBED IN THE NOTICE OF ANNUAL MEETING. Contrary to Policy: No Comments: Shareholder was unable to obtain a proxy statement, and therefore could not make an informed decision regarding proxy proposals.
Report Date: 27-Aug-04 Page 194 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 KONINKLIJKE AHOLD N.V. CUSIP/CINS: 500467 Meeting Type: SPECIAL Ticker: AHO Meeting Date: 03-Mar-04 ISIN: Agenda: 932097430 - Management ------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 03 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION. Mgmt For For Contrary to Policy: No Comments: 04 APPROVAL OF TERMS AND CONDITIONS CONVERSION RIGHTS Mgmt For For CUMULATIVE PREFERRED FINANCING SHARES. Contrary to Policy: No Comments: 05 ADOPTION OF THE CORPORATE EXECUTIVE BOARD S GENERAL Mgmt For For REMUNERATION POLICY. Contrary to Policy: No Comments: 06 INVESTIGATIONS BY PUBLIC BODIES AND SUPERVISORY BODIES Mgmt For For AS WELL AS CURRENT LAWSUITS. - TERMINATION VEB PROCEEDINGS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 195 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 KONINKLIJKE AHOLD N.V. CUSIP/CINS: 500467 Meeting Type: ANNUAL Ticker: AHO Meeting Date: 02-Jun-04 ISIN: Agenda: 932173622 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 3A PROPOSAL TO ADOPT THE 2003 FINANCIAL STATEMENTS Mgmt 3C PROPOSAL TO DISCHARGE THE MEMBERS OF THE CORPORATE Mgmt EXECUTIVE BOARD WITH RESPECT TO THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2003 3D PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt SUPERVISORY BOARD WITH RESPECT TO THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2003 4A PROPOSAL TO APPOINT THE NOMINATED PERSON REFERRED Mgmt TO UNDER 4A OF THE AGENDA AS A MEMBER OF THE SUPERVISORY BOARD OF THE COMPANY WITH EFFECT FROM JUNE 2, 2004 4B PROPOSAL TO APPOINT THE NOMINATED PERSON REFERRED Mgmt TO UNDER 4B OF THE AGENDA AS A MEMBER OF THE SUPERVISORY BOARD OF THE COMPANY WITH EFFECT FROM JUNE 2, 2004 05 PROPOSAL TO APPOINT THE EXTERNAL AUDITOR, AS Mgmt MENTIONED IN THE AGENDA, OF THE COMPANY FOR THE FISCAL YEARS 2004 AND 2005 06 PROPOSAL TO CHANGE THE OFFICIAL LANGUAGE OF THE Mgmt ANNUAL REPORT TO ENGLISH
Report Date: 27-Aug-04 Page 196 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 L-3 COMMUNICATIONS HOLDINGS, INC. CUSIP/CINS: 502424 Meeting Type: ANNUAL Ticker: LLL Meeting Date: 27-Apr-04 ISIN: Agenda: 932132741 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CLAUDE R. CANIZARES Withheld Against 2 THOMAS A. CORCORAN Withheld Against 3 ALAN H. WASHKOWITZ Withheld Against 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT AUDITORS. Contrary to Policy: No Comments: 03 APPROVAL OF AMENDMENT TO THE 1999 LONG TERM Mgmt For For PERFORMANCE PLAN. Contrary to Policy: No Comments: 04 RATIFICATION OF THE TERMS OF PERFORMANCE-BASED Mgmt For For COMPENSATION UNDER THE 1999 LONG TERM PERFORMANCE PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 197 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 LABORATORY CORP. OF AMERICA HOLDINGS CUSIP/CINS: 50540R Meeting Type: ANNUAL Ticker: LH Meeting Date: 12-May-04 ISIN: Agenda: 932118258 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 THOMAS P. MAC MAHON For For 2 JEAN-LUC BELINGARD For For 3 WENDY E. LANE For For 4 R.E. MITTELSTAEDT, JR. For For 5 ANDREW G. WALLACE, M.D. For For 6 M. KEITH WEIKEL For For 7 CRAIG M. WATSON For For 02 APPROVAL OF THE AMENDMENTS TO THE 1997 EMPLOYEE Mgmt For For STOCK PURCHASE PLAN (THE ESPP AMENDMENT ) Contrary to Policy: No Comments: 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS INDEPENDENT ACCOUNTANTS FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 198 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 LANDSTAR SYSTEM, INC. CUSIP/CINS: 515098 Meeting Type: ANNUAL Ticker: LSTR Meeting Date: 13-May-04 ISIN: Agenda: 932119705 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLIAM S. ELSTON Withheld Against 2 MERRITT J. MOTT Withheld Against 3 DIANA M. MURPHY Withheld Against 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL 2004. Contrary to Policy: No Comments: 03 TO CONSIDER APPROVAL OF AN AMENDMENT TO ARTICLE IV OF Mgmt For For THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 199 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 LIBERTY MEDIA CORPORATION CUSIP/CINS: 530718 Meeting Type: ANNUAL Ticker: L Meeting Date: 09-Jun-04 ISIN: Agenda: 932163253 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT R. BENNETT Withheld Against 2 PAUL A. GOULD Withheld Against 3 JOHN C. MALONE Withheld Against 02 APPROVAL OF THE LIBERTY MEDIA CORPORATION 2000 Mgmt For For INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE APRIL 19, 2004) Contrary to Policy: No Comments: 03 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Mgmt For For FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 200 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 LINEAR TECHNOLOGY CORPORATION CUSIP/CINS: 535678 Meeting Type: ANNUAL Ticker: LLTC Meeting Date: 05-Nov-03 ISIN: Agenda: 932051030 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT H. SWANSON, JR. 2 DAVID S. LEE 3 LEO T. MCCARTHY 4 RICHARD M. MOLEY 5 THOMAS S. VOLPE 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 27, 2004.
Report Date: 27-Aug-04 Page 201 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 LINEAR TECHNOLOGY CORPORATION CUSIP/CINS: 535678 Meeting Type: ANNUAL Ticker: LLTC Meeting Date: 05-Nov-03 ISIN: Agenda: 932051030 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT H. SWANSON, JR. For For 2 DAVID S. LEE For For 3 LEO T. MCCARTHY For For 4 RICHARD M. MOLEY For For 5 THOMAS S. VOLPE For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 27, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 202 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 LOWE'S COMPANIES, INC. CUSIP/CINS: 548661 Meeting Type: ANNUAL Ticker: LOW Meeting Date: 28-May-04 ISIN: Agenda: 932151525 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 LEONARD L. BERRY Withheld Against 2 PAUL FULTON Withheld Against 3 DAWN E. HUDSON Withheld Against 4 MARSHALL O. LARSEN Withheld Against 5 ROBERT A. NIBLOCK Withheld Against 6 STEPHEN F. PAGE Withheld Against 7 O. TEMPLE SLOAN, JR. Withheld Against 8 ROBERT L. TILLMAN Withheld Against 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For THE COMPANY S INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 203 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 LSI LOGIC CORPORATION CUSIP/CINS: 502161 Meeting Type: ANNUAL Ticker: LSI Meeting Date: 06-May-04 ISIN: Agenda: 932120215 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILFRED J. CORRIGAN For For 2 JAMES H. KEYES For For 3 MALCOLM R. CURRIE For For 4 T.Z. CHU For For 5 R. DOUGLAS NORBY For For 6 MATTHEW J. O'ROURKE For For 7 GREGORIO REYES For For 8 LARRY W. SONSINI For For 02 APPROVAL OF AMENDMENT TO THE EMPLOYEE STOCK Mgmt For For PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 9,000,000. Contrary to Policy: No Comments: 03 APPROVAL OF AMENDMENT TO THE INTERNATIONAL EMPLOYEE Mgmt For For STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 1,000,000. Contrary to Policy: No Comments: 04 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For COMPANY S INCENTIVE PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 204 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 05 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR ITS 2004 FISCAL YEAR. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 205 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 M.D.C. HOLDINGS, INC. CUSIP/CINS: 552676 Meeting Type: ANNUAL Ticker: MDC Meeting Date: 26-Apr-04 ISIN: Agenda: 932106304 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HERBERT T. BUCHWALD Withheld Against 2 LARRY A. MIZEL Withheld Against 02 SHAREOWNER PROPOSAL REGARDING PREPARATION OF Shr Against For SUSTAINABILITY REPORT. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 206 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MARSHALL & ILSLEY CORPORATION CUSIP/CINS: 571834 Meeting Type: ANNUAL Ticker: MI Meeting Date: 27-Apr-04 ISIN: Agenda: 932109829 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 JON F. CHAIT Withheld Against 2 BRUCE E. JACOBS Withheld Against 3 DENNIS J. KUESTER Withheld Against 4 EDWARD L. MEYER JR Withheld Against 5 SAN W. ORR JR Withheld Against 6 DEBRA S. WALLER Withheld Against 7 GEORGE E. WARDEBERG Withheld Against
Report Date: 27-Aug-04 Page 207 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MAXIM INTEGRATED PRODUCTS, INC. CUSIP/CINS: 57772K Meeting Type: ANNUAL Ticker: MXIM Meeting Date: 13-Nov-03 ISIN: Agenda: 932052044 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES R. BERGMAN For For 2 JOHN F. GIFFORD For For 3 B. KIPLING HAGOPIAN For For 4 M.D. SAMPELS For For 5 A.R. FRANK WAZZAN For For 02 TO RATIFY AND APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For 1996 STOCK INCENTIVE PLAN, AS AMENDED, INCREASING THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 9,400,000 SHARES FROM 95,200,000 SHARES TO 104,600,000 SHARES. Contrary to Policy: No Comments: 03 TO RATIFY AND APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For 1987 EMPLOYEE STOCK PARTICIPATION PLAN, AS AMENDED, INCREASING THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 400,000 SHARES FROM 14,651,567 SHARES TO 15,051,567 SHARES. Contrary to Policy: No Comments: 04 TO RATIFY THE RETENTION OF ERNST & YOUNG LLP AS THE Mgmt For For COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 26, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 208 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MCDONALD'S CORPORATION CUSIP/CINS: 580135 Meeting Type: ANNUAL Ticker: MCD Meeting Date: 20-May-04 ISIN: Agenda: 932122675 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 EDWARD A. BRENNAN Withheld Against 2 WALTER E. MASSEY Withheld Against 3 JOHN W. ROGERS, JR. Withheld Against 4 ANNE-MARIE SLAUGHTER Withheld Against 5 ROGER W. STONE Withheld Against 02 APPROVAL OF AUDITORS Mgmt For For Contrary to Policy: No Comments: 03 APPROVAL OF MCDONALD S CORPORATION AMENDED AND Mgmt For For RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN Contrary to Policy: No Comments: 04 APPROVAL OF MCDONALD S CORPORATION 2004 CASH Mgmt For For INCENTIVE PLAN Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 209 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MDU RESOURCES GROUP, INC. CUSIP/CINS: 552690 Meeting Type: ANNUAL Ticker: MDURP Meeting Date: 27-Apr-04 ISIN: Agenda: 932096096 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DENNIS W. JOHNSON Withheld Against 2 JOHN L. OLSON Withheld Against 3 MARTIN A. WHITE Withheld Against 4 JOHN K. WILSON Withheld Against 02 APPROVE AMENDMENTS TO THE NON-EMPLOYEE DIRECTOR Mgmt For For STOCK COMPENSATION PLAN Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 210 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MEDTRONIC, INC. CUSIP/CINS: 585055 Meeting Type: ANNUAL Ticker: MDT Meeting Date: 28-Aug-03 ISIN: Agenda: 932028663 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 RICHARD H. ANDERSON Withheld Against 2 MICHAEL R. BONSIGNORE Withheld Against 3 GORDON M. SPRENGER Withheld Against 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS MEDTRONIC S INDEPENDENT AUDITORS Contrary to Policy: No Comments: 03 TO APPROVE MEDTRONIC S 2003 LONG-TERM INCENTIVE PLAN. Mgmt For For Contrary to Policy: No Comments: 04 TO APPROVE MEDTRONIC S EXECUTIVE INCENTIVE PLAN. Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 211 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MELLON FINANCIAL CORPORATION CUSIP/CINS: 58551A Meeting Type: ANNUAL Ticker: MEL Meeting Date: 20-Apr-04 ISIN: Agenda: 932101594 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTORS Mgmt 1 JARED L. COHON* Withheld Against 2 IRA J. GUMBERG* Withheld Against 3 MARTIN G. MCGUINN* Withheld Against 4 DAVID S. SHAPIRA* Withheld Against 5 JOHN P. SURMA* Withheld Against 6 EDWARD J. MCANIFF** Withheld Against 02 PROPOSAL TO AMEND THE CORPORATION S LONG-TERM Mgmt For For PROFIT INCENTIVE PLAN. Contrary to Policy: No Comments: 03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For PUBLIC ACCOUNTANTS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 212 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MENTOR CORPORATION CUSIP/CINS: 587188 Meeting Type: ANNUAL Ticker: MNT Meeting Date: 10-Sep-03 ISIN: Agenda: 932034781 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CHRISTOPHER J. CONWAY For For 2 EUGENE G. GLOVER For For 3 WALTER W. FASTER For For 4 MICHAEL NAKONECHNY For For 5 RICHARD W. YOUNG For For 6 RONALD J. ROSSI For For 7 JEFFREY W. UBBEN For For 02 APPROVE THE AMENDMENT OF THE COMPANY S BYLAWS AS Mgmt For For PREVIOUSLY AMENDED AND RESTATED, TO PROVIDE THAT THE NUMBER OF DIRECTORS SHALL BE ESTABLISHED BY RESOLUTION OF THE BOARD OF DIRECTORS. Contrary to Policy: No Comments: 03 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 213 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MERCK & CO., INC. CUSIP/CINS: 589331 Meeting Type: ANNUAL Ticker: MRK Meeting Date: 27-Apr-04 ISIN: Agenda: 932102306 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PETER C. WENDELL* 2 WILLIAM G. BOWEN** 3 WILLIAM M. DALEY** 4 THOMAS E. SHENK** 5 WENDELL P. WEEKS** 02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY S Mgmt INDEPENDENT AUDITORS FOR 2004 03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Mgmt INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST ITEMS 4 THROUGH 8 04 STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT Shr COMPENSATION 05 STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF Shr PRESCRIPTION DRUG PATENTS 06 STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL Shr PERFORMANCE OF THE COMPANY 07 STOCKHOLDER PROPOSAL CONCERNING USE OF Shr SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES 08 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shr TO THE GLOBAL HIV/AIDS PANDEMIC
Report Date: 27-Aug-04 Page 214 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MERCK & CO., INC. CUSIP/CINS: 589331 Meeting Type: ANNUAL Ticker: MRK Meeting Date: 27-Apr-04 ISIN: Agenda: 932102306 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PETER C. WENDELL* Withheld Against 2 WILLIAM G. BOWEN** Withheld Against 3 WILLIAM M. DALEY** Withheld Against 4 THOMAS E. SHENK** Withheld Against 5 WENDELL P. WEEKS** Withheld Against 02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY S Mgmt For For INDEPENDENT AUDITORS FOR 2004 Contrary to Policy: No Comments: 03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Mgmt For For INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST ITEMS 4 THROUGH 8 Contrary to Policy: No Comments: 04 STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT Shr Against For COMPENSATION Contrary to Policy: No Comments: 05 STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF Shr Against For PRESCRIPTION DRUG PATENTS Contrary to Policy: No Comments: 06 STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL Shr Against For PERFORMANCE OF THE COMPANY Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 215 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 07 STOCKHOLDER PROPOSAL CONCERNING USE OF Shr Against For SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES Contrary to Policy: No Comments: 08 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shr Against For TO THE GLOBAL HIV/AIDS PANDEMIC Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 216 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MEXICO FUND, INC. CUSIP/CINS: 592835 Meeting Type: ANNUAL Ticker: MXF Meeting Date: 10-Mar-04 ISIN: Agenda: 932093317 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOSE L. GOMEZ PIMIENTA Withheld Against 2 CLAUDIO X. GONZALEZ Withheld Against 3 ROBERT L. KNAUSS Withheld Against
Report Date: 27-Aug-04 Page 217 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MICRON TECHNOLOGY, INC. CUSIP/CINS: 595112 Meeting Type: ANNUAL Ticker: MU Meeting Date: 21-Nov-03 ISIN: Agenda: 932058426 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 STEVEN R. APPLETON For For 2 JAMES W. BAGLEY For For 3 ROBERT A. LOTHROP For For 4 THOMAS T. NICHOLSON For For 5 GORDON C. SMITH For For 6 WILLIAM P. WEBER For For 02 PROPOSAL BY THE COMPANY TO APPROVE AN AMENDMENT TO Mgmt For For THE COMPANY S 1989 EMPLOYEE STOCK PURCHASE PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 5,000,000 AND MAKING CERTAIN OTHER CHANGES AS DESCRIBED IN THE PROXY STATEMENT Contrary to Policy: No Comments: 03 PROPOSAL BY THE COMPANY TO APPROVE AN AMENDMENT TO Mgmt For For THE COMPANY S 2001 STOCK OPTION PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 17,000,000 Contrary to Policy: No Comments: 04 PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR FISCAL 2004 Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 218 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MICROSOFT CORPORATION CUSIP/CINS: 594918 Meeting Type: ANNUAL Ticker: MSFT Meeting Date: 11-Nov-03 ISIN: Agenda: 932048879 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLIAM H. GATES III For For 2 STEVEN A. BALLMER For For 3 JAMES I. CASH JR. For For 4 RAYMOND V. GILMARTIN For For 5 A. MCLAUGHLIN KOROLOGOS For For 6 DAVID F. MARQUARDT For For 7 CHARLES H. NOSKI For For 8 HELMUT PANKE For For 9 WM. G. REED JR. For For 10 JON A. SHIRLEY For For 02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN Mgmt For For Contrary to Policy: No Comments: 03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK OPTION Mgmt For For PLAN FOR NON-EMPLOYEE DIRECTORS Contrary to Policy: No Comments: 04 SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A VOTE Shr Against For AGAINST THIS PROPOSAL) Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 219 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MID ATLANTIC MEDICAL SERVICES, INC. CUSIP/CINS: 59523C Meeting Type: SPECIAL Ticker: MME Meeting Date: 10-Feb-04 ISIN: Agenda: 932085601 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED AS Mgmt For For OF OCTOBER 26, 2003, BY AND AMONG UNITEDHEALTH GROUP INCORPORATED, MU ACQUISITION LLC AND MID ATLANTIC MEDICAL SERVICES, INC. AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT/ PROSPECTUS. Contrary to Policy: No Comments: 02 TO AUTHORIZE THE PROXIES TO VOTE TO ADJOURN OR Mgmt For For POSTPONE THE SPECIAL MEETING OF STOCKHOLDERS, IN THEIR SOLE DISCRETION, FOR THE PURPOSE OF SOLICITING ADDITIONAL VOTES FOR PROPOSAL 1. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 220 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MOODY'S CORPORATION CUSIP/CINS: 615369 Meeting Type: ANNUAL Ticker: MCO Meeting Date: 27-Apr-04 ISIN: Agenda: 932116064 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- I DIRECTOR Mgmt 1 BASIL L. ANDERSON* Withheld Against 2 RAYMOND W MCDANIEL JR.* Withheld Against 3 JOHN RUTHERFURD, JR.* Withheld Against 4 JOHN K. WULFF** Withheld Against II APPROVAL OF THE AMENDED AND RESTATED 2001 MOODY S Mgmt For For CORPORATION KEY EMPLOYEES STOCK INCENTIVE PLAN Contrary to Policy: No Comments: III APPROVAL OF THE 2004 MOODY S CORPORATION COVERED Mgmt For For EMPLOYEE CASH INCENTIVE PLAN Contrary to Policy: No Comments: IV RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For ACCOUNTANTS FOR 2004 Contrary to Policy: No Comments: V STOCKHOLDER PROPOSAL REGARDING PERFORMANCE AND Shr Against For TIME-BASED RESTRICTED SHARES Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 221 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MORGAN STANLEY ASIA-PACIFIC FUND, IN CUSIP/CINS: 61744U Meeting Type: ANNUAL Ticker: APF Meeting Date: 22-Jun-04 ISIN: Agenda: 932178189 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WAYNE E. HEDIEN Withheld Against 2 DR. MANUEL H. JOHNSON Withheld Against 3 JAMES F. HIGGINS Withheld Against
Report Date: 27-Aug-04 Page 222 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MOTOROLA, INC. CUSIP/CINS: 620076 Meeting Type: ANNUAL Ticker: MOT Meeting Date: 03-May-04 ISIN: Agenda: 932106265 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 E. ZANDER For For 2 H.L. FULLER For For 3 J. LEWENT For For 4 W. MASSEY For For 5 N. NEGROPONTE For For 6 I. NOOYI For For 7 J. PEPPER, JR. For For 8 S. SCOTT III For For 9 D. WARNER III For For 10 J. WHITE For For 11 M. ZAFIROVSKI For For 02 SHAREHOLDER PROPOSAL RE: COMMONSENSE EXECUTIVE Shr Against For COMPENSATION Contrary to Policy: No Comments: 03 SHAREHOLDER PROPOSAL RE: PERFORMANCE AND TIME- Shr Against For BASED RESTRICTED SHARES Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 223 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MULTIMEDIA GAMES, INC. CUSIP/CINS: 625453 Meeting Type: ANNUAL Ticker: MGAMW Meeting Date: 02-Feb-04 ISIN: Agenda: 932084027 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 THOMAS W. SARNOFF For For 2 CLIFTON E. LIND For For 3 GORDON T. GRAVES For For 4 ROBERT D. REPASS For For 5 MARTIN A. KEANE For For 6 JOHN M. WINKELMAN For For 02 TO APPROVE THE AMENDMENT OF OUR AMENDED AND Mgmt For For RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 25,000,000 TO 75,000,000. Contrary to Policy: No Comments: 03 TO APPROVE THE 2003 OUTSIDE DIRECTORS STOCK OPTION Mgmt For For PLAN. Contrary to Policy: No Comments: 04 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE Mgmt For For INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 224 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 MYLAN LABORATORIES INC. CUSIP/CINS: 628530 Meeting Type: ANNUAL Ticker: MYL Meeting Date: 25-Jul-03 ISIN: Agenda: 932019993 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MILAN PUSKAR For For 2 ROBERT J. COURY For For 3 WENDY CAMERON For For 4 LAURENCE S. DELYNN For For 5 JOHN C. GAISFORD, M.D. For For 6 DOUGLAS J. LEECH For For 7 JOSEPH C. MAROON, M.D. For For 8 PATRICIA A. SUNSERI For For 9 C.B. TODD For For 10 R.L. VANDERVEEN, PH.D. For For 11 STUART A. WILLIAMS, ESQ For For 02 APPROVE AN INCREASE IN THE NUMBER OF AUTHORIZED Mgmt For For SHARES OF THE COMPANY S COMMON STOCK TO 600,000,000 SHARES. Contrary to Policy: No Comments: 03 ADOPT THE MYLAN LABORATORIES INC. 2003 LONG-TERM Mgmt For For INCENTIVE PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 225 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NABORS INDUSTRIES LTD. CUSIP/CINS: G6359F Meeting Type: ANNUAL Ticker: NBR Meeting Date: 01-Jun-04 ISIN: Agenda: 932164128 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES L. PAYNE Withheld Against 2 HANS W. SCHMIDT Withheld Against 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT AUDITORS AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET AUDITORS REMUNERATION. Contrary to Policy: No Comments: 03 SHAREHOLDER PROPOSAL TO CHANGE NABORS JURISDICTION Mgmt Against For OF INCORPORATION FROM BERMUDA TO DELAWARE. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 226 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NATIONAL CITY CORPORATION CUSIP/CINS: 635405 Meeting Type: ANNUAL Ticker: NCC Meeting Date: 27-Apr-04 ISIN: Agenda: 932108207 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J.E. BARFIELD For For 2 J.S. BROADHURST For For 3 J.W. BROWN For For 4 C.M. CONNOR For For 5 D.A. DABERKO For For 6 J.T. GORMAN For For 7 B.P. HEALY For For 8 P.A. ORMOND For For 9 R.A. PAUL For For 10 G.L. SHAHEEN For For 11 J.S. THORNTON For For 12 M. WEISS For For 02 THE APPROVAL OF THE NATIONAL CITY CORPORATION LONG- Mgmt For For TERM CASH AND EQUITY INCENTIVE PLAN Contrary to Policy: No Comments: 03 THE APPROVAL OF THE NATIONAL CITY CORPORATION Mgmt For For MANAGEMENT INCENTIVE PLAN FOR SENIOR OFFICERS, AS AMENDED AND RESTATED Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 227 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 04 THE RATIFICATION OF THE AUDIT COMMITTEE S SELECTION OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 228 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NATIONAL COMMERCE FINANCIAL CORP. CUSIP/CINS: 63545P Meeting Type: ANNUAL Ticker: NCF Meeting Date: 28-Apr-04 ISIN: Agenda: 932099624 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 BLAKE P. GARRETT, JR. Withheld Against 2 THOMAS M. GARROTT Withheld Against 3 C. DAN JOYNER Withheld Against 4 W. NEELY MALLORY, JR. Withheld Against 5 ERIC B. MUNSON Withheld Against 02 RATIFICATION OF THE AUDIT COMMITTEE S APPOINTMENT OF Mgmt For For KPMG LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 229 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NATIONAL FUEL GAS COMPANY CUSIP/CINS: 636180 Meeting Type: ANNUAL Ticker: NFG Meeting Date: 19-Feb-04 ISIN: Agenda: 932083621 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PHILIP C. ACKERMAN Withheld Against 2 BERNARD S. LEE, PH.D Withheld Against 02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Mgmt For For Contrary to Policy: No Comments: 03 ADOPTION OF, IF PRESENTED AT THE MEETING, A Shr Against For SHAREHOLDER PROPOSAL. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 230 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NATIONAL SEMICONDUCTOR CORPORATION CUSIP/CINS: 637640 Meeting Type: ANNUAL Ticker: NSM Meeting Date: 26-Sep-03 ISIN: Agenda: 932040570 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 BRIAN L. HALLA For For 2 STEVEN R. APPLETON For For 3 GARY P. ARNOLD For For 4 RICHARD J. DANZIG For For 5 ROBERT J. FRANKENBERG For For 6 E. FLOYD KVAMME For For 7 MODESTO A. MAIDIQUE For For 8 EDWARD R. MCCRACKEN For For 02 TO APPROVE KPMG LLP AS AUDITORS OF THE COMPANY. Mgmt For For Contrary to Policy: No Comments: 03 TO APPROVE THE ADOPTION OF THE 2003 EMPLOYEES STOCK Mgmt For For PURCHASE PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 231 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NATIONAL-OILWELL, INC. CUSIP/CINS: 637071 Meeting Type: ANNUAL Ticker: NOI Meeting Date: 19-May-04 ISIN: Agenda: 932131232 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROGER L. JARVIS Withheld Against 2 MERRILL A. MILLER, JR. Withheld Against 3 FREDERICK W. PHEASEY Withheld Against
Report Date: 27-Aug-04 Page 232 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NESTLE S.A. CUSIP/CINS: 641069 Meeting Type: ANNUAL Ticker: NSRGY Meeting Date: 22-Apr-04 ISIN: Agenda: 932121558 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 1A APPROVAL OF THE 2003 ANNUAL REPORT AND ACCOUNTS OF Mgmt NESTLE S.A. 1B APPROVAL OF THE 2003 CONSOLIDATED ACCOUNTS OF THE Mgmt NESTLE GROUP. 02 RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND Mgmt OF THE MANAGEMENT. 03 DECISION ON THE APPROPRIATION OF PROFITS RESULTING Mgmt FROM THE BALANCE SHEET OF NESTLE S.A. 4A ELECTION TO THE BOARD OF DIRECTORS. ELECTION 0F: SIR Mgmt EDWARD GEORGE (FOR A TERM OF 3 YEARS) 4B ELECTION TO THE BOARD OF DIRECTORS. ELECTION 0F: MR. Mgmt KASPAR VILLIGER (FOR A TERM OF 5 YEARS) 4C ELECTION TO THE BOARD OF DIRECTORS. ELECTION 0F: MR. Mgmt ROLF HANGGI (FOR A TERM OF 4 YEARS) 4D ELECTION TO THE BOARD OF DIRECTORS. ELECTION 0F: MR. Mgmt DANIEL BOREL (FOR A TERM OF 5 YEARS) 4E ELECTION TO THE BOARD OF DIRECTORS. ELECTION 0F: MRS. Mgmt CAROLINA MULLER (FOR A TERM OF 5 YEARS)
Report Date: 27-Aug-04 Page 233 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NEWCASTLE INVESTMENT CORP. CUSIP/CINS: 65105M Meeting Type: ANNUAL Ticker: NCTPRB Meeting Date: 27-May-04 ISIN: Agenda: 932170335 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DAVID J. GRAIN Withheld Against 02 PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 234 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NEWMONT MINING CORPORATION CUSIP/CINS: 651639 Meeting Type: ANNUAL Ticker: NEM Meeting Date: 28-Apr-04 ISIN: Agenda: 932104968 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 G.A. BARTON For For 2 V.A. CALARCO For For 3 M.S. HAMSON For For 4 L.I. HIGDON, JR. For For 5 P. LASSONDE For For 6 R.J. MILLER For For 7 W.W. MURDY For For 8 R.A. PLUMBRIDGE For For 9 J.B. PRESCOTT For For 10 M.K. REILLY For For 11 S. SCHULICH For For 12 J.V. TARANIK For For 02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2004 Contrary to Policy: No Comments: 03 STOCKHOLDER PROPOSAL Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 235 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NEXTEL COMMUNICATIONS, INC. CUSIP/CINS: 65332V Meeting Type: ANNUAL Ticker: NXTL Meeting Date: 27-May-04 ISIN: Agenda: 932136383 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 KEITH J. BANE Withheld Against 2 V. JANET HILL Withheld Against 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. Contrary to Policy: No Comments: 03 APPROVAL OF THE NEXTEL COMMUNICATIONS, INC. AMENDED Mgmt For For AND RESTATED ASSOCIATE STOCK PURCHASE PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 236 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NIPPON TELEGRAPH & TELEPHONE CORPORA CUSIP/CINS: 654624 Meeting Type: ANNUAL Ticker: NTT Meeting Date: 29-Jun-04 ISIN: Agenda: 932194474 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 APPROVAL OF PROPOSED APPROPRIATION OF Mgmt For For UNAPPROPRIATED RETAINED EARNINGS FOR THE 19TH FISCAL YEAR ENDED MARCH 31, 2004. Contrary to Policy: No Comments: 02 REPURCHASE OF OWN SHARES. Mgmt For For Contrary to Policy: No Comments: 03 PARTIAL MODIFICATIONS TO THE ARTICLES OF INCORPORATION. Mgmt For For Contrary to Policy: No Comments: 04 DIRECTOR Mgmt 1 NORIO WADA For For 2 TOYOHIKO TAKABE For For 3 RYUJI YAMADA For For 4 YUJI INOUE For For 5 SHIN HASHIMOTO For For 6 MASAKI MITSUMURA For For 7 HIROO UNOURA For For 8 KEN YAGI For For 9 HARUKI MATSUNO For For 10 TAKASHI IMAI For For 11 YOTARO KOBAYASHI For For
Report Date: 27-Aug-04 Page 237 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 05 ELECTION OF A CORPORATE AUDITOR. Mgmt For For Contrary to Policy: No Comments: 06 PRESENTATION OF RETIREMENT ALLOWANCE TO RETIRING Mgmt For For DIRECTORS AND A CORPORATE AUDITOR. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 238 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NOBLE CORPORATION CUSIP/CINS: G65422 Meeting Type: ANNUAL Ticker: NE Meeting Date: 22-Apr-04 ISIN: Agenda: 932119616 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 MICHAEL A. CAWLEY Withheld Against 2 LUKE R. CORBETT Withheld Against 3 JACK E. LITTLE Withheld Against 02 APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 239 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NORTHERN TRUST CORPORATION CUSIP/CINS: 665859 Meeting Type: ANNUAL Ticker: NTRS Meeting Date: 20-Apr-04 ISIN: Agenda: 932105542 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTORS Mgmt 1 DUANE L. BURNHAM For For 2 DOLORES E. CROSS For For 3 SUSAN CROWN For For 4 ROBERT S. HAMADA For For 5 ROBERT A. HELMAN For For 6 DIPAK C. JAIN For For 7 ARTHUR L. KELLY For For 8 ROBERT C. MCCORMACK For For 9 EDWARD J. MOONEY For For 10 WILLIAM A. OSBORN For For 11 JOHN W. ROWE For For 12 HAROLD B. SMITH For For 13 WILLIAM D. SMITHBURG For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For CORPORATION S INDEPENDENT PUBLIC ACCOUNTANTS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 240 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NOVASTAR FINANCIAL, INC. CUSIP/CINS: 669947 Meeting Type: ANNUAL Ticker: NFI Meeting Date: 08-Jun-04 ISIN: Agenda: 932104970 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 W. LANCE ANDERSON Withheld Against 2 GREGORY T. BARMORE Withheld Against 02 APPROVAL OF THE NOVASTAR FINANCIAL, INC. 2004 INCENTIVE Mgmt For For STOCK PLAN. Contrary to Policy: No Comments: 03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 241 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NOVELLUS SYSTEMS, INC. CUSIP/CINS: 670008 Meeting Type: ANNUAL Ticker: NVLS Meeting Date: 16-Apr-04 ISIN: Agenda: 932108485 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 RICHARD S. HILL For For 2 NEIL R. BONKE For For 3 YOUSSEF A. EL-MANSY For For 4 J. DAVID LITSTER For For 5 YOSHIO NISHI For For 6 GLEN G. POSSLEY For For 7 ANN D. RHOADS For For 8 WILLIAM R. SPIVEY For For 9 DELBERT A. WHITAKER For For 02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments: 03 SHAREHOLDER PROPOSAL REGARDING PROVISION OF NON- Shr Against For AUDIT SERVICES BY INDEPENDENT AUDITORS. Contrary to Policy: No Comments: 04 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For COMPENSATION. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 242 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 NSTAR CUSIP/CINS: 67019E Meeting Type: ANNUAL Ticker: NST Meeting Date: 29-Apr-04 ISIN: Agenda: 932123879 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GARY L. COUNTRYMAN Withheld Against 2 DANIEL DENNIS Withheld Against 3 MATINA S. HORNER Withheld Against 4 THOMAS J. MAY Withheld Against 02 SHAREHOLDER PROPOSAL REGARDING CHARITABLE Shr Against For CONTRIBUTION DISCLOSURE. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 243 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 OAKWOOD HOMES CORPORATION CUSIP/CINS: 674098 Meeting Type: CONSENT Ticker: OKWHQ Meeting Date: 19-Nov-03 ISIN: Agenda: 932058325 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 JOINT CONSOLIDATED PLAN OF REORGANIZATION Mgmt
Report Date: 27-Aug-04 Page 244 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 OAKWOOD HOMES CORPORATION CUSIP/CINS: 674098 Meeting Type: CONSENT Ticker: OKWHQ Meeting Date: 12-Mar-04 ISIN: Agenda: 932097098 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 SECOND AMENDED JOINT CONSOLIDATED PLAN OF Mgmt REORGANIZATION OF OAKWOOD HOMES CORPORATION
Report Date: 27-Aug-04 Page 245 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ONEOK, INC. CUSIP/CINS: 682680 Meeting Type: ANNUAL Ticker: OKE Meeting Date: 20-May-04 ISIN: Agenda: 932122322 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLIAM M. BELL* Withheld Against 2 JULIE H. EDWARDS* Withheld Against 3 PATTYE L. MOORE* Withheld Against 4 J.D. SCOTT* Withheld Against 5 JAMES C. DAY** Withheld Against 02 TO RATIFY AND APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITOR OF THE CORPORATION FOR THE 2004 FISCAL YEAR. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 246 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 PEDIATRIX MEDICAL GROUP, INC. CUSIP/CINS: 705324 Meeting Type: ANNUAL Ticker: PDX Meeting Date: 20-May-04 ISIN: Agenda: 932139377 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CESAR L. ALVAREZ For For 2 WALDEMAR A. CARLO, M.D. For For 3 MICHAEL B. FERNANDEZ For For 4 ROGER K. FREEMAN, M.D. For For 5 PAUL G. GABOS For For 6 ROGER J. MEDEL, M.D. For For 7 LAWRENCE M. MULLEN For For 02 APPROVAL OF THE PEDIATRIX 2004 INCENTIVE COMPENSATION Mgmt For For PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 247 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 PEPSICO, INC. CUSIP/CINS: 713448 Meeting Type: ANNUAL Ticker: PEP Meeting Date: 05-May-04 ISIN: Agenda: 932115086 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J.F. AKERS For For 2 R.E. ALLEN For For 3 R.L. HUNT For For 4 A.C. MARTINEZ For For 5 I.K. NOOYI For For 6 F.D. RAINES For For 7 S.S. REINEMUND For For 8 S.P. ROCKEFELLER For For 9 J.J. SCHIRO For For 10 F.A. THOMAS For For 11 C.M. TRUDELL For For 12 S.D. TRUJILLO For For 13 D. VASELLA For For 02 APPROVAL OF AUDITORS Mgmt For For Contrary to Policy: No Comments: 03 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE COMPENSATION Mgmt For For PLAN Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 248 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) Shr Against For Contrary to Policy: No Comments: 05 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 249 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 PFIZER INC. CUSIP/CINS: 717081 Meeting Type: ANNUAL Ticker: PFE Meeting Date: 22-Apr-04 ISIN: Agenda: 932101607 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MICHAEL S. BROWN For For 2 M. ANTHONY BURNS For For 3 ROBERT N. BURT For For 4 W. DON CORNWELL For For 5 WILLIAM H. GRAY III For For 6 CONSTANCE J. HORNER For For 7 WILLIAM R. HOWELL For For 8 STANLEY O. IKENBERRY For For 9 GEORGE A. LORCH For For 10 HENRY A. MCKINNELL For For 11 DANA G. MEAD For For 12 FRANKLIN D. RAINES For For 13 RUTH J. SIMMONS For For 14 WILLIAM C. STEERE, JR. For For 15 JEAN-PAUL VALLES For For 02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 250 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK PLAN. Mgmt For For Contrary to Policy: No Comments: 04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shr Against For ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA PANDEMICS ON THE COMPANY S BUSINESS STRATEGY. Contrary to Policy: No Comments: 05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For CONTRIBUTIONS. Contrary to Policy: No Comments: 06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shr Against For ON CORPORATE RESOURCES DEVOTED TO SUPPORTING POLITICAL ENTITIES OR CANDIDATES. Contrary to Policy: No Comments: 07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shr Against For ON DIRECTORS. Contrary to Policy: No Comments: 08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For INCREASING ACCESS TO PFIZER PRODUCTS. Contrary to Policy: No Comments: 09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shr Against For Contrary to Policy: No Comments: 10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 251 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 PIPER JAFFRAY COMPANIES CUSIP/CINS: 724078 Meeting Type: ANNUAL Ticker: PJC Meeting Date: 28-Apr-04 ISIN: Agenda: 932101823 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ANDREW S. DUFF Withheld Against 2 SAMUEL L. KAPLAN Withheld Against 3 FRANK L. SIMS Withheld Against 02 APPROVAL OF PIPER JAFFRAY COMPANIES AMENDED AND Mgmt For For RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN. Contrary to Policy: No Comments: 03 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For AUDITORS FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 252 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 POGO PRODUCING COMPANY CUSIP/CINS: 730448 Meeting Type: ANNUAL Ticker: PPP Meeting Date: 27-Apr-04 ISIN: Agenda: 932113260 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JERRY M. ARMSTRONG Withheld Against 2 PAUL G. VAN WAGENEN Withheld Against 02 APPROVAL OF THE 2004 INCENTIVE PLAN AS MORE FULLY Mgmt For For DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. Contrary to Policy: No Comments: 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 253 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 POSSIS MEDICAL, INC. CUSIP/CINS: 737407 Meeting Type: ANNUAL Ticker: POSS Meeting Date: 10-Dec-03 ISIN: Agenda: 932065104 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT G. DUTCHER For For 2 MARY K. BRAINERD For For 3 SEYMOUR J. MANSFIELD For For 4 WILLIAM C. MATTISON, JR For For 5 WHITNEY A. MCFARLIN For For 6 DONALD C. WEGMILLER For For 7 RODNEY A. YOUNG For For 02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For AS OUR INDEPENDENT AUDITORS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 254 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 PROLOGIS CUSIP/CINS: 743410 Meeting Type: ANNUAL Ticker: PLDPRD Meeting Date: 18-May-04 ISIN: Agenda: 932107281 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 STEPHEN L. FEINBERG Withheld Against 2 DONALD P. JACOBS Withheld Against 3 D. MICHAEL STEUERT Withheld Against 4 J. ANDRE TEIXEIRA Withheld Against 02 APPROVAL OF AMENDED AND RESTATED 2000 SHARE OPTION Mgmt For For PLAN FOR OUTSIDE TRUSTEES. Contrary to Policy: No Comments: 03 APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS FOR Mgmt For For 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 255 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 PROVIDENT ENERGY TRUST CUSIP/CINS: 74386K Meeting Type: SPECIAL Ticker: PVX Meeting Date: 10-May-04 ISIN: Agenda: 932140940 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 THE RESOLUTION APPOINTING PRICEWATERHOUSECOOPERS Mgmt LLP AS AUDITORS OF THE TRUST. 02 THE RESOLUTION ELECTING THE TEN DIRECTORS OF Mgmt PROVIDENT ENERGY LTD. TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF TRUST UNITHOLDERS OR UNTIL THEIR SUCCESSORS ARE ELECTED OR APPOINTED. 03 THE RESOLUTION RE-APPOINTING COMPUTERSHARE TRUST Mgmt COMPANY OF CANADA AS TRUSTEE OF THE TRUST. 04 THE RESOLUTION AMENDING THE TRUST UNIT OPTION PLAN TO Mgmt INCREASE THE NUMBER OF TRUST UNITS AVAILABLE FOR ISSUANCE FROM 5,000,000 TRUST UNITS TO 8,000,000 TRUST UNITS.
Report Date: 27-Aug-04 Page 256 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 PUBLIC SERVICE ENTERPRISE GROUP INC. CUSIP/CINS: 744573 Meeting Type: ANNUAL Ticker: PEG Meeting Date: 20-Apr-04 ISIN: Agenda: 932092163 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ALBERT R. GAMPER, JR.* Withheld Against 2 ERNEST H. DREW** Withheld Against 3 WILLIAM V. HICKEY** Withheld Against 4 RICHARD J. SWIFT** Withheld Against 02 APPROVAL OF THE 2004 LONG-TERM INCENTIVE PLAN. Mgmt For For Contrary to Policy: No Comments: 03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2004. Contrary to Policy: No Comments: 04 STOCKHOLDER PROPOSAL RELATING TO THE NOMINATION OF Shr Against For AT LEAST TWO CANDIDATES FOR EACH OPEN BOARD POSITION. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 257 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 PUBLIC STORAGE, INC. CUSIP/CINS: 74460D Meeting Type: ANNUAL Ticker: PSAPRX Meeting Date: 06-May-04 ISIN: Agenda: 932136864 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 B. WAYNE HUGHES For For 2 RONALD L. HAVNER, JR. For For 3 HARVEY LENKIN For For 4 ROBERT J. ABERNETHY For For 5 DANN V. ANGELOFF For For 6 WILLIAM C. BAKER For For 7 JOHN T. EVANS For For 8 URI P. HARKHAM For For 9 B. WAYNE HUGHES, JR. For For 10 DANIEL C. STATON For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP, Mgmt For For INDEPENDENT AUDITORS, TO AUDIT THE ACCOUNTS OF PUBLIC STORAGE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 258 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 PULTE HOMES, INC. CUSIP/CINS: 745867 Meeting Type: ANNUAL Ticker: PHM Meeting Date: 13-May-04 ISIN: Agenda: 932118070 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 RICHARD J. DUGAS, JR.* Withheld Against 2 DAVID N. MCCAMMON* Withheld Against 3 WILLIAM J. PULTE* Withheld Against 4 FRANCIS J. SEHN* Withheld Against 5 MICHAEL E. ROSSI** Withheld Against 02 A PROPOSAL TO ADOPT THE PULTE HOMES, INC. 2004 STOCK Mgmt For For INCENTIVE PLAN. Contrary to Policy: No Comments: 03 A PROPOSAL BY A SHAREHOLDER REQUESTING THAT PULTE Shr Against For HOMES, INC. ADOPT A POLICY THAT THE SELECTION OF ITS INDEPENDENT AUDITOR BE SUBMITTED TO THE SHAREHOLDERS FOR RATIFICATION AT ANNUAL MEETINGS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 259 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 QUESTAR CORPORATION CUSIP/CINS: 748356 Meeting Type: ANNUAL Ticker: STR Meeting Date: 18-May-04 ISIN: Agenda: 932127550 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 TERESA BECK Withheld Against 2 R.D. CASH Withheld Against 3 ROBERT E. MCKEE III Withheld Against 4 GARY G. MICHAEL Withheld Against 5 CHARLES B. STANLEY Withheld Against 02 TO APPROVE THE LONG-TERM CASH INCENTIVE PLAN. Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 260 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 R.R. DONNELLEY & SONS COMPANY CUSIP/CINS: 257867 Meeting Type: SPECIAL Ticker: DNY Meeting Date: 23-Feb-04 ISIN: Agenda: 932087439 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 TO APPROVE THE ISSUANCE OF SHARES OF RR DONNELLEY Mgmt For For COMMON STOCK AS CONTEMPLATED BY THE COMBINATION AGREEMENT, DATED AS OF NOVEMBER 8, 2003, BETWEEN RR DONNELLEY AND MOORE WALLACE INCORPORATED AND THE PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING RR DONNELLEY AND MOORE WALLACE. Contrary to Policy: No Comments: 02 TO ADOPT THE RR DONNELLEY 2004 PERFORMANCE INCENTIVE Mgmt For For PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 261 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 R.R. DONNELLEY & SONS COMPANY CUSIP/CINS: 257867 Meeting Type: ANNUAL Ticker: RRD Meeting Date: 14-Apr-04 ISIN: Agenda: 932105782 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MARK A. ANGELSON Withheld Against 2 ROBERT F. CUMMINGS, JR. Withheld Against 3 ALFRED C. ECKERT III Withheld Against 4 OLIVER R. SOCKWELL Withheld Against 5 STEPHEN M. WOLF Withheld Against 02 STOCKHOLDER PROPOSAL REGARDING THE SALE OF THE Shr Against For COMPANY. Contrary to Policy: No Comments: 03 STOCKHOLDER PROPOSAL REGARDING THE ESTABLISHMENT Shr Against For OF A POLICY OF EXPENSING COSTS OF OPTIONS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 262 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 RENAL CARE GROUP, INC. CUSIP/CINS: 759930 Meeting Type: ANNUAL Ticker: RCI Meeting Date: 09-Jun-04 ISIN: Agenda: 932175727 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOSEPH C. HUTTS Withheld Against 2 HARRY R. JACOBSON, M.D. Withheld Against 3 THOMAS A. LOWERY, M.D. Withheld Against 02 PROPOSAL TO: APPROVE THE RENAL CARE GROUP, INC. 2004 Mgmt For For STOCK AND INCENTIVE COMPENSATION PLAN. Contrary to Policy: No Comments: 03 PROPOSAL TO: APPROVE AN AMENDMENT TO THE RENAL CARE Mgmt For For GROUP, INC. 1996 STOCK OPTION PLAN FOR OUTSIDE DIRECTORS TO ALLOW THE GRANT OF OPTIONS TO DIRECTORS WHO ARE MEDICAL DIRECTORS AND THE CHAIRMAN OR VICE CHAIRMAN OF THE BOARD OF DIRECTORS, IF SUCH DIRECTOR IS NOT ALSO AN EMPLOYEE OF THE COMPANY. Contrary to Policy: No Comments: 04 PROPOSAL TO: APPROVE AN AMENDMENT TO THE RENAL CARE Mgmt For For GROUP, INC. CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF ITS $0.01 PAR VALUE COMMON STOCK FROM 90,000,000 SHARES TO 150,000,000 SHARES. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 263 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 RENT-A-CENTER, INC. CUSIP/CINS: 76009N Meeting Type: ANNUAL Ticker: RCII Meeting Date: 19-May-04 ISIN: Agenda: 932156210 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MITCHELL E. FADEL Withheld Against 2 PETER P. COPSES Withheld Against 3 MARY ELIZABETH BURTON Withheld Against 02 APPROVE THE AMENDMENT TO OUR CERTIFICATE OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK, PAR VALUE $.01 PER SHARE, AUTHORIZED TO BE ISSUED FROM 125,000,000 TO 250,000,000. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 264 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ROWAN COMPANIES, INC. CUSIP/CINS: 779382 Meeting Type: ANNUAL Ticker: RDC Meeting Date: 23-Apr-04 ISIN: Agenda: 932098292 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLIAM T. FOX III Withheld Against 2 SIR GRAHAM HEARNE Withheld Against 3 H.E. LENTZ Withheld Against 4 P. DEXTER PEACOCK Withheld Against
Report Date: 27-Aug-04 Page 265 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ROYAL DUTCH PETROLEUM COMPANY CUSIP/CINS: 780257 Meeting Type: ANNUAL Ticker: RD Meeting Date: 28-Jun-04 ISIN: Agenda: 932190060 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 2A FINALIZATION OF THE BALANCE SHEET AS AT DECEMBER 31, Mgmt 2003, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR 2003 AND THE NOTES TO THE BALANCE SHEET AND THE PROFIT AND LOSS ACCOUNT. 2B DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR 2003. Mgmt 2C DISCHARGE OF THE MANAGING DIRECTORS OF RESPONSIBILITY Mgmt IN RESPECT OF THEIR MANAGEMENT FOR THE YEAR 2003. 2D DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD Mgmt OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE YEAR 2003. 03 APPOINTMENT OF MS. L.Z. COOK AS A MANAGING DIRECTOR OF Mgmt THE COMPANY.* 04 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A MEMBER OF Mgmt THE SUPERVISORY BOARD.* 05 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS A MEMBER OF Mgmt THE SUPERVISORY BOARD OWING TO RETIREMENT BY ROTATION.* 06 REDUCTION OF THE ISSUED SHARE CAPITAL WITH A VIEW TO Mgmt CANCELLA TION OF THE SHARES ACQUIRED BY THE COMPANY IN ITS OWN CAPITAL. 07 AUTHORIZATION OF THE BOARD OF MANAGEMENT, PURSUANT Mgmt TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL CODE, AS THE COMPETENT BODY TO ACQUIRE SHARES IN THE CAPITAL OF THE COMPANY.
Report Date: 27-Aug-04 Page 266 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ROYCE VALUE TRUST, INC. CUSIP/CINS: 780910 Meeting Type: ANNUAL Ticker: RVTPRA Meeting Date: 29-Sep-03 ISIN: Agenda: 932040758 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CHARLES M. ROYCE Withheld Against 2 G. PETER O'BRIEN Withheld Against
Report Date: 27-Aug-04 Page 267 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SANDISK CORPORATION CUSIP/CINS: 80004C Meeting Type: ANNUAL Ticker: SNDK Meeting Date: 20-May-04 ISIN: Agenda: 932138731 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DR. ELI HARARI For For 2 IRWIN FEDERMAN For For 3 JUDY BRUNER For For 4 MICHAEL E. MARKS For For 5 DR. JAMES D. MEINDL For For 6 ALAN F. SHUGART For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 2, 2005. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 268 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SCHERING-PLOUGH CORPORATION CUSIP/CINS: 806605 Meeting Type: ANNUAL Ticker: SGP Meeting Date: 27-Apr-04 ISIN: Agenda: 932109970 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 FRED HASSAN Withheld Against 2 PHILIP LEDER, M.D. Withheld Against 3 EUGENE R. MCGRATH Withheld Against 4 RICHARD DE J. OSBORNE Withheld Against 02 RATIFICATION OF DESIGNATION OF INDEPENDENT AUDITORS Mgmt For For Contrary to Policy: No Comments: 03 APPROVAL OF THE OPERATIONS MANAGEMENT TEAM Mgmt For For INCENTIVE PLAN Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 269 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SCHLUMBERGER LIMITED (SCHLUMBERGER N CUSIP/CINS: 806857 Meeting Type: ANNUAL Ticker: SLB Meeting Date: 14-Apr-04 ISIN: Agenda: 932104855 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 J. DEUTCH For For 2 J.S. GORELICK For For 3 A. GOULD For For 4 T. ISAAC For For 5 A. LAJOUS For For 6 A. LEVY-LANG For For 7 D. PRIMAT For For 8 T. SANDVOLD For For 9 N. SEYDOUX For For 10 L.G. STUNTZ For For 02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS Mgmt For For Contrary to Policy: No Comments: 03 APPROVAL OF ADOPTION OF THE 2004 STOCK AND DEFERRAL Mgmt For For PLAN FOR NON-EMPLOYEE DIRECTORS Contrary to Policy: No Comments: 04 APPROVAL OF AUDITORS Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 270 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SEARS, ROEBUCK AND CO. CUSIP/CINS: 812387 Meeting Type: ANNUAL Ticker: SPRA Meeting Date: 13-May-04 ISIN: Agenda: 932100340 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLIAM L. BAX Withheld Against 2 DONALD J. CARTY Withheld Against 3 ALAN J. LACY Withheld Against 4 HUGH B. PRICE Withheld Against 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For AUDITORS FOR THE YEAR 2004. Contrary to Policy: No Comments: 03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD. Shr For Against Contrary to Policy: No Comments: 04 SHAREHOLDER PROPOSAL REGARDING POISON PILLS. Shr For Against Contrary to Policy: No Comments: 05 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shr Against For SHAREHOLDER COMMITTEE. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 271 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SEMPRA ENERGY CUSIP/CINS: 816851 Meeting Type: ANNUAL Ticker: SRE Meeting Date: 04-May-04 ISIN: Agenda: 932104982 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 STEPHEN L. BAUM Withheld Against 2 WILFORD D. GODBOLD, JR. Withheld Against 3 RICHARD G. NEWMAN Withheld Against 02 REAPPROVAL OF LONG TERM INCENTIVE PLAN PERFORMANCE Mgmt For For GOALS Contrary to Policy: No Comments: 03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For Contrary to Policy: No Comments: 04 PROPOSAL REGARDING ANNUAL ELECTION OF DIRECTORS Shr For Against Contrary to Policy: No Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. 05 PROPOSAL REGARDING SHAREHOLDER RIGHTS PLAN Shr Against For Contrary to Policy: No Comments: 06 PROPOSAL REGARDING AUDITOR SERVICES Shr Against For Contrary to Policy: No Comments: 07 PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE Shr Against For BOARD Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 272 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SENIOR HOUSING PROPERTIES TRUST CUSIP/CINS: 81721M Meeting Type: ANNUAL Ticker: SNH Meeting Date: 11-May-04 ISIN: Agenda: 932128932 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN L. HARRINGTON Withheld Against 2 GERARD M. MARTIN Withheld Against
Report Date: 27-Aug-04 Page 273 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SHELL TRANSPORT & TRADING COMPANY, P CUSIP/CINS: 822703 Meeting Type: ANNUAL Ticker: SHTCF Meeting Date: 28-Jun-04 ISIN: Agenda: 932196771 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- O1 THAT THE REPORT OF THE DIRECTORS AND THE ACCOUNTS OF Mgmt THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2003 BE ADOPTED. O2 THAT THE REMUNERATION REPORT FOR THE YEAR ENDED Mgmt DECEMBER 31, 2003 SET OUT IN THE ANNUAL REPORT AND ACCOUNTS 2003 AND SUMMARISED IN THE SUMMARY ANNUAL REPORT AND ACCOUNTS 2003 BE APPROVED. O3 THAT MALCOLM BRINDED BE ELECTED AS A DIRECTOR. Mgmt O4 THAT DR EILEEN BUTTLE BE RE-ELECTED AS A DIRECTOR. Mgmt O5 THAT LUIS GIUSTI BE RE-ELECTED AS A DIRECTOR. Mgmt O6 THAT MARY (NINA) HENDERSON BE RE-ELECTED AS A Mgmt DIRECTOR. O7 THAT LORD OXBURGH BE RE-ELECTED AS A DIRECTOR. Mgmt O8 THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AS Mgmt AUDITORS OF THE COMPANY. O9 THAT THE BOARD BE AUTHORISED TO SETTLE THE Mgmt REMUNERATION OF THE AUDITORS FOR 2004. S10 THAT THE COMPANY BE AUTHORISED TO MAKE MARKET Mgmt PURCHASES (AS DEFINED IN SECTION 163 OF THE COMPANIES ACT 1985) OF UP TO 483,000,000 ORDINARY SHARES OF 25P PER SHARE IN THE CAPITAL OF THE COMPANY.
Report Date: 27-Aug-04 Page 274 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SHUFFLE MASTER, INC. CUSIP/CINS: 825549 Meeting Type: ANNUAL Ticker: SHFL Meeting Date: 17-Mar-04 ISIN: Agenda: 932092543 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MARK L. YOSELOFF For For 2 GARRY W. SAUNDERS For For 3 KEN ROBSON For For 4 DON R. KORNSTEIN For For 02 TO APPROVE THE SHUFFLE MASTER, INC. 2004 EQUITY Mgmt For For INCENTIVE PLAN. Contrary to Policy: No Comments: 03 TO APPROVE THE SHUFFLE MASTER, INC. 2004 EQUITY Mgmt For For INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 275 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SICOR INC. CUSIP/CINS: 825846 Meeting Type: SPECIAL Ticker: SCRI Meeting Date: 16-Jan-04 ISIN: Agenda: 932077832 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF OCTOBER 31, 2003, AS AMENDED, BY AND AMONG SICOR INC., TEVA PHARMACEUTICAL INDUSTRIES LIMITED AND SILICON ACQUISITION SUB, INC., AND APPROVE THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 276 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SIMON PROPERTY GROUP, INC. CUSIP/CINS: 828806 Meeting Type: ANNUAL Ticker: SPG Meeting Date: 05-May-04 ISIN: Agenda: 932121750 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 BIRCH BAYH Withheld Against 2 MELVYN E. BERGSTEIN Withheld Against 3 LINDA WALKER BYNOE Withheld Against 4 KAREN N. HORN Withheld Against 5 G. WILLIAM MILLER Withheld Against 6 J. ALBERT SMITH, JR. Withheld Against 7 PIETER S. VAN DEN BERG Withheld Against 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT ACCOUNTANTS FOR 2004. Contrary to Policy: No Comments: 03 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL. Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 277 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SMITH INTERNATIONAL, INC. CUSIP/CINS: 832110 Meeting Type: ANNUAL Ticker: SII Meeting Date: 20-Apr-04 ISIN: Agenda: 932097757 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES R. GIBBS Withheld Against 2 JERRY W. NEELY Withheld Against 02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For AUDITORS OF THE COMPANY. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 278 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SOUTH JERSEY INDUSTRIES, INC. CUSIP/CINS: 838518 Meeting Type: ANNUAL Ticker: SJI Meeting Date: 29-Apr-04 ISIN: Agenda: 932105528 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 THOMAS A. BRACKEN* Withheld Against 2 EDWARD J. GRAHAM** Withheld Against 3 HELEN R. BOSLEY** Withheld Against 4 HERMAN D. JAMES PH.D.** Withheld Against 5 AMB. WILLIAM J HUGHES** Withheld Against 02 TO APPROVE THE ACTION OF THE BOARD OF DIRECTORS IN Mgmt For For APPOINTING DELOITTE & TOUCHE LLP AS AUDITORS OF THE COMPANY FOR THE YEAR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 279 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SOUTHWEST WATER COMPANY CUSIP/CINS: 845331 Meeting Type: ANNUAL Ticker: SWWC Meeting Date: 13-May-04 ISIN: Agenda: 932135204 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 H. FREDERICK CHRISTIE Withheld Against 2 ANTON C. GARNIER Withheld Against 3 PETER J. MOERBEEK Withheld Against 02 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Mgmt For For AND RESTATED CERTIFICATE OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 25,000,000 TO 75,000,000. Contrary to Policy: No Comments: 03 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 280 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SOVRAN SELF STORAGE, INC. CUSIP/CINS: 84610H Meeting Type: ANNUAL Ticker: SSS Meeting Date: 13-May-04 ISIN: Agenda: 932138325 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT J. ATTEA For For 2 KENNETH F. MYSZKA For For 3 JOHN E. BURNS For For 4 MICHAEL A. ELIA For For 5 ANTHONY P. GAMMIE For For 6 CHARLES E. LANNON For For 02 APPROVAL OF AMENDMENTS TO THE 1995 OUTSIDE DIRECTORS Mgmt For For STOCK OPTION PLAN. Contrary to Policy: No Comments: 03 APPROVAL OF AMENDMENT TO THE DEFERRED COMPENSATION Mgmt For For PLAN FOR DIRECTORS. Contrary to Policy: No Comments: 04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR FISCAL YEAR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 281 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 STANDEX INTERNATIONAL CORPORATION CUSIP/CINS: 854231 Meeting Type: ANNUAL Ticker: SXI Meeting Date: 28-Oct-03 ISIN: Agenda: 932048122 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 C. KEVIN LANDRY Withheld Against 2 H.N. MULLER, III, PHD Withheld Against 3 EDWARD J. TRAINOR Withheld Against 02 TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT AUDITORS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 282 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 STAPLES, INC. CUSIP/CINS: 855030 Meeting Type: ANNUAL Ticker: SPLS Meeting Date: 17-Jun-04 ISIN: Agenda: 932168900 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ARTHUR M. BLANK Withheld Against 2 GARY L. CRITTENDEN Withheld Against 3 MARTIN TRUST Withheld Against 4 PAUL F. WALSH Withheld Against 02 TO APPROVE STAPLES 2004 STOCK INCENTIVE PLAN. Mgmt For For Contrary to Policy: No Comments: 03 TO APPROVE STAPLES AMENDED AND RESTATED 1998 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. Contrary to Policy: No Comments: 04 TO APPROVE STAPLES AMENDED AND RESTATED Mgmt For For INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN. Contrary to Policy: No Comments: 05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF ERNST Mgmt For For & YOUNG LLP AS STAPLES INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR. Contrary to Policy: No Comments: 06 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shr Against For RIGHTS PLANS. Contrary to Policy: No Comments: 07 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shr Against For INPUT ON POISON PILLS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 283 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 08 TO ACT ON A SHAREHOLDER PROPOSAL ON COMMONSENSE Shr Against For EXECUTIVE COMPENSATION. Contrary to Policy: No Comments: 09 TO ACT ON A SHAREHOLDER PROPOSAL ON AUDITOR Shr Against For INDEPENDENCE. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 284 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 STATE STREET CORPORATION CUSIP/CINS: 857477 Meeting Type: ANNUAL Ticker: STT Meeting Date: 21-Apr-04 ISIN: Agenda: 932108067 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 K. BURNES Withheld Against 2 D. GRUBER Withheld Against 3 L. HILL Withheld Against 4 C. LAMANTIA Withheld Against 5 R. WEISSMAN Withheld Against 02 TO VOTE ON A STOCKHOLDER PROPOSAL TO EXEMPT THE Shr Against For BOARD OF DIRECTORS FROM MASSACHUSETTS GENERAL LAWS, CHAPTER 156B, SECTION 50A(A). Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 285 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SUN MICROSYSTEMS, INC. CUSIP/CINS: 866810 Meeting Type: ANNUAL Ticker: SUNW Meeting Date: 13-Nov-03 ISIN: Agenda: 932051446 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 SCOTT G. MCNEALY For For 2 JAMES L. BARKSDALE For For 3 L. JOHN DOERR For For 4 ROBERT J. FISHER For For 5 MICHAEL E. LEHMAN For For 6 ROBERT L. LONG For For 7 M. KENNETH OSHMAN For For 8 NAOMI O. SELIGMAN For For 9 LYNN E. TURNER For For 02 AMENDMENTS TO THE 1990 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For PROPOSAL TO APPROVE AMENDMENTS TO SUN S 1990 EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 170,000,000 SHARES OF COMMON STOCK TO AN AGGREGATE OF 616,400,000 SHARES Contrary to Policy: No Comments: 03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AS SUN S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 286 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 04 STOCKHOLDER PROPOSAL ENTITLED CHINA BUSINESS Shr Against For PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA . PROPOSAL REQUESTING IMPLEMENTATION OF PRINCIPLES EMBODIED IN CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 287 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SUNGARD DATA SYSTEMS INC. CUSIP/CINS: 867363 Meeting Type: ANNUAL Ticker: SDS Meeting Date: 14-May-04 ISIN: Agenda: 932128639 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GREGORY S. BENTLEY 2 MICHAEL C. BROOKS 3 CRISTOBAL CONDE 4 RAMON DE OLIVEIRA 5 HENRY C. DUQUES 6 ALBERT A. EISENSTAT 7 BERNARD GOLDSTEIN 8 JANET BRUTSCHEA HAUGEN 9 JAMES L. MANN 10 MALCOLM I. RUDDOCK 02 RATIFICATION OF THE APPOINTMENT OF Mgmt PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004.
Report Date: 27-Aug-04 Page 288 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SUNTRUST BANKS, INC. CUSIP/CINS: 867914 Meeting Type: ANNUAL Ticker: STIKO Meeting Date: 20-Apr-04 ISIN: Agenda: 932103930 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 J. HICKS LANIER Withheld Against 2 LARRY L. PRINCE Withheld Against 3 FRANK S. ROYAL, M.D. Withheld Against 4 ROBERT M. BEALL, II Withheld Against 5 JEFFREY C. CROWE Withheld Against 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2004. Contrary to Policy: No Comments: 03 PROPOSAL TO APPROVE THE COMPANY S 2004 STOCK PLAN. Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 289 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 SYNOVUS FINANCIAL CORP. CUSIP/CINS: 87161C Meeting Type: ANNUAL Ticker: SNV Meeting Date: 22-Apr-04 ISIN: Agenda: 932095993 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES H. BLANCHARD* Withheld Against 2 C. EDWARD FLOYD* Withheld Against 3 GARDINER W. GARRARD JR* Withheld Against 4 V. NATHANIEL HANSFORD* Withheld Against 5 ALFRED W. JONES III* Withheld Against 6 H. LYNN PAGE* Withheld Against 7 JAMES D. YANCEY* Withheld Against 8 FRANK W. BRUMLEY** Withheld Against 9 ELIZABETH W. CAMP** Withheld Against 10 T. MICHAEL GOODRICH** Withheld Against 11 J. NEAL PURCELL** Withheld Against 12 WILLIAM B. TURNER, JR** Withheld Against 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS SYNOVUS Mgmt For For INDEPENDENT AUDITOR. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 290 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 TAIWAN SEMICONDUCTOR MFG. CO. LTD. CUSIP/CINS: 874039 Meeting Type: ANNUAL Ticker: TSM Meeting Date: 11-May-04 ISIN: Agenda: 932140077 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 05 TO ACCEPT 2003 BUSINESS REPORT AND FINANCIAL Mgmt For For STATEMENTS. Contrary to Policy: No Comments: 06 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2003 Mgmt For For PROFITS. Contrary to Policy: No Comments: 07 TO APPROVE THE CAPITALIZATION OF 2003 DIVIDENDS AND Mgmt For For EMPLOYEE PROFIT SHARING. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 291 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 TECO ENERGY, INC. CUSIP/CINS: 872375 Meeting Type: ANNUAL Ticker: TE Meeting Date: 28-Apr-04 ISIN: Agenda: 932103574 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- A DIRECTOR Mgmt 1 TOM L. RANKIN Withheld Against 2 WILLIAM D. ROCKFORD Withheld Against 3 J. THOMAS TOUCHTON Withheld Against B APPROVAL OF 2004 EQUITY INCENTIVE PLAN Mgmt For For Contrary to Policy: No Comments: C RATIFICATION OF THE CORPORATION S INDEPENDENT AUDITOR Mgmt For For Contrary to Policy: No Comments: D1 SHAREHOLDER PROPOSAL: EXECUTIVE COMPENSATION Shr Against For CHANGES Contrary to Policy: No Comments: D2 SHAREHOLDER PROPOSAL: EXPENSING OF STOCK OPTIONS Shr For Against Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 292 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 TEMPLETON DRAGON FUND, INC. CUSIP/CINS: 88018T Meeting Type: ANNUAL Ticker: TDF Meeting Date: 25-May-04 ISIN: Agenda: 932145205 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MARTIN L. FLANAGAN Withheld Against 2 EDITH E. HOLIDAY Withheld Against 3 CHARLES B. JOHNSON Withheld Against 4 FRANK A. OLSON Withheld Against
Report Date: 27-Aug-04 Page 293 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 TERADYNE, INC. CUSIP/CINS: 880770 Meeting Type: ANNUAL Ticker: TER Meeting Date: 27-May-04 ISIN: Agenda: 932148895 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN P. MULRONEY Withheld Against 2 PATRICIA S. WOLPERT Withheld Against 02 TO APPROVE AN AMENDMENT TO THE 1996 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED PURSUANT TO SAID PLAN BY 5,000,000 SHARES. Contrary to Policy: No Comments: 03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 294 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 TEVA PHARMACEUTICAL INDUSTRIES LIMIT CUSIP/CINS: 881624 Meeting Type: ANNUAL Ticker: TEVA Meeting Date: 20-May-04 ISIN: Agenda: 932153238 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 TO RECEIVE AND DISCUSS THE COMPANY S CONSOLIDATED Mgmt For For BALANCE SHEET AS OF DECEMBER 31, 2003 AND THE CONSOLIDATED STATEMENTS. Contrary to Policy: No Comments: 02 TO APPROVE THE BOARD OF DIRECTORS RECOMMENDATION Mgmt For For THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2003, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 1.44 (APPROXIMATELY US$0.322) PER ORDINARY SHARE, BE DECLARED FINAL. Contrary to Policy: No Comments: 3A TO ELECT ABRAHAM E. COHEN TO SERVE FOR A THREE-YEAR Mgmt Against Against TERM. Contrary to Policy: Yes Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. 3B TO ELECT LESLIE DAN TO SERVE FOR A THREE-YEAR TERM. Mgmt Against Against Contrary to Policy: Yes Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. 3C TO ELECT PROF. MEIR HETH TO SERVE FOR A THREE-YEAR Mgmt Against Against TERM. Contrary to Policy: Yes Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. 3D TO ELECT PROF. MOSHE MANY TO SERVE FOR A THREE-YEAR Mgmt Against Against TERM. Contrary to Policy: Yes Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. 3E TO ELECT DOV SHAFIR TO SERVE FOR A THREE-YEAR TERM. Mgmt Against Against Contrary to Policy: Yes Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders to be able to elect a full slate of directors at each annual meeting.
Report Date: 27-Aug-04 Page 295 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 04 TO APPROVE THE PURCHASE OF DIRECTOR S AND OFFICER S Mgmt For For LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. Contrary to Policy: No Comments: 05 TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF Mgmt For For PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004 AND AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THEIR COMPENSATION. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 296 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 TEXAS INSTRUMENTS INCORPORATED CUSIP/CINS: 882508 Meeting Type: ANNUAL Ticker: TXN Meeting Date: 15-Apr-04 ISIN: Agenda: 932098634 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J.R. ADAMS For For 2 D.L. BOREN For For 3 D.A. CARP For For 4 T.J. ENGIBOUS For For 5 G.W. FRONTERHOUSE For For 6 D.R. GOODE For For 7 W.R. SANDERS For For 8 R.J. SIMMONS For For 9 R.K. TEMPLETON For For 10 C.T. WHITMAN For For 02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. Contrary to Policy: No Comments: 03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shr Against For OPTIONS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 297 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE BOEING COMPANY CUSIP/CINS: 097023 Meeting Type: ANNUAL Ticker: BA Meeting Date: 03-May-04 ISIN: Agenda: 932113020 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN H. BIGGS Withheld Against 2 JOHN E. BRYSON Withheld Against 3 LINDA Z. COOK Withheld Against 4 ROZANNE L. RIDGWAY Withheld Against 02 APPROVE AMENDMENTS TO ELIMINATE CERTAIN Mgmt For For SUPERMAJORITY VOTE REQUIREMENTS. Contrary to Policy: No Comments: 03 ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT AUDITORS. Contrary to Policy: No Comments: 04 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For Contrary to Policy: No Comments: 05 ADOPT HUMAN RIGHTS POLICIES. Shr Against For Contrary to Policy: No Comments: 06 DECLASSIFY THE BOARD OF DIRECTORS. Shr For Against Contrary to Policy: No Comments: 07 ADOPT SIMPLE MAJORITY VOTE. Shr For Against Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 298 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 08 REQUIRE APPROVAL OF SEVERANCE AGREEMENTS. Shr Against For Contrary to Policy: No Comments: 09 ADOPT RETENTION OF STOCK POLICY. Shr Against For Contrary to Policy: No Comments: 10 GIVE EMPLOYEES CHOICE OF PENSION PLANS AT RETIREMENT Shr Against For OR TERMINATION. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 299 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE COOPER COMPANIES, INC. CUSIP/CINS: 216648 Meeting Type: ANNUAL Ticker: COO Meeting Date: 23-Mar-04 ISIN: Agenda: 932092644 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 A. THOMAS BENDER For For 2 MICHAEL H. KALKSTEIN For For 3 MOSES MARX For For 4 DONALD PRESS For For 5 STEVEN ROSENBERG For For 6 ALLAN E RUBENSTEIN M.D. For For 7 ROBERT S. WEISS For For 8 STANLEY ZINBERG, M.D. For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COOPER COMPANIES, INC. FOR THE FISCAL YEAR ENDING OCTOBER 31, 2004. Contrary to Policy: No Comments: 03 THE AMENDMENT OF THE COMPANY S AMENDED AND RESTATED Mgmt For For 2001 LONG TERM INCENTIVE PLAN. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 300 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE EUROPEAN WARRANT FUND, INC. CUSIP/CINS: 298792 Meeting Type: ANNUAL Ticker: EWF Meeting Date: 28-Aug-03 ISIN: Agenda: 932010046 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 BERNARD SPILKO For For 2 HARVEY KAPLAN For For 02 REVISION OF FUNDAMENTAL INVESTMENT POLICY Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 301 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE FIRST AMERICAN CORPORATION CUSIP/CINS: 318522 Meeting Type: ANNUAL Ticker: FAF Meeting Date: 13-May-04 ISIN: Agenda: 932134682 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GARY J. BEBAN For For 2 J. DAVID CHATHAM For For 3 WILLIAM G. DAVIS For For 4 JAMES L. DOTI For For 5 LEWIS W. DOUGLAS, JR. For For 6 PAUL B. FAY, JR. For For 7 D.P. KENNEDY For For 8 PARKER S. KENNEDY For For 9 FRANK E. O'BRYAN For For 10 ROSLYN B. PAYNE For For 11 D. VAN SKILLING For For 12 HERBERT B. TASKER For For 13 VIRGINIA M. UEBERROTH For For
Report Date: 27-Aug-04 Page 302 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE GERMANY FUND, INC. CUSIP/CINS: 374143 Meeting Type: ANNUAL Ticker: GER Meeting Date: 22-Jun-04 ISIN: Agenda: 932191303 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DR. KURT W. BOCK Withheld Against 2 JOHN BULT Withheld Against 3 AMB. RICHARD R. BURT Withheld Against 4 JOHN H. CANNON Withheld Against 5 ROBERT H. WADSWORTH Withheld Against 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE AND Mgmt For For THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 303 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE INDIA FUND, INC. CUSIP/CINS: 454089 Meeting Type: ANNUAL Ticker: IFN Meeting Date: 28-Apr-04 ISIN: Agenda: 932127877 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 LAWRENCE K. BECKER* Withheld Against 2 STEPHANE R.F. HENRY** Withheld Against 3 J. MARC HARDY*** Withheld Against 4 BRYAN MCKIGNEY*** Withheld Against
Report Date: 27-Aug-04 Page 304 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE MALAYSIA FUND, INC. CUSIP/CINS: 560905 Meeting Type: ANNUAL Ticker: MF Meeting Date: 22-Jun-04 ISIN: Agenda: 932178189 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WAYNE E. HEDIEN 2 DR. MANUEL H. JOHNSON 3 JAMES F. HIGGINS
Report Date: 27-Aug-04 Page 305 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE MILLS CORPORATION CUSIP/CINS: 601148 Meeting Type: ANNUAL Ticker: MLS Meeting Date: 10-Jun-04 ISIN: Agenda: 932165699 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES C. BRAITHWAITE Withheld Against 2 HON JOSEPH B GILDENHORN Withheld Against 3 HARRY H. NICK Withheld Against 4 ROBERT P. PINCUS Withheld Against 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS AUDITORS FOR 2004. Contrary to Policy: No Comments: 03 PROPOSAL TO APPROVE THE AMENDMENT TO THE MILLS Mgmt For For CORPORATION S CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK FROM 170,000,000 TO 190,000,000 AND THE NUMBER OF AUTHORIZED SHARES OF PREFERRED STOCK FROM 20,000,000 TO 40,000,000. Contrary to Policy: No Comments: 04 PROPOSAL TO APPROVE THE MILLS CORPORATION S 2004 Mgmt For For STOCK INCENTIVE PLAN. Contrary to Policy: No Comments: 05 PROPOSAL TO APPROVE THE EXECUTIVE HIGH PERFORMANCE Mgmt For For PROGRAM. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 306 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE NEW IRELAND FUND, INC. CUSIP/CINS: 645673 Meeting Type: ANNUAL Ticker: IRL Meeting Date: 08-Jun-04 ISIN: Agenda: 932173569 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GEORGE G. MOORE* Withheld Against 2 DENIS P. KELLEHER** Withheld Against 3 JAMES M. WALTON** Withheld Against 02 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr Against For REQUESTING THE BOARD TO TAKE STEPS NECESSARY TO OPEN-END THE FUND OR OTHERWISE ENABLE STOCKHOLDERS TO REALIZE NET ASSET VALUE FOR THEIR SHARES. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 307 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE PNC FINANCIAL SERVICES GROUP, IN CUSIP/CINS: 693475 Meeting Type: ANNUAL Ticker: PNCFO Meeting Date: 27-Apr-04 ISIN: Agenda: 932108081 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MR. CHELLGREN For For 2 MR. CLAY For For 3 MR. COOPER For For 4 MR. DAVIDSON For For 5 MR. KELSON For For 6 MR. LINDSAY For For 7 MR. MASSARO For For 8 MR. O'BRIEN For For 9 MS. PEPPER For For 10 MR. ROHR For For 11 MS. STEFFES For For 12 MR. STRIGL For For 13 MR. THIEKE For For 14 MR. USHER For For 15 MR. WASHINGTON For For 16 MR. WEHMEIER For For
Report Date: 27-Aug-04 Page 308 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE SOUTHERN COMPANY CUSIP/CINS: 842587 Meeting Type: ANNUAL Ticker: SO Meeting Date: 26-May-04 ISIN: Agenda: 932148857 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 D.P. AMOS For For 2 D.J. BERN For For 3 F.S. BLAKE For For 4 T.F. CHAPMAN For For 5 H.A. FRANKLIN For For 6 B.S. GORDON For For 7 D.M. JAMES For For 8 Z.T. PATE For For 9 J.N. PURCELL For For 10 D.M. RATCLIFFE For For 11 G.J. ST. PE For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS Mgmt For For INDEPENDENT AUDITORS FOR 2004 Contrary to Policy: No Comments: 03 APPROVAL OF OUTSIDE DIRECTORS STOCK PLAN Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 309 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE SPAIN FUND, INC. CUSIP/CINS: 846330 Meeting Type: ANNUAL Ticker: SNF Meeting Date: 30-Jun-04 ISIN: Agenda: 932196808 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 I. DE HABSBURGO-LORENA* Withheld Against 2 FRANCISCO GOMEZ ROLDAN* Withheld Against 3 J.M. SAINZ DE VICUNA* Withheld Against 4 WILLIAM H. FOULK, JR.** Withheld Against 5 D DE FERNANDO GARCIA*** Withheld Against
Report Date: 27-Aug-04 Page 310 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE SWISS HELVETIA FUND, INC. CUSIP/CINS: 870875 Meeting Type: ANNUAL Ticker: SWZ Meeting Date: 20-May-04 ISIN: Agenda: 932158543 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CLAUDE W. FREY Withheld Against 2 ERIC R. GABUS Withheld Against 3 ALEXANDRE DE TAKACSY Withheld Against
Report Date: 27-Aug-04 Page 311 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THE TAIWAN FUND, INC. CUSIP/CINS: 874036 Meeting Type: ANNUAL Ticker: TWN Meeting Date: 26-Jan-04 ISIN: Agenda: 932076943 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 SHAO-YU WANG For For 2 BENNY T. HU For For 3 DAVID DEAN For For 4 LAWRENCE J. LAU For For 5 JOE O. ROGERS For For 6 JACK C. TANG For For 7 GLORIA WANG For For 8 LAWRENCE F. WEBER For For 9 M.C. CANAVAN, JR. For For 10 ANTHONY KAI YIU LO For For
Report Date: 27-Aug-04 Page 312 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 THORNBURG MORTGAGE, INC. CUSIP/CINS: 885218 Meeting Type: ANNUAL Ticker: TMAPRA Meeting Date: 20-Apr-04 ISIN: Agenda: 932101619 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ANNE-DRUE M. ANDERSON Withheld Against 2 DAVID A. ATER Withheld Against 3 LARRY A. GOLDSTONE Withheld Against 4 IKE KALANGIS Withheld Against
Report Date: 27-Aug-04 Page 313 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 TIDEWATER INC. CUSIP/CINS: 886423 Meeting Type: ANNUAL Ticker: TDW Meeting Date: 31-Jul-03 ISIN: Agenda: 932016579 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 ARTHUR R. CARLSON For For 2 JON C. MADONNA For For 3 WILLIAM C. O'MALLEY For For
Report Date: 27-Aug-04 Page 314 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 TOTAL S.A. CUSIP/CINS: 89151E Meeting Type: ANNUAL Ticker: TOT Meeting Date: 14-May-04 ISIN: Agenda: 932143580 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 APPROVAL OF CERTAIN REPORTS AND OF THE PARENT Mgmt For For COMPANY S FINANCIAL STATEMENTS Contrary to Policy: No Comments: 02 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For Contrary to Policy: No Comments: 03 ALLOCATION OF INCOME, APPROVAL OF THE DIVIDEND Mgmt For For Contrary to Policy: No Comments: 04 AGREEMENTS MENTIONED IN ARTICLE L. 225-38 OF THE FRENCH Mgmt For For COMMERCIAL CODE Contrary to Policy: No Comments: 05 AUTHORIZATION TO TRADE THE COMPANY S OWN SHARES Mgmt For For Contrary to Policy: No Comments: 06 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE Mgmt For For DEBT SECURITIES AND/OR PERPETUAL SUBORDINATED NOTES FOR A MAXIMUM NOMINAL AMOUNT OF 10 BILLION EUROS Contrary to Policy: No Comments: 07 DIRECTOR Mgmt 1 MR. THIERRY DESMAREST Withheld Against 2 MR. THIERRY DE RUDDER Withheld Against 3 MR. SERGE TCHURUK Withheld Against
Report Date: 27-Aug-04 Page 315 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 10 APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR Mgmt For For REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION Contrary to Policy: No Comments: 11 APPOINTMENT OF PHILIPPE MARCHANDISE AS A DIRECTOR Mgmt Against For REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION Contrary to Policy: No Comments: 12 APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR Mgmt Against For REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION Contrary to Policy: No Comments: 13 APPOINTMENT OF ALAN CRAMER AS A DIRECTOR Mgmt Against For REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION Contrary to Policy: No Comments: 14 APPOINTMENT OF STATUTORY AUDITORS Mgmt For For Contrary to Policy: No Comments: 15 RENEWAL OF STATUTORY AUDITORS Mgmt For For Contrary to Policy: No Comments: 16 APPOINTMENT OF AN ALTERNATE AUDITOR Mgmt For For Contrary to Policy: No Comments: 17 APPOINTMENT OF AN ALTERNATE AUDITOR Mgmt For For Contrary to Policy: No Comments: 18 DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS Mgmt For For COMPENSATION Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 316 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 19 AUTHORIZATION TO AWARD OPTIONS TO SUBSCRIBE FOR OR Mgmt For For PURCHASE STOCK OF THE COMPANY IN FAVOUR OF THE MANAGEMENT AND KEY EMPLOYEES OF THE GROUP Contrary to Policy: No Comments: 20 AUTHORIZATION FOR ISSUING CONVERTIBLE OR OTHER EQUITY Mgmt For For SECURITIES Contrary to Policy: No Comments: 21 AUTHORIZATION TO USE THE ABOVE DELEGATION WITHOUT Mgmt For For MAINTENANCE OF PREFERENTIAL SUBSCRIPTION RIGHTS, BUT WITH AN OPTION TO GRANT A PRIORITY PERIOD Contrary to Policy: No Comments: 22 CAPITAL INCREASE RESERVED FOR EMPLOYEES Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 317 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 TRANSOCEAN INC. CUSIP/CINS: G90078 Meeting Type: ANNUAL Ticker: RIG Meeting Date: 13-May-04 ISIN: Agenda: 932122384 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT L. LONG 2 MARTIN B. MCNAMARA 3 ROBERT M. SPRAGUE 4 J. MICHAEL TALBERT 02 APPROVAL OF THE AMENDMENT OF OUR LONG-TERM INCENTIVE Mgmt PLAN AS DESCRIBED IN THE PROXY STATEMENT. 03 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP TO Mgmt SERVE AS INDEPENDENT AUDITORS.
Report Date: 27-Aug-04 Page 318 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 TYCO INTERNATIONAL LTD. CUSIP/CINS: 902124 Meeting Type: ANNUAL Ticker: TYC Meeting Date: 25-Mar-04 ISIN: Agenda: 932087655 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DENNIS C. BLAIR For For 2 EDWARD D. BREEN For For 3 GEORGE W. BUCKLEY For For 4 BRIAN DUPERREAULT For For 5 BRUCE S. GORDON For For 6 JOHN A. KROL For For 7 MACKEY J. MCDONALD For For 8 H. CARL MCCALL For For 9 BRENDAN R. O'NEILL For For 10 SANDRA S. WIJNBERG For For 11 JEROME B. YORK For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO S Mgmt For For INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION. Contrary to Policy: No Comments: 03 ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. Mgmt For For Contrary to Policy: No Comments: 04 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 319 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 05 SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL Shr For For REPORTING. Contrary to Policy: No Comments: 06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION Shr Against For OF INCORPORATION FROM BERMUDA TO A U.S. STATE. Contrary to Policy: No Comments: 07 SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE Shr Against For COMPENSATION. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 320 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 TYCO INTERNATIONAL LTD. CUSIP/CINS: 902124 Meeting Type: ANNUAL Ticker: TYC Meeting Date: 25-Mar-04 ISIN: Agenda: 932087655 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DENNIS C. BLAIR For For 2 EDWARD D. BREEN For For 3 GEORGE W. BUCKLEY For For 4 BRIAN DUPERREAULT For For 5 BRUCE S. GORDON For For 6 JOHN A. KROL For For 7 MACKEY J. MCDONALD For For 8 H. CARL MCCALL For For 9 BRENDAN R. O'NEILL For For 10 SANDRA S. WIJNBERG For For 11 JEROME B. YORK For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO S Mgmt For For INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION. Contrary to Policy: No Comments: 03 ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. Mgmt For For Contrary to Policy: No Comments: 04 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 321 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 05 SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL Shr For For REPORTING. Contrary to Policy: No Comments: 06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION Shr Against For OF INCORPORATION FROM BERMUDA TO A U.S. STATE. Contrary to Policy: No Comments: 07 SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE Shr Against For COMPENSATION. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 322 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 U.S. BANCORP CUSIP/CINS: 902973 Meeting Type: ANNUAL Ticker: USB Meeting Date: 20-Apr-04 ISIN: Agenda: 932099814 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 V. BUYNISKI GLUCKMAN 2 ARTHUR D. COLLINS, JR. 3 JERRY W. LEVIN 4 THOMAS E. PETRY 5 RICHARD G. REITEN 02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt AUDITORS FOR THE 2004 FISCAL YEAR. 03 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR Shr SENIOR EXECUTIVES. 04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE Shr RETIREMENT BENEFITS. 05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. Shr
Report Date: 27-Aug-04 Page 323 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 U.S. BANCORP CUSIP/CINS: 902973 Meeting Type: ANNUAL Ticker: USB Meeting Date: 20-Apr-04 ISIN: Agenda: 932099814 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 V. BUYNISKI GLUCKMAN Withheld Against 2 ARTHUR D. COLLINS, JR. Withheld Against 3 JERRY W. LEVIN Withheld Against 4 THOMAS E. PETRY Withheld Against 5 RICHARD G. REITEN Withheld Against 02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For AUDITORS FOR THE 2004 FISCAL YEAR. Contrary to Policy: No Comments: 03 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR Shr For Against SENIOR EXECUTIVES. Contrary to Policy: No Comments: 04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE Shr Against For RETIREMENT BENEFITS. Contrary to Policy: No Comments: 05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. Shr For Against Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 324 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 UGI CORPORATION CUSIP/CINS: 902681 Meeting Type: ANNUAL Ticker: UGI Meeting Date: 24-Feb-04 ISIN: Agenda: 932079898 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J.W. STRATTON For For 2 S.D. BAN For For 3 R.C. GOZON For For 4 L.R. GREENBERG For For 5 T.F. DONOVAN For For 6 M.O. SCHLANGER For For 7 A. POL For For 8 E.E. JONES For For 02 APPROVAL OF UGI CORPORATION 2004 OMNIBUS EQUITY Mgmt For For COMPENSATION PLAN Contrary to Policy: No Comments: 03 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS Contrary to Policy: No Comments: 04 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER RIGHTS Shr Against For AGREEMENT Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 325 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 UNION PLANTERS CORPORATION CUSIP/CINS: 908068 Meeting Type: ANNUAL Ticker: UPC Meeting Date: 08-Jun-04 ISIN: Agenda: 932171173 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt AS OF JANUARY 22, 2004, BY AND BETWEEN UNION PLANTERS CORPORATION AND REGIONS FINANCIAL CORPORATION, PURSUANT TO WHICH UNION PLANTERS CORPORATION AND REGIONS FINANCIAL CORPORATION WILL BE MERGED WITH AND INTO A NEWLY-FORMED HOLDING COMPANY, NEW REGIONS FINANCIAL CORPORATION. 02 DIRECTOR Mgmt 1 ALBERT M. AUSTIN 2 GEORGE W. BRYAN 3 ROBERT R. WALLER, M.D. 4 SPENCE L. WILSON 03 RATIFICATION OF THE APPOINTMENT OF Mgmt PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE 2004 FISCAL YEAR. 04 ADJOURNMENT OF THE UNION PLANTERS ANNUAL MEETING, IF Mgmt NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES. 05 SHAREHOLDER PROPOSAL. Shr
Report Date: 27-Aug-04 Page 326 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 UNITEDHEALTH GROUP INCORPORATED CUSIP/CINS: 91324P Meeting Type: ANNUAL Ticker: UNH Meeting Date: 12-May-04 ISIN: Agenda: 932129085 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLIAM C. BALLARD, JR. Withheld Against 2 RICHARD T. BURKE Withheld Against 3 STEPHEN J. HEMSLEY Withheld Against 4 DONNA E. SHALALA Withheld Against 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. Contrary to Policy: No Comments: 03 SHAREHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shr Against For OPTIONS. Contrary to Policy: No Comments: 04 SHAREHOLDER PROPOSAL REGARDING REPLACEMENT OF Shr Against For STOCK OPTIONS WITH RESTRICTED SHARES. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 327 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 VALEANT PHARMACEUTICALS INTL. CUSIP/CINS: 91911X Meeting Type: ANNUAL Ticker: VRX Meeting Date: 25-May-04 ISIN: Agenda: 932156664 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 EDWARD A. BURKHARDT Withheld Against 2 TIMOTHY C. TYSON Withheld Against 3 ELAINE S. ULLIAN Withheld Against 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT AUDITORS FOR THE COMPANY. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 328 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 VALERO ENERGY CORPORATION CUSIP/CINS: 91913Y Meeting Type: ANNUAL Ticker: VLO Meeting Date: 29-Apr-04 ISIN: Agenda: 932121522 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 E. GLENN BIGGS Withheld Against 2 RUBEN M. ESCOBEDO Withheld Against 3 BOB MARBUT Withheld Against 02 RATIFICATION OF KPMG LLP AS AUDITORS FOR 2004. Mgmt For For Contrary to Policy: No Comments: 03 CLIMATE CHANGE RESOLUTION. Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 329 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 VAN KAMPEN SENIOR INCOME TRUST CUSIP/CINS: 920961 Meeting Type: ANNUAL Ticker: VVR Meeting Date: 10-Jul-03 ISIN: Agenda: 932010921 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 ROD DAMMEYER For For 2 WAYNE W. WHALEN For For
Report Date: 27-Aug-04 Page 330 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 VERIZON COMMUNICATIONS INC. CUSIP/CINS: 92343V Meeting Type: ANNUAL Ticker: VZ Meeting Date: 28-Apr-04 ISIN: Agenda: 932105631 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J.R. BARKER For For 2 R.L. CARRION For For 3 R.W. LANE For For 4 S.O. MOOSE For For 5 J. NEUBAUER For For 6 T.H. O'BRIEN For For 7 H.B. PRICE For For 8 I.G. SEIDENBERG For For 9 W.V. SHIPLEY For For 10 J.R. STAFFORD For For 11 R.D. STOREY For For 02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For Contrary to Policy: No Comments: 03 CUMULATIVE VOTING Shr Against For Contrary to Policy: No Comments: 04 BOARD COMPOSITION Shr Against For Contrary to Policy: No Comments: 05 SEPARATE CHAIRMAN AND CEO Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 331 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 06 FUTURE POISON PILL Shr Against For Contrary to Policy: No Comments: 07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shr Against For Contrary to Policy: No Comments: 08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Mgmt Against For Contrary to Policy: No Comments: 09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Mgmt Against For Contrary to Policy: No Comments: 10 REPORT ON POLITICAL CONTRIBUTIONS Shr Against For Contrary to Policy: No Comments: 11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shr Against For FEES Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 332 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 VISTEON CORPORATION CUSIP/CINS: 92839U Meeting Type: ANNUAL Ticker: VC Meeting Date: 12-May-04 ISIN: Agenda: 932125835 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 STEVEN K. HAMP Withheld Against 2 MICHAEL F. JOHNSTON Withheld Against 3 KARL J. KRAPEK Withheld Against 4 ROBERT M. TEETER Withheld Against 02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL YEAR 2004. Contrary to Policy: No Comments: 03 APPROVE THE VISTEON CORPORATION 2004 INCENTIVE PLAN, Mgmt For For AS AMENDED AND RESTATED. Contrary to Policy: No Comments: 04 APPROVE THE VISTEON CORPORATION NON-EMPLOYEE Mgmt For For DIRECTOR STOCK UNIT PLAN. Contrary to Policy: No Comments: 05 A SHAREHOLDER PROPOSAL RELATING TO THE ADOPTION OF A Shr Against For STOCKHOLDER RIGHTS PLAN. Contrary to Policy: No Comments: 06 A SHAREHOLDER PROPOSAL RELATING TO THE ADOPTION OF A Shr Against For CODE FOR THE COMPANY S INTERNATIONAL OPERATIONS. Contrary to Policy: No Comments: 07 A SHAREHOLDER PROPOSAL RELATING TO VOTING LEVERAGE. Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 333 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 VITESSE SEMICONDUCTOR CORPORATION CUSIP/CINS: 928497 Meeting Type: ANNUAL Ticker: VTSS Meeting Date: 26-Jan-04 ISIN: Agenda: 932077313 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 VINCENT CHAN For For 2 JAMES A. COLE For For 3 ALEX DALY For For 4 JOHN C. LEWIS For For 5 LOUIS R. TOMASETTA For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY S 1991 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. Contrary to Policy: No Comments: 03 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY S Mgmt For For INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 334 of 351 VORNADO REALTY TRUST CUSIP/CINS: 929042 Meeting Type: ANNUAL Ticker: VNO Meeting Date: 27-May-04 ISIN: Agenda: 932169154 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT P. KOGOD Withheld Against 2 DAVID MANDELBAUM Withheld Against 3 DR. RICHARD R. WEST Withheld Against 02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Mgmt For For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 335 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 W. P. CAREY & CO. LLC CUSIP/CINS: 92930Y Meeting Type: ANNUAL Ticker: WPC Meeting Date: 10-Jun-04 ISIN: Agenda: 932165524 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GORDON F. DUGAN Withheld Against 2 RALPH F. VERNI Withheld Against 3 REGINALD WINSSINGER Withheld Against
Report Date: 27-Aug-04 Page 336 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 WACHOVIA CORPORATION CUSIP/CINS: 929903 Meeting Type: ANNUAL Ticker: WB Meeting Date: 20-Apr-04 ISIN: Agenda: 932106431 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES S. BALLOUN Withheld Against 2 JOHN T. CASTEEN, III Withheld Against 3 JOSEPH NEUBAUER Withheld Against 4 LANTY L. SMITH Withheld Against 5 DONA DAVIS YOUNG Withheld Against 02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For LLP AS AUDITORS FOR THE YEAR 2004. Contrary to Policy: No Comments: 03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shr Against For REGARDING NOMINATING DIRECTORS. Contrary to Policy: No Comments: 04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shr Against For REGARDING REPORTING POLITICAL INFORMATION. Contrary to Policy: No Comments: 05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shr Against For REGARDING SEPARATING THE OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 337 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 WASHINGTON MUTUAL, INC. CUSIP/CINS: 939322 Meeting Type: ANNUAL Ticker: WAMUO Meeting Date: 20-Apr-04 ISIN: Agenda: 932099167 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ANNE V. FARRELL Withheld Against 2 STEPHEN E. FRANK Withheld Against 3 MARGARET OSMER MCQUADE Withheld Against 4 WILLIAM D. SCHULTE Withheld Against 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004 Contrary to Policy: No Comments: 03 SHAREHOLDER PROPOSAL RELATING TO A SPECIFIC Shr Against For COMPENSATION PROGRAM Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 338 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 WATERFORD WEDGWOOD PLC CUSIP/CINS: 941513 Meeting Type: ANNUAL Ticker: WATFZ Meeting Date: 31-Jul-03 ISIN: Agenda: 932025198 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- O1 TO RECEIVE AND CONSIDER THE REPORT OF THE DIRECTORS Mgmt For For AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2003. Contrary to Policy: No Comments: O2 TO DECLARE A FINAL DIVIDEND OF 1.2C FOR THE YEAR ENDED Mgmt For For 31 MARCH 2003. Contrary to Policy: No Comments: O3A TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRES BY Mgmt For For ROTATION: R.A. BARNES Contrary to Policy: No Comments: O3B TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRES BY Mgmt For For ROTATION: J. FOLEY Contrary to Policy: No Comments: O3C TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRES BY Mgmt For For ROTATION: O.C. KUSEL Contrary to Policy: No Comments: O3D TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRES BY Mgmt For For ROTATION: S. MICHAELS Contrary to Policy: No Comments: O3E TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRES BY Mgmt For For ROTATION: C. MCGILLIVARY Contrary to Policy: No Comments: O3F TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRES BY Mgmt For For ROTATION: F.A. WEDGWOOD Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 339 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 O4 TO ELECT AS A DIRECTOR PATRICK J. MOLLOY WHO WAS Mgmt For For APPOINTED TO THE BOARD SINCE THE LAST ANNUAL GENERAL MEETING. Contrary to Policy: No Comments: O5 TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF Mgmt For For THE AUDITORS. Contrary to Policy: No Comments: S6 THAT THE DIRECTORS BE EMPOWERED, PURSUANT TO SECTION Mgmt For For 24 OF THE COMPANIES ACT, 1983. Contrary to Policy: No Comments: S7 THAT THE COMPANY AND/OR ANY SUBSIDARY BE GENERALLY Mgmt For For AUTHORISED TO MAKE MARKET PURCHASES OF SHARES OF ANY CLASS OF THE COMPANY. Contrary to Policy: No Comments: S8 THAT THE COMPANY MAY CONVENE AND HOLD ITS NEXT Mgmt For For ANNUAL GENERAL MEETING AT ANY LOCATION OUTSIDE THE STATE. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 340 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 WATSON PHARMACEUTICALS, INC. CUSIP/CINS: 942683 Meeting Type: ANNUAL Ticker: WPI Meeting Date: 17-May-04 ISIN: Agenda: 932147300 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ALLEN CHAO, PH.D. 2 MICHEL J. FELDMAN 3 FRED G. WEISS 02 RATIFICATION OF THE APPOINTMENT OF Mgmt PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR THE 2004 FISCAL YEAR. 03 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION. Shr
Report Date: 27-Aug-04 Page 341 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 WEATHERFORD INTERNATIONAL LTD. CUSIP/CINS: G95089 Meeting Type: ANNUAL Ticker: WFT Meeting Date: 25-May-04 ISIN: Agenda: 932143085 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PHILIP BURGUIERES For For 2 NICHOLAS F. BRADY For For 3 DAVID J. BUTTERS For For 4 BERNARD J. DUROC-DANNER For For 5 SHELDON B. LUBAR For For 6 WILLIAM E. MACAULAY For For 7 ROBERT B. MILLARD For For 8 ROBERT K. MOSES, JR. For For 9 ROBERT A. RAYNE For For 02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004, AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP S REMUNERATION. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 342 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 WEINGARTEN REALTY INVESTORS CUSIP/CINS: 948741 Meeting Type: ANNUAL Ticker: WRIPRA Meeting Date: 23-Apr-04 ISIN: Agenda: 932108512 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 STANFORD ALEXANDER For For 2 ANDREW M. ALEXANDER For For 3 J. MURRY BOWDEN For For 4 JAMES W. CROWNOVER For For 5 ROBERT J. CRUIKSHANK For For 6 MELVIN A. DOW For For 7 STEPHEN A. LASHER For For 8 DOUGLAS W. SCHNITZER For For 9 MARC J. SHAPIRO For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS WEINGARTEN S Mgmt For For INDEPENDENT AUDITORS. Contrary to Policy: No Comments: 03 SHAREHOLDER PROPOSAL ENTITLED PERFORMANCE AND Shr Against For TIME-BASED RESTRICTED SHARES . Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 343 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 WELLS FARGO & COMPANY CUSIP/CINS: 949746 Meeting Type: ANNUAL Ticker: WFC Meeting Date: 27-Apr-04 ISIN: Agenda: 932109538 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J.A. BLANCHARD III For For 2 SUSAN E. ENGEL For For 3 ENRIQUE HERNANDEZ, JR. For For 4 ROBERT L. JOSS For For 5 REATHA CLARK KING For For 6 RICHARD M. KOVACEVICH For For 7 RICHARD D. MCCORMICK For For 8 CYNTHIA H. MILLIGAN For For 9 PHILIP J. QUIGLEY For For 10 DONALD B. RICE For For 11 JUDITH M. RUNSTAD For For 12 STEPHEN W. SANGER For For 13 SUSAN G. SWENSON For For 14 MICHAEL W. WRIGHT For For 02 PROPOSAL TO APPROVE THE COMPANY S SUPPLEMENTAL Mgmt For For 401(K) PLAN. Contrary to Policy: No Comments: 03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 344 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 04 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shr Against For OPTIONS. Contrary to Policy: No Comments: 05 STOCKHOLDER PROPOSAL REGARDING RESTRICTED STOCK. Shr Against For Contrary to Policy: No Comments: 06 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For COMPENSATION AND PREDATORY LENDING. Contrary to Policy: No Comments: 07 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 345 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 WESTERN DIGITAL CORPORATION CUSIP/CINS: 958102 Meeting Type: ANNUAL Ticker: WDC Meeting Date: 20-Nov-03 ISIN: Agenda: 932054276 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MATTHEW E. MASSENGILL For For 2 I.M. BOOTH For For 3 PETER D. BEHRENDT For For 4 KATHLEEN A. COTE For For 5 HENRY T. DENERO For For 6 WILLIAM L. KIMSEY For For 7 MICHAEL D. LAMBERT For For 8 ROGER H. MOORE For For 9 THOMAS E. PARDUN For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY S 1993 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN, TO INCREASE BY 3,000,000 THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE TO EMPLOYEES OF THE COMPANY UNDER THE PLAN. Contrary to Policy: No Comments: 03 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Mgmt For For ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR ENDING JULY 2, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 346 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 WYETH CUSIP/CINS: 983024 Meeting Type: ANNUAL Ticker: WYE Meeting Date: 22-Apr-04 ISIN: Agenda: 932113222 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 C.L. ALEXANDER, JR. For For 2 F.A. BENNACK, JR. For For 3 R.L. CARRION For For 4 R. ESSNER For For 5 J.D. FEERICK For For 6 R. LANGER For For 7 J.P. MASCOTTE For For 8 M.L. POLAN For For 9 I.G. SEIDENBERG For For 10 W.V. SHIPLEY For For 11 J.R. TORELL III For For 02 RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC Mgmt For For ACCOUNTANTS Contrary to Policy: No Comments: 03 ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS TO Shr Against For AND AFFORDABILITY OF PRESCRIPTION DRUGS Contrary to Policy: No Comments: 04 ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING Shr Against For Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 347 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 XILINX, INC. CUSIP/CINS: 983919 Meeting Type: ANNUAL Ticker: XLNX Meeting Date: 07-Aug-03 ISIN: Agenda: 932017658 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLEM P. ROELANDTS For For 2 JOHN L. DOYLE For For 3 JERALD G. FISHMAN For For 4 PHILIP T. GIANOS For For 5 WILLIAM G. HOWARD, JR. For For 6 HAROLD E. HUGHES, JR. For For 7 RICHARD W. SEVCIK For For 8 ELIZABETH VANDERSLICE For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS OF XILINX FOR THE FISCAL YEAR ENDING APRIL 3, 2004. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 348 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 XM SATELLITE RADIO HOLDINGS INC. CUSIP/CINS: 983759 Meeting Type: ANNUAL Ticker: XMSR Meeting Date: 27-May-04 ISIN: Agenda: 932156892 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GARY M. PARSONS For For 2 HUGH PANERO For For 3 NATHANIEL A. DAVIS For For 4 THOMAS J. DONOHUE For For 5 THOMAS G. ELLIOTT For For 6 GEORGE W. HAYWOOD For For 7 CHESTER A. HUBER, JR. For For 8 JARL MOHN For For 9 PIERCE J. ROBERTS, JR. For For 10 JACK SHAW For For
Report Date: 27-Aug-04 Page 349 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ZIMMER HOLDINGS, INC. CUSIP/CINS: 98956P Meeting Type: SPECIAL Ticker: ZMH Meeting Date: 21-Aug-03 ISIN: Agenda: 932019854 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 THE ISSUANCE OF SHARES OF COMMON STOCK IN Mgmt For For CONNECTION WITH THE EXCHANGE OFFERS FOR CENTERPULSE AG AND INCENTIVE CAPITAL AG. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 350 of 351 Investment Company Report 01-JUL-2003 To 30-JUN-2004 ZIMMER HOLDINGS, INC. CUSIP/CINS: 98956P Meeting Type: ANNUAL Ticker: ZMH Meeting Date: 10-May-04 ISIN: Agenda: 932115238 - Management
------------------------------------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management ------------------------------------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 LARRY C. GLASSCOCK Withheld Against 2 JOHN L. MCGOLDRICK Withheld Against 02 STOCKHOLDER PROPOSAL RELATING TO POISON PILLS. Shr Against For Contrary to Policy: No Comments: 03 STOCKHOLDER PROPOSAL RELATING TO AUDITOR Shr Against For RATIFICATION. Contrary to Policy: No Comments:
Report Date: 27-Aug-04 Page 351 of 351 SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. BMC FUND, INC. By: /s/ Paul H. Broyhill -------------------- Paul H. Broyhill, President Date: August 27, 2004