UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-3150

BMC FUND, INC.

800 Golfview Park

Lenoir, NC 28645

828-758-6100

Carol Frye

800 Golfview Park

P. O. Box 500

Lenoir, NC 28645

Date of fiscal year end: October 31

Date of reporting period: July 1, 2015 – June 30, 2016

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

Item 1. Proxy Voting Record

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

(a) The name of the issuer of the portfolio security;

(b) The exchange ticker symbol of the portfolio security;

(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;

(d) The shareholder meeting date;

(e) A brief identification of the matter voted on;

(f) Whether the matter was proposed by the issuer or by a security holder;

(g) Whether the registrant cast its vote on the matter;

(h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

(i) Whether the registrant cast its vote for or against management.

Investment Company Report

3M COMPANY

Security

88579Y101

Meeting Type

Annual

Ticker Symbol

MMM

Meeting Date

10-May-2016

ISIN

US88579Y1010

Agenda

934345756 - Management

Item

Proposal

Proposed by

Vote

1A.

TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: SONDRA L. BARBOUR

Management

For

1B.

TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: THOMAS "TONY" K. BROWN

Management

For

1C.

TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: VANCE D. COFFMAN

Management

For

1D.

TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: DAVID B. DILLON

Management

For

1E.

TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: MICHAEL L. ESKEW

Management

For

1F.

TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: HERBERT L. HENKEL

Management

For

1G.

TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: MUHTAR KENT

Management

For

1H.

TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: EDWARD M. LIDDY

Management

For

1I.

TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: GREGORY R. PAGE

Management

For

1J.

TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: INGE G. THULIN

Management

For

1K.

TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: ROBERT J. ULRICH

Management

For

1L.

TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: PATRICIA A. WOERTZ

Management

For

2.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

3.

ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.

Management

For

4.

APPROVAL OF THE 2016 LONG-TERM INCENTIVE PLAN.

Management

For

5.

STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS.

Shareholder

Against

6.

STOCKHOLDER PROPOSAL ON SHARE REPURCHASE PROGRAM AND EXECUTIVE COMPENSATION.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

06-May-2016

11-May-2016

ALLY FINANCIAL INC

Security

02005N100

Meeting Type

Annual

Ticker Symbol

ALLY

Meeting Date

03-May-2016

ISIN

US02005N1000

Agenda

934355036 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: FRANKLIN W. HOBBS

Management

For

1B.

ELECTION OF DIRECTOR: ROBERT T. BLAKELY

Management

For

1C.

ELECTION OF DIRECTOR: MAUREEN A. BREAKIRON-EVANS

Management

For

1D.

ELECTION OF DIRECTOR: MAYREE C. CLARK

Management

For

1E.

ELECTION OF DIRECTOR: STEPHEN A. FEINBERG

Management

For

1F.

ELECTION OF DIRECTOR: KIM S. FENNEBRESQUE

Management

For

1G.

ELECTION OF DIRECTOR: MARJORIE MAGNER

Management

For

1H.

ELECTION OF DIRECTOR: JOHN J. STACK

Management

For

1I.

ELECTION OF DIRECTOR: MICHAEL F. STEIB

Management

For

1J.

ELECTION OF DIRECTOR: KENNETH J. BACON

Management

For

1K.

ELECTION OF DIRECTOR: JEFFREY J. BROWN

Management

For

2.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

3.

RATIFICATION OF THE ACTION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS IN APPOINTING DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

30,000

0

29-Apr-2016

04-May-2016

AMERICA MOVIL, S.A.B. DE C.V.

Security

02364W105

Meeting Type

Annual

Ticker Symbol

AMX

Meeting Date

19-Apr-2016

ISIN

US02364W1053

Agenda

934392173 - Management

Item

Proposal

Proposed by

Vote

I.

APPOINTMENT OR, AS THE CASE MAY BE, REELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY THAT THE HOLDERS OF THE SERIES "L" SHARES ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS THEREON.

Management

For

II.

APPOINTMENT OF DELEGATES TO EXECUTE, AND IF, APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

15-Apr-2016

19-Apr-2016

AMERICAN ELECTRIC POWER COMPANY, INC.

Security

025537101

Meeting Type

Annual

Ticker Symbol

AEP

Meeting Date

26-Apr-2016

ISIN

US0255371017

Agenda

934340958 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: NICHOLAS K. AKINS

Management

For

1B.

ELECTION OF DIRECTOR: DAVID J. ANDERSON

Management

For

1C.

ELECTION OF DIRECTOR: J. BARNIE BEASLEY, JR.

Management

For

1D.

ELECTION OF DIRECTOR: RALPH D. CROSBY, JR.

Management

For

1E.

ELECTION OF DIRECTOR: LINDA A. GOODSPEED

Management

For

1F.

ELECTION OF DIRECTOR: THOMAS E. HOAGLIN

Management

For

1G.

ELECTION OF DIRECTOR: SANDRA BEACH LIN

Management

For

1H.

ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT

Management

For

1I.

ELECTION OF DIRECTOR: LIONEL L. NOWELL III

Management

For

1J.

ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN

Management

For

1K.

ELECTION OF DIRECTOR: OLIVER G. RICHARD III

Management

For

1L.

ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

For

3.

ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

11-Apr-2016

27-Apr-2016

AMERICAN STATES WATER COMPANY

Security

029899101

Meeting Type

Annual

Ticker Symbol

AWR

Meeting Date

17-May-2016

ISIN

US0298991011

Agenda

934362473 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

DR. DIANA M. BONTA

Withheld

2

MR. LLOYD E. ROSS

Withheld

3

MR. ROBERT J. SPROWLS

Withheld

2.

TO APPROVE THE 2016 STOCK INCENTIVE PLAN.

Management

For

3.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

4.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

06-May-2016

18-May-2016

AMERISOURCEBERGEN CORPORATION

Security

03073E105

Meeting Type

Annual

Ticker Symbol

ABC

Meeting Date

03-Mar-2016

ISIN

US03073E1055

Agenda

934320425 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: ORNELLA BARRA

Management

For

1B.

ELECTION OF DIRECTOR: STEVEN H. COLLIS

Management

For

1C.

ELECTION OF DIRECTOR: DOUGLAS R. CONANT

Management

For

1D.

ELECTION OF DIRECTOR: D. MARK DURCAN

Management

For

1E.

ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER

Management

For

1F.

ELECTION OF DIRECTOR: LON R. GREENBERG

Management

For

1G.

ELECTION OF DIRECTOR: JANE E. HENNEY, M.D.

Management

For

1H.

ELECTION OF DIRECTOR: KATHLEEN W. HYLE

Management

For

1I.

ELECTION OF DIRECTOR: MICHAEL J. LONG

Management

For

1J.

ELECTION OF DIRECTOR: HENRY W. MCGEE

Management

For

2.

RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.

Management

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

4.

APPROVAL OF A STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

25-Jan-2016

04-Mar-2016

ANHEUSER-BUSCH INBEV SA

Security

03524A108

Meeting Type

Annual

Ticker Symbol

BUD

Meeting Date

27-Apr-2016

ISIN

US03524A1088

Agenda

934365102 - Management

Item

Proposal

Proposed by

Vote

4.

APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS

Management

For

5.

DISCHARGE TO THE DIRECTORS

Management

For

6.

DISCHARGE TO THE STATUTORY AUDITOR

Management

For

7.

APPOINTMENT OF STATUTORY AUDITOR AND REMUNERATION

Management

For

8A.

REMUNERATION: REMUNERATION POLICY AND REMUNERATION REPORT OF THE COMPANY

Management

For

8B.

REMUNERATION: STOCK OPTIONS FOR DIRECTORS

Management

For

9A.

APPROVAL OF CHANGE OF CONTROL PROVISIONS RELATING TO THE 9,000,000,000 USD SENIOR FACILITIES AGREEMENT OF 2010, AS AMENDED AND RESTATED ON 28 AUGUST 2015 (THE "AMENDED AND RESTATED 2010 SENIOR FACILITIES AGREEMENT")

Management

For

9B.

APPROVAL OF CHANGE OF CONTROL PROVISIONS RELATING TO THE 75,000,000,000 USD SENIOR FACILITIES AGREEMENT OF 28 OCTOBER 2015 (THE "2015 SENIOR FACILITIES AGREEMENT")

Management

For

10.

ACKNOWLEDGEMENT THAT ALL VVPR STRIPS ISSUED BY THE COMPANY HAVE LAPSED

Management

For

11.

POWERS FOR FILINGS

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

01-Apr-2016

18-Apr-2016

ANNALY CAPITAL MANAGEMENT, INC.

Security

035710409

Meeting Type

Annual

Ticker Symbol

NLY

Meeting Date

26-May-2016

ISIN

US0357104092

Agenda

934381714 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: KEVIN G. KEYES

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1B.

ELECTION OF DIRECTOR: KEVIN P. BRADY

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1C.

ELECTION OF DIRECTOR: E. WAYNE NORDBERG

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

2.

ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

3.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

20-May-2016

27-May-2016

AON PLC

Security

G0408V102

Meeting Type

Annual

Ticker Symbol

AON

Meeting Date

24-Jun-2016

ISIN

GB00B5BT0K07

Agenda

934420198 - Management

Item

Proposal

Proposed by

Vote

1A.

RE-ELECTION OF DIRECTOR: LESTER B. KNIGHT

Management

For

1B.

RE-ELECTION OF DIRECTOR: GREGORY C. CASE

Management

For

1C.

RE-ELECTION OF DIRECTOR: FULVIO CONTI

Management

For

1D.

RE-ELECTION OF DIRECTOR: CHERYL A. FRANCIS

Management

For

1E.

RE-ELECTION OF DIRECTOR: JAMES W. LENG

Management

For

1F.

RE-ELECTION OF DIRECTOR: J. MICHAEL LOSH

Management

For

1G.

RE-ELECTION OF DIRECTOR: ROBERT S. MORRISON

Management

For

1H.

RE-ELECTION OF DIRECTOR: RICHARD B. MYERS

Management

For

1I.

RE-ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT

Management

For

1J.

RE-ELECTION OF DIRECTOR: GLORIA SANTONA

Management

For

1K.

RE-ELECTION OF DIRECTOR: CAROLYN Y. WOO

Management

For

2.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

3.

ADVISORY VOTE TO APPROVE THE DIRECTORS' REMUNERATION REPORT.

Management

For

4.

RECEIPT OF AON'S ANNUAL REPORT AND ACCOUNTS, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS, FOR THE YEAR ENDED DECEMBER 31, 2015.

Management

For

5.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS AON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

6.

RE-APPOINTMENT OF ERNST & YOUNG LLP AS AON'S U.K. STATUTORY AUDITOR UNDER THE COMPANIES ACT 2006.

Management

For

7.

AUTHORIZATION OF THE BOARD OF DIRECTORS TO DETERMINE THE REMUNERATION OF AON'S U.K. STATUTORY AUDITOR.

Management

For

8.

APPROVAL OF FORMS OF SHARE REPURCHASE CONTRACTS AND REPURCHASE COUNTERPARTIES.

Management

For

9.

AUTHORIZE THE BOARD OF DIRECTORS TO EXERCISE ALL POWERS OF AON TO ALLOT SHARES.

Management

For

10.

AUTHORIZE THE BOARD OF DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH WITHOUT RIGHTS OF PREEMPTION.

Management

For

11.

AUTHORIZE AON AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR EXPENDITURES.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

27-May-2016

27-Jun-2016

APPLE INC.

Security

037833100

Meeting Type

Annual

Ticker Symbol

AAPL

Meeting Date

26-Feb-2016

ISIN

US0378331005

Agenda

934319016 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JAMES BELL

Management

For

1B.

ELECTION OF DIRECTOR: TIM COOK

Management

For

1C.

ELECTION OF DIRECTOR: AL GORE

Management

For

1D.

ELECTION OF DIRECTOR: BOB IGER

Management

For

1E.

ELECTION OF DIRECTOR: ANDREA JUNG

Management

For

1F.

ELECTION OF DIRECTOR: ART LEVINSON

Management

For

1G.

ELECTION OF DIRECTOR: RON SUGAR

Management

For

1H.

ELECTION OF DIRECTOR: SUE WAGNER

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

3.

AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION

Management

For

4.

APPROVAL OF THE AMENDED AND RESTATED APPLE INC. 2014 EMPLOYEE STOCK PLAN

Management

For

5.

A SHAREHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE GAS EMISSIONS BY 2030"

Shareholder

Against

6.

A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS

Shareholder

Against

7.

A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS REVIEW - HIGH RISK REGIONS"

Shareholder

Against

8.

A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS"

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

15-Jan-2016

29-Feb-2016

ARCOS DORADOS HOLDINGS INC

Security

G0457F107

Meeting Type

Annual

Ticker Symbol

ARCO

Meeting Date

25-Apr-2016

ISIN

VGG0457F1071

Agenda

934358943 - Management

Item

Proposal

Proposed by

Vote

1.

CONSIDERATION AND APPROVAL OF THE FINANCIAL STATEMENTS OF THE COMPANY CORRESPONDING TO THE FISCAL YEAR ENDED DECEMBER 31, 2015, THE INDEPENDENT REPORT OF THE EXTERNAL AUDITORS EY (PISTRELLI, HENRY MARTIN Y ASOCIADOS S.R.L., MEMBER FIRM OF ERNST & YOUNG GLOBAL), AND THE NOTES CORRESPONDING TO THE FISCAL YEAR ENDED DECEMBER 31, 2015.

Management

For

2.

APPOINTMENT AND REMUNERATION OF EY (PISTRELLI, HENRY MARTIN Y ASOCIADOS S.R.L., MEMBER FIRM OF ERNST & YOUNG GLOBAL), AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

For

3.

DIRECTOR

Management

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

MRS. ANNETTE FRANQUI

Withheld

2

MR. CARLOS H. ARTIGAS

Withheld

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

50,000

0

11-Apr-2016

26-Apr-2016

ASTRAZENECA PLC

Security

046353108

Meeting Type

Annual

Ticker Symbol

AZN

Meeting Date

29-Apr-2016

ISIN

US0463531089

Agenda

934356898 - Management

Item

Proposal

Proposed by

Vote

1.

TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015

Management

For

2.

TO CONFIRM DIVIDENDS

Management

For

3.

TO RE-APPOINT KPMG LLP, LONDON AS AUDITOR

Management

For

4.

TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR

Management

For

5A.

RE-ELECTION OF DIRECTOR: LEIF JOHANSSON

Management

For

5B.

RE-ELECTION OF DIRECTOR: PASCAL SORIOT

Management

For

5C.

RE- ELECTION OF DIRECTOR: MARC DUNOYER

Management

For

5D.

RE-ELECTION OF DIRECTOR: CORI BARGMANN

Management

For

5E.

RE-ELECTION OF DIRECTOR: GENEVIEVE BERGER

Management

For

5F.

RE-ELECTION OF DIRECTOR: BRUCE BURLINGTON

Management

For

5G.

RE-ELECTION OF DIRECTOR: ANN CAIRNS

Management

For

5H.

RE-ELECTION OF DIRECTOR: GRAHAM CHIPCHASE

Management

For

5I.

RE-ELECTION OF DIRECTOR: JEAN- PHILIPPE COURTOIS

Management

For

5J.

RE-ELECTION OF DIRECTOR: RUDY MARKHAM

Management

For

5K.

RE-ELECTION OF DIRECTOR: SHRITI VADERA

Management

For

5L.

RE-ELECTION OF DIRECTOR: MARCUS WALLENBERG

Management

For

6.

TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2015

Management

For

7.

TO AUTHORISE LIMITED EU POLITICAL DONATIONS

Management

For

8.

TO AUTHORISE THE DIRECTORS TO ALLOT SHARES

Management

For

9.

TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS

Management

For

10.

TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES

Management

For

11.

TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

10,000

0

01-Apr-2016

22-Apr-2016

AT&T INC.

Security

00206R102

Meeting Type

Annual

Ticker Symbol

T

Meeting Date

29-Apr-2016

ISIN

US00206R1023

Agenda

934335969 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: RANDALL L. STEPHENSON

Management

For

1B.

ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR.

Management

For

1C.

ELECTION OF DIRECTOR: RICHARD W. FISHER

Management

For

1D.

ELECTION OF DIRECTOR: SCOTT T. FORD

Management

For

1E.

ELECTION OF DIRECTOR: GLENN H. HUTCHINS

Management

For

1F.

ELECTION OF DIRECTOR: WILLIAM E. KENNARD

Management

For

1G.

ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER

Management

For

1H.

ELECTION OF DIRECTOR: BETH E. MOONEY

Management

For

1I.

ELECTION OF DIRECTOR: JOYCE M. ROCHE

Management

For

1J.

ELECTION OF DIRECTOR: MATTHEW K. ROSE

Management

For

1K.

ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR

Management

For

1L.

ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON

Management

For

2.

RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.

Management

For

3.

ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.

Management

For

4.

APPROVAL OF 2016 INCENTIVE PLAN.

Management

For

5.

POLITICAL SPENDING REPORT.

Shareholder

Against

6.

LOBBYING REPORT.

Shareholder

Against

7.

INDEPENDENT BOARD CHAIRMAN.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

11-Apr-2016

02-May-2016

AVENUE INCOME CREDIT STRATEGIES FUND

Security

05358E106

Meeting Type

Annual

Ticker Symbol

ACP

Meeting Date

12-May-2016

ISIN

US05358E1064

Agenda

934381865 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

MS. JULIE DIEN LEDOUX

Withheld

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

25,000

0

06-May-2016

13-May-2016

BANK OF AMERICA CORPORATION

Security

060505104

Meeting Type

Special

Ticker Symbol

BAC

Meeting Date

22-Sep-2015

ISIN

US0605051046

Agenda

934269172 - Management

Item

Proposal

Proposed by

Vote

01

RESOLVED, THAT THE BANK OF AMERICA CORPORATION STOCKHOLDERS HEREBY RATIFY THE OCTOBER 1, 2014 AMENDMENTS TO THE COMPANY'S BYLAWS THAT PERMIT THE COMPANY'S BOARD OF DIRECTORS THE DISCRETION TO DETERMINE THE BOARD'S LEADERSHIP STRUCTURE, INCLUDING APPOINTING AN INDEPENDENT CHAIRMAN, OR APPOINTING A LEAD INDEPENDENT DIRECTOR WHEN THE CHAIRMAN IS NOT AN INDEPENDENT DIRECTOR.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

14-Aug-2015

23-Sep-2015

BANK OF AMERICA CORPORATION

Security

060505104

Meeting Type

Annual

Ticker Symbol

BAC

Meeting Date

27-Apr-2016

ISIN

US0605051046

Agenda

934341568 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: SHARON L. ALLEN

Management

For

1B.

ELECTION OF DIRECTOR: SUSAN S. BIES

Management

For

1C.

ELECTION OF DIRECTOR: JACK O. BOVENDER, JR.

Management

For

1D.

ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.

Management

For

1E.

ELECTION OF DIRECTOR: PIERRE J.P. DE WECK

Management

For

1F.

ELECTION OF DIRECTOR: ARNOLD W. DONALD

Management

For

1G.

ELECTION OF DIRECTOR: LINDA P. HUDSON

Management

For

1H.

ELECTION OF DIRECTOR: MONICA C. LOZANO

Management

For

1I.

ELECTION OF DIRECTOR: THOMAS J. MAY

Management

For

1J.

ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN

Management

For

1K.

ELECTION OF DIRECTOR: LIONEL L. NOWELL, III

Management

For

1L.

ELECTION OF DIRECTOR: THOMAS D. WOODS

Management

For

1M.

ELECTION OF DIRECTOR: R. DAVID YOST

Management

For

2.

APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON- BINDING "SAY ON PAY" RESOLUTION)

Management

For

3.

RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

4.

STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

11-Apr-2016

28-Apr-2016

BB&T CORPORATION

Security

054937107

Meeting Type

Annual

Ticker Symbol

BBT

Meeting Date

26-Apr-2016

ISIN

US0549371070

Agenda

934335212 - Management

Item

Proposal

Proposed by

Vote

1A.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: JENNIFER S. BANNER

Management

For

1B.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: K. DAVID BOYER, JR.

Management

For

1C.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: ANNA R. CABLIK

Management

For

1D.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: JAMES A. FAULKNER

Management

For

1E.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: I. PATRICIA HENRY

Management

For

1F.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: ERIC C. KENDRICK

Management

For

1G.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: KELLY S. KING

Management

For

1H.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: LOUIS B. LYNN, PH.D.

Management

For

1I.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: EDWARD C. MILLIGAN

Management

For

1J.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: CHARLES A. PATTON

Management

For

1K.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: NIDO R. QUBEIN

Management

For

1L.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: WILLIAM J. REUTER

Management

For

1M.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: TOLLIE W. RICH, JR.

Management

For

1N.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: CHRISTINE SEARS

Management

For

1O.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: THOMAS E. SKAINS

Management

For

1P.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: THOMAS N. THOMPSON

Management

For

1Q.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: EDWIN H. WELCH, PH.D.

Management

For

1R.

THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: STEPHEN T. WILLIAMS

Management

For

2.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

3.

TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE BB&T'S EXECUTIVE COMPENSATION PROGRAM, COMMONLY REFERRED TO AS A "SAY ON PAY" VOTE.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

11-Apr-2016

27-Apr-2016

BCE INC.

Security

05534B760

Meeting Type

Annual

Ticker Symbol

BCE

Meeting Date

28-Apr-2016

ISIN

CA05534B7604

Agenda

934350985 - Management

Item

Proposal

Proposed by

Vote

01

DIRECTOR

Management

1

B.K. ALLEN

For

2

R.A. BRENNEMAN

For

3

S. BROCHU

For

4

R.E. BROWN

For

5

G.A. COPE

For

6

D.F. DENISON

For

7

R.P. DEXTER

For

8

I. GREENBERG

For

9

K. LEE

For

10

M.F. LEROUX

For

11

G.M. NIXON

For

12

C. ROVINESCU

For

13

R.C. SIMMONDS

For

14

P.R. WEISS

For

02

APPOINTMENT OF DELOITTE LLP AS AUDITORS.

Management

For

03

ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR.

Management

For

4A

PROPOSAL NO. 1: FEMALE REPRESENTATION IN SENIOR MANAGEMENT

Shareholder

Against

4B

PROPOSAL NO. 2: RECONSTITUTION OF COMPENSATION COMMITTEE

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,500

0

11-Apr-2016

29-Apr-2016

BERKSHIRE HATHAWAY INC.

Security

084670702

Meeting Type

Annual

Ticker Symbol

BRKB

Meeting Date

30-Apr-2016

ISIN

US0846707026

Agenda

934337127 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

WARREN E. BUFFETT

For

2

CHARLES T. MUNGER

For

3

HOWARD G. BUFFETT

For

4

STEPHEN B. BURKE

For

5

SUSAN L. DECKER

For

6

WILLIAM H. GATES III

For

7

DAVID S. GOTTESMAN

For

8

CHARLOTTE GUYMAN

For

9

THOMAS S. MURPHY

For

10

RONALD L. OLSON

For

11

WALTER SCOTT, JR.

For

12

MERYL B. WITMER

For

2.

SHAREHOLDER PROPOSAL REGARDING THE REPORTING OF RISKS POSED BY CLIMATE CHANGE.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

11-Apr-2016

02-May-2016

BLACKROCK FLTING RT INCOME STRA FD INC

Security

09255X100

Meeting Type

Annual

Ticker Symbol

FRA

Meeting Date

26-Jul-2016

ISIN

US09255X1000

Agenda

934449403 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

MICHAEL J. CASTELLANO

For

2

RICHARD E. CAVANAGH

For

3

CYNTHIA L. EGAN

For

4

FRANK J. FABOZZI

For

5

JERROLD B. HARRIS

For

6

R. GLENN HUBBARD

For

7

W. CARL KESTER

For

8

CATHERINE A. LYNCH

For

9

BARBARA G. NOVICK

For

10

JOHN M. PERLOWSKI

For

11

KAREN P. ROBARDS

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

13-Jun-2016

27-Jul-2016

BLUEHARBOR BANK

Security

095613105

Meeting Type

Annual

Ticker Symbol

BLHK

Meeting Date

23-May-2016

ISIN

US0956131058

Agenda

934399418 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

DANIEL K. CERMINARA

For

2

ABIGAIL M. JENNINGS

For

3

JOE I. MARSHALL, JR.

For

4

WILLIAM B. MARSHALL

For

5

KELLEY E. MILLER

For

6

CLARENCE E. PICKARD, JR

For

7

WILLIAM P. POPE

For

8

RILEY B. SLOAN, JR.

For

9

LOUIS G. STANFIELD, JR.

For

10

JAMES R. TEAGUE

For

2.

RATIFICATION OF THE APPOINTMENT OF ELLIOTT DAVIS DECOSIMO, PLLC, AS THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

12,000

0

16-May-2016

24-May-2016

BUCKEYE PARTNERS, L.P.

Security

118230101

Meeting Type

Annual

Ticker Symbol

BPL

Meeting Date

07-Jun-2016

ISIN

US1182301010

Agenda

934399014 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

OLIVER G. RICHARD, III

Withheld

2

CLARK C. SMITH

Withheld

3

FRANK S. SOWINSKI

Withheld

2.

THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS BUCKEYE PARTNERS, L.P.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2016.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

20-May-2016

08-Jun-2016

CALAMOS ASSET MANAGEMENT, INC.

Security

12811R104

Meeting Type

Annual

Ticker Symbol

CLMS

Meeting Date

07-Jun-2016

ISIN

US12811R1041

Agenda

934404132 - Management

Item

Proposal

Proposed by

Vote

1.1

ELECTION OF DIRECTOR: THOMAS F. EGGERS

Management

For

1.2

ELECTION OF DIRECTOR: KEITH M. SCHAPPERT

Management

For

1.3

ELECTION OF DIRECTOR: WILLIAM N. SHIEBLER

Management

For

2.

PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION.

Management

For

3.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

For

4.

AMEND OUR CERTIFICATE OF INCORPORATION.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

20-May-2016

08-Jun-2016

CAPITALA FINANCE CORP

Security

14054R106

Meeting Type

Annual

Ticker Symbol

CPTA

Meeting Date

03-May-2016

ISIN

US14054R1068

Agenda

934342281 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

JOSEPH B. ALALA, III

For

2

H. PAUL CHAPMAN

For

2.

THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CAPITALA FINANCE CORP. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

For

3.

TO APPROVE A PROPOSAL TO AUTHORIZE CAPITALA FINANCE CORP. TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW CAPITALA FINANCE CORP.'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, IN EACH CASE SUBJECT TO THE APPROVAL OF ITS BOARD OF DIRECTORS AND COMPLIANCE WITH THE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

68,455

0

29-Apr-2016

04-May-2016

CDK GLOBAL, INC.

Security

12508E101

Meeting Type

Annual

Ticker Symbol

CDK

Meeting Date

06-Nov-2015

ISIN

US12508E1010

Agenda

934281798 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: STEVEN J. ANENEN

Management

For

1B.

ELECTION OF DIRECTOR: LESLIE A. BRUN

Management

For

1C.

ELECTION OF DIRECTOR: WILLIE A. DEESE

Management

For

1D.

ELECTION OF DIRECTOR: AMY J. HILLMAN

Management

For

1E.

ELECTION OF DIRECTOR: BRIAN P. MACDONALD

Management

For

1F.

ELECTION OF DIRECTOR: STEPHEN A. MILES

Management

For

1G.

ELECTION OF DIRECTOR: ROBERT E. RADWAY

Management

For

1H.

ELECTION OF DIRECTOR: FRANK S. SOWINSKI

Management

For

2.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

3.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Management

1 Year

4.

APPROVE OUR 2014 OMNIBUS AWARD PLAN.

Management

For

5.

RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JUNE 30, 2016.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

10,000

0

25-Sep-2015

09-Nov-2015

CHEVRON CORPORATION

Security

166764100

Meeting Type

Annual

Ticker Symbol

CVX

Meeting Date

25-May-2016

ISIN

US1667641005

Agenda

934375925 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: A.B. CUMMINGS JR.

Management

For

1B.

ELECTION OF DIRECTOR: L.F. DEILY

Management

For

1C.

ELECTION OF DIRECTOR: R.E. DENHAM

Management

For

1D.

ELECTION OF DIRECTOR: A.P. GAST

Management

For

1E.

ELECTION OF DIRECTOR: E. HERNANDEZ JR.

Management

For

1F.

ELECTION OF DIRECTOR: J.M. HUNTSMAN JR.

Management

For

1G.

ELECTION OF DIRECTOR: C.W. MOORMAN IV

Management

For

1H.

ELECTION OF DIRECTOR: J.G. STUMPF

Management

For

1I.

ELECTION OF DIRECTOR: R.D. SUGAR

Management

For

1J.

ELECTION OF DIRECTOR: I.G. THULIN

Management

For

1K.

ELECTION OF DIRECTOR: J.S. WATSON

Management

For

2.

RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

4.

AMENDMENT TO THE CHEVRON CORPORATION NON-EMPLOYEE DIRECTORS' EQUITY COMPENSATION AND DEFERRAL PLAN

Management

For

5.

REPORT ON LOBBYING

Shareholder

Against

6.

ADOPT TARGETS TO REDUCE GHG EMISSIONS

Shareholder

Against

7.

REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT

Shareholder

Against

8.

REPORT ON RESERVE REPLACEMENTS

Shareholder

Against

9.

ADOPT DIVIDEND POLICY

Shareholder

Against

10.

REPORT ON SHALE ENERGY OPERATIONS

Shareholder

Against

11.

RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE

Shareholder

Against

12.

SET SPECIAL MEETINGS THRESHOLD AT 10%

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,800

0

16-May-2016

26-May-2016

CISCO SYSTEMS, INC.

Security

17275R102

Meeting Type

Annual

Ticker Symbol

CSCO

Meeting Date

19-Nov-2015

ISIN

US17275R1023

Agenda

934284592 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: CAROL A. BARTZ

Management

For

1B.

ELECTION OF DIRECTOR: M. MICHELE BURNS

Management

For

1C.

ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS

Management

For

1D.

ELECTION OF DIRECTOR: JOHN T. CHAMBERS

Management

For

1E.

ELECTION OF DIRECTOR: BRIAN L. HALLA

Management

For

1F.

ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY

Management

For

1G.

ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON

Management

For

1H.

ELECTION OF DIRECTOR: RODERICK C. MCGEARY

Management

For

1I.

ELECTION OF DIRECTOR: CHARLES H. ROBBINS

Management

For

1J.

ELECTION OF DIRECTOR: ARUN SARIN

Management

For

1K.

ELECTION OF DIRECTOR: STEVEN M. WEST

Management

For

2.

APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.

Management

For

3.

RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.

Management

For

4.

APPROVAL TO REQUEST THE BOARD MAKE EFFORTS TO IMPLEMENT A SET OF PRINCIPLES CALLED THE "HOLY LAND PRINCIPLES" APPLICABLE TO CORPORATIONS DOING BUSINESS IN PALESTINE-ISRAEL.

Shareholder

Against

5.

APPROVAL TO REQUEST THE BOARD TO ADOPT, AND PRESENT FOR SHAREHOLDER APPROVAL, A "PROXY ACCESS" BYLAW AMENDMENT.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,700

0

02-Oct-2015

20-Nov-2015

CME GROUP INC.

Security

12572Q105

Meeting Type

Annual

Ticker Symbol

CME

Meeting Date

18-May-2016

ISIN

US12572Q1058

Agenda

934376155 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF EQUITY DIRECTOR: TERRENCE A. DUFFY

Management

For

1B.

ELECTION OF EQUITY DIRECTOR: PHUPINDER S. GILL

Management

For

1C.

ELECTION OF EQUITY DIRECTOR: TIMOTHY S. BITSBERGER

Management

For

1D.

ELECTION OF EQUITY DIRECTOR: CHARLES P. CAREY

Management

For

1E.

ELECTION OF EQUITY DIRECTOR: DENNIS H. CHOOKASZIAN

Management

For

1F.

ELECTION OF EQUITY DIRECTOR: ANA DUTRA

Management

For

1G.

ELECTION OF EQUITY DIRECTOR: MARTIN J. GEPSMAN

Management

For

1H.

ELECTION OF EQUITY DIRECTOR: LARRY G. GERDES

Management

For

1I.

ELECTION OF EQUITY DIRECTOR: DANIEL R. GLICKMAN

Management

For

1J.

ELECTION OF EQUITY DIRECTOR: LEO MELAMED

Management

For

1K.

ELECTION OF EQUITY DIRECTOR: WILLIAM P. MILLER II

Management

For

1L.

ELECTION OF EQUITY DIRECTOR: JAMES E. OLIFF

Management

For

1M.

ELECTION OF EQUITY DIRECTOR: ALEX J. POLLOCK

Management

For

1N.

ELECTION OF EQUITY DIRECTOR: JOHN F. SANDNER

Management

For

1O.

ELECTION OF EQUITY DIRECTOR: TERRY L. SAVAGE

Management

For

1P.

ELECTION OF EQUITY DIRECTOR: WILLIAM R. SHEPARD

Management

For

1Q.

ELECTION OF EQUITY DIRECTOR: DENNIS A. SUSKIND

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

3.

ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,300

0

13-May-2016

19-May-2016

COCA-COLA FEMSA, S.A.B DE C.V.

Security

191241108

Meeting Type

Annual

Ticker Symbol

KOF

Meeting Date

07-Mar-2016

ISIN

US1912411089

Agenda

934330298 - Management

Item

Proposal

Proposed by

Vote

5.

ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD OF DIRECTORS, QUALIFICATION OF THEIR INDEPENDENCE, IN ACCORDANCE WITH THE MEXICAN SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION.

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

7,500

0

26-Feb-2016

03-Mar-2016

CONSTELLATION BRANDS, INC.

Security

21036P108

Meeting Type

Annual

Ticker Symbol

STZ

Meeting Date

20-Jul-2016

ISIN

US21036P1084

Agenda

934443398 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

JERRY FOWDEN

For

2

BARRY A. FROMBERG

For

3

ROBERT L. HANSON

For

4

ERNESTO M. HERNANDEZ

For

5

JAMES A. LOCKE III

For

6

DANIEL J. MCCARTHY

For

7

RICHARD SANDS

For

8

ROBERT SANDS

For

9

JUDY A. SCHMELING

For

10

KEITH E. WANDELL

For

2.

TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2017

Management

For

3.

TO APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

13-Jun-2016

21-Jul-2016

CORNING INCORPORATED

Security

219350105

Meeting Type

Annual

Ticker Symbol

GLW

Meeting Date

28-Apr-2016

ISIN

US2193501051

Agenda

934338193 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: DONALD W. BLAIR

Management

For

1B.

ELECTION OF DIRECTOR: STEPHANIE A. BURNS

Management

For

1C.

ELECTION OF DIRECTOR: JOHN A. CANNING, JR.

Management

For

1D.

ELECTION OF DIRECTOR: RICHARD T. CLARK

Management

For

1E.

ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR.

Management

For

1F.

ELECTION OF DIRECTOR: DEBORAH A. HENRETTA

Management

For

1G.

ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER

Management

For

1H.

ELECTION OF DIRECTOR: KURT M. LANDGRAF

Management

For

1I.

ELECTION OF DIRECTOR: KEVIN J. MARTIN

Management

For

1J.

ELECTION OF DIRECTOR: DEBORAH D. RIEMAN

Management

For

1K.

ELECTION OF DIRECTOR: HANSEL E. TOOKES II

Management

For

1L.

ELECTION OF DIRECTOR: WENDELL P. WEEKS

Management

For

1M.

ELECTION OF DIRECTOR: MARK S. WRIGHTON

Management

For

2.

RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

For

3.

ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

11-Apr-2016

29-Apr-2016

CPFL ENERGIA S.A.

Security

126153105

Meeting Type

Annual

Ticker Symbol

CPL

Meeting Date

29-Apr-2016

ISIN

US1261531057

Agenda

934380091 - Management

Item

Proposal

Proposed by

Vote

A1.

TO TAKE THE MANAGEMENT ACCOUNTS, EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT REPORT AND THE FINANCIAL STATEMENTS OF THE COMPANY, ACCOMPANIED BY THE REPORTS OF THE INDEPENDENT AUDITORS AND THE FISCAL COUNCIL FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015.

Management

For

A2.

APPROVE THE PROPOSAL FOR ALLOCATION OF THE NET INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015.

Management

For

A3.

APPROVE THE NUMBER OF MEMBERS TO COMPOSE THE BOARD OF DIRECTORS, IN COMPLIANCE WITH ARTICLE 15 OF THE COMPANY'S BYLAWS.

Management

For

A4.

ELECT THE SITTING AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY.

Management

For

A5.

ELECT THE SITTING AND DEPUTY MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY.

Management

For

A6.

ESTABLISH THE OVERALL COMPENSATION OF THE MANAGERS OF THE COMPANY FOR THE PERIOD BETWEEN MAY 2016 AND APRIL 2017.

Management

For

A7.

ESTABLISH THE OVERALL COMPENSATION OF THE MEMBERS OF THE FISCAL COUNCIL FOR THE PERIOD BETWEEN MAY 2016 AND APRIL 2017.

Management

For

E1.

APPROVE THE INCREASE IN THE COMPANY'S CAPITAL STOCK, FROM FIVE BILLION, THREE HUNDRED FORTY-EIGHT MILLION, THREE HUNDRED ELEVEN THOUSAND, NINE HUNDRED FIFTY-FIVE REAIS AND SEVEN CENTAVOS (R$5,348,311,955.07) TO FIVE BILLION, SEVEN HUNDRED ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)

Management

For

E2.

APPROVE THE AMENDMENT TO ARTICLE 5 OF THE BYLAWS TO INCLUDE THE CAPITAL INCREASE TO REFLECT THE CHANGE REFERRED TO IN ITEM (A) ABOVE.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,643

0

11-Apr-2016

27-Apr-2016

CVS HEALTH CORPORATION

Security

126650100

Meeting Type

Annual

Ticker Symbol

CVS

Meeting Date

19-May-2016

ISIN

US1266501006

Agenda

934366584 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: RICHARD M. BRACKEN

Management

For

1B.

ELECTION OF DIRECTOR: C. DAVID BROWN II

Management

For

1C.

ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX

Management

For

1D.

ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE

Management

For

1E.

ELECTION OF DIRECTOR: DAVID W. DORMAN

Management

For

1F.

ELECTION OF DIRECTOR: ANNE M. FINUCANE

Management

For

1G.

ELECTION OF DIRECTOR: LARRY J. MERLO

Management

For

1H.

ELECTION OF DIRECTOR: JEAN-PIERRE MILLON

Management

For

1I.

ELECTION OF DIRECTOR: RICHARD J. SWIFT

Management

For

1J.

ELECTION OF DIRECTOR: WILLIAM C. WELDON

Management

For

1K.

ELECTION OF DIRECTOR: TONY L. WHITE

Management

For

2.

PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

3.

SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.

Management

For

4.

STOCKHOLDER PROPOSAL REGARDING A REPORT ON ALIGNMENT OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS.

Shareholder

Against

5.

STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

13-May-2016

20-May-2016

DAVITA HEALTHCARE PARTNERS, INC.

Security

23918K108

Meeting Type

Annual

Ticker Symbol

DVA

Meeting Date

20-Jun-2016

ISIN

US23918K1088

Agenda

934419260 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: PAMELA M. ARWAY

Management

For

1B.

ELECTION OF DIRECTOR: CHARLES G. BERG

Management

For

1C.

ELECTION OF DIRECTOR: CAROL ANTHONY DAVIDSON

Management

For

1D.

ELECTION OF DIRECTOR: BARBARA J. DESOER

Management

For

1E.

ELECTION OF DIRECTOR: PAUL J. DIAZ

Management

For

1F.

ELECTION OF DIRECTOR: PETER T. GRAUER

Management

For

1G.

ELECTION OF DIRECTOR: JOHN M. NEHRA

Management

For

1H.

ELECTION OF DIRECTOR: WILLIAM L. ROPER

Management

For

1I.

ELECTION OF DIRECTOR: KENT J. THIRY

Management

For

1J.

ELECTION OF DIRECTOR: ROGER J. VALINE

Management

For

2.

TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.

Management

For

3.

TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

4.

TO ADOPT AND APPROVE PROPOSED AMENDMENTS TO OUR AMENDED AND RESTATED BYLAWS TO ADOPT PROXY ACCESS.

Management

For

5.

TO ADOPT AND APPROVE AN AMENDMENT TO THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN (SEE PROXY STATEMENT FOR FULL PROPOSAL)

Management

For

6.

TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL REGARDING WRITTEN CONSENT (SEE PROXY STATEMENT FOR FULL PROPOSAL)

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

27-May-2016

21-Jun-2016

DIGITAL REALTY TRUST, INC.

Security

253868103

Meeting Type

Annual

Ticker Symbol

DLR

Meeting Date

10-May-2016

ISIN

US2538681030

Agenda

934358020 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: DENNIS E. SINGLETON

Management

For

1B.

ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN

Management

For

1C.

ELECTION OF DIRECTOR: KATHLEEN EARLEY

Management

For

1D.

ELECTION OF DIRECTOR: KEVIN J. KENNEDY

Management

For

1E.

ELECTION OF DIRECTOR: WILLIAM G. LAPERCH

Management

For

1F.

ELECTION OF DIRECTOR: A. WILLIAM STEIN

Management

For

1G.

ELECTION OF DIRECTOR: ROBERT H. ZERBST

Management

For

2.

TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.

Management

For

3.

TO ADOPT A RESOLUTION TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

06-May-2016

11-May-2016

DOMINION RESOURCES, INC.

Security

25746U109

Meeting Type

Annual

Ticker Symbol

D

Meeting Date

11-May-2016

ISIN

US25746U1097

Agenda

934347279 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: WILLIAM P. BARR

Management

For

1B.

ELECTION OF DIRECTOR: HELEN E. DRAGAS

Management

For

1C.

ELECTION OF DIRECTOR: JAMES O. ELLIS, JR.

Management

For

1D.

ELECTION OF DIRECTOR: THOMAS F. FARRELL II

Management

For

1E.

ELECTION OF DIRECTOR: JOHN W. HARRIS

Management

For

1F.

ELECTION OF DIRECTOR: MARK J. KINGTON

Management

For

1G.

ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D.

Management

For

1H.

ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR.

Management

For

1I.

ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK

Management

For

1J.

ELECTION OF DIRECTOR: DAVID A. WOLLARD

Management

For

2.

RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2016

Management

For

3.

ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION (SAY ON PAY)

Management

For

4.

REPORT ON LOBBYING

Shareholder

Against

5.

REPORT ON POTENTIAL IMPACT OF DENIAL OF A CERTIFICATE FOR NORTH ANNA 3

Shareholder

Against

6.

RIGHT TO ACT BY WRITTEN CONSENT

Shareholder

Against

7.

REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL EXPERTISE

Shareholder

Against

8.

REPORT ON THE FINANCIAL RISKS TO DOMINION POSED BY CLIMATE CHANGE

Shareholder

Against

9.

REPORT ON IMPACT OF CLIMATE CHANGE DRIVEN TECHNOLOGY CHANGES

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,500

0

06-May-2016

12-May-2016

DUKE ENERGY CORPORATION

Security

26441C204

Meeting Type

Annual

Ticker Symbol

DUK

Meeting Date

05-May-2016

ISIN

US26441C2044

Agenda

934351177 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

MICHAEL J. ANGELAKIS

For

2

MICHAEL G. BROWNING

For

3

DANIEL R. DIMICCO

For

4

JOHN H. FORSGREN

For

5

LYNN J. GOOD

For

6

ANN MAYNARD GRAY

For

7

JOHN T. HERRON

For

8

JAMES B. HYLER, JR.

For

9

WILLIAM E. KENNARD

For

10

E. MARIE MCKEE

For

11

CHARLES W. MOORMAN IV

For

12

CARLOS A. SALADRIGAS

For

2.

RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

3.

ADVISORY VOTE TO APPROVE DUKE ENERGY CORPORATION'S NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

4.

SHAREHOLDER PROPOSAL REGARDING ELIMINATION OF SUPERMAJORITY VOTING PROVISIONS IN DUKE ENERGY CORPORATION'S CERTIFICATE OF INCORPORATION

Shareholder

Against

5.

SHAREHOLDER PROPOSAL REGARDING LOBBYING EXPENSES DISCLOSURE

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

14,187

0

29-Apr-2016

06-May-2016

EASTERLY GOVERNMENT PROPERTIES, INC.

Security

27616P103

Meeting Type

Annual

Ticker Symbol

DEA

Meeting Date

09-May-2016

ISIN

US27616P1030

Agenda

934382689 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: WILLIAM C. TRIMBLE, III

Management

For

1B.

ELECTION OF DIRECTOR: DARRELL W. CRATE

Management

For

1C.

ELECTION OF DIRECTOR: MICHAEL P. IBE

Management

For

1D.

ELECTION OF DIRECTOR: WILLIAM H. BINNIE

Management

For

1E.

ELECTION OF DIRECTOR: CYNTHIA A. FISHER

Management

For

1F.

ELECTION OF DIRECTOR: EMIL W. HENRY, JR.

Management

For

1G.

ELECTION OF DIRECTOR: JAMES E. MEAD

Management

For

2.

RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,000

0

06-May-2016

10-May-2016

EBAY INC.

Security

278642103

Meeting Type

Annual

Ticker Symbol

EBAY

Meeting Date

27-Apr-2016

ISIN

US2786421030

Agenda

934358361 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: FRED D. ANDERSON JR.

Management

For

1B.

ELECTION OF DIRECTOR: EDWARD W. BARNHOLT

Management

For

1C.

ELECTION OF DIRECTOR: ANTHONY J. BATES

Management

For

1D.

ELECTION OF DIRECTOR: BONNIE S. HAMMER

Management

For

1E.

ELECTION OF DIRECTOR: KATHLEEN C. MITIC

Management

For

1F.

ELECTION OF DIRECTOR: PIERRE M. OMIDYAR

Management

For

1G.

ELECTION OF DIRECTOR: PAUL S. PRESSLER

Management

For

1H.

ELECTION OF DIRECTOR: ROBERT H. SWAN

Management

For

1I.

ELECTION OF DIRECTOR: THOMAS J. TIERNEY

Management

For

1J.

ELECTION OF DIRECTOR: PERRY M. TRAQUINA

Management

For

1K.

ELECTION OF DIRECTOR: DEVIN N. WENIG

Management

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

3.

APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 2008 EQUITY INCENTIVE AWARD PLAN.

Management

For

4.

RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.

Management

For

5.

STOCKHOLDER PROPOSAL REGARDING GENDER PAY EQUITY.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

20,000

0

11-Apr-2016

28-Apr-2016

ECOLAB INC.

Security

278865100

Meeting Type

Annual

Ticker Symbol

ECL

Meeting Date

05-May-2016

ISIN

US2788651006

Agenda

934346897 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR.

Management

For

1B.

ELECTION OF DIRECTOR: BARBARA J. BECK

Management

For

1C.

ELECTION OF DIRECTOR: LESLIE S. BILLER

Management

For

1D.

ELECTION OF DIRECTOR: CARL M. CASALE

Management

For

1E.

ELECTION OF DIRECTOR: STEPHEN I. CHAZEN

Management

For

1F.

ELECTION OF DIRECTOR: JEFFREY M. ETTINGER

Management

For

1G.

ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER

Management

For

1H.

ELECTION OF DIRECTOR: ARTHUR J. HIGGINS

Management

For

1I.

ELECTION OF DIRECTOR: MICHAEL LARSON

Management

For

1J.

ELECTION OF DIRECTOR: JERRY W. LEVIN

Management

For

1K.

ELECTION OF DIRECTOR: DAVID W. MACLENNAN

Management

For

1L.

ELECTION OF DIRECTOR: TRACY B. MCKIBBEN

Management

For

1M.

ELECTION OF DIRECTOR: VICTORIA J. REICH

Management

For

1N.

ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT

Management

For

1O.

ELECTION OF DIRECTOR: JOHN J. ZILLMER

Management

For

2.

RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR ENDING DECEMBER 31, 2016.

Management

For

3.

APPROVE AN AMENDMENT TO THE ECOLAB INC. 2001 NON-EMPLOYEE DIRECTOR STOCK OPTION AND DEFERRED COMPENSATION PLAN.

Management

For

4.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.

Management

For

5.

STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

06-May-2016

ELI LILLY AND COMPANY

Security

532457108

Meeting Type

Annual

Ticker Symbol

LLY

Meeting Date

02-May-2016

ISIN

US5324571083

Agenda

934336505 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R. ALVAREZ

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1B.

ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R.D. HOOVER

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1C.

ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: J.R. LUCIANO

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1D.

ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: F.G. PRENDERGAST

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1E.

ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: K.P. SEIFERT

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

2.

APPROVE ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

3.

RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2016.

Management

For

4.

CONSIDERATION OF A SHAREHOLDER PROPOSAL SEEKING A REPORT REGARDING HOW WE SELECT THE COUNTRIES IN WHICH WE OPERATE OR INVEST.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698968

DIVIDEND PORTFOLIO

2698968

NORTHERN TRUST COMPANY

3,000

0

28-Apr-2016

03-May-2016

EMC CORPORATION

Security

268648102

Meeting Type

Annual

Ticker Symbol

EMC

Meeting Date

12-May-2016

ISIN

US2686481027

Agenda

934354630 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: DONALD J. CARTY

Management

For

1B.

ELECTION OF DIRECTOR: RANDOLPH L. COWEN

Management

For

1C.

ELECTION OF DIRECTOR: JAMES S. DISTASIO

Management

For

1D.

ELECTION OF DIRECTOR: JOHN R. EGAN

Management

For

1E.

ELECTION OF DIRECTOR: WILLIAM D. GREEN

Management

For

1F.

ELECTION OF DIRECTOR: JAMI MISCIK

Management

For

1G.

ELECTION OF DIRECTOR: PAUL SAGAN

Management

For

1H.

ELECTION OF DIRECTOR: LAURA J. SEN

Management

For

1I.

ELECTION OF DIRECTOR: JOSEPH M. TUCCI

Management

For

2.

RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016, AS DESCRIBED IN EMC'S PROXY STATEMENT.

Management

For

3.

ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

06-May-2016

13-May-2016

EMC CORPORATION

Security

268648102

Meeting Type

Special

Ticker Symbol

EMC

Meeting Date

19-Jul-2016

ISIN

US2686481027

Agenda

934449768 - Management

Item

Proposal

Proposed by

Vote

1.

PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 12, 2015, AS AMENDED BY THE FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 16, 2016, AS SO AMENDED AND AS IT MAY BE AMENDED FROM TIME TO TIME, REFERRED TO COLLECTIVELY AS THE MERGER AGREEMENT, AMONG DENALI HOLDING ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)

Management

For

2.

PROPOSAL TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, THE COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY EMC TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.

Management

For

3.

PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

13-Jun-2016

20-Jul-2016

ENTERGY CORPORATION

Security

29364G103

Meeting Type

Annual

Ticker Symbol

ETR

Meeting Date

06-May-2016

ISIN

US29364G1031

Agenda

934357446 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: M.S. BATEMAN

Management

For

1B.

ELECTION OF DIRECTOR: P.J. CONDON

Management

For

1C.

ELECTION OF DIRECTOR: L.P. DENAULT

Management

For

1D.

ELECTION OF DIRECTOR: K.H. DONALD

Management

For

1E.

ELECTION OF DIRECTOR: P.L. FREDERICKSON

Management

For

1F.

ELECTION OF DIRECTOR: A.M. HERMAN

Management

For

1G.

ELECTION OF DIRECTOR: D.C. HINTZ

Management

For

1H.

ELECTION OF DIRECTOR: S.L. LEVENICK

Management

For

1I.

ELECTION OF DIRECTOR: B.L. LINCOLN

Management

For

1J.

ELECTION OF DIRECTOR: K.A. PUCKETT

Management

For

1K.

ELECTION OF DIRECTOR: W.J. TAUZIN

Management

For

2.

RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2016.

Management

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

4.

SHAREHOLDER PROPOSAL REGARDING DISTRIBUTED GENERATION/GREENHOUSE GAS EMISSIONS REPORT.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

06-May-2016

EXXON MOBIL CORPORATION

Security

30231G102

Meeting Type

Annual

Ticker Symbol

XOM

Meeting Date

25-May-2016

ISIN

US30231G1022

Agenda

934383504 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

M.J. BOSKIN

For

2

P. BRABECK-LETMATHE

For

3

A.F. BRALY

For

4

U.M. BURNS

For

5

L.R. FAULKNER

For

6

J.S. FISHMAN

For

7

H.H. FORE

For

8

K.C. FRAZIER

For

9

D.R. OBERHELMAN

For

10

S.J. PALMISANO

For

11

S.S REINEMUND

For

12

R.W. TILLERSON

For

13

W.C. WELDON

For

14

D.W. WOODS

For

2.

RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24)

Management

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 26)

Management

For

4.

INDEPENDENT CHAIRMAN (PAGE 56)

Shareholder

Against

5.

CLIMATE EXPERT ON BOARD (PAGE 58)

Shareholder

Against

6.

HIRE AN INVESTMENT BANK (PAGE 59)

Shareholder

Against

7.

PROXY ACCESS BYLAW (PAGE 59)

Shareholder

Against

8.

REPORT ON COMPENSATION FOR WOMEN (PAGE 61)

Shareholder

Against

9.

REPORT ON LOBBYING (PAGE 63)

Shareholder

Against

10.

INCREASE CAPITAL DISTRIBUTIONS (PAGE 65)

Shareholder

Against

11.

POLICY TO LIMIT GLOBAL WARMING TO 2 C (PAGE 67)

Shareholder

Against

12.

REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 69)

Shareholder

Against

13.

REPORT RESERVE REPLACEMENTS IN BTUS (PAGE 71)

Shareholder

Against

14.

REPORT ON HYDRAULIC FRACTURING (PAGE 72)

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,404

0

20-May-2016

26-May-2016

FERRARI, NV

Security

N3167Y103

Meeting Type

Annual

Ticker Symbol

RACE

Meeting Date

15-Apr-2016

ISIN

Agenda

934347421 - Management

Item

Proposal

Proposed by

Vote

2D.

ADOPTION OF THE 2015 ANNUAL ACCOUNTS

Management

For

2E.

GRANTING OF DISCHARGE TO THE DIRECTORS IN RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2015

Management

For

3A.

RE-APPOINTMENT OF THE DIRECTOR: AMEDEO FELISA (EXECUTIVE DIRECTOR)

Management

For

3B.

RE-APPOINTMENT OF THE DIRECTOR: SERGIO MARCHIONNE (EXECUTIVE DIRECTOR)

Management

For

3C.

RE-APPOINTMENT OF THE DIRECTOR: PIERO FERRARI (NON-EXECUTIVE DIRECTOR)

Management

For

3D.

RE-APPOINTMENT OF THE DIRECTOR: LOUIS C. CAMILLERI (NON-EXECUTIVE DIRECTOR)

Management

For

3E.

RE-APPOINTMENT OF THE DIRECTOR: GIUSEPPINA CAPALDO (NON- EXECUTIVE DIRECTOR)

Management

For

3F.

RE-APPOINTMENT OF THE DIRECTOR: EDUARDO H. CUE (NON-EXECUTIVE DIRECTOR)

Management

For

3G.

RE-APPOINTMENT OF THE DIRECTOR: SERGIO DUCA (NON-EXECUTIVE DIRECTOR)

Management

For

3H.

RE-APPOINTMENT OF THE DIRECTOR: ELENA ZAMBON (NON-EXECUTIVE DIRECTOR)

Management

For

3I.

APPOINTMENT OF THE NEW DIRECTORS: DELPHINE ARNAULT (NON-EXECUTIVE DIRECTOR)

Management

For

3J.

APPOINTMENT OF THE NEW DIRECTORS: JOHN ELKANN (NON- EXECUTIVE DIRECTOR)

Management

For

3K.

APPOINTMENT OF THE NEW DIRECTORS: LAPO ELKANN (NON- EXECUTIVE DIRECTOR)

Management

For

3L.

APPOINTMENT OF THE NEW DIRECTORS: MARIA PATRIZIA GRIECO (NON-EXECUTIVE DIRECTOR)

Management

For

3M.

APPOINTMENT OF THE NEW DIRECTORS: ADAM KESWICK (NON- EXECUTIVE DIRECTOR)

Management

For

4.

DELEGATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

3,500

0

24-Mar-2016

11-Apr-2016

FERRARI, NV

Security

N3167Y103

Meeting Type

Annual

Ticker Symbol

RACE

Meeting Date

15-Apr-2016

ISIN

Agenda

934359008 - Management

Item

Proposal

Proposed by

Vote

2D.

ADOPTION OF THE 2015 ANNUAL ACCOUNTS

Management

For

2E.

GRANTING OF DISCHARGE TO THE DIRECTORS IN RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2015

Management

For

3A.

RE-APPOINTMENT OF THE DIRECTOR: AMEDEO FELISA (EXECUTIVE DIRECTOR)

Management

For

3B.

RE-APPOINTMENT OF THE DIRECTOR: SERGIO MARCHIONNE (EXECUTIVE DIRECTOR)

Management

For

3C.

RE-APPOINTMENT OF THE DIRECTOR: PIERO FERRARI (NON-EXECUTIVE DIRECTOR)

Management

For

3D.

RE-APPOINTMENT OF THE DIRECTOR: LOUIS C. CAMILLERI (NON-EXECUTIVE DIRECTOR)

Management

For

3E.

RE-APPOINTMENT OF THE DIRECTOR: GIUSEPPINA CAPALDO (NON- EXECUTIVE DIRECTOR)

Management

For

3F.

RE-APPOINTMENT OF THE DIRECTOR: EDUARDO H. CUE (NON-EXECUTIVE DIRECTOR)

Management

For

3G.

RE-APPOINTMENT OF THE DIRECTOR: SERGIO DUCA (NON-EXECUTIVE DIRECTOR)

Management

For

3H.

RE-APPOINTMENT OF THE DIRECTOR: ELENA ZAMBON (NON-EXECUTIVE DIRECTOR)

Management

For

3I.

APPOINTMENT OF THE NEW DIRECTORS: DELPHINE ARNAULT (NON-EXECUTIVE DIRECTOR)

Management

For

3J.

APPOINTMENT OF THE NEW DIRECTORS: JOHN ELKANN (NON- EXECUTIVE DIRECTOR)

Management

For

3K.

APPOINTMENT OF THE NEW DIRECTORS: LAPO ELKANN (NON- EXECUTIVE DIRECTOR)

Management

For

3L.

APPOINTMENT OF THE NEW DIRECTORS: MARIA PATRIZIA GRIECO (NON-EXECUTIVE DIRECTOR)

Management

For

3M.

APPOINTMENT OF THE NEW DIRECTORS: ADAM KESWICK (NON- EXECUTIVE DIRECTOR)

Management

For

4.

DELEGATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

3,500

0

01-Apr-2016

11-Apr-2016

FIAT CHRYSLER AUTOMOBILES N.V.

Security

N31738102

Meeting Type

Special

Ticker Symbol

FCAU

Meeting Date

03-Dec-2015

ISIN

NL0010877643

Agenda

934300106 - Management

Item

Proposal

Proposed by

Vote

3.

DEMERGER

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

35,000

0

13-Nov-2015

30-Nov-2015

FIAT CHRYSLER AUTOMOBILES N.V.

Security

N31738102

Meeting Type

Annual

Ticker Symbol

FCAU

Meeting Date

15-Apr-2016

ISIN

NL0010877643

Agenda

934342736 - Management

Item

Proposal

Proposed by

Vote

2D.

ADOPTION OF THE 2015 ANNUAL ACCOUNTS

Management

For

2E.

GRANTING OF DISCHARGE TO THE DIRECTORS IN RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2015

Management

For

3A.

RE-APPOINTMENT OF THE EXECUTIVE DIRECTOR: JOHN ELKANN

Management

For

3B.

RE-APPOINTMENT OF THE EXECUTIVE DIRECTOR: SERGIO MARCHIONNE

Management

For

4A.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: RONALD L. THOMPSON

Management

For

4B.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: ANDREA AGNELLI

Management

For

4C.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: TIBERTO BRANDOLINI D'ADDA

Management

For

4D.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: GLENN EARLE

Management

For

4E.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: VALERIE A. MARS

Management

For

4F.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: RUTH J. SIMMONS

Management

For

4G.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: PATIENCE WHEATCROFT

Management

For

4H.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: STEPHEN M. WOLF

Management

For

4I.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: ERMENEGILDO ZEGNA

Management

For

5.

PROPOSAL TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY

Management

For

6.

DELEGATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY

Management

For

8.

DEMERGER

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

35,000

0

24-Mar-2016

11-Apr-2016

FIAT CHRYSLER AUTOMOBILES N.V.

Security

N31738102

Meeting Type

Annual

Ticker Symbol

FCAU

Meeting Date

15-Apr-2016

ISIN

NL0010877643

Agenda

934354236 - Management

Item

Proposal

Proposed by

Vote

2D.

ADOPTION OF THE 2015 ANNUAL ACCOUNTS

Management

For

2E.

GRANTING OF DISCHARGE TO THE DIRECTORS IN RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2015

Management

For

3A.

RE-APPOINTMENT OF THE EXECUTIVE DIRECTOR: JOHN ELKANN

Management

For

3B.

RE-APPOINTMENT OF THE EXECUTIVE DIRECTOR: SERGIO MARCHIONNE

Management

For

4A.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: RONALD L. THOMPSON

Management

For

4B.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: ANDREA AGNELLI

Management

For

4C.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: TIBERTO BRANDOLINI D'ADDA

Management

For

4D.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: GLENN EARLE

Management

For

4E.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: VALERIE A. MARS

Management

For

4F.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: RUTH J. SIMMONS

Management

For

4G.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: PATIENCE WHEATCROFT

Management

For

4H.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: STEPHEN M. WOLF

Management

For

4I.

RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: ERMENEGILDO ZEGNA

Management

For

5.

PROPOSAL TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY

Management

For

6.

DELEGATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY

Management

For

8.

DEMERGER

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

35,000

0

24-Mar-2016

11-Apr-2016

FLAHERTY & CRUMRINE PREFERRED INCOME FD

Security

338480106

Meeting Type

Annual

Ticker Symbol

PFD

Meeting Date

20-Apr-2016

ISIN

US3384801060

Agenda

934340922 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

R. ERIC CHADWICK

Withheld

2

MORGAN GUST

Withheld

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

11,833

0

24-Mar-2016

21-Apr-2016

FPA CRESCENT FUND

Security

30254T759

Meeting Type

Special

Ticker Symbol

FPACX

Meeting Date

09-May-2016

ISIN

US30254T7596

Agenda

934370103 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

J. RICHARD ATWOOD

For

2

MARK L. LIPSON

For

3

ALFRED E. OSBORNE, JR.

For

4

A. ROBERT PISANO

For

5

PATRICK B. PURCELL

For

6

ALLAN M. RUDNICK

For

7

STEVEN T. ROMICK

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698973

STOCK MUTUAL FUNDS

2698973

NORTHERN TRUST COMPANY

33,641

0

06-May-2016

10-May-2016

GENERAL MILLS, INC.

Security

370334104

Meeting Type

Annual

Ticker Symbol

GIS

Meeting Date

29-Sep-2015

ISIN

US3703341046

Agenda

934268067 - Management

Item

Proposal

Proposed by

Vote

1A)

ELECTION OF DIRECTOR: BRADBURY H. ANDERSON

Management

For

1B)

ELECTION OF DIRECTOR: R. KERRY CLARK

Management

For

1C)

ELECTION OF DIRECTOR: DAVID M. CORDANI

Management

For

1D)

ELECTION OF DIRECTOR: PAUL DANOS

Management

For

1E)

ELECTION OF DIRECTOR: HENRIETTA H. FORE

Management

For

1F)

ELECTION OF DIRECTOR: HEIDI G. MILLER

Management

For

1G)

ELECTION OF DIRECTOR: STEVE ODLAND

Management

For

1H)

ELECTION OF DIRECTOR: KENDALL J. POWELL

Management

For

1I)

ELECTION OF DIRECTOR: MICHAEL D. ROSE

Management

For

1J)

ELECTION OF DIRECTOR: ROBERT L. RYAN

Management

For

1K)

ELECTION OF DIRECTOR: DOROTHY A. TERRELL

Management

For

2.

CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

For

3.

RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

21-Aug-2015

30-Sep-2015

GOLUB CAPITAL BDC, INC.

Security

38173M102

Meeting Type

Annual

Ticker Symbol

GBDC

Meeting Date

02-Feb-2016

ISIN

US38173M1027

Agenda

934313204 - Management

Item

Proposal

Proposed by

Vote

1.1

ELECTION OF CLASS III DIRECTOR: LAWRENCE E. GOLUB

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1.2

ELECTION OF CLASS III DIRECTOR: WILLIAM M. WEBSTER IV

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

2.

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

15,000

0

18-Dec-2015

03-Feb-2016

HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL

Security

41068X100

Meeting Type

Annual

Ticker Symbol

HASI

Meeting Date

07-Jun-2016

ISIN

US41068X1000

Agenda

934404334 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

JEFFREY W. ECKEL

For

2

TERESA M. BRENNER

For

3

MARK J. CIRILLI

For

4

CHARLES M. O'NEIL

For

5

RICHARD J. OSBORNE

For

6

STEVEN G. OSGOOD

For

2.

THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

10,000

0

20-May-2016

08-Jun-2016

HOLLYFRONTIER CORPORATION

Security

436106108

Meeting Type

Annual

Ticker Symbol

HFC

Meeting Date

11-May-2016

ISIN

US4361061082

Agenda

934357890 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: DOUGLAS BECH

Management

For

1B.

ELECTION OF DIRECTOR: GEORGE DAMIRIS

Management

For

1C.

ELECTION OF DIRECTOR: LELDON ECHOLS

Management

For

1D.

ELECTION OF DIRECTOR: KEVIN HARDAGE

Management

For

1E.

ELECTION OF DIRECTOR: MICHAEL JENNINGS

Management

For

1F.

ELECTION OF DIRECTOR: ROBERT KOSTELNIK

Management

For

1G.

ELECTION OF DIRECTOR: JAMES LEE

Management

For

1H.

ELECTION OF DIRECTOR: FRANKLIN MYERS

Management

For

1I.

ELECTION OF DIRECTOR: MICHAEL ROSE

Management

For

1J.

ELECTION OF DIRECTOR: TOMMY VALENTA

Management

For

2.

APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

3.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

4.

APPROVAL OF AMENDMENT TO THE HOLLYFRONTIER CORPORATION ....(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

5.

APPROVAL OF THE MATERIAL TERMS OF THE LTIP FOR PURPOSES OF COMPLYING WITH CERTAIN REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698968

DIVIDEND PORTFOLIO

2698968

NORTHERN TRUST COMPANY

8,000

0

06-May-2016

12-May-2016

INTEL CORPORATION

Security

458140100

Meeting Type

Annual

Ticker Symbol

INTC

Meeting Date

19-May-2016

ISIN

US4581401001

Agenda

934362168 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY

Management

For

1B.

ELECTION OF DIRECTOR: ANEEL BHUSRI

Management

For

1C.

ELECTION OF DIRECTOR: ANDY D. BRYANT

Management

For

1D.

ELECTION OF DIRECTOR: JOHN J. DONAHOE

Management

For

1E.

ELECTION OF DIRECTOR: REED E. HUNDT

Management

For

1F.

ELECTION OF DIRECTOR: BRIAN M. KRZANICH

Management

For

1G.

ELECTION OF DIRECTOR: JAMES D. PLUMMER

Management

For

1H.

ELECTION OF DIRECTOR: DAVID S. POTTRUCK

Management

For

1I.

ELECTION OF DIRECTOR: FRANK D. YEARY

Management

For

1J.

ELECTION OF DIRECTOR: DAVID B. YOFFIE

Management

For

2.

RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

For

4.

STOCKHOLDER PROPOSAL ON IMPLEMENTING PRINCIPLES ENTITLED "HOLY LAND PRINCIPLES"

Shareholder

Against

5.

STOCKHOLDER PROPOSAL ON WHETHER TO ALLOW STOCKHOLDERS TO ACT BY WRITTEN CONSENT

Shareholder

Against

6.

STOCKHOLDER PROPOSAL ON WHETHER TO ADOPT AN ALTERNATIVE VOTE COUNTING STANDARD

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

16-May-2016

20-May-2016

IRSA INVERSIONES Y REPRESENTACIONES S.A.

Security

450047204

Meeting Type

Special

Ticker Symbol

IRS

Meeting Date

30-Oct-2015

ISIN

US4500472042

Agenda

934289732 - Management

Item

Proposal

Proposed by

Vote

1.

APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MINUTES OF SHAREHOLDERS' MEETING.

Management

For

2.

CONSIDERATION OF THE DOCUMENTS REFERRED TO IN SECTION 234, SUBSECTION 1, LAW 19,550 (COMPANIES GENERAL ACT), CORRESPONDING TO FISCAL YEAR ENDED ON 06.30.2015.

Management

For

3.

CONSIDERATION OF DUTIES DISCHARGED BY THE BOARD OF DIRECTORS.

Management

For

4.

CONSIDERATION OF DUTIES DISCHARGED BY THE SUPERVISORY COMMITTEE.

Management

For

5.

TREATMENT AND ALLOCATION OF THE INCOME FOR THE FISCAL YEAR ENDED ON 06.30.2015, WHICH POSTED PROFITS IN THE AMOUNT OF $520,161 - THOUSANDS. CONSIDERATION OF PAYMENT OF DIVIDENDS IN CASH UP TO THE AMOUNT OF $72,000 - THOUSANDS.

Management

For

6.

CONSIDERATION OF BOARD OF DIRECTORS' COMPENSATION FOR THE FISCAL YEAR ENDED ON 06.30.2015 IN THE AMOUNT OF $18,596,284 - (COMPENSATIONS TOTAL). DELEGATION TO THE BOARD OF DIRECTORS OF THE APPROVAL OF THE AUDITING COMMITTEE'S BUDGET.

Management

For

7.

CONSIDERATION OF THE SUPERVISORY COMMITTEE'S COMPENSATION FOR THE FISCAL YEAR ENDED ON 06.30.2015.

Management

For

8.

DETERMINATION OF THE NUMBER AND APPOINTMENT OF REGULAR DIRECTORS AND ALTERNATE DIRECTORS, IF APPLICABLE.

Management

For

9.

APPOINTMENT OF REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE.

Management

For

10.

APPOINTMENT OF CERTIFYING ACCOUNTANT FOR THE NEXT FISCAL YEAR AND DETERMINATION OF HIS/HER COMPENSATION DELEGATION.

Management

For

11.

UPDATING OF REPORT ON SHARED SERVICES AGREEMENT.

Management

For

12.

TREATMENT OF AMOUNTS PAID AS CONSIDERATION FOR SHAREHOLDERS' PERSONAL ASSETS TAX.

Management

For

13.

CONSIDERATION OF THE RENEWAL OF THE DELEGATION TO THE BOARD OF DIRECTORS OF THE POWERS TO SET THE TIME AND CURRENCY AND ANY OTHER TERM AND CONDITION OF THE ISSUANCE OF NOTES WITHIN THE GLOBAL PROGRAM FOR THE ISSUANCE OF SIMPLE NOTES UP TO THE AMOUNT OF USD300,000,000 CURRENTLY IN EFFECT ACCORDING TO THE PROVISIONS APPROVED BY THE SHAREHOLDER'S MEETING DATED OCTOBER 31ST, 2011.

Management

For

14.

CONSIDERATION OF THE MERGER SPECIAL FINANCIAL STATEMENTS OF UNICITY SA; THE MERGER SPECIAL FINANCIAL STATEMENTS OF SOLARES DE SANTA MARIA SA; OF THE SPIN-OFF SPECIAL FINANCIAL STATEMENTS OF E-COMMERCE LATINA SA; OF THE SPIN- OFF-MERGER SPECIAL FINANCIAL STATEMENTS OF E-COMMERCE LATINA SA; THE MERGER SPECIAL SEPARATE FINANCIAL STATEMENTS OF IRSA INVERSIONES Y REPRESENTACIONES SOCIEDAD ANONIMA (IRSA) AND THE MERGER CONSOLIDATED FINANCIAL STATEMENTS OF IRSA WITH SOLARES DE SANTA .. (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL).

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

10,000

0

15-Oct-2015

28-Oct-2015

JOHNSON & JOHNSON

Security

478160104

Meeting Type

Annual

Ticker Symbol

JNJ

Meeting Date

28-Apr-2016

ISIN

US4781601046

Agenda

934340984 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: MARY C. BECKERLE

Management

For

1B.

ELECTION OF DIRECTOR: D. SCOTT DAVIS

Management

For

1C.

ELECTION OF DIRECTOR: IAN E.L. DAVIS

Management

For

1D.

ELECTION OF DIRECTOR: ALEX GORSKY

Management

For

1E.

ELECTION OF DIRECTOR: SUSAN L. LINDQUIST

Management

For

1F.

ELECTION OF DIRECTOR: MARK B. MCCLELLAN

Management

For

1G.

ELECTION OF DIRECTOR: ANNE M. MULCAHY

Management

For

1H.

ELECTION OF DIRECTOR: WILLIAM D. PEREZ

Management

For

1I.

ELECTION OF DIRECTOR: CHARLES PRINCE

Management

For

1J.

ELECTION OF DIRECTOR: A. EUGENE WASHINGTON

Management

For

1K.

ELECTION OF DIRECTOR: RONALD A. WILLIAMS

Management

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

3.

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

4.

SHAREHOLDER PROPOSAL - POLICY FOR SHARE REPURCHASE PREFERENCE

Shareholder

Against

5.

SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN

Shareholder

Against

6.

SHAREHOLDER PROPOSAL - REPORT ON LOBBYING DISCLOSURE

Shareholder

Against

7.

SHAREHOLDER PROPOSAL - TAKE- BACK PROGRAMS FOR UNUSED MEDICINES

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698968

DIVIDEND PORTFOLIO

2698968

NORTHERN TRUST COMPANY

1,000

0

11-Apr-2016

29-Apr-2016

KENNEDY WILSON EUROPE REAL ESTATE PLC, ST HELIER

Security

G9877R104

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

27-Apr-2016

ISIN

JE00BJT32513

Agenda

706817484 - Management

Item

Proposal

Proposed by

Vote

1

THAT THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 BE RECEIVED AND CONSIDERED

Management

For

2

THAT THE DIRECTORS' REMUNERATION REPORT SET OUT ON PAGE 76 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 BE APPROVED

Management

For

3

THAT KPMG BE RE-APPOINTED AS AUDITOR UNTIL THE CONCLUSION OF THE COMPANY'S NEXT ANNUAL GENERAL MEETING TO BE HELD IN 2017

Management

For

4

THAT THE AUDIT COMMITTEE BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR

Management

For

5

THAT CHARLOTTE VALEUR BE RE- ELECTED AS A DIRECTOR

Management

For

6

THAT WILLIAM MCMORROW BE RE- ELECTED AS A DIRECTOR

Management

For

7

THAT MARK MCNICHOLAS BE RE- ELECTED AS A DIRECTOR

Management

For

8

THAT SIMON RADFORD BE RE- ELECTED AS A DIRECTOR

Management

For

9

THAT MARY RICKS BE RE-ELECTED AS A DIRECTOR

Management

For

10

THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE MARKET PURCHASES OF ORDINARY SHARES AS PER THE TERMS SET OUT IN THE NOTICE OF MEETING.

Management

For

11

THAT IN ACCORDANCE WITH ARTICLE 4.7 OF THE ARTICLES, THE DIRECTORS BE EMPOWERED TO ALLOT AND ISSUE. REFER TO NOTICE OF MEETING FOR FULL RESOLUTION.

Management

For

12

THAT THE COMPANY ARTICLES BE AMENDED AS PER THE TERMS SET OUT IN THE NOTICE OF MEETING.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

BQM01

BMCFUND INC MANAGEDPORT3GLOBA L

BQM00

NORTHERN TRUST GLOBAL

62,450

0

24-Mar-2016

21-Apr-2016

LABORATORY CORP. OF AMERICA HOLDINGS

Security

50540R409

Meeting Type

Annual

Ticker Symbol

LH

Meeting Date

11-May-2016

ISIN

US50540R4092

Agenda

934363918 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: KERRII B. ANDERSON

Management

For

1B.

ELECTION OF DIRECTOR: JEAN-LUC BELINGARD

Management

For

1C.

ELECTION OF DIRECTOR: D. GARY GILLILAND, M.D., PH.D.

Management

For

1D.

ELECTION OF DIRECTOR: DAVID P. KING

Management

For

1E.

ELECTION OF DIRECTOR: GARHENG KONG, M.D., PH.D.

Management

For

1F.

ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR.

Management

For

1G.

ELECTION OF DIRECTOR: PETER M. NEUPERT

Management

For

1H.

ELECTION OF DIRECTOR: RICHELLE P. PARHAM

Management

For

1I.

ELECTION OF DIRECTOR: ADAM H. SCHECHTER

Management

For

1J.

ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D.

Management

For

2.

TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.

Management

For

3.

TO APPROVE THE COMPANY'S 2016 OMNIBUS INCENTIVE PLAN.

Management

For

4.

TO APPROVE THE COMPANY'S 2016 EMPLOYEE STOCK PURCHASE PLAN.

Management

For

5.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ....(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

6.

SHAREHOLDER PROPOSAL TO REQUIRE BOARD REPORTS RELATED TO THE ZIKA VIRUS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

2,500

0

06-May-2016

12-May-2016

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,050

0

06-May-2016

12-May-2016

MEDICAL PROPERTIES TRUST, INC.

Security

58463J304

Meeting Type

Annual

Ticker Symbol

MPW

Meeting Date

19-May-2016

ISIN

US58463J3041

Agenda

934413268 - Management

Item

Proposal

Proposed by

Vote

1.1

ELECTION OF DIRECTOR: EDWARD K. ALDAG, JR.

Management

For

1.2

ELECTION OF DIRECTOR: G. STEVEN DAWSON

Management

For

1.3

ELECTION OF DIRECTOR: R. STEVEN HAMNER

Management

For

1.4

ELECTION OF DIRECTOR: ROBERT E. HOLMES, PH.D.

Management

For

1.5

ELECTION OF DIRECTOR: SHERRY A. KELLETT

Management

For

1.6

ELECTION OF DIRECTOR: WILLIAM G. MCKENZIE

Management

For

1.7

ELECTION OF DIRECTOR: D. PAUL SPARKS, JR.

Management

For

2.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

For

3.

ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

15,000

0

16-May-2016

20-May-2016

MERCK & CO., INC.

Security

58933Y105

Meeting Type

Annual

Ticker Symbol

MRK

Meeting Date

24-May-2016

ISIN

US58933Y1055

Agenda

934378515 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: LESLIE A. BRUN

Management

For

1B.

ELECTION OF DIRECTOR: THOMAS R. CECH

Management

For

1C.

ELECTION OF DIRECTOR: PAMELA J. CRAIG

Management

For

1D.

ELECTION OF DIRECTOR: KENNETH C. FRAZIER

Management

For

1E.

ELECTION OF DIRECTOR: THOMAS H. GLOCER

Management

For

1F.

ELECTION OF DIRECTOR: C. ROBERT KIDDER

Management

For

1G.

ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS

Management

For

1H.

ELECTION OF DIRECTOR: CARLOS E. REPRESAS

Management

For

1I.

ELECTION OF DIRECTOR: PAUL B. ROTHMAN

Management

For

1J.

ELECTION OF DIRECTOR: PATRICIA F. RUSSO

Management

For

1K.

ELECTION OF DIRECTOR: CRAIG B. THOMPSON

Management

For

1L.

ELECTION OF DIRECTOR: WENDELL P. WEEKS

Management

For

1M.

ELECTION OF DIRECTOR: PETER C. WENDELL

Management

For

2.

NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

3.

RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

4.

SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT.

Shareholder

Against

5.

SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN.

Shareholder

Against

6.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON DISPOSAL OF UNUSED OR EXPIRED DRUGS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

16-May-2016

25-May-2016

METLIFE, INC.

Security

59156R108

Meeting Type

Annual

Ticker Symbol

MET

Meeting Date

14-Jun-2016

ISIN

US59156R1086

Agenda

934405425 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: CHERYL W. GRISE

Management

For

1B.

ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ

Management

For

1C.

ELECTION OF DIRECTOR: R. GLENN HUBBARD

Management

For

1D.

ELECTION OF DIRECTOR: STEVEN A. KANDARIAN

Management

For

1E.

ELECTION OF DIRECTOR: ALFRED F. KELLY, JR.

Management

For

1F.

ELECTION OF DIRECTOR: EDWARD J. KELLY, III

Management

For

1G.

ELECTION OF DIRECTOR: WILLIAM E. KENNARD

Management

For

1H.

ELECTION OF DIRECTOR: JAMES M. KILTS

Management

For

1I.

ELECTION OF DIRECTOR: CATHERINE R. KINNEY

Management

For

1J.

ELECTION OF DIRECTOR: DENISE M. MORRISON

Management

For

1K.

ELECTION OF DIRECTOR: KENTON J. SICCHITANO

Management

For

1L.

ELECTION OF DIRECTOR: LULU C. WANG

Management

For

2.

ADVISORY VOTE TO ADOPT A BY-LAW DESIGNATING DELAWARE THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS

Management

For

3.

RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2016

Management

For

4.

ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS

Management

For

5.

SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR

Shareholder

Against

6.

SHAREHOLDER PROPOSAL TO ADOPT SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

20-May-2016

15-Jun-2016

MICROSOFT CORPORATION

Security

594918104

Meeting Type

Annual

Ticker Symbol

MSFT

Meeting Date

02-Dec-2015

ISIN

US5949181045

Agenda

934290329 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: WILLIAM H. GATES III

Management

For

1B.

ELECTION OF DIRECTOR: TERI L. LIST- STOLL

Management

For

1C.

ELECTION OF DIRECTOR: G. MASON MORFIT

Management

For

1D.

ELECTION OF DIRECTOR: SATYA NADELLA

Management

For

1E.

ELECTION OF DIRECTOR: CHARLES H. NOSKI

Management

For

1F.

ELECTION OF DIRECTOR: HELMUT PANKE

Management

For

1G.

ELECTION OF DIRECTOR: SANDRA E. PETERSON

Management

For

1H.

ELECTION OF DIRECTOR: CHARLES W. SCHARF

Management

For

1I.

ELECTION OF DIRECTOR: JOHN W. STANTON

Management

For

1J.

ELECTION OF DIRECTOR: JOHN W. THOMPSON

Management

For

1K.

ELECTION OF DIRECTOR: PADMASREE WARRIOR

Management

For

2.

ADVISORY VOTE ON EXECUTIVE COMPENSATION

Management

For

3.

RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2016

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

23-Oct-2015

03-Dec-2015

NESTLE S.A.

Security

641069406

Meeting Type

Annual

Ticker Symbol

NSRGY

Meeting Date

07-Apr-2016

ISIN

US6410694060

Agenda

934343245 - Management

Item

Proposal

Proposed by

Vote

1A.

APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2015

Management

For

1B.

ACCEPTANCE OF THE COMPENSATION REPORT 2015 (ADVISORY VOTE)

Management

For

2.

DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT

Management

For

3.

APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2015

Management

For

4AA

RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR PETER BRABECK- LETMATHE

Management

For

4AB

RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR PAUL BULCKE

Management

For

4AC

RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR ANDREAS KOOPMANN

Management

For

4AD

RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR BEAT W. HESS

Management

For

4AE

RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR RENATO FASSBIND

Management

For

4AF

RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR STEVEN G. HOCH

Management

For

4AG

RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS NAINA LAL KIDWAI

Management

For

4AH

RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR JEAN-PIERRE ROTH

Management

For

4AI

RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS ANN M. VENEMAN

Management

For

4AJ

RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR HENRI DE CASTRIES

Management

For

4AK

RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS EVA CHENG

Management

For

4AL

RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS RUTH K. ONIANG'O

Management

For

4AM

RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR PATRICK AEBISCHER

Management

For

4B.

ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS MR PETER BRABECK-LETMATHE

Management

For

4C1

ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS

Management

For

4C2

ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN

Management

For

4C3

ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN-PIERRE ROTH

Management

For

4C4

ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER

Management

For

4D.

ELECTION OF THE STATUTORY AUDITORS KPMG SA, GENEVA BRANCH

Management

For

4E.

ELECTION OF THE INDEPENDENT REPRESENTATIVE, HARTMANN DREYER, ATTORNEYS-AT-LAW

Management

For

5A.

APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS

Management

For

5B.

APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD

Management

For

6.

CAPITAL REDUCTION (BY CANCELLATION OF SHARES)

Management

For

7.

IN THE EVENT OF ANY YET UNKNOWN OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: "FOR" = VOTE FOR ANY SUCH YET UNKNOWN PROPOSAL; "AGAINST" = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL; "ABSTAIN" = ABSTAIN

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

10,000

0

24-Mar-2016

01-Apr-2016

NEW YORK MORTGAGE TRUST, INC.

Security

649604501

Meeting Type

Annual

Ticker Symbol

NYMT

Meeting Date

12-May-2016

ISIN

US6496045013

Agenda

934355632 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

DAVID R. BOCK

For

2

ALAN L. HAINEY

For

3

STEVEN R. MUMMA

For

4

DOUGLAS E. NEAL

For

5

STEVEN G. NORCUTT

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

3.

TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, CONFIRM AND APPROVE THE SELECTION OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

06-May-2016

13-May-2016

NORFOLK SOUTHERN CORPORATION

Security

655844108

Meeting Type

Contested-Annual

Ticker Symbol

NSC

Meeting Date

12-May-2016

ISIN

US6558441084

Agenda

934362928 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: THOMAS D. BELL, JR.

Management

For

1B.

ELECTION OF DIRECTOR: ERSKINE B. BOWLES

Management

For

1C.

ELECTION OF DIRECTOR: ROBERT A. BRADWAY

Management

For

1D.

ELECTION OF DIRECTOR: WESLEY G. BUSH

Management

For

1E.

ELECTION OF DIRECTOR: DANIEL A. CARP

Management

For

1F.

ELECTION OF DIRECTOR: STEVEN F. LEER

Management

For

1G.

ELECTION OF DIRECTOR: MICHAEL D. LOCKHART

Management

For

1H.

ELECTION OF DIRECTOR: AMY E. MILES

Management

For

1I.

ELECTION OF DIRECTOR: MARTIN H. NESBITT

Management

For

1J.

ELECTION OF DIRECTOR: JAMES A. SQUIRES

Management

For

1K.

ELECTION OF DIRECTOR: JOHN R. THOMPSON

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS.

Management

For

3.

ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.

Management

For

4.

IF PROPERLY PRESENTED AT THE MEETING, AN ADVISORY SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD ENTER INTO DISCUSSIONS REGARDING A BUSINESS COMBINATION.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

11-May-2016

13-May-2016

OAKMARK FUNDS

Security

413838400

Meeting Type

Special

Ticker Symbol

OAKBX

Meeting Date

01-Sep-2016

ISIN

US4138384007

Agenda

934335438 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

THOMAS H. HAYDEN

For

2

CHRISTINE M. MAKI

For

3

LAURENCE C. MORSE

For

4

MINDY M. POSOFF

For

5

ALLAN J. REICH

For

6

STEVEN S. ROGERS

For

7

KRISTI L. ROWSELL

For

8

PETER S. VOSS

For

2A.

AMEND EACH FUND'S FUNDAMENTAL INVESTMENT RESTRICTIONS WITH RESPECT TO BORROWING MONEY AND ISSUING SENIOR SECURITIES.

Management

For

2B.

AMEND EACH FUND'S FUNDAMENTAL INVESTMENT RESTRICTIONS WITH RESPECT TO MAKING LOANS.

Management

For

2C.

AMEND EACH FUND'S FUNDAMENTAL INVESTMENT RESTRICTIONS WITH RESPECT TO INVESTING IN COMMODITIES AND COMMODITY CONTRACTS.

Management

For

3A.

ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: FUTURE AMENDMENTS.

Management

For

3B.

ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: TREATMENT OF SHAREHOLDER AND TRUST CLAIMS.

Management

For

3C.

ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: LIABILITY OF TRUSTEES AND OFFICERS.

Management

For

3D.

ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: THIRD PARTY BENEFICIARY CLAIMS.

Management

For

3E.

ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: TRUSTEE POWERS.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698973

STOCK MUTUAL FUNDS

2698973

NORTHERN TRUST COMPANY

8,920

0

11-Mar-2016

11-Mar-2016

OCCIDENTAL PETROLEUM CORPORATION

Security

674599105

Meeting Type

Annual

Ticker Symbol

OXY

Meeting Date

29-Apr-2016

ISIN

US6745991058

Agenda

934342762 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: SPENCER ABRAHAM

Management

For

1B.

ELECTION OF DIRECTOR: HOWARD I. ATKINS

Management

For

1C.

ELECTION OF DIRECTOR: EUGENE L. BATCHELDER

Management

For

1D.

ELECTION OF DIRECTOR: STEPHEN I. CHAZEN

Management

For

1E.

ELECTION OF DIRECTOR: JOHN E. FEICK

Management

For

1F.

ELECTION OF DIRECTOR: MARGARET M. FORAN

Management

For

1G.

ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ

Management

For

1H.

ELECTION OF DIRECTOR: VICKI A. HOLLUB

Management

For

1I.

ELECTION OF DIRECTOR: WILLIAM R. KLESSE

Management

For

1J.

ELECTION OF DIRECTOR: AVEDICK B. POLADIAN

Management

For

1K.

ELECTION OF DIRECTOR: ELISSE B. WALTER

Management

For

2.

ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION

Management

For

3.

RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS

Management

For

4.

REVIEW PUBLIC POLICY ADVOCACY ON CLIMATE

Shareholder

Against

5.

CARBON LEGISLATION IMPACT ASSESSMENT

Shareholder

Against

6.

SPECIAL SHAREOWNER MEETINGS

Shareholder

Against

7.

METHANE EMISSIONS AND FLARING

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,800

0

11-Apr-2016

02-May-2016

OLIN CORPORATION

Security

680665205

Meeting Type

Annual

Ticker Symbol

OLN

Meeting Date

28-Apr-2016

ISIN

US6806652052

Agenda

934341493 - Management

Item

Proposal

Proposed by

Vote

1.1

ELECTION OF DIRECTOR: C. ROBERT BUNCH

Management

For

1.2

ELECTION OF DIRECTOR: RANDALL W. LARRIMORE

Management

For

1.3

ELECTION OF DIRECTOR: JOHN M.B. O'CONNOR

Management

For

1.4

ELECTION OF DIRECTOR: WILLIAM H. WEIDEMAN

Management

For

1.5

ELECTION OF DIRECTOR: JOHN E. FISCHER

Management

For

1.6

ELECTION OF DIRECTOR: CAROL A. WILLIAMS

Management

For

2.

APPROVAL OF THE OLIN CORPORATION 2016 LONG TERM INCENTIVE PLAN AND PERFORMANCE MEASURES PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE.

Management

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

4.

RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,077

0

11-Apr-2016

29-Apr-2016

OMEGA HEALTHCARE INVESTORS, INC.

Security

681936100

Meeting Type

Annual

Ticker Symbol

OHI

Meeting Date

09-Jun-2016

ISIN

US6819361006

Agenda

934406352 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

NORMAN R. BOBINS

For

2

CRAIG R. CALLEN

For

3

BERNARD J. KORMAN

For

4

EDWARD LOWENTHAL

For

5

BEN W. PERKS

For

6

STEPHEN D. PLAVIN

For

2.

RATIFICATION OF INDEPENDENT AUDITORS ERNST & YOUNG LLP.

Management

For

3.

APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

20-May-2016

10-Jun-2016

ORACLE CORPORATION

Security

68389X105

Meeting Type

Annual

Ticker Symbol

ORCL

Meeting Date

18-Nov-2015

ISIN

US68389X1054

Agenda

934283083 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

JEFFREY S. BERG

For

2

H. RAYMOND BINGHAM

For

3

MICHAEL J. BOSKIN

For

4

SAFRA A. CATZ

For

5

BRUCE R. CHIZEN

For

6

GEORGE H. CONRADES

For

7

LAWRENCE J. ELLISON

For

8

HECTOR GARCIA-MOLINA

For

9

JEFFREY O. HENLEY

For

10

MARK V. HURD

For

11

LEON E. PANETTA

For

12

NAOMI O. SELIGMAN

For

2.

RE-APPROVAL OF THE ORACLE CORPORATION EXECUTIVE BONUS PLAN.

Management

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

4.

RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.

Management

For

5.

STOCKHOLDER PROPOSAL REGARDING RENEWABLE ENERGY TARGETS.

Shareholder

Against

6.

STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS.

Shareholder

Against

7.

STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS.

Shareholder

Against

8.

STOCKHOLDER PROPOSAL REGARDING AMENDMENT OF THE GOVERNANCE GUIDELINES.

Shareholder

Against

9.

STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION.

Shareholder

Against

10.

STOCKHOLDER PROPOSAL REGARDING LOBBYING REPORT.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

02-Oct-2015

19-Nov-2015

ORANGE

Security

684060106

Meeting Type

Annual

Ticker Symbol

ORAN

Meeting Date

07-Jun-2016

ISIN

US6840601065

Agenda

934425821 - Management

Item

Proposal

Proposed by

Vote

1.

APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015

Management

For

2.

APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015

Management

For

3.

ALLOCATION OF INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS

Management

For

4.

AGREEMENTS PROVIDED FOR IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE

Management

For

5.

RENEWAL OF THE TERM OF OFFICE OF MR. JOSE-LUIS DURAN

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

6.

RENEWAL OF THE TERM OF OFFICE OF MR. CHARLES-HENRI FILIPPI

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

7.

APPOINTMENT OF A NEW DIRECTOR

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

8.

ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 TO MR. STEPHANE RICHARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER

Management

For

9.

ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 TO MR. GERVAIS PELLISSIER, CHIEF EXECUTIVE OFFICER DELEGATE

Management

For

10.

AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER SHARES IN THE COMPANY

Management

For

11.

HARMONIZATION OF ARTICLE 13 OF THE BYLAWS WITH GOVERNMENT ORDER 2014-940 OF AUGUST 20, 2014, MINIMUM NUMBER OF SHARES TO BE HELD BY EACH DIRECTOR APPOINTED BY SHAREHOLDERS AT THE SHAREHOLDERS' MEETING

Management

For

12.

AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES

Management

For

13.

POWERS FOR FORMALITIES

Management

For

A.

AMENDMENT TO THE THIRD RESOLUTION - ALLOCATION OF INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS

Shareholder

Against

B.

AUTHORIZATION TO THE BOARD OF DIRECTORS, IF THE PAYMENT OF AN INTERIM DIVIDEND IS CONFIRMED FOR DISTRIBUTION, TO PROPOSE TO THE SHAREHOLDERS AN OPTION BETWEEN A PAYMENT IN CASH OR IN SHARES FOR THE WHOLE INTERIM DIVIDEND

Shareholder

Against

C.

AMENDMENT TO ARTICLE 13 OF THE BYLAWS, PLURALITY OF DIRECTORSHIPS

Shareholder

Against

D.

AMENDMENTS OR NEW RESOLUTIONS PROPOSED AT THE MEETING. IF YOU CAST YOUR VOTE IN FAVOR OF RESOLUTION D, YOU ARE GIVING DISCRETION TO THE CHAIRMAN OF THE MEETING TO VOTE FOR OR AGAINST ANY AMENDMENTS OR NEW RESOLUTIONS THAT MAY BE PROPOSED.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

20-May-2016

01-Jun-2016

PAYPAL HOLDINGS, INC.

Security

70450Y103

Meeting Type

Annual

Ticker Symbol

PYPL

Meeting Date

25-May-2016

ISIN

US70450Y1038

Agenda

934381726 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: WENCES CASARES

Management

For

1B.

ELECTION OF DIRECTOR: JONATHAN CHRISTODORO

Management

For

1C.

ELECTION OF DIRECTOR: JOHN J. DONAHOE

Management

For

1D.

ELECTION OF DIRECTOR: DAVID W. DORMAN

Management

For

1E.

ELECTION OF DIRECTOR: GAIL J. MCGOVERN

Management

For

1F.

ELECTION OF DIRECTOR: DAVID M. MOFFETT

Management

For

1G.

ELECTION OF DIRECTOR: PIERRE M. OMIDYAR

Management

For

1H.

ELECTION OF DIRECTOR: DANIEL H. SCHULMAN

Management

For

1I.

ELECTION OF DIRECTOR: FRANK D. YEARY

Management

For

2.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

3.

ADVISORY VOTE TO APPROVE THE FREQUENCY OF OUR FUTURE STOCKHOLDER ADVISORY VOTES APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

1 Year

4.

APPROVAL OF THE AMENDMENT AND RESTATEMENT OF OUR 2015 EQUITY INCENTIVE AWARD PLAN.

Management

For

5.

APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE PAYPAL EMPLOYEE INCENTIVE PLAN.

Management

For

6.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2016.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

10,000

0

20-May-2016

26-May-2016

PEPSICO, INC.

Security

713448108

Meeting Type

Annual

Ticker Symbol

PEP

Meeting Date

04-May-2016

ISIN

US7134481081

Agenda

934349261 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: SHONA L. BROWN

Management

For

1B.

ELECTION OF DIRECTOR: GEORGE W. BUCKLEY

Management

For

1C.

ELECTION OF DIRECTOR: CESAR CONDE

Management

For

1D.

ELECTION OF DIRECTOR: IAN M. COOK

Management

For

1E.

ELECTION OF DIRECTOR: DINA DUBLON

Management

For

1F.

ELECTION OF DIRECTOR: RONA A. FAIRHEAD

Management

For

1G.

ELECTION OF DIRECTOR: RICHARD W. FISHER

Management

For

1H.

ELECTION OF DIRECTOR: WILLIAM R. JOHNSON

Management

For

1I.

ELECTION OF DIRECTOR: INDRA K. NOOYI

Management

For

1J.

ELECTION OF DIRECTOR: DAVID C. PAGE

Management

For

1K.

ELECTION OF DIRECTOR: ROBERT C. POHLAD

Management

For

1L.

ELECTION OF DIRECTOR: LLOYD G. TROTTER

Management

For

1M.

ELECTION OF DIRECTOR: DANIEL VASELLA

Management

For

1N.

ELECTION OF DIRECTOR: ALBERTO WEISSER

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.

Management

For

3.

ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

4.

APPROVAL OF THE RENEWAL AND AMENDMENT OF THE PEPSICO, INC. LONG-TERM INCENTIVE PLAN.

Management

For

5.

ESTABLISH BOARD COMMITTEE ON SUSTAINABILITY.

Shareholder

Against

6.

REPORT ON MINIMIZING IMPACTS OF NEONICS.

Shareholder

Against

7.

POLICY REGARDING HOLY LAND PRINCIPLES.

Shareholder

Against

8.

ADOPT QUANTITATIVE RENEWABLE ENERGY TARGETS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

7,500

0

29-Apr-2016

05-May-2016

PFIZER INC.

Security

717081103

Meeting Type

Annual

Ticker Symbol

PFE

Meeting Date

28-Apr-2016

ISIN

US7170811035

Agenda

934341203 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: DENNIS A. AUSIELLO

Management

For

1B.

ELECTION OF DIRECTOR: W. DON CORNWELL

Management

For

1C.

ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA

Management

For

1D.

ELECTION OF DIRECTOR: FRANCES D. FERGUSSON

Management

For

1E.

ELECTION OF DIRECTOR: HELEN H. HOBBS

Management

For

1F.

ELECTION OF DIRECTOR: JAMES M. KILTS

Management

For

1G.

ELECTION OF DIRECTOR: SHANTANU NARAYEN

Management

For

1H.

ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON

Management

For

1I.

ELECTION OF DIRECTOR: IAN C. READ

Management

For

1J.

ELECTION OF DIRECTOR: STEPHEN W. SANGER

Management

For

1K.

ELECTION OF DIRECTOR: JAMES C. SMITH

Management

For

2.

RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

3.

ADVISORY APPROVAL OF EXECUTIVE COMPENSATION

Management

For

4.

SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES

Shareholder

Against

5.

SHAREHOLDER PROPOSAL REGARDING POLICY ON DIRECTOR ELECTIONS

Shareholder

Against

6.

SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT

Shareholder

Against

7.

SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

25,000

0

11-Apr-2016

29-Apr-2016

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

11-Apr-2016

29-Apr-2016

PHILLIPS 66

Security

718546104

Meeting Type

Annual

Ticker Symbol

PSX

Meeting Date

04-May-2016

ISIN

US7185461040

Agenda

934345984 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: GREG C. GARLAND

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1B.

ELECTION OF DIRECTOR: JOHN E. LOWE

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

2.

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.

Management

For

3.

TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

4.

TO CONSIDER AND VOTE ON A MANAGEMENT PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS OVER THE NEXT THREE YEARS.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

29-Apr-2016

05-May-2016

PIMCO

Security

72202D106

Meeting Type

Annual

Ticker Symbol

PCI

Meeting Date

29-Apr-2016

ISIN

US72202D1063

Agenda

934348221 - Opposition

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

DEBORAH A. DECOTIS

Withheld

2

JOHN C. MANEY

Withheld

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

25,000

0

11-Apr-2016

02-May-2016

PIMCO DYNAMIC INCOME FUND

Security

72201Y101

Meeting Type

Annual

Ticker Symbol

PDI

Meeting Date

30-Jun-2016

ISIN

US72201Y1010

Agenda

934431684 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

HANS KERTESS

For

2

ALAN RAPPAPORT

For

3

WILLIAM B. OGDEN, IV

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

25,000

0

27-May-2016

01-Jul-2016

PROSPECT CAPITAL CORPORATION

Security

74348T102

Meeting Type

Annual

Ticker Symbol

PSEC

Meeting Date

08-Jan-2016

ISIN

US74348T1025

Agenda

934282271 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

ANDREW C. COOPER

Withheld

2

M. GRIER ELIASEK

Withheld

2.

TO AUTHORIZE THE COMPANY, WITH APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL SHARES OF ITS COMMON STOCK (DURING THE NEXT 12 MONTHS) AT A PRICE OR PRICES BELOW THE COMPANY'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS SUBJECT TO CERTAIN CONDITIONS AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT (INCLUDING THAT THE NUMBER OF SHARES SOLD ON ANY GIVEN DATE DOES NOT EXCEED 25% OF ITS OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO SUCH SALE).

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698968

DIVIDEND PORTFOLIO

2698968

NORTHERN TRUST COMPANY

10,000

0

25-Sep-2015

11-Jan-2016

QUALCOMM INCORPORATED

Security

747525103

Meeting Type

Annual

Ticker Symbol

QCOM

Meeting Date

08-Mar-2016

ISIN

US7475251036

Agenda

934322493 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: BARBARA T. ALEXANDER

Management

For

1B.

ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: RAYMOND V. DITTAMORE

Management

For

1C.

ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: JEFFREY W. HENDERSON

Management

For

1D.

ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: THOMAS W. HORTON

Management

For

1E.

ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: PAUL E. JACOBS

Management

For

1F.

ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: HARISH MANWANI

Management

For

1G.

ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: MARK D. MCLAUGHLIN

Management

For

1H.

ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: STEVE MOLLENKOPF

Management

For

1I.

ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: CLARK T. RANDT, JR.

Management

For

1J.

ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: FRANCISCO ROS

Management

For

1K.

ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: JONATHAN J. RUBINSTEIN

Management

For

1L.

ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: ANTHONY J. VINCIQUERRA

Management

For

2.

TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2016.

Management

For

3.

TO APPROVE THE 2016 LONG-TERM INCENTIVE PLAN.

Management

For

4.

TO APPROVE OUR EXECUTIVE COMPENSATION.

Management

For

5.

A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698968

DIVIDEND PORTFOLIO

2698968

NORTHERN TRUST COMPANY

2,500

0

25-Jan-2016

09-Mar-2016

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

25-Jan-2016

09-Mar-2016

QUEST DIAGNOSTICS INCORPORATED

Security

74834L100

Meeting Type

Annual

Ticker Symbol

DGX

Meeting Date

18-May-2016

ISIN

US74834L1008

Agenda

934368538 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JENNE K. BRITELL, PH.D.

Management

For

1B.

ELECTION OF DIRECTOR: VICKY B. GREGG

Management

For

1C.

ELECTION OF DIRECTOR: JEFFREY M. LEIDEN, M.D., PH.D.

Management

For

1D.

ELECTION OF DIRECTOR: TIMOTHY L. MAIN

Management

For

1E.

ELECTION OF DIRECTOR: GARY M. PFEIFFER

Management

For

1F.

ELECTION OF DIRECTOR: TIMOTHY M. RING

Management

For

1G.

ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI

Management

For

1H.

ELECTION OF DIRECTOR: DANIEL C. STANZIONE, PH.D.

Management

For

1I.

ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D.

Management

For

1J.

ELECTION OF DIRECTOR: JOHN B. ZIEGLER

Management

For

2.

AN ADVISORY RESOLUTION TO APPROVE THE EXECUTIVE OFFICER COMPENSATION DISCLOSED IN THE COMPANY'S 2016 PROXY STATEMENT

Management

For

3.

RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

4.

APPROVAL OF AMENDMENTS TO THE AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

13-May-2016

19-May-2016

RELM WIRELESS CORPORATION

Security

759525108

Meeting Type

Special

Ticker Symbol

RWC

Meeting Date

24-Sep-2015

ISIN

US7595251080

Agenda

934277129 - Management

Item

Proposal

Proposed by

Vote

1.

APPROVAL OF REINCORPORATION OF THE COMPANY FROM THE STATE OF NEVADA TO THE STATE OF DELAWARE.

Management

For

2.

ADJOURNMENT OF SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

20,000

0

04-Sep-2015

25-Sep-2015

REYNOLDS AMERICAN INC.

Security

761713106

Meeting Type

Annual

Ticker Symbol

RAI

Meeting Date

05-May-2016

ISIN

US7617131062

Agenda

934352864 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF CLASS III DIRECTOR: SUSAN M. CAMERON

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1B.

ELECTION OF CLASS III DIRECTOR: MARTIN D. FEINSTEIN

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1C.

ELECTION OF CLASS III DIRECTOR: MURRAY S. KESSLER

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1D.

ELECTION OF CLASS III DIRECTOR: LIONEL L. NOWELL, III

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1E.

ELECTION OF CLASS III DIRECTOR: RICARDO OBERLANDER

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1F.

ELECTION OF CLASS II DIRECTOR: JEROME ABELMAN

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1G.

ELECTION OF CLASS II DIRECTOR: ROBERT LERWILL

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

2.

AMENDMENT TO ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS

Management

For

3.

AMENDMENT TO ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF RAI COMMON STOCK

Management

For

4.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS

Management

For

5.

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

6.

SHAREHOLDER PROPOSAL ON ADOPTION OF PAYOUT POLICY PREFERENCE FOR SHARE REPURCHASES

Shareholder

Against

7.

SHAREHOLDER PROPOSAL ON MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

8,000

0

06-May-2016

ROYAL DUTCH SHELL PLC

Security

780259206

Meeting Type

Annual

Ticker Symbol

RDSA

Meeting Date

27-Jan-2016

ISIN

US7802592060

Agenda

934317252 - Management

Item

Proposal

Proposed by

Vote

1.

TO APPROVE THE ACQUISITION OF BG GROUP PLC BY THE COMPANY, AS MORE PARTICULARLY DESCRIBED IN THE NOTICE OF GENERAL MEETING.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

04-Jan-2016

22-Jan-2016

ROYAL DUTCH SHELL PLC

Security

780259206

Meeting Type

Annual

Ticker Symbol

RDSA

Meeting Date

27-Jan-2016

ISIN

US7802592060

Agenda

934319573 - Management

Item

Proposal

Proposed by

Vote

1.

TO APPROVE THE ACQUISITION OF BG GROUP PLC BY THE COMPANY, AS MORE PARTICULARLY DESCRIBED IN THE NOTICE OF GENERAL MEETING.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

15-Jan-2016

22-Jan-2016

ROYAL DUTCH SHELL PLC

Security

780259206

Meeting Type

Annual

Ticker Symbol

RDSA

Meeting Date

24-May-2016

ISIN

US7802592060

Agenda

934402734 - Management

Item

Proposal

Proposed by

Vote

1.

RECEIPT OF ANNUAL REPORT & ACCOUNTS

Management

For

2.

APPROVAL OF DIRECTORS' REMUNERATION REPORT

Management

For

3.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN

Management

For

4.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT

Management

For

5.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: EULEEN GOH

Management

For

6.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIMON HENRY

Management

For

7.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY

Management

For

8.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE

Management

For

9.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD

Management

For

10.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ

Management

For

11.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: HANS WIJERS

Management

For

12.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: PATRICIA A. WOERTZ

Management

For

13.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERRIT ZALM

Management

For

14.

REAPPOINTMENT OF AUDITOR

Management

For

15.

REMUNERATION OF AUDITOR

Management

For

16.

AUTHORITY TO ALLOT SHARES

Management

For

17.

DISAPPLICATION OF PRE-EMPTION RIGHTS

Management

For

18.

AUTHORITY TO PURCHASE OWN SHARES

Management

For

19.

SHAREHOLDER RESOLUTION

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

13-May-2016

19-May-2016

RPM INTERNATIONAL INC.

Security

749685103

Meeting Type

Annual

Ticker Symbol

RPM

Meeting Date

08-Oct-2015

ISIN

US7496851038

Agenda

934273943 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

JOHN P. ABIZAID

Withheld

2

BRUCE A. CARBONARI

Withheld

3

JENNIFFER D. DECKARD

Withheld

4

SALVATORE D. FAZZOLARI

Withheld

5

THOMAS S. GROSS

Withheld

2.

APPROVE THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

3.

RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

28-Aug-2015

09-Oct-2015

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

Security

806857108

Meeting Type

Annual

Ticker Symbol

SLB

Meeting Date

06-Apr-2016

ISIN

AN8068571086

Agenda

934332545 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: PETER L.S. CURRIE

Management

For

1B.

ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES

Management

For

1C.

ELECTION OF DIRECTOR: PAAL KIBSGAARD

Management

For

1D.

ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV

Management

For

1E.

ELECTION OF DIRECTOR: MICHAEL E. MARKS

Management

For

1F.

ELECTION OF DIRECTOR: INDRA K. NOOYI

Management

For

1G.

ELECTION OF DIRECTOR: LUBNA S. OLAYAN

Management

For

1H.

ELECTION OF DIRECTOR: LEO RAFAEL REIF

Management

For

1I.

ELECTION OF DIRECTOR: TORE I. SANDVOLD

Management

For

1J.

ELECTION OF DIRECTOR: HENRI SEYDOUX

Management

For

2.

TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

3.

TO APPROVE THE COMPANY'S 2015 FINANCIAL STATEMENTS AND THE BOARD'S 2015 DECLARATIONS OF DIVIDENDS.

Management

For

4.

TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

5.

TO APPROVE AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION TO ALLOW THE BOARD TO FIX THE AUTHORIZED NUMBER OF DIRECTORS AT A MEETING SUBJECT TO STOCKHOLDER APPROVAL AND TO REFLECT CHANGES TO THE CURACAO CIVIL CODE.

Management

For

6.

TO APPROVE A RESOLUTION TO FIX THE NUMBER OF DIRECTORS CONSTITUTING THE BOARD OF DIRECTORS AT NOT MORE THAN 12, SUBJECT TO APPROVAL OF ITEM 5.

Management

For

7.

TO APPROVE OUR AMENDED AND RESTATED FRENCH SUB-PLAN FOR PURPOSES OF QUALIFICATION UNDER FRENCH LAW, TO PROVIDE RECIPIENTS OF EQUITY GRANTS THEREUNDER WITH PREFERENTIAL TAX TREATMENT UNDER FRENCH LAW.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

03-Mar-2016

07-Apr-2016

SEATTLE GENETICS, INC.

Security

812578102

Meeting Type

Annual

Ticker Symbol

SGEN

Meeting Date

20-May-2016

ISIN

US8125781026

Agenda

934371282 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

MARC E. LIPPMAN, M.D.

Withheld

2

DANIEL G. WELCH

Withheld

3

S. AKKARAJU, M.D., PH.D

Withheld

2.

TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE SEATTLE GENETICS, INC. AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER BY 6,000,000 SHARES AND TO APPROVE THE AWARD LIMITS AND OTHER TERMS APPLICABLE TO AWARDS INTENDED TO QUALIFY AS "PERFORMANCE-BASED COMPENSATION" FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.

Management

For

3.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

For

4.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

16-May-2016

23-May-2016

SEAWORLD ENTERTAINMENT, INC.

Security

81282V100

Meeting Type

Annual

Ticker Symbol

SEAS

Meeting Date

15-Jun-2016

ISIN

US81282V1008

Agenda

934414169 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

DONALD C. ROBINSON

Withheld

2

DEBORAH M. THOMAS

Withheld

3

PETER F. WALLACE

Withheld

2.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

3.

APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS.

Management

For

4.

APPROVAL OF A MANAGEMENT PROPOSAL TO AMEND THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE PHASED-IN DECLASSIFICATION OF THE BOARD OF DIRECTORS, BEGINNING AT THE 2017 ANNUAL MEETING.

Management

For

5.

A MANAGEMENT PROPOSAL TO DETERMINE THE ADVISABILITY OF IMPLEMENTING MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

75,000

0

20-May-2016

16-Jun-2016

SINGAPORE TELECOMMUNICATIONS LIMITED

Security

82929R304

Meeting Type

Annual

Ticker Symbol

SGAPY

Meeting Date

21-Jul-2015

ISIN

US82929R3049

Agenda

934256303 - Management

Item

Proposal

Proposed by

Vote

1

TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS, DIRECTORS' REPORT AND AUDITORS' REPORT.

Management

For

2

TO DECLARE A FINAL DIVIDEND OF 10.7 CENTS PER SHARE.

Management

For

3

TO RE-ELECT MR BOBBY CHIN YOKE CHOONG AS DIRECTOR.

Management

For

4

TO RE-ELECT MS CHUA SOCK KOONG AS DIRECTOR.

Management

For

5

TO RE-ELECT MR VENKATARAMAN VISHNAMPET GANESAN AS DIRECTOR.

Management

For

6

TO RE-ELECT MS TEO SWEE LIAN AS DIRECTOR.

Management

For

7

TO APPROVE PAYMENT OF DIRECTORS' FEES BY THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 MARCH 2016.

Management

For

8

TO RE-APPOINT AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION.

Management

For

9

TO APPROVE THE PROPOSED SHARE ISSUE MANDATE.

Management

For

10

TO AUTHORISE THE DIRECTORS TO GRANT AWARDS AND ALLOT/ISSUE SHARES PURSUANT TO THE SINGTEL PERFORMANCE SHARE PLAN 2012.

Management

For

11

TO APPROVE THE PROPOSED RENEWAL OF THE SHARE PURCHASE MANDATE.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698968

DIVIDEND PORTFOLIO

2698968

NORTHERN TRUST COMPANY

15,000

0

06-Jul-2015

17-Jul-2015

SK TELECOM CO., LTD.

Security

78440P108

Meeting Type

Annual

Ticker Symbol

SKM

Meeting Date

18-Mar-2016

ISIN

US78440P1084

Agenda

934334145 - Management

Item

Proposal

Proposed by

Vote

1.

APPROVAL OF FINANCIAL STATEMENTS FOR THE 32ND FISCAL YEAR (FROM JANUARY 1, 2015 TO DECEMBER 31, 2015) AS SET FORTH IN ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH.

Management

For

2.

APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION AS SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH.

Management

For

3.1

ELECTION OF AN EXECUTIVE DIRECTOR: CHO, DAE SIK (INSIDE DIRECTOR)

Management

For

3.2

ELECTION OF AN EXECUTIVE DIRECTOR: OH, DAE SHICK (OUTSIDE DIRECTOR)

Management

For

4.

APPROVAL OF THE ELECTION OF A MEMBER OF THE AUDIT COMMITTEE AS SET FORTH IN ITEM 4 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH: OH, DAE SHICK.

Management

For

5.

APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS. *PROPOSED CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS IS KRW 12 BILLION.

Management

For

6.

APPROVAL OF THE AMENDMENT TO THE REMUNERATION POLICY FOR EXECUTIVES. *PROPOSED TOP LEVEL MANAGEMENT (CHAIRMAN, VICE- CHAIRMAN AND CEO LEVEL) PAYOUT RATE DECREASED FROM 6.0 OR 5.5 TO 4.0

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

03-Mar-2016

16-Mar-2016

STERICYCLE, INC.

Security

858912108

Meeting Type

Annual

Ticker Symbol

SRCL

Meeting Date

25-May-2016

ISIN

US8589121081

Agenda

934391690 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: MARK C. MILLER

Management

For

1B.

ELECTION OF DIRECTOR: JACK W. SCHULER

Management

For

1C.

ELECTION OF DIRECTOR: CHARLES A. ALUTTO

Management

For

1D.

ELECTION OF DIRECTOR: LYNN D. BLEIL

Management

For

1E.

ELECTION OF DIRECTOR: THOMAS D. BROWN

Management

For

1F.

ELECTION OF DIRECTOR: THOMAS F. CHEN

Management

For

1G.

ELECTION OF DIRECTOR: ROD F. DAMMEYER

Management

For

1H.

ELECTION OF DIRECTOR: WILLIAM K. HALL

Management

For

1I.

ELECTION OF DIRECTOR: JOHN PATIENCE

Management

For

1J.

ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI

Management

For

2.

APPROVAL OF THE STERICYCLE, INC. CANADIAN EMPLOYEE STOCK PURCHASE PLAN

Management

For

3.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

4.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

For

5.

STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN

Shareholder

Against

6.

STOCKHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS"

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

20-May-2016

26-May-2016

SYNAPTICS INCORPORATED

Security

87157D109

Meeting Type

Annual

Ticker Symbol

SYNA

Meeting Date

20-Oct-2015

ISIN

US87157D1090

Agenda

934278450 - Management

Item

Proposal

Proposed by

Vote

1.1

ELECTION OF DIRECTOR: JEFFREY D. BUCHANAN

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1.2

ELECTION OF DIRECTOR: KEITH B. GEESLIN

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1.3

ELECTION OF DIRECTOR: JAMES L. WHIMS

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

2.

PROPOSAL TO PROVIDE A NON- BINDING ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR FISCAL 2015 ("SAY-ON-PAY").

Management

For

3.

PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JUNE 25, 2016.

Management

For

4.

PROPOSAL TO REAPPROVE THE SECTION 162(M) PROVISIONS OF THE 2010 INCENTIVE COMPENSATION PLAN.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

11-Sep-2015

21-Oct-2015

TELECOM ARGENTINA, S.A.

Security

879273209

Meeting Type

Annual

Ticker Symbol

TEO

Meeting Date

29-Apr-2016

ISIN

US8792732096

Agenda

934391955 - Management

Item

Proposal

Proposed by

Vote

1.

APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND SIGN THE MINUTES OF THE MEETING.

Management

For

2.

CONSIDER THE DOCUMENTATION REQUIRED BY LAW 19,550 SECTION 234 PARAGRAPH 1, THE 'COMISION NACIONAL DE VALORES' (CNV) RULES AND THE BUENOS AIRES STOCK EXCHANGE RULES FOR LISTED COMPANIES, AND THE ACCOUNTING DOCUMENTS IN ENGLISH LANGUAGE REQUIRED BY THE US SECURITIES & EXCHANGE COMMISSION RULES, FOR THE TWENTY- SEVENTH FISCAL YEAR, ENDED DECEMBER 31, 2015 ("THE 2015 FISCAL YEAR").

Management

For

3.

CONSIDER THE DISPOSITION OF RETAINED EARNINGS AS OF DECEMBER 31, 2015 (AR$ 3,402,938,820). BOARD PROPOSAL: (I) TO ALLOCATE THE TOTAL AMOUNT OF SAID RETAINED EARNINGS TO SET UP A "RESERVE FOR FUTURE CASH DIVIDENDS", AND (II) TO EMPOWER THE BOARD SO THAT, BASED ON BUSINESS DEVELOPMENT, IT MAY RELEASE, ONCE OR IN INSTALLMENTS, AN AMOUNT OF UP TO AR$ 2,000,000,000 FROM SAID RESERVE AND DISTRIBUTE IT TO THE SHAREHOLDERS AS CASH DIVIDENDS.

Management

For

4.

CONSIDER THE PERFORMANCE OF BOARD MEMBERS WHO HAVE SERVED FROM APRIL 29, 2015 TO THE DATE OF THIS GENERAL MEETING.

Management

For

5.

CONSIDER THE PERFORMANCE OF SUPERVISORY AUDIT COMMITTEE MEMBERS WHO HAVE SERVED FROM APRIL 29, 2015 TO THE DATE OF THIS GENERAL MEETING.

Management

For

6.

CONSIDER THE FEES OF BOARD MEMBERS FOR THEIR SERVICE DURING FISCAL YEAR 2015 (FROM THE GENERAL MEETING OF APRIL 29, 2015 TO THE DATE OF THIS MEETING). PROPOSAL TO PAY THE TOTAL AMOUNT OF AR$ 20,000,000, REPRESENTING 0.58% OF THE "ACCOUNTABLE EARNINGS", CALCULATED ACCORDING TO CNV RULES TITLE II CHAPTER III SECTION 3 (N.T. 2013).

Management

For

7.

CONSIDER THE FEES OF SUPERVISORY AUDIT COMMITTEE MEMBERS FOR THEIR SERVICES DURING FISCAL YEAR 2015 (FROM THE GENERAL MEETING OF APRIL 29, 2015 TO THE DATE OF THIS MEETING). PROPOSAL TO PAY THE TOTAL AMOUNT OF AR$ 4,615,500.

Management

For

8.

DETERMINE THE NUMBER OF REGULAR AND ALTERNATE MEMBERS OF THE BOARD TO SERVE FOR THREE (3) FISCAL YEARS AFTER THIS MEETING.

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

9.

ELECT REGULAR DIRECTORS.

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

10.

ELECT ALTERNATE DIRECTORS.

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

11.

AUTHORIZE THE BOARD TO MAKE ADVANCES ON DIRECTORS' FEES TO THOSE DIRECTORS SERVING DURING THE 2016 FISCAL YEAR (FROM THE DATE OF THIS MEETING UNTIL THE MEETING CONSIDERING THE DOCUMENTATION FOR SAID YEAR, CONTINGENT UPON WHAT SAID MEETING RESOLVES).

Management

For

12.

DETERMINE THE NUMBER OF REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY AUDIT COMMITTEE FOR FISCAL YEAR 2016.

Management

For

13.

ELECT REGULAR MEMBERS OF THE SUPERVISORY AUDIT COMMITTEE.

Management

For

14.

ELECT ALTERNATE MEMBERS OF THE SUPERVISORY AUDIT COMMITTEE.

Management

For

15.

AUTHORIZE THE BOARD TO MAKE ADVANCES ON THE FEES OF SUPERVISORY AUDIT COMMITTEE MEMBERS TO THOSE MEMBERS SERVING DURING THE 2016 FISCAL YEAR (FROM THE DATE OF THIS MEETING UNTIL THE MEETING CONSIDERING THE DOCUMENTATION FOR SAID YEAR, CONTINGENT UPON WHAT SAID MEETING RESOLVES).

Management

For

16.

DETERMINE THE COMPENSATION OF INDEPENDENT AUDITORS WHO PROVIDED SERVICES DURING THE 2015 FISCAL YEAR.

Management

For

17.

CONSIDER - IN ACCORDANCE WITH THE PROVISIONS OF CNV RESOLUTION NO. 639/2015 - EXTENDING FOR THREE YEARS (FISCAL YEARS 2016, 2017 AND 2018) THE TERM FOR THE PRESENT INDEPENDENT AUDITORS (PRICE WATERHOUSE & CO. S.R.L.) TO LEAD THE AUDIT TASKS OF THE COMPANY.

Management

For

18.

APPOINT INDEPENDENT AUDITORS TO AUDIT THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2016, AND DETERMINE THEIR COMPENSATION.

Management

For

19.

CONSIDER THE BUDGET FOR THE AUDIT COMMITTEE FOR FISCAL YEAR 2016 (AR$ 2,700,000).

Management

For

20.

EXTEND FOR THREE YEARS THE TERM FOR KEEPING TREASURY STOCK IN THE PORTFOLIO.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

15-Apr-2016

21-Apr-2016

TELEFONICA, S.A.

Security

879382208

Meeting Type

Annual

Ticker Symbol

TEF

Meeting Date

11-May-2016

ISIN

US8793822086

Agenda

934406908 - Management

Item

Proposal

Proposed by

Vote

1.

APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT REPORT OF BOTH TELEFONICA, S.A. AND OF ITS CONSOLIDATED GROUP OF COMPANIES FOR FISCAL YEAR 2015.

Management

For

2.

APPROVAL OF THE PROPOSED ALLOCATION OF THE PROFITS/LOSSES OF TELEFONICA, S.A. FOR FISCAL YEAR 2015.

Management

For

3.

APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS OF TELEFONICA, S.A. DURING FISCAL YEAR 2015.

Management

For

4A.

RE-ELECTION OF MR. ISIDRO FAINE CASAS AS PROPRIETARY DIRECTOR.

Management

For

4B.

RE-ELECTION OF MR. JULIO LINARES LOPEZ AS OTHER EXTERNAL DIRECTOR.

Management

For

4C.

RE-ELECTION OF MR. PETER ERSKINE AS INDEPENDENT DIRECTOR.

Management

For

4D.

RE-ELECTION OF MR. ANTONIO MASSANELL LAVILLA AS PROPRIETARY DIRECTOR.

Management

For

4E.

RATIFICATION AND APPOINTMENT OF MR. WANG XIAOCHU AS PROPRIETARY DIRECTOR.

Management

For

4F.

RATIFICATION AND APPOINTMENT OF MS. SABINA FLUXA THIENEMANN AS INDEPENDENT DIRECTOR.

Management

For

4G.

RATIFICATION AND APPOINTMENT OF MR. JOSE JAVIER ECHENIQUE LANDIRIBAR AS INDEPENDENT DIRECTOR.

Management

For

4H.

RATIFICATION AND APPOINTMENT OF MR. PETER LOSCHER AS INDEPENDENT DIRECTOR.

Management

For

4I.

RATIFICATION AND APPOINTMENT OF MR. JUAN IGNACIO CIRAC SASTURAIN AS INDEPENDENT DIRECTOR.

Management

For

5.

RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2016.

Management

For

6.

APPOINTMENT OF THE AUDITOR FOR FISCAL YEARS 2017, 2018 AND 2019.

Management

For

7.

APPROVAL OF A REDUCTION IN SHARE CAPITAL BY MEANS OF THE CANCELLATION OF SHARES OF THE COMPANY'S OWN STOCK, EXCLUDING THE RIGHT OF CREDITORS TO OBJECT, SUBJECT TO EFFECTIVE RECEIPT OF THE PROCEEDS FROM THE CLOSING OF THE SALE OF TELEFONICA'S OPERATIONS IN THE UNITED KINGDOM (O2 UK).

Management

For

8A.

DISTRIBUTION OF DIVIDENDS IN THE FIRST HALF OF 2016 WITH A CHARGE TO UNRESTRICTED RESERVES.

Management

For

8B.

SHAREHOLDER COMPENSATION IN THE SECOND HALF OF 2016 VIA SCRIP DIVIDEND. APPROVAL OF AN INCREASE IN SHARE CAPITAL WITH A CHARGE TO RESERVES BY SUCH AMOUNT AS MAY BE DETERMINED PURSUANT TO THE TERMS AND CONDITIONS OF THE RESOLUTION, THROUGH THE ISSUANCE OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE EURO AND WITH PROVISION FOR INCOMPLETE ALLOCATION. OFFER TO THE SHAREHOLDERS TO PURCHASE THEIR FREE ALLOTMENT RIGHTS AT A GUARANTEED PRICE. THE IMPLEMENTATION OF THE INCREASE IN SHARE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL).

Management

For

9.

DELEGATION OF POWERS TO FORMALIZE, INTERPRET, CORRECT AND CARRY OUT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING.

Management

For

10.

CONSULTATIVE VOTE ON THE 2015 ANNUAL REPORT ON DIRECTORS' REMUNERATION.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,691

0

06-May-2016

11-May-2016

TEVA PHARMACEUTICAL INDUSTRIES LIMITED

Security

881624209

Meeting Type

Annual

Ticker Symbol

TEVA

Meeting Date

03-Sep-2015

ISIN

US8816242098

Agenda

934268687 - Management

Item

Proposal

Proposed by

Vote

1A

ELECTION OF DIRECTOR: ROGER ABRAVANEL

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1B

ELECTION OF DIRECTOR: ROSEMARY A. CRANE

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1C

ELECTION OF DIRECTOR: GERALD M. LIEBERMAN

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1D

ELECTION OF DIRECTOR: GALIA MAOR

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

2

TO APPOINT GABRIELLE GREENE- SULZBERGER TO SERVE AS A STATUTORY INDEPENDENT DIRECTOR FOR A TERM OF THREE YEARS, COMMENCING FOLLOWING THE MEETING, AND TO APPROVE HER REMUNERATION AND BENEFITS.

Management

For

3A

TO APPROVE AN AMENDMENT TO THE COMPANY'S COMPENSATION POLICY WITH RESPECT TO DIRECTOR REMUNERATION.

Management

For

3A1

DO YOU HAVE A "PERSONAL INTEREST" IN PROPOSAL 3A? NOTE: PROPOSAL 3A1, FOR=YES AGAINST=NO

Management

Against

3B

TO APPROVE THE REMUNERATION TO BE PROVIDED TO THE COMPANY'S DIRECTORS.

Management

For

3C

TO APPROVE THE REMUNERATION TO BE PROVIDED TO PROF. YITZHAK PETERBURG, CHAIRMAN OF THE BOARD OF DIRECTORS.

Management

For

4A

TO APPROVE AN AMENDMENT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN.

Management

For

4B

TO APPROVE THE PAYMENT OF A SPECIAL BONUS TO THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN.

Management

For

5

TO APPROVE THE COMPANY'S 2015 LONG-TERM EQUITY-BASED INCENTIVE PLAN.

Management

For

6

TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2016 ANNUAL MEETING OF SHAREHOLDERS.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

14-Aug-2015

28-Aug-2015

TEVA PHARMACEUTICAL INDUSTRIES LIMITED

Security

881624209

Meeting Type

Special

Ticker Symbol

TEVA

Meeting Date

05-Nov-2015

ISIN

US8816242098

Agenda

934288805 - Management

Item

Proposal

Proposed by

Vote

1

APPROVAL OF THE CREATION OF A NEW CLASS OF MANDATORY CONVERTIBLE PREFERRED SHARES, NOMINAL (PAR) VALUE NIS 0.1 PER SHARE AND THE DEFINITION OF THEIR TERMS, AND CERTAIN RELATED AMENDMENTS TO TEVA'S ARTICLES OF ASSOCIATION AND MEMORANDUM OF ASSOCIATION.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

15-Oct-2015

30-Oct-2015

TEVA PHARMACEUTICAL INDUSTRIES LIMITED

Security

881624209

Meeting Type

Annual

Ticker Symbol

TEVA

Meeting Date

18-Apr-2016

ISIN

US8816242098

Agenda

934360974 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: PROF. YITZHAK PETERBURG

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1B.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: DR. ARIE BELLDEGRUN

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1C.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: MR. AMIR ELSTEIN

Management

Against

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

2.

TO APPROVE AN AMENDED COMPENSATION POLICY WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S "OFFICE HOLDERS" (AS DEFINED IN THE ISRAELI COMPANIES LAW), SUBSTANTIALLY IN THE FORM ATTACHED AS EXHIBIT A TO THE PROXY STATEMENT.

Management

For

2A.

PLEASE INDICATE WHETHER OR NOT YOU ARE A "CONTROLLING SHAREHOLDER" OF THE COMPANY OR WHETHER OR NOT YOU HAVE A PERSONAL BENEFIT OR OTHER INTEREST IN THIS PROPOSAL: FOR = YES AND AGAINST = NO.

Management

Against

3A.

WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN:  TO APPROVE INCREASES IN HIS BASE SALARY.

Management

For

3B.

WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN:  TO APPROVE AN AMENDMENT TO HIS ANNUAL CASH BONUS OBJECTIVES AND PAYOUT TERMS FOR 2016 AND GOING FORWARD.

Management

For

3C.

WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN:  TO APPROVE AN AMENDMENT TO HIS ANNUAL EQUITY AWARDS FOR EACH YEAR COMMENCING IN 2016.

Management

For

4.

TO APPROVE AN AMENDMENT TO THE 2015 LONG-TERM EQUITY-BASED INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER.

Management

For

5.

TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2017 ANNUAL MEETING OF SHAREHOLDERS.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

01-Apr-2016

15-Apr-2016

THE CATO CORPORATION

Security

149205106

Meeting Type

Annual

Ticker Symbol

CATO

Meeting Date

19-May-2016

ISIN

US1492051065

Agenda

934403748 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

D. HARDING STOWE

Withheld

2

EDWARD I. WEISIGER, JR.

Withheld

2.

PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING JANUARY 28, 2017.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

13-May-2016

20-May-2016

THE DOW CHEMICAL COMPANY

Security

260543103

Meeting Type

Annual

Ticker Symbol

DOW

Meeting Date

12-May-2016

ISIN

US2605431038

Agenda

934362485 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: AJAY BANGA

Management

For

1B.

ELECTION OF DIRECTOR: JACQUELINE K. BARTON

Management

For

1C.

ELECTION OF DIRECTOR: JAMES A. BELL

Management

For

1D.

ELECTION OF DIRECTOR: RICHARD K. DAVIS

Management

For

1E.

ELECTION OF DIRECTOR: JEFF M. FETTIG

Management

For

1F.

ELECTION OF DIRECTOR: ANDREW N. LIVERIS

Management

For

1G.

ELECTION OF DIRECTOR: MARK LOUGHRIDGE

Management

For

1H.

ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH

Management

For

1I.

ELECTION OF DIRECTOR: ROBERT S. MILLER

Management

For

1J.

ELECTION OF DIRECTOR: PAUL POLMAN

Management

For

1K.

ELECTION OF DIRECTOR: DENNIS H. REILLEY

Management

For

1L.

ELECTION OF DIRECTOR: JAMES M. RINGLER

Management

For

1M.

ELECTION OF DIRECTOR: RUTH G. SHAW

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

3.

ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

Management

For

4.

STOCKHOLDER PROPOSAL TO ADOPT PROXY ACCESS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,580

0

06-May-2016

13-May-2016

THE DOW CHEMICAL COMPANY

Security

260543103

Meeting Type

Special

Ticker Symbol

DOW

Meeting Date

20-Jul-2016

ISIN

US2605431038

Agenda

934450317 - Management

Item

Proposal

Proposed by

Vote

1.

ADOPTION OF THE MERGER AGREEMENT. TO CONSIDER AND VOTE ON A PROPOSAL (THE "DOW MERGER PROPOSAL") TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 11, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG DIAMOND-ORION HOLDCO, INC., A DELAWARE CORPORATION, (N/K/A DOWDUPONT INC.), THE DOW CHEMICAL COMPANY, A DELAWARE CORPORATION ("DOW"), DIAMOND MERGER SUB, INC., A DELAWARE CORPORATION, ORION MERGER SUB, INC., A DELAWARE CORPORATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

2.

ADJOURNMENT OF SPECIAL MEETING. TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE DOW SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE DOW MERGER PROPOSAL (THE "DOW ADJOURNMENT PROPOSAL").

Management

For

3.

ADVISORY VOTE REGARDING MERGER- RELATED NAMED EXECUTIVE OFFICER COMPENSATION. TO CONSIDER AND VOTE ON A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO DOW'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTION (THE "DOW COMPENSATION PROPOSAL").

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,580

0

13-Jun-2016

21-Jul-2016

THE GEO GROUP, INC.

Security

36162J106

Meeting Type

Annual

Ticker Symbol

GEO

Meeting Date

27-Apr-2016

ISIN

US36162J1060

Agenda

934343156 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

CLARENCE E. ANTHONY

For

2

ANNE N. FOREMAN

For

3

RICHARD H. GLANTON

For

4

CHRISTOPHER C. WHEELER

For

5

JULIE MYERS WOOD

For

6

GEORGE C. ZOLEY

For

2

TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2016 FISCAL YEAR.

Management

For

3

TO HOLD AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

4

TO APPROVE THE GEO GROUP, INC. SENIOR MANAGEMENT PERFORMANCE AWARD PLAN, WHICH WE REFER TO AS THE PERFORMANCE AWARD PLAN.

Management

For

5

TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER PROXY ACCESS IF PROPERLY PRESENTED BEFORE THE MEETING.

Shareholder

Against

6

TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING PUBLISHING AN ANNUAL INDEPENDENT HUMAN RIGHTS REPORT, IF PROPERLY PRESENTED BEFORE THE MEETING.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

11-Apr-2016

28-Apr-2016

THE J. M. SMUCKER COMPANY

Security

832696405

Meeting Type

Annual

Ticker Symbol

SJM

Meeting Date

12-Aug-2015

ISIN

US8326964058

Agenda

934254878 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: VINCENT C. BYRD

Management

For

1B.

ELECTION OF DIRECTOR: PAUL J. DOLAN

Management

For

1C.

ELECTION OF DIRECTOR: NANCY LOPEZ KNIGHT

Management

For

1D.

ELECTION OF DIRECTOR: ELIZABETH VALK LONG

Management

For

1E.

ELECTION OF DIRECTOR: GARY A. OATEY

Management

For

1F.

ELECTION OF DIRECTOR: SANDRA PIANALTO

Management

For

1G.

ELECTION OF DIRECTOR: ALEX SHUMATE

Management

For

1H.

ELECTION OF DIRECTOR: MARK T. SMUCKER

Management

For

1I.

ELECTION OF DIRECTOR: TIMOTHY P. SMUCKER

Management

For

2.

RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR.

Management

For

3.

ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

4.

APPROVAL OF THE J. M. SMUCKER COMPANY 2010 EQUITY AND INCENTIVE COMPENSATION PLAN.

Management

For

5.

SHAREHOLDER PROPOSAL REQUESTING THE COMPANY ISSUE A REPORT ON RENEWABLE ENERGY.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

06-Jul-2015

13-Aug-2015

THE PROCTER & GAMBLE COMPANY

Security

742718109

Meeting Type

Annual

Ticker Symbol

PG

Meeting Date

13-Oct-2015

ISIN

US7427181091

Agenda

934272787 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: FRANCIS S. BLAKE

Management

For

1B.

ELECTION OF DIRECTOR: ANGELA F. BRALY

Management

For

1C.

ELECTION OF DIRECTOR: KENNETH I. CHENAULT

Management

For

1D.

ELECTION OF DIRECTOR: SCOTT D. COOK

Management

For

1E.

ELECTION OF DIRECTOR: SUSAN DESMOND-HELLMANN

Management

For

1F.

ELECTION OF DIRECTOR: A.G. LAFLEY

Management

For

1G.

ELECTION OF DIRECTOR: TERRY J. LUNDGREN

Management

For

1H.

ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR.

Management

For

1I.

ELECTION OF DIRECTOR: DAVID S. TAYLOR

Management

For

1J.

ELECTION OF DIRECTOR: MARGARET C. WHITMAN

Management

For

1K.

ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER

Management

For

1L.

ELECTION OF DIRECTOR: PATRICIA A. WOERTZ

Management

For

1M.

ELECTION OF DIRECTOR: ERNESTO ZEDILLO

Management

For

2.

RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

3.

ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE)

Management

For

4.

SHAREHOLDER PROPOSAL - PROXY ACCESS

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

10,000

0

04-Sep-2015

14-Oct-2015

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

04-Sep-2015

14-Oct-2015

THE SOUTHERN COMPANY

Security

842587107

Meeting Type

Annual

Ticker Symbol

SO

Meeting Date

25-May-2016

ISIN

US8425871071

Agenda

934378945 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JUANITA POWELL BARANCO

Management

For

1B.

ELECTION OF DIRECTOR: JON A. BOSCIA

Management

For

1C.

ELECTION OF DIRECTOR: HENRY A. CLARK III

Management

For

1D.

ELECTION OF DIRECTOR: THOMAS A. FANNING

Management

For

1E.

ELECTION OF DIRECTOR: DAVID J. GRAIN

Management

For

1F.

ELECTION OF DIRECTOR: VERONICA M. HAGEN

Management

For

1G.

ELECTION OF DIRECTOR: WARREN A. HOOD, JR.

Management

For

1H.

ELECTION OF DIRECTOR: LINDA P. HUDSON

Management

For

1I.

ELECTION OF DIRECTOR: DONALD M. JAMES

Management

For

1J.

ELECTION OF DIRECTOR: JOHN D. JOHNS

Management

For

1K.

ELECTION OF DIRECTOR: DALE E. KLEIN

Management

For

1L.

ELECTION OF DIRECTOR: WILLIAM G. SMITH, JR.

Management

For

1M.

ELECTION OF DIRECTOR: STEVEN R. SPECKER

Management

For

1N.

ELECTION OF DIRECTOR: LARRY D. THOMPSON

Management

For

1O.

ELECTION OF DIRECTOR: E. JENNER WOOD III

Management

For

2.

APPROVAL OF A BY-LAW AMENDMENT TO PERMIT PROXY ACCESS

Management

For

3.

APPROVAL OF AN AMENDMENT TO THE CERTIFICATE TO REDUCE THE SUPERMAJORITY VOTE REQUIREMENTS TO A MAJORITY VOTE

Management

For

4.

APPROVAL OF AN AMENDMENT TO THE CERTIFICATE TO ELIMINATE THE "FAIR PRICE" ANTI-TAKEOVER PROVISION

Management

For

5.

APPROVAL OF A BY-LAW AMENDMENT TO PERMIT THE BOARD TO MAKE CERTAIN FUTURE AMENDMENTS TO THE BY-LAWS WITHOUT STOCKHOLDER RATIFICATION

Management

For

6.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

For

7.

APPROVAL OF THE MATERIAL TERMS FOR QUALIFIED PERFORMANCE-BASED COMPENSATION UNDER THE OMNIBUS PLAN

Management

For

8.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

9.

STOCKHOLDER PROPOSAL ON 2 CELSIUS SCENARIO REPORT

Shareholder

Against

10.

STOCKHOLDER PROPOSAL ON STRANDED COAL ASSETS REPORT

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

20-May-2016

26-May-2016

THE TRAVELERS COMPANIES, INC.

Security

89417E109

Meeting Type

Annual

Ticker Symbol

TRV

Meeting Date

19-May-2016

ISIN

US89417E1091

Agenda

934367295 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: ALAN L. BELLER

Management

For

1B.

ELECTION OF DIRECTOR: JOHN H. DASBURG

Management

For

1C.

ELECTION OF DIRECTOR: JANET M. DOLAN

Management

For

1D.

ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN

Management

For

1E.

ELECTION OF DIRECTOR: JAY S. FISHMAN

Management

For

1F.

ELECTION OF DIRECTOR: PATRICIA L. HIGGINS

Management

For

1G.

ELECTION OF DIRECTOR: THOMAS R. HODGSON

Management

For

1H.

ELECTION OF DIRECTOR: WILLIAM J. KANE

Management

For

1I.

ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR.

Management

For

1J.

ELECTION OF DIRECTOR: PHILIP T. RUEGGER III

Management

For

1K.

ELECTION OF DIRECTOR: TODD C. SCHERMERHORN

Management

For

1L.

ELECTION OF DIRECTOR: ALAN D. SCHNITZER

Management

For

1M.

ELECTION OF DIRECTOR: DONALD J. SHEPARD

Management

For

1N.

ELECTION OF DIRECTOR: LAURIE J. THOMSEN

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE TRAVELERS COMPANIES, INC. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

3.

NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

4.

APPROVE AN AMENDMENT TO THE TRAVELERS COMPANIES, INC. 2014 STOCK INCENTIVE PLAN.

Management

For

5.

SHAREHOLDER PROPOSAL RELATING TO INCREASED DISCLOSURE OF POLITICAL CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS.

Shareholder

Against

6.

SHAREHOLDER PROPOSAL RELATING TO INCREASED DISCLOSURE OF LOBBYING, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

16-May-2016

20-May-2016

THE WHITEWAVE FOODS COMPANY

Security

966244105

Meeting Type

Annual

Ticker Symbol

WWAV

Meeting Date

12-May-2016

ISIN

US9662441057

Agenda

934356230 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: MICHELLE P. GOOLSBY

Management

For

1B.

ELECTION OF DIRECTOR: STEPHEN L. GREEN

Management

For

1C.

ELECTION OF DIRECTOR: ANTHONY J. MAGRO

Management

For

1D.

ELECTION OF DIRECTOR: W. ANTHONY VERNON

Management

For

1E.

ELECTION OF DIRECTOR: DOREEN A. WRIGHT

Management

For

2.

TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION.

Management

For

3.

RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR 2016.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

06-May-2016

13-May-2016

THE WILLIAMS COMPANIES, INC.

Security

969457100

Meeting Type

Special

Ticker Symbol

WMB

Meeting Date

27-Jun-2016

ISIN

US9694571004

Agenda

934441623 - Management

Item

Proposal

Proposed by

Vote

1.

TO APPROVE THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT") AMONG ENERGY TRANSFER EQUITY, L.P., ENERGY TRANSFER CORP LP ("ETC"), ENERGY TRANSFER CORP GP, LLC, LE GP, LLC, ENERGY TRANSFER EQUITY GP, LLC AND THE WILLIAMS COMPANIES, INC. ("WMB"), AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER OF WMB WITH AND INTO ETC.

Management

For

2.

TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN WMB AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT.

Management

For

3.

TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

03-Jun-2016

28-Jun-2016

TIME WARNER INC.

Security

887317303

Meeting Type

Annual

Ticker Symbol

TWX

Meeting Date

17-Jun-2016

ISIN

US8873173038

Agenda

934408382 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JAMES L. BARKSDALE

Management

For

1B.

ELECTION OF DIRECTOR: WILLIAM P. BARR

Management

For

1C.

ELECTION OF DIRECTOR: JEFFREY L. BEWKES

Management

For

1D.

ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH

Management

For

1E.

ELECTION OF DIRECTOR: ROBERT C. CLARK

Management

For

1F.

ELECTION OF DIRECTOR: MATHIAS DOPFNER

Management

For

1G.

ELECTION OF DIRECTOR: JESSICA P. EINHORN

Management

For

1H.

ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ

Management

For

1I.

ELECTION OF DIRECTOR: FRED HASSAN

Management

For

1J.

ELECTION OF DIRECTOR: PAUL D. WACHTER

Management

For

1K.

ELECTION OF DIRECTOR: DEBORAH C. WRIGHT

Management

For

2.

RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR.

Management

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

15,000

0

27-May-2016

20-Jun-2016

U.S. BANK PMP TRUST

Security

742935489

Meeting Type

Special

Ticker Symbol

OSTIX

Meeting Date

06-Nov-2015

ISIN

US7429354894

Agenda

934284845 - Management

Item

Proposal

Proposed by

Vote

2.

TO APPROVE AN INVESTMENT ADVISORY AGREEMENT BETWEEN OSTERWEIS CAPITAL MANAGEMENT, LLC AND THE TRUST ON BEHALF OF THE OSTERWEIS STRATEGIC INCOME FUND, OSTERWEIS STRATEGIC INVESTMENT FUND AND OSTERWEIS INSTITUTIONAL EQUITY FUND.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

19,862

0

02-Oct-2015

09-Nov-2015

US ECOLOGY, INC.

Security

91732J102

Meeting Type

Annual

Ticker Symbol

ECOL

Meeting Date

02-Jun-2016

ISIN

US91732J1025

Agenda

934388629 - Management

Item

Proposal

Proposed by

Vote

1.1

ELECTION OF DIRECTOR: JOE F. COLVIN

Management

For

1.2

ELECTION OF DIRECTOR: KATINA DORTON

Management

For

1.3

ELECTION OF DIRECTOR: JEFFREY R. FEELER

Management

For

1.4

ELECTION OF DIRECTOR: DANIEL FOX

Management

For

1.5

ELECTION OF DIRECTOR: STEPHEN A. ROMANO

Management

For

1.6

ELECTION OF DIRECTOR: JOHN T. SAHLBERG

Management

For

2.

TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

For

3.

TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,000

0

20-May-2016

03-Jun-2016

VALERO ENERGY CORPORATION

Security

91913Y100

Meeting Type

Annual

Ticker Symbol

VLO

Meeting Date

12-May-2016

ISIN

US91913Y1001

Agenda

934355860 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JOSEPH W. GORDER

Management

For

1B.

ELECTION OF DIRECTOR: DEBORAH P. MAJORAS

Management

For

1C.

ELECTION OF DIRECTOR: DONALD L. NICKLES

Management

For

1D.

ELECTION OF DIRECTOR: PHILIP J. PFEIFFER

Management

For

1E.

ELECTION OF DIRECTOR: ROBERT A. PROFUSEK

Management

For

1F.

ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL

Management

For

1G.

ELECTION OF DIRECTOR: STEPHEN M. WATERS

Management

For

1H.

ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER

Management

For

1I.

ELECTION OF DIRECTOR: RAYFORD WILKINS, JR.

Management

For

2.

RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

3.

APPROVE, BY NON-BINDING VOTE, THE 2015 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

4.

AMEND VALERO'S RESTATED CERTIFICATE OF INCORPORATION TO DELETE ITS RESTRICTION ON STOCKHOLDERS' ABILITY TO REMOVE DIRECTORS WITHOUT CAUSE.

Management

For

5.

REAPPROVE THE 2011 OMNIBUS STOCK INCENTIVE PLAN.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

06-May-2016

13-May-2016

VARIAN MEDICAL SYSTEMS, INC.

Security

92220P105

Meeting Type

Annual

Ticker Symbol

VAR

Meeting Date

11-Feb-2016

ISIN

US92220P1057

Agenda

934316604 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

R. ANDREW ECKERT

Withheld

2

MARK R. LARET

Withheld

3

ERICH R. REINHARDT

Withheld

2.

TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT.

Management

For

3.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

04-Jan-2016

12-Feb-2016

W. P. CAREY INC.

Security

92936U109

Meeting Type

Annual

Ticker Symbol

WPC

Meeting Date

16-Jun-2016

ISIN

US92936U1097

Agenda

934415844 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: NATHANIEL S. COOLIDGE

Management

For

1B.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: MARK J. DECESARIS

Management

For

1C.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: BENJAMIN H. GRISWOLD, IV

Management

For

1D.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: AXEL K.A. HANSING

Management

For

1E.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: JEAN HOYSRADT

Management

For

1F.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: DR. RICHARD C. MARSTON

Management

For

1G.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: ROBERT E. MITTELSTAEDT, JR.

Management

For

1H.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: CHARLES E. PARENTE

Management

For

1I.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: MARY M. VANDEWEGHE

Management

For

1J.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: NICK J.M. VAN OMMEN

Management

For

1K.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: DR. KARSTEN VON KOLLER

Management

For

1L.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: REGINALD WINSSINGER

Management

For

2.

TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.

Management

For

3.

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

27-May-2016

17-Jun-2016

WABTEC CORPORATION

Security

929740108

Meeting Type

Annual

Ticker Symbol

WAB

Meeting Date

11-May-2016

ISIN

US9297401088

Agenda

934358133 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

ROBERT J. BROOKS

Withheld

2

WILLIAM E. KASSLING

Withheld

3

ALBERT J. NEUPAVER

Withheld

2.

APPROVE AN ADVISORY (NON- BINDING) RESOLUTION RELATING TO THE APPROVAL OF 2015 NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

3.

RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR

Management

For

4.

APPROVE THE 2011 STOCK INCENTIVE PLAN FOR PURPOSES OF QUALIFICATION UNDER APPLICABLE FRENCH LAW SO THAT EQUITY GRANTS THAT ARE MADE UNDER THE PLAN TO INDIVIDUALS WHO ARE SUBJECT TO TAXATION UNDER FRENCH LAW MAY QUALIFY AS FREE SHARE GRANTS UNDER FRENCH LAW

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

06-May-2016

12-May-2016

WAL-MART STORES, INC.

Security

931142103

Meeting Type

Annual

Ticker Symbol

WMT

Meeting Date

03-Jun-2016

ISIN

US9311421039

Agenda

934394785 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JAMES I. CASH, JR.

Management

For

1B.

ELECTION OF DIRECTOR: PAMELA J. CRAIG

Management

For

1C.

ELECTION OF DIRECTOR: TIMOTHY P. FLYNN

Management

For

1D.

ELECTION OF DIRECTOR: THOMAS W. HORTON

Management

For

1E.

ELECTION OF DIRECTOR: MARISSA A. MAYER

Management

For

1F.

ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON

Management

For

1G.

ELECTION OF DIRECTOR: GREGORY B. PENNER

Management

For

1H.

ELECTION OF DIRECTOR: STEVEN S REINEMUND

Management

For

1I.

ELECTION OF DIRECTOR: KEVIN Y. SYSTROM

Management

For

1J.

ELECTION OF DIRECTOR: S. ROBSON WALTON

Management

For

1K.

ELECTION OF DIRECTOR: STEUART L. WALTON

Management

For

1L.

ELECTION OF DIRECTOR: LINDA S. WOLF

Management

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

3.

APPROVAL OF THE WAL-MART STORES, INC. 2016 ASSOCIATE STOCK PURCHASE PLAN

Management

For

4.

RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS

Management

For

5.

REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN POLICY

Shareholder

Against

6.

REQUEST FOR ANNUAL REPORT REGARDING INCENTIVE COMPENSATION PLANS

Shareholder

Against

7.

REQUEST FOR REPORT REGARDING CRITERIA FOR OPERATING IN HIGH- RISK REGIONS

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698968

DIVIDEND PORTFOLIO

2698968

NORTHERN TRUST COMPANY

5,000

0

20-May-2016

06-Jun-2016

WASTE MANAGEMENT, INC.

Security

94106L109

Meeting Type

Annual

Ticker Symbol

WM

Meeting Date

12-May-2016

ISIN

US94106L1098

Agenda

934348550 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: BRADBURY H. ANDERSON

Management

For

1B.

ELECTION OF DIRECTOR: FRANK M. CLARK, JR.

Management

For

1C.

ELECTION OF DIRECTOR: ANDRES R. GLUSKI

Management

For

1D.

ELECTION OF DIRECTOR: PATRICK W. GROSS

Management

For

1E.

ELECTION OF DIRECTOR: VICTORIA M. HOLT

Management

For

1F.

ELECTION OF DIRECTOR: KATHLEEN M. MAZZARELLA

Management

For

1G.

ELECTION OF DIRECTOR: JOHN C. POPE

Management

For

1H.

ELECTION OF DIRECTOR: W. ROBERT REUM

Management

For

1I.

ELECTION OF DIRECTOR: DAVID P. STEINER

Management

For

1J.

ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

3.

APPROVAL OF OUR EXECUTIVE COMPENSATION.

Management

For

4.

STOCKHOLDER PROPOSAL REGARDING A POLICY ON ACCELERATED VESTING OF EQUITY AWARDS, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

06-May-2016

13-May-2016

WEC ENERGY GROUP, INC.

Security

92939U106

Meeting Type

Annual

Ticker Symbol

WEC

Meeting Date

05-May-2016

ISIN

US92939U1060

Agenda

934345720 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JOHN F. BERGSTROM

Management

For

1B.

ELECTION OF DIRECTOR: BARBARA L. BOWLES

Management

For

1C.

ELECTION OF DIRECTOR: WILLIAM J. BRODSKY

Management

For

1D.

ELECTION OF DIRECTOR: ALBERT J. BUDNEY, JR

Management

For

1E.

ELECTION OF DIRECTOR: PATRICIA W. CHADWICK

Management

For

1F.

ELECTION OF DIRECTOR: CURT S. CULVER

Management

For

1G.

ELECTION OF DIRECTOR: THOMAS J. FISCHER

Management

For

1H.

ELECTION OF DIRECTOR: PAUL W. JONES

Management

For

1I.

ELECTION OF DIRECTOR: GALE E. KLAPPA

Management

For

1J.

ELECTION OF DIRECTOR: HENRY W. KNUEPPEL

Management

For

1K.

ELECTION OF DIRECTOR: ALLEN L. LEVERETT

Management

For

1L.

ELECTION OF DIRECTOR: ULICE PAYNE, JR.

Management

For

1M.

ELECTION OF DIRECTOR: MARY ELLEN STANEK

Management

For

2.

RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2016.

Management

For

3.

ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.

Management

For

4.

STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,256

0

06-May-2016

WELLS FARGO & COMPANY

Security

949746101

Meeting Type

Annual

Ticker Symbol

WFC

Meeting Date

26-Apr-2016

ISIN

US9497461015

Agenda

934339830 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JOHN D. BAKER II

Management

For

1B.

ELECTION OF DIRECTOR: ELAINE L. CHAO

Management

For

1C.

ELECTION OF DIRECTOR: JOHN S. CHEN

Management

For

1D.

ELECTION OF DIRECTOR: LLOYD H. DEAN

Management

For

1E.

ELECTION OF DIRECTOR: ELIZABETH A. DUKE

Management

For

1F.

ELECTION OF DIRECTOR: SUSAN E. ENGEL

Management

For

1G.

ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.

Management

For

1H.

ELECTION OF DIRECTOR: DONALD M. JAMES

Management

For

1I.

ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN

Management

For

1J.

ELECTION OF DIRECTOR: FEDERICO F. PENA

Management

For

1K.

ELECTION OF DIRECTOR: JAMES H. QUIGLEY

Management

For

1L.

ELECTION OF DIRECTOR: STEPHEN W. SANGER

Management

For

1M.

ELECTION OF DIRECTOR: JOHN G. STUMPF

Management

For

1N.

ELECTION OF DIRECTOR: SUSAN G. SWENSON

Management

For

1O.

ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT

Management

For

2.

VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

Management

For

3.

RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

4.

ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.

Shareholder

Against

5.

PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

11-Apr-2016

27-Apr-2016

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

BMC FUND, INC.

By: /s/ M. Hunt Broyhill

M. Hunt Broyhill, President

Date: August 17, 2016