N-PX 1 v230111_n-px.htm Unassociated Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-3150

BMC FUND, INC.
800 Golfview Park
Lenoir, NC 28645
828-758-6100

Carol Frye
800 Golfview Park
P. O. Box 500
Lenoir, NC 28645

Date of fiscal year end:  October 31

Date of reporting period:  July 1, 2010 – June 30, 2011

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 
 

 

Item 1. Proxy Voting Record

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.

 
 
Investment Company Report


                                                       
 
AARON'S INC.
         
 
Security
 
002535201
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
AAN
       
Meeting Date
 
07-Dec-2010
           
 
ISIN
 
US0025352016
       
Agenda
 
933346202 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
APPROVAL OF AN AMENDMENT TO ARTICLES OF INCORPORATION TO CONVERT ALL SHARES OF COMMON STOCK INTO CLASS A COMMON STOCK, REMOVE THE CURRENT CLASS OF COMMON STOCK, RENAME CLASS A COMMON STOCK AS COMMON STOCK, ELIMINATE CERTAIN OBSOLETE PROVISIONS OF EXISTING ARTICLES OF INCORPORATION RELATING TO DUAL-CLASS COMMON STOCK STRUCTURE AND AMEND NUMBER OF AUTHORIZED SHARES TO 225,000,000.
Management
For
For
       
 
02
THE TRANSACTION OF SUCH OTHER BUSINESS AS MAY LAWFULLY COME BEFORE THE MEETING, HEREBY REVOKING ANY PROXIES AS TO SAID SHARES HERETOFORE GIVEN BY THE UNDERSIGNED AND RATIFYING AND CONFIRMING ALL THAT SAID ATTORNEYS AND PROXIES MAY LAWFULLY DO BY VIRTUE THEREOF.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
1500
 
0
 
09-Nov-2010
 
09-Nov-2010
       


 
 

 


                                                       
 
ABBOTT LABORATORIES
         
 
Security
 
002824100
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
ABT
       
Meeting Date
 
29-Apr-2011
           
 
ISIN
 
US0028241000
       
Agenda
 
933386319 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
R.J. ALPERN
     
For
For
       
   
2
R.S. AUSTIN
     
For
For
       
   
3
W.J. FARRELL
     
For
For
       
   
4
H.L. FULLER
     
For
For
       
   
5
E.M. LIDDY
     
For
For
       
   
6
P.N. NOVAKOVIC
     
For
For
       
   
7
W.A. OSBORN
     
For
For
       
   
8
S.C. SCOTT III
     
For
For
       
   
9
G.F. TILTON
     
For
For
       
   
10
M.D. WHITE
     
For
For
       
 
02
RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS.
Management
For
For
       
 
03
SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
Management
1 Year
For
       
 
05
SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
2000
 
0
 
29-Mar-2011
 
29-Mar-2011
       


 
 

 


                                                       
 
ALTRIA GROUP, INC.
         
 
Security
 
02209S103
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
MO
       
Meeting Date
 
19-May-2011
           
 
ISIN
 
US02209S1033
       
Agenda
 
933406046 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: ELIZABETH E. BAILEY
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: GERALD L. BALILES
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: JOHN T. CASTEEN III
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: DINYAR S. DEVITRE
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: THOMAS F. FARRELL II
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: THOMAS W. JONES
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: GEORGE MUNOZ
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: NABIL Y. SAKKAB
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK
Management
For
For
       
 
02
RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
       
 
03
ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
04
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. ***THE BOARD OF DIRECTORS DOES NOT HAVE A RECOMMENDATION FOR VOTING ON THIS PROPOSAL.  IF NO SPECIFICATION IS MADE, THIS PROPOSAL WILL BE VOTED ABSTAIN.***
Management
Abstain
         
 
05
SHAREHOLDER PROPOSAL - ADDRESS CONCERNS REGARDING TOBACCO FLAVORING.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698975
 
59B
 
12500
 
0
 
05-Apr-2011
 
05-Apr-2011
       

 
 

 


                                                       
 
AMEDISYS, INC.
         
 
Security
 
023436108
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
AMED
       
Meeting Date
 
09-Jun-2011
           
 
ISIN
 
US0234361089
       
Agenda
 
933453778 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
WILLIAM F. BORNE
     
For
For
       
   
2
RONALD A. LABORDE
     
For
For
       
   
3
JAKE L. NETTERVILLE
     
For
For
       
   
4
DAVID R. PITTS
     
For
For
       
   
5
PETER F. RICCHIUTI
     
For
For
       
   
6
DONALD A. WASHBURN
     
For
For
       
 
02
TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
03
AN ADVISORY VOTE ON THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S 2011 PROXY STATEMENT (SAY ON PAY VOTE).
Management
For
For
       
 
04
AN ADVISORY VOTE ON THE FREQUENCY (EVERY 1 YEAR, 2 YEARS OR 3 YEARS) OF FUTURE STOCKHOLDER SAY ON PAY VOTES.
Management
1 Year
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
3000
 
0
 
12-May-2011
 
12-May-2011
       

 
 

 


                                                       
 
AMERISOURCEBERGEN CORPORATION
         
 
Security
 
03073E105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
ABC
       
Meeting Date
 
17-Feb-2011
           
 
ISIN
 
US03073E1055
       
Agenda
 
933365733 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF CLASS I DIRECTOR: CHARLES H. COTROS
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1B
ELECTION OF CLASS I DIRECTOR: JANE E. HENNEY, M.D.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1C
ELECTION OF CLASS I DIRECTOR: R. DAVID YOST
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
02
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
       
 
03
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
04
ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
3 Years
For
       
 
05
APPROVAL OF THE AMENDMENT OF AMERISOURCEBERGEN'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION.
Management
For
For
       
 
06
APPROVAL OF THE AMERISOURCEBERGEN CORPORATION 2011 EMPLOYEE STOCK PURCHASE PLAN.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
2000
 
0
 
18-Jan-2011
 
18-Jan-2011
       

 
 

 


                                                       
 
AMGEN INC.
         
 
Security
 
031162100
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
AMGN
       
Meeting Date
 
20-May-2011
           
 
ISIN
 
US0311621009
       
Agenda
 
933398489 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: DR. DAVID BALTIMORE
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR.
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: DR. GILBERT S. OMENN
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN (RETIRED)
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: MR. KEVIN W. SHARER
Management
For
For
       
 
1L
ELECTION OF DIRECTOR: DR. RONALD D. SUGAR
Management
For
For
       
 
02
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
03
TO APPROVE THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
TO SET THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION EVERY ONE YEAR, TWO YEARS OR THREE YEARS.
Management
1 Year
For
       
 
05
STOCKHOLDER PROPOSAL #1 (SHAREHOLDER ACTION BY WRITTEN CONSENT)
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698975
 
59B
 
5500
 
0
 
05-Apr-2011
 
05-Apr-2011
       


 
 

 


                                                       
 
ANNALY CAPITAL MANAGEMENT, INC.
         
 
Security
 
035710409
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
NLY
       
Meeting Date
 
23-Jun-2011
           
 
ISIN
 
US0357104092
       
Agenda
 
933416528 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1B
NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1C
NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
02
A PROPOSAL TO AMEND OUR CHARTER TO INCREASE THE NUMBER OF AUTHORIZED SHARES TO 2,000,000,000 SHARES.
Management
For
For
       
 
03
NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD WILL NOT BE COUNTED
Management
For
For
       
 
04
NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD WILL NOT BE COUNTED
Management
3 Years
For
       
 
05
NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD WILL NOT BE COUNTED
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
6000
 
0
 
19-Apr-2011
 
19-Apr-2011
       

 
 

 


                                                       
 
ANWORTH MORTGAGE ASSET CORPORATION
         
 
Security
 
037347101
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
ANH
       
Meeting Date
 
25-May-2011
           
 
ISIN
 
US0373471012
       
Agenda
 
933413635 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: LLOYD MCADAMS
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: LEE A. AULT
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: CHARLES H. BLACK
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: JOE E. DAVIS
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: ROBERT C. DAVIS
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: JOSEPH E. MCADAMS
Management
For
For
       
 
02
THE APPROVAL OF THE EXTERNALIZATION PROPOSAL.
Management
For
For
       
 
03
AN ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
04
AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
1 Year
For
       
 
05
TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
12000
 
0
 
19-Apr-2011
 
19-Apr-2011
       

 
 

 


                                                       
 
ARCELORMITTAL
         
 
Security
 
03938L104
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
MT
       
Meeting Date
 
10-May-2011
           
 
ISIN
 
US03938L1044
       
Agenda
 
933432673 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2010
Management
For
         
 
02
APPROVAL OF THE PARENT COMPANY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2010
Management
For
         
 
03
ALLOCATION OF RESULTS, DETERMINATION OF DIVIDEND, AND DETERMINATION OF COMPENSATION FOR MEMBERS OF BOARD FOR 2010
Management
For
         
 
04
GIVEN THE THIRD RESOLUTION, THE GENERAL MEETING, UPON PROPOSAL OF THE BOARD, SETS THE AMOUNT OF ANNUAL DIRECTORS' COMPENSATION TO BE ALLOCATED TO THE BOARD MEMBERS AT USD 1,802,034 FOR 2010
Management
For
         
 
05
DISCHARGE OF THE DIRECTORS
Management
Abstain
         
 
06
ELECTION OF DIRECTOR: MR. LAKSHMI N. MITTAL
Management
Against
         
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
07
ELECTION OF DIRECTOR: MR. ANTOINE SPILLMANN
Management
Against
         
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
08
ELECTION OF DIRECTOR: MR. LEWIS B. KADEN
Management
Against
         
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
09
ELECTION OF DIRECTOR: HRH PRINCE GUILLAUME DE LUXEMBOURG
Management
Against
         
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
10
ELECTION OF DIRECTOR: MR. BRUNO LAFONT
Management
Against
         
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
11
APPOINTMENT OF AN INDEPENDENT COMPANY AUDITOR FOR PURPOSES OF ANNUAL ACCOUNTS & CONSOLIDATED FINANCIAL STATEMENTS FOR 2011
Management
For
         
 
12
DECISION TO AUTHORISE A RESTRICTED SHARE UNIT PLAN AND A PERFORMANCE SHARE UNIT PLAN 2011-2020
Management
For
         
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
3000
 
0
 
21-Apr-2011
 
21-Apr-2011
       

 
 

 


                                                       
 
ASTRAZENECA PLC
         
 
Security
 
046353108
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
AZN
       
Meeting Date
 
28-Apr-2011
           
 
ISIN
 
US0463531089
       
Agenda
 
933391702 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2010
Management
For
For
       
 
02
TO CONFIRM DIVIDENDS
Management
For
For
       
 
03
TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR
Management
For
For
       
 
04
TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR
Management
For
For
       
 
5A
TO ELECT OR RE-ELECT THE DIRECTOR: LOUIS SCHWEITZER
Management
For
For
       
 
5B
TO ELECT OR RE-ELECT THE DIRECTOR: DAVID BRENNAN
Management
For
For
       
 
5C
TO ELECT OR RE-ELECT THE DIRECTOR: SIMON LOWTH
Management
For
For
       
 
5D
TO ELECT OR RE-ELECT THE DIRECTOR: BRUCE BURLINGTON
Management
For
For
       
 
5E
TO ELECT OR RE-ELECT THE DIRECTOR: JEAN-PHILIPPE COURTOIS
Management
For
For
       
 
5F
TO ELECT OR RE-ELECT THE DIRECTOR: MICHELE HOOPER
Management
For
For
       
 
5G
TO ELECT OR RE-ELECT THE DIRECTOR: RUDY MARKHAM
Management
For
For
       
 
5H
TO ELECT OR RE-ELECT THE DIRECTOR: NANCY ROTHWELL
Management
For
For
       
 
5I
TO ELECT OR RE-ELECT THE DIRECTOR: SHRITI VADERA
Management
For
For
       
 
5J
TO ELECT OR RE-ELECT THE DIRECTOR: JOHN VARLEY
Management
For
For
       
 
5K
TO ELECT OR RE-ELECT THE DIRECTOR: MARCUS WALLENBERG
Management
For
For
       
 
06
TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2010
Management
For
For
       
 
07
TO AUTHORISE LIMITED EU POLITICAL DONATIONS
Management
For
For
       
 
08
TO AUTHORISE THE DIRECTORS TO ALLOT SHARES
Management
For
For
       
 
09
TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS
Management
For
For
       
 
10
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES
Management
For
For
       
 
11
TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
10000
 
0
 
29-Mar-2011
 
29-Mar-2011
       

 
 

 


                                                       
 
AT&T INC.
         
 
Security
 
00206R102
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
T
       
Meeting Date
 
29-Apr-2011
           
 
ISIN
 
US00206R1023
       
Agenda
 
933378437 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: RANDALL L. STEPHENSON
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: GILBERT F. AMELIO
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: REUBEN V. ANDERSON
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: JAMES H. BLANCHARD
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: JAIME CHICO PARDO
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: JAMES P. KELLY
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: JON C. MADONNA
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: LYNN M. MARTIN
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: JOHN B. MCCOY
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: JOYCE M. ROCHE
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: MATTHEW K. ROSE
Management
For
For
       
 
1L
ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON
Management
For
For
       
 
02
RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.
Management
For
For
       
 
03
APPROVE 2011 INCENTIVE PLAN.
Management
For
For
       
 
04
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
05
ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION.
Management
3 Years
For
       
 
06
POLITICAL CONTRIBUTIONS.
Shareholder
Against
For
       
 
07
SPECIAL STOCKHOLDER MEETINGS.
Shareholder
Against
For
       
 
08
WRITTEN CONSENT.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
3000
 
0
 
09-Mar-2011
 
09-Mar-2011
       


 
 

 


                                                       
 
ATLANTIC POWER CORPORATION
         
 
Security
 
04878Q863
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
AT
       
Meeting Date
 
24-Jun-2011
           
 
ISIN
 
CA04878Q8636
       
Agenda
 
933457346 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
THE SETTING OF THE NUMBER OF DIRECTORS OF THE ISSUER AT SIX (6);
Management
For
For
       
 
02
DIRECTOR
Management
                     
   
1
IRVING GERSTEIN
     
For
For
       
   
2
KENNETH HARTWICK
     
For
For
       
   
3
JOHN MCNEIL
     
For
For
       
   
4
R. FOSTER DUNCAN
     
For
For
       
   
5
HOLLI NICHOLS
     
For
For
       
   
6
BARRY WELCH
     
For
For
       
 
03
THE APPOINTMENT OF KPMG LLP AS THE AUDITORS OF THE ISSUER AND THE AUTHORIZATION OF THE ISSUER'S BOARD OF DIRECTORS TO FIX SUCH AUDITORS' REMUNERATION;
Management
For
For
       
 
04
THE APPROVAL OF THE NAMED EXECUTIVE OFFICER COMPENSATION AS DESCRIBED IN THE CIRCULAR;
Management
For
For
       
 
05
A FREQUENCY OF ONE (1) YEAR FOR THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION, AS DESCRIBED IN THE CIRCULAR.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
10000
 
0
 
25-May-2011
 
25-May-2011
       

 
 

 


                                                       
 
BERKSHIRE HATHAWAY INC.
         
 
Security
 
084670702
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
BRKB
       
Meeting Date
 
30-Apr-2011
           
 
ISIN
 
US0846707026
       
Agenda
 
933383844 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
WARREN E. BUFFETT
     
For
For
       
   
2
CHARLES T. MUNGER
     
For
For
       
   
3
HOWARD G. BUFFETT
     
For
For
       
   
4
STEPHEN B. BURKE
     
For
For
       
   
5
SUSAN L. DECKER
     
For
For
       
   
6
WILLIAM H. GATES III
     
For
For
       
   
7
DAVID S. GOTTESMAN
     
For
For
       
   
8
CHARLOTTE GUYMAN
     
For
For
       
   
9
DONALD R. KEOUGH
     
For
For
       
   
10
THOMAS S. MURPHY
     
For
For
       
   
11
RONALD L. OLSON
     
For
For
       
   
12
WALTER SCOTT, JR.
     
For
For
       
 
02
NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2011 PROXY STATEMENT.
Management
For
For
       
 
03
NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
3 Years
For
       
 
04
TO APPROVE THE SHAREHOLDER PROPOSAL WITH RESPECT TO THE ESTABLISHMENT OF QUANTITATIVE GOALS FOR THE REDUCTION OF GREENHOUSE GAS AND OTHER AIR EMISSIONS AT BERKSHIRE'S ENERGY GENERATING HOLDINGS.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
3000
 
0
 
16-Mar-2011
 
16-Mar-2011
       

 
 

 


                                                       
 
BEST BUY CO., INC.
         
 
Security
 
086516101
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
BBY
       
Meeting Date
 
21-Jun-2011
           
 
ISIN
 
US0865161014
       
Agenda
 
933469252 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
RONALD JAMES
     
Withheld
Against
       
   
2
SANJAY KHOSLA
     
Withheld
Against
       
   
3
GEORGE L. MIKAN III
     
Withheld
Against
       
   
4
MATTHEW H. PAULL
     
Withheld
Against
       
   
5
RICHARD M. SCHULZE
     
Withheld
Against
       
   
6
HATIM A. TYABJI
     
Withheld
Against
       
 
02
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 3, 2012.
Management
For
For
       
 
03
APPROVAL OF AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED BY-LAWS TO REMOVE THE MAXIMUM FOR THE NUMBER OF DIRECTORS SERVING ON THE BOARD OF DIRECTORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THE NUMBER OF DIRECTORS SERVING FROM TIME TO TIME.
Management
For
For
       
 
04
APPROVAL OF AMENDMENTS TO OUR 2004 OMNIBUS STOCK AND INCENTIVE PLAN, AS AMENDED.
Management
For
For
       
 
05
APPROVAL OF OUR EXECUTIVE SHORT-TERM INCENTIVE PLAN.
Management
For
For
       
 
06
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
07
ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION.
Management
3 Years
For
       
 
08
VOTE ON THE NON-BINDING SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF OUR BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
5000
 
0
 
07-Jun-2011
 
07-Jun-2011
       

 
 

 


                                                       
 
BRIDGEPOINT EDUCATION, INC.
         
 
Security
 
10807M105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
BPI
       
Meeting Date
 
10-May-2011
           
 
ISIN
 
US10807M1053
       
Agenda
 
933415172 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
DALE CRANDALL
     
Withheld
Against
       
   
2
ADARSH SARMA
     
Withheld
Against
       
 
02
VOTE, ON AN ADVISORY BASIS, REGARDING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS FOR THE YEAR ENDED DECEMBER 31, 2010, AS SET FORTH IN THE 2011 PROXY STATEMENT.
Management
For
For
       
 
03
VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF A STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION.
Management
3 Years
For
       
 
04
RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
15000
 
0
 
19-Apr-2011
 
19-Apr-2011
       

 
 

 


                                                       
 
BRISTOL-MYERS SQUIBB COMPANY
         
 
Security
 
110122108
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
BMY
       
Meeting Date
 
03-May-2011
           
 
ISIN
 
US1101221083
       
Agenda
 
933386701 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: L. ANDREOTTI
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: L.B. CAMPBELL
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: J.M. CORNELIUS
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: L.J. FREEH
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D.
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: M. GROBSTEIN
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: L. JOHANSSON
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: A.J. LACY
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: V.L. SATO, PH.D.
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D.
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: T.D. WEST, JR.
Management
For
For
       
 
1L
ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D.
Management
For
For
       
 
02
RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
For
For
       
 
03
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
Management
For
For
       
 
04
ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
Management
3 Years
For
       
 
05
EXECUTIVE COMPENSATION DISCLOSURE
Shareholder
Against
For
       
 
06
SHAREHOLDER ACTION BY WRITTEN CONSENT
Shareholder
Against
For
       
 
07
PHARMACEUTICAL PRICE RESTRAINT
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698975
 
59B
 
15000
 
0
 
29-Mar-2011
 
29-Mar-2011
       

 
 

 


                                                       
 
BT GROUP PLC
         
 
Security
 
05577E101
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
BT
       
Meeting Date
 
13-Jul-2011
           
 
ISIN
 
US05577E1010
       
Agenda
 
933475875 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
REPORT AND ACCOUNTS
Management
For
For
       
 
02
REMUNERATION REPORT
Management
For
For
       
 
03
FINAL DIVIDEND
Management
For
For
       
 
04
RE-ELECT SIR MICHAEL RAKE
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
05
RE-ELECT IAN LIVINGSTON
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
06
RE-ELECT TONY CHANMUGAM
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
07
RE-ELECT GAVIN PATTERSON
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
08
RE-ELECT TONY BALL
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
09
RE-ELECT J ERIC DANIELS
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
10
RE-ELECT RT HON PATRICIA HEWITT
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
11
RE-ELECT PHIL HODKINSON
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
12
RE-ELECT CARL SYMON
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
13
ELECT NICK ROSE
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
14
ELECT JASMINE WHITBREAD
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
15
REAPPOINTMENT OF AUDITORS
Management
For
For
       
 
16
REMUNERATION OF AUDITORS
Management
For
For
       
 
17
AUTHORITY TO ALLOT SHARES
Management
For
For
       
 
S18
AUTHORITY TO ALLOT SHARES FOR CASH
Management
For
For
       
 
S19
AUTHORITY FOR PURCHASE OF OWN SHARES
Management
For
For
       
 
S20
AUTHORITY TO CALL A GENERAL MEETING ON 14 DAYS' NOTICE
Management
For
For
       
 
21
AUTHORITY FOR POLITICAL DONATIONS
Management
For
For
       
 
22
RENEWAL OF THE EMPLOYEE SHARESAVE SCHEME
Management
For
For
       
 
23
RENEWAL OF THE INTERNATIONAL EMPLOYEE SHARESAVE SCHEME
Management
For
For
       
 
24
RENEWAL OF THE EMPLOYEE SHARE INVESTMENT PLAN
Management
For
For
       
 
25
RENEWAL OF THE EMPLOYEE STOCK PURCHASE PLAN
Management
For
For
       
 
26
RENEWAL OF THE EXECUTIVE PORTFOLIO
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698975
 
59B
 
10000
 
0
 
20-Jun-2011
 
20-Jun-2011
       
 
 

 
 

 


                                                       
 
BUCKEYE PARTNERS, L.P.
         
 
Security
 
118230101
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
BPL
       
Meeting Date
 
16-Nov-2010
           
 
ISIN
 
US1182301010
       
Agenda
 
933334257 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
APPROVAL OF A FIRST AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER BY AND AMONG BUCKEYE PARTNERS, L.P. (THE "PARTNERSHIP"), BUCKEYE GP LLC, GRAND OHIO, LLC, BUCKEYE GP HOLDINGS L.P. & MAINLINE MANAGEMENT LLC, DATED AS OF AUGUST 18, 2010 AND THE TRANSACTIONS CONTEMPLATED THEREBY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
For
For
       
 
02
TO CONSIDER AND VOTE UPON THE APPROVAL OF THE AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF THE PARTNERSHIP.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
3000
 
0
 
05-Oct-2010
 
05-Oct-2010
       
 
 

 
 

 


                                                       
 
BUCKEYE PARTNERS, L.P.
         
 
Security
 
118230101
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
BPL
       
Meeting Date
 
07-Jun-2011
           
 
ISIN
 
US1182301010
       
Agenda
 
933437205 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: FORREST E. WYLIE
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1B
ELECTION OF DIRECTOR: JOSEPH A. LASALA, JR.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1C
ELECTION OF DIRECTOR: MARTIN A. WHITE
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
02
RATIFICATION OF DELOITTE & TOUCHE LLP.
Management
For
For
       
 
03
ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Management
3 Years
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
3000
 
0
 
29-Apr-2011
 
29-Apr-2011
       
 
 

 
 

 


                                                       
 
BUNGE LIMITED
         
 
Security
 
G16962105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
BG
       
Meeting Date
 
27-May-2011
           
 
ISIN
 
BMG169621056
       
Agenda
 
933429652 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: ERNEST G. BACHRACH
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1B
ELECTION OF DIRECTOR: ENRIQUE H. BOILINI
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
02
TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITOR'S FEES.
Management
For
For
       
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Management
1 Year
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
2000
 
0
 
21-Apr-2011
 
21-Apr-2011
       
 
 

 
 

 


                                                       
 
CAL-MAINE FOODS, INC.
         
 
Security
 
128030202
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
CALM
       
Meeting Date
 
15-Oct-2010
           
 
ISIN
 
US1280302027
       
Agenda
 
933327442 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
FRED R. ADAMS, JR.
     
For
For
       
   
2
RICHARD K. LOOPER
     
For
For
       
   
3
ADOLPHUS B. BAKER
     
For
For
       
   
4
TIMOTHY A. DAWSON
     
For
For
       
   
5
LETITIA C. HUGHES
     
For
For
       
   
6
JAMES E. POOLE
     
For
For
       
   
7
STEVE W. SANDERS
     
For
For
       
 
02
RATIFICATION OF FRAZER FROST LLP AS INDEPENDENT AUDITORS OF THE COMPANY.
Management
For
For
       
 
03
ADOPTION OF THE RESOLUTION PROPOSED BY THE HUMANE SOCIETY OF THE UNITED STATES CONCERNING DISCLOSURE BY THE COMPANY OF POLITICAL CONTRIBUTIONS.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
2000
 
0
 
30-Sep-2010
 
30-Sep-2010
       
 
 

 
 

 


                                                       
 
CALAMOS CONV OPPS & INCOME FUND
         
 
Security
 
128117108
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
CHI
       
Meeting Date
 
30-Jun-2011
           
 
ISIN
 
US1281171082
       
Agenda
 
933472336 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
JOHN P. CALAMOS, SR.
     
Withheld
Against
       
   
2
WILLIAM R. RYBAK
     
Withheld
Against
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698969
 
59B
 
30000
 
0
 
07-Jun-2011
 
07-Jun-2011
       
 
 

 
 

 


                                                       
 
CAPITOL FEDERAL FINANCIAL INC
         
 
Security
 
14057J101
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
CFFN
       
Meeting Date
 
22-Feb-2011
           
 
ISIN
 
US14057J1016
       
Agenda
 
933369212 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
I
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
JEFFREY M. JOHNSON
     
Withheld
Against
       
   
2
MICHAEL T. MCCOY, M.D.
     
Withheld
Against
       
   
3
MARILYN S. WARD
     
Withheld
Against
       
 
II
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
III
ADVISORY VOTE ON FREQUENCY OF HOLDING ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
3 Years
For
       
 
IV
THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS CAPITOL FEDERAL FINANCIAL, INC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698975
 
59B
 
5659
 
0
 
03-Feb-2011
 
03-Feb-2011
       
 
 

 
 

 


                                                       
 
CHIMERA INVESTMENT CORPORATION
         
 
Security
 
16934Q109
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
CIM
       
Meeting Date
 
26-May-2011
           
 
ISIN
           
Agenda
 
933421252 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
PAUL DONLIN
     
Withheld
Against
       
   
2
MARK ABRAMS
     
Withheld
Against
       
   
3
GERARD CREAGH
     
Withheld
Against
       
 
02
A PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON OUR EXECUTIVE COMPENSATION.
Management
For
For
       
 
03
A RECOMMENDATION, BY A NON-BINDING ADVISORY VOTE, FOR THE FREQUENCY OF ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION.
Management
3 Years
For
       
 
04
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2011 FISCAL YEAR.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
25000
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
 

 
 

 


                                                       
 
CHINA MOBILE (HONG KONG) LIMITED
         
 
Security
 
16941M109
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
CHL
       
Meeting Date
 
19-May-2011
           
 
ISIN
 
US16941M1099
       
Agenda
 
933430390 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
O1
TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2010.
Management
For
For
       
 
O2
TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2010.
Management
For
For
       
 
O3A
TO RE-ELECT XUE TAOHAI AS A DIRECTOR.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
O3B
TO RE-ELECT HUANG WENLIN AS A DIRECTOR.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
O3C
TO RE-ELECT XU LONG AS A DIRECTOR.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
O3D
TO RE-ELECT LO KA SHUI AS A DIRECTOR.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
O4
TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION.
Management
For
For
       
 
O5
GENERAL MANDATE TO DIRECTORS TO REPURCHASE SHARES IN COMPANY NOT EXCEEDING 10% OF AGGREGATE NOMINAL AMT. OF ISSUED SHARE CAPITAL.
Management
For
For
       
 
O6
TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE CAPITAL.
Management
For
For
       
 
O7
TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
15000
 
0
 
21-Apr-2011
 
21-Apr-2011
       
 
 

 
 

 


                                                       
 
CISCO SYSTEMS, INC.
         
 
Security
 
17275R102
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
CSCO
       
Meeting Date
 
18-Nov-2010
           
 
ISIN
 
US17275R1023
       
Agenda
 
933332265 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: CAROL A. BARTZ
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: M. MICHELE BURNS
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: LARRY R. CARTER
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: JOHN T. CHAMBERS
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: BRIAN L. HALLA
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: RODERICK C. MCGEARY
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: MICHAEL K. POWELL
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: ARUN SARIN
Management
For
For
       
 
1L
ELECTION OF DIRECTOR: STEVEN M. WEST
Management
For
For
       
 
1M
ELECTION OF DIRECTOR: JERRY YANG
Management
For
For
       
 
02
TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION.
Management
For
For
       
 
03
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 30, 2011.
Management
For
For
       
 
04
PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY.
Shareholder
Against
For
       
 
05
PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
Shareholder
Against
For
       
 
06
PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE OF CISCO'S SALES TO CHINA AND CERTAIN OTHER GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698975
 
59B
 
4000
 
0
 
30-Sep-2010
 
30-Sep-2010
       
 
2698976
 
59B
 
4200
 
0
 
30-Sep-2010
 
30-Sep-2010
       
 
 

 
 

 


                                                       
 
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV
         
 
Security
 
20441W203
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
ABV
       
Meeting Date
 
29-Apr-2011
           
 
ISIN
 
US20441W2035
       
Agenda
 
933432825 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
O3A
ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL: MARIO FERNANDO ENGELKE
Management
For
         
 
O3B
ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL: EURIPEDES DE FREITAS
Management
For
         
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
7500
 
0
 
21-Apr-2011
 
21-Apr-2011
       
 
 

 
 

 


                                                       
 
COMPANHIA DE SANEAMENTO BASICO DO ESTADO
         
 
Security
 
20441A102
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
SBS
       
Meeting Date
 
09-Aug-2010
           
 
ISIN
 
US20441A1025
       
Agenda
 
933312770 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
PROPOSAL TO AMEND ARTICLE 46 OF THE BYLAWS IN FORCE TO ALLOW FOR THE IMPLEMENTATION OF A NEW PENSION PLAN FOR SABESP'S EMPLOYEES - SABESPREV MAIS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
1028783405
 
3S7
 
10000
 
0
 
23-Jul-2010
 
23-Jul-2010
       
 
 

 
 

 


                                                       
 
CONOCOPHILLIPS
         
 
Security
 
20825C104
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
COP
       
Meeting Date
 
11-May-2011
           
 
ISIN
 
US20825C1045
       
Agenda
 
933398732 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: RICHARD L. ARMITAGE
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: JAMES E. COPELAND, JR.
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: RUTH R. HARKIN
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: HAROLD W. MCGRAW III
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: JAMES J. MULVA
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: ROBERT A. NIBLOCK
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: HARALD J. NORVIK
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: WILLIAM K. REILLY
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL
Management
For
For
       
 
1L
ELECTION OF DIRECTOR: KATHRYN C. TURNER
Management
For
For
       
 
1M
ELECTION OF DIRECTOR: WILLIAM E. WADE, JR.
Management
For
For
       
 
02
PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
Management
For
For
       
 
03
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
3 Years
         
 
05
APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN.
Management
For
For
       
 
06
GENDER EXPRESSION NON-DISCRIMINATION.
Shareholder
Against
For
       
 
07
POLITICAL CONTRIBUTIONS.
Shareholder
Against
For
       
 
08
REPORT ON GRASSROOTS LOBBYING EXPENDITURES.
Shareholder
Against
For
       
 
09
ACCIDENT RISK MITIGATION.
Shareholder
Against
For
       
 
10
COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS).
Shareholder
Against
For
       
 
11
GREENHOUSE GAS REDUCTION TARGETS.
Shareholder
Against
For
       
 
12
REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE.
Shareholder
Against
For
       
 
13
CANADIAN OIL SANDS.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
10000
 
0
 
05-Apr-2011
 
05-Apr-2011
       
 
 

 
 

 


                                                       
 
CORNING INCORPORATED
         
 
Security
 
219350105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
GLW
       
Meeting Date
 
28-Apr-2011
           
 
ISIN
 
US2193501051
       
Agenda
 
933380191 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: JOHN SEELY BROWN
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: JOHN A. CANNING, JR.
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: GORDON GUND
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: KURT M. LANDGRAF
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: H. ONNO RUDING
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: GLENN F. TILTON
Management
For
For
       
 
02
APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
03
APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES.
Management
1 Year
For
       
 
04
RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
05
SHAREHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
5500
 
0
 
16-Mar-2011
 
16-Mar-2011
       
 
 

 
 

 


                                                       
 
CPFL ENERGIA S.A.
         
 
Security
 
126153105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
CPL
       
Meeting Date
 
28-Apr-2011
           
 
ISIN
 
US1261531057
       
Agenda
 
933416059 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
OA
TO RECEIVE MANAGEMENT'S ACCOUNTS, EXAMINE, DISCUSS AND VOTE ON FINANCIAL STATEMENTS, REPORT OF INDEPENDENT AUDITORS AND REPORT OF FISCAL COUNCIL FOR THE FISCAL YEAR ENDING DECEMBER 31 2010.
Management
For
         
 
OB
TO APPROVE THE PROPOSAL FOR ALLOCATING THE NET INCOME FOR THE FISCAL YEAR 2010 AND DIVIDEND DISTRIBUTION.
Management
For
         
 
OC
TO ELECT THE EFFECTIVE MEMBERS AND THEIR ALTERNATES TO THE BOARD OF DIRECTORS.
Management
Against
         
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
OD
TO ELECT THE EFFECTIVE MEMBERS AND THEIR ALTERNATES TO THE FISCAL COUNCIL.
Management
For
         
 
OE
TO ESTABLISH THE COMPENSATION OF THE COMPANY'S BOARD OF DIRECTORS.
Management
For
         
 
OF
TO ESTABLISH THE FEES OF THE MEMBERS OF THE FISCAL COUNCIL.
Management
For
         
 
EA
TO APPROVE THE PROPOSALS FOR REVERSE SPLIT AND SIMULTANEOUS SPLIT OF THE COMMON SHARES REPRESENTING THE CAPITAL STOCK.
Management
For
         
 
EB1
TO CHANGE THE TEXT OF ARTICLE 3 OF THE COMPANY'S BYLAWS, TO INCLUDE THE COMPLETE ADDRESS OF THE REGISTERED OFFICE.
Management
For
         
 
EB2
TO CHANGE THE TEXT OF THE CAPUT OF ARTICLE 5 OF THE COMPANY'S BYLAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
For
         
 
EB3
CHANGE TEXT OF ARTICLE 13 OF BYLAWS, SEEKING TO MAKE PROCEDURES FOR IDENTIFYING SHAREHOLDERS IN GENERAL MEETINGS MORE FLEXIBLE.
Management
For
         
 
EB4
TO CHANGE THE TEXT OF PARAGRAPH 1 OF ARTICLE 25 OF THE COMPANY'S BYLAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
For
         
 
EC
TO APPROVE THE CONSOLIDATION OF THE COMPANY'S BYLAWS, AS A RESULT OF THE AMENDMENTS HEREBY APPROVED.
Management
For
         
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
8000
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
2698976
 
59B
 
3000
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
 

 
 

 


                                                       
 
CUBIST PHARMACEUTICALS, INC.
         
 
Security
 
229678107
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
CBST
       
Meeting Date
 
02-Jun-2011
           
 
ISIN
 
US2296781071
       
Agenda
 
933431099 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
MARTIN ROSENBERG
     
Withheld
Against
       
   
2
MATTHEW SINGLETON
     
Withheld
Against
       
   
3
MICHAEL WOOD
     
Withheld
Against
       
 
2
TO CONSIDER AND VOTE WHETHER TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
3
TO CONSIDER AND VOTE, ON AN ADVISORY BASIS, ON HOW FREQUENTLY WE SHOULD SEEK APPROVAL FROM OUR STOCKHOLDERS, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS.
Management
3 Years
For
       
 
4
TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
3000
 
0
 
21-Apr-2011
 
21-Apr-2011
       
 
 

 
 

 


                                                       
 
CVS CAREMARK CORPORATION
         
 
Security
 
126650100
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
CVS
       
Meeting Date
 
11-May-2011
           
 
ISIN
 
US1266501006
       
Agenda
 
933397110 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: EDWIN M. BANKS
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: C. DAVID BROWN II
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: DAVID W. DORMAN
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: ANNE M. FINUCANE
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: MARIAN L. HEARD
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: LARRY J. MERLO
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: JEAN-PIERRE MILLON
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: TERRENCE MURRAY
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: C.A. LANCE PICCOLO
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: RICHARD J. SWIFT
Management
For
For
       
 
1L
ELECTION OF DIRECTOR: TONY L. WHITE
Management
For
For
       
 
02
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
Management
For
For
       
 
03
PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.
Management
For
For
       
 
04
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES.
Management
1 Year
For
       
 
05
STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES.
Shareholder
Against
For
       
 
06
STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
10000
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
 

 
 

 


                                                       
 
DELL INC.
         
 
Security
 
24702R101
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
DELL
       
Meeting Date
 
15-Jul-2011
           
 
ISIN
 
US24702R1014
       
Agenda
 
933470700 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
JAMES W. BREYER
     
For
For
       
   
2
DONALD J. CARTY
     
For
For
       
   
3
MICHAEL S. DELL
     
For
For
       
   
4
WILLIAM H. GRAY, III
     
For
For
       
   
5
GERARD J. KLEISTERLEE
     
For
For
       
   
6
THOMAS W. LUCE, III
     
For
For
       
   
7
KLAUS S. LUFT
     
For
For
       
   
8
ALEX J. MANDL
     
For
For
       
   
9
SHANTANU NARAYEN
     
For
For
       
   
10
H. ROSS PEROT, JR.
     
For
For
       
 
02
RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS DELL'S INDEPENDENT AUDITOR FOR FISCAL 2012
Management
For
For
       
 
03
APPROVAL, ON AN ADVISORY BASIS, OF DELL'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT
Management
For
For
       
 
04
ADVISORY VOTE ON WHETHER FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION SHOULD OCCUR EVERY 1 YEAR, EVERY 2 YEARS OR EVERY 3 YEARS
Management
1 Year
For
       
 
SH1
INDEPENDENT CHAIRMAN
Shareholder
Against
For
       
 
SH2
STOCKHOLDER ACTION BY WRITTEN CONSENT
Shareholder
Against
For
       
 
SH3
DECLARATION OF DIVIDENDS
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
25000
 
0
 
07-Jun-2011
 
07-Jun-2011
       
 
 

 
 

 


                                                       
 
DEVRY INC.
         
 
Security
 
251893103
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
DV
       
Meeting Date
 
10-Nov-2010
           
 
ISIN
 
US2518931033
       
Agenda
 
933336908 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
CONNIE R. CURRAN*
     
Withheld
Against
       
   
2
DANIEL HAMBURGER*
     
Withheld
Against
       
   
3
HAROLD T. SHAPIRO*
     
Withheld
Against
       
   
4
RONALD L. TAYLOR*
     
Withheld
Against
       
   
5
GARY BUTLER**
     
Withheld
Against
       
 
02
RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
       
 
03
APPROVAL OF AMENDED AND RESTATED DEVRY INC. INCENTIVE PLAN OF 2005.
Management
For
For
       
 
04
APPROVAL OF STOCKHOLDER PROPOSAL - ELIMINATING MEDICALLY UNNECESSARY SURGERIES, IF PROPERLY PRESENTED AT THE ANNUAL MEETING OF STOCKHOLDERS.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698975
 
59B
 
5000
 
0
 
11-Oct-2010
 
11-Oct-2010
       
 
 

 
 

 


                                                       
 
DIAGEO PLC
         
 
Security
 
25243Q205
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
DEO
       
Meeting Date
 
14-Oct-2010
           
 
ISIN
 
US25243Q2057
       
Agenda
 
933329321 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
REPORT AND ACCOUNTS 2010.
Management
For
For
       
 
02
DIRECTORS' REMUNERATION REPORT 2010.
Management
For
For
       
 
03
DECLARATION OF FINAL DIVIDEND.
Management
For
For
       
 
04
RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Management
For
For
       
 
05
RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Management
For
For
       
 
06
RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Management
For
For
       
 
07
RE-ELECTION OF LORD HOLLICK AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION (CHAIRMAN OF THE COMMITTEE) COMMITTEE)
Management
For
For
       
 
08
RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (CHAIRMAN OF THE NOMINATION COMMITTEE)
Management
For
For
       
 
09
RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT (CHAIRMAN OF THE COMMITTEE), NOMINATION & REMUNERATION COMMITTEE)
Management
For
For
       
 
10
RE-ELECTION OF HT STITZER AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Management
For
For
       
 
11
RE-ELECTION OF PA WALKER AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Management
For
For
       
 
12
RE-ELECTION OF PS WALSH AS A DIRECTOR. (CHAIRMAN OF THE EXECUTIVE COMMITTEE)
Management
For
For
       
 
13
ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Management
For
For
       
 
14
ELECTION OF DA MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE)
Management
For
For
       
 
15
RE-APPOINTMENT OF AUDITOR.
Management
For
For
       
 
16
REMUNERATION OF AUDITOR.
Management
For
For
       
 
17
AUTHORITY TO ALLOT SHARES.
Management
For
For
       
 
18
DISAPPLICATION OF PRE-EMPTION RIGHTS.
Management
For
For
       
 
19
AUTHORITY TO PURCHASE OWN ORDINARY SHARES.
Management
For
For
       
 
20
AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU.
Management
For
For
       
 
21
AMENDMENT OF THE DIAGEO PLC 2001 SHARE INCENTIVE PLAN.
Management
For
For
       
 
22
ADOPTION OF THE DIAGEO PLC 2010 SHARESAVE PLAN.
Management
For
For
       
 
23
AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS.
Management
For
For
       
 
24
REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
9400
 
0
 
30-Sep-2010
 
30-Sep-2010
       
 
 

 
 

 


                                                       
 
DTE ENERGY COMPANY
         
 
Security
 
233331107
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
DTE
       
Meeting Date
 
05-May-2011
           
 
ISIN
 
US2333311072
       
Agenda
 
933392108 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
LILLIAN BAUDER*
     
Withheld
Against
       
   
2
W. FRANK FOUNTAIN, JR.*
     
Withheld
Against
       
   
3
MARK A. MURRAY*
     
Withheld
Against
       
   
4
JOSUE ROBLES, JR.*
     
Withheld
Against
       
   
5
JAMES H. VANDENBERGHE*
     
Withheld
Against
       
   
6
DAVID A. BRANDON**
     
Withheld
Against
       
 
02
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP
Management
For
For
       
 
03
MANAGEMENT PROPOSAL REGARDING EXECUTIVE COMPENSATION
Management
For
For
       
 
04
MANAGEMENT PROPOSAL REGARDING FREQUENCY OF EXECUTIVE COMPENSATION VOTES
Management
3 Years
For
       
 
05
MANAGEMENT PROPOSAL REGARDING BOARD DECLASSIFICATION
Management
For
For
       
 
06
SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
2500
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
 

 
 

 


                                                       
 
DUKE ENERGY CORPORATION
         
 
Security
 
26441C105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
DUK
       
Meeting Date
 
05-May-2011
           
 
ISIN
 
US26441C1053
       
Agenda
 
933388539 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
WILLIAM BARNET, III
     
For
For
       
   
2
G. ALEX BERNHARDT, SR.
     
For
For
       
   
3
MICHAEL G. BROWNING
     
For
For
       
   
4
DANIEL R. DIMICCO
     
For
For
       
   
5
JOHN H. FORSGREN
     
For
For
       
   
6
ANN MAYNARD GRAY
     
For
For
       
   
7
JAMES H. HANCE, JR.
     
For
For
       
   
8
E. JAMES REINSCH
     
For
For
       
   
9
JAMES T. RHODES
     
For
For
       
   
10
JAMES E. ROGERS
     
For
For
       
   
11
PHILIP R. SHARP
     
For
For
       
 
02
RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2011
Management
For
For
       
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Management
For
For
       
 
04
ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
Management
1 Year
For
       
 
05
SHAREHOLDER PROPOSAL RELATING TO PREPARATION OF A REPORT ON DUKE ENERGY CORPORATION'S GLOBAL WARMING-RELATED LOBBYING ACTIVITIES
Shareholder
Against
For
       
 
06
SHAREHOLDER PROPOSAL REGARDING THE ISSUANCE OF A REPORT ON THE FINANCIAL RISKS OF CONTINUED RELIANCE ON COAL
Shareholder
Against
For
       
 
07
SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
30000
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
2698976
 
59B
 
2500
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
 

 
 

 


                                                       
 
EMBRAER S A
         
 
Security
 
29082A107
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
ERJ
       
Meeting Date
 
26-Apr-2011
           
 
ISIN
 
US29082A1079
       
Agenda
 
933426997 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
E1
RESOLVE THE PROPOSAL OF BOARD TO (I) INCREASE NUMBER OF MEMBERS OF BOARD FROM 11 TO 13, & THEREFORE, TO AMEND BYLAWS; (II) INCREASE FROM 7 TO 9 THE NUMBER OF AFFIRMATIVE VOTES OF BOARD NECESSARY TO REMOVE OFFICERS FROM OFFICE, & THEREFORE ADJUSTING ARTICLE 33 OF BYLAWS; (III) AMEND FROM 4 TO 5 THE MAXIMUM NUMBER OF MEMBERS OF BOARD COMMITTEES, & THEREFORE AMENDING BYLAWS
Management
For
For
       
 
O1
TO TAKE THE MANAGEMENT'S REPORT, EXAMINE, DISCUSS AND VOTE THE FINANCIAL STATEMENTS OF THE FISCAL YEAR ENDED IN DECEMBER 31ST, 2010
Management
For
For
       
 
O2
TO RESOLVE ON THE ALLOCATION OF THE NET INCOME OF THE FISCAL YEAR ENDED IN DECEMBER 31ST, 2010 AND THE DISTRIBUTION OF DIVIDENDS
Management
For
For
       
 
O3
TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
O4
TO ELECT THE MEMBERS OF THE AUDIT COMMITTEE
Management
For
For
       
 
O5
THE SETTING-UP OF THE OFFICERS AND MEMBERS OF THE COMMITTEES OF THE BOARD OF DIRECTORS GLOBAL ANNUAL COMPENSATION
Management
For
For
       
 
O6
THE SETTING-UP OF THE AUDIT COMMITTEE GLOBAL ANNUAL COMPENSATION
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
3000
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
 

 
 

 


                                                       
 
ENCANA CORPORATION
         
 
Security
 
292505104
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
ECA
       
Meeting Date
 
20-Apr-2011
           
 
ISIN
 
CA2925051047
       
Agenda
 
933392540 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
PETER A. DEA
     
For
For
       
   
2
RANDALL K. ERESMAN
     
For
For
       
   
3
CLAIRE S. FARLEY
     
For
For
       
   
4
FRED J. FOWLER
     
For
For
       
   
5
BARRY W. HARRISON
     
For
For
       
   
6
SUZANNE P. NIMOCKS
     
For
For
       
   
7
DAVID P. O'BRIEN
     
For
For
       
   
8
JANE L. PEVERETT
     
For
For
       
   
9
ALLAN P. SAWIN
     
For
For
       
   
10
BRUCE G. WATERMAN
     
For
For
       
   
11
CLAYTON H. WOITAS
     
For
For
       
 
02
APPOINTMENT OF AUDITOR - PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS.
Management
For
For
       
 
03
ADVISORY VOTE APPROVING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION (AS DESCRIBED ON PAGE 12 OF THE ACCOMPANYING INFORMATION CIRCULAR).
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
500
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
 

 
 

 


                                                       
 
ENERSIS S.A.
         
 
Security
 
29274F104
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
ENI
       
Meeting Date
 
26-Apr-2011
           
 
ISIN
 
US29274F1049
       
Agenda
 
933399897 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
APPROVAL OF ANNUAL REPORT, BALANCE SHEET, FINANCIAL STATEMENTS AND REPORT OF THE EXTERNAL AUDITORS AND ACCOUNT INSPECTORS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2010.
Management
For
For
       
 
02
PROFIT DISTRIBUTION FOR THE PERIOD AND DIVIDEND PAYMENTS.
Management
For
For
       
 
03
SETTING OF BOARD OF DIRECTORS' COMPENSATION.
Management
For
For
       
 
04
SETTING OF DIRECTORS' COMMITTEE'S COMPENSATION AND THEIR BUDGET FOR 2011.
Management
For
For
       
 
06
APPOINTMENT OF AN EXTERNAL AUDITING FIRM GOVERNED BY CHAPTER XXVIII OF SECURITIES MARKET LAW 18,045.
Management
For
For
       
 
07
APPOINTMENT OF TWO ACCOUNT INSPECTORS, INCLUDING TWO DEPUTIES, AND SETTING OF THEIR COMPENSATION.
Management
For
For
       
 
08
APPOINTMENT OF RISK RATING AGENCIES.
Management
For
For
       
 
09
APPROVAL OF THE INVESTMENT AND FINANCING POLICY.
Management
For
For
       
 
13
OTHER MATTERS OF INTEREST AND COMPETENCE OF THE ORDINARY SHAREHOLDERS' MEETING.
Management
For
For
       
 
14
OTHER NECESSARY RESOLUTIONS FOR THE PROPER IMPLEMENTATION OF THE ABOVE MENTIONED AGREEMENTS.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
2500
 
0
 
05-Apr-2011
 
05-Apr-2011
       
 
 

 
 

 


                                                       
 
ENSCO PLC
         
 
Security
 
29358Q109
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
ESV
       
Meeting Date
 
24-May-2011
           
 
ISIN
 
US29358Q1094
       
Agenda
 
933414461 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
O1
AN ORDINARY RESOLUTION TO RE-ELECT J. RODERICK CLARK AS A CLASS III DIRECTOR OF ENSCO PLC FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2014.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
O2
AN ORDINARY RESOLUTION TO RE-ELECT DANIEL W. RABUN AS A CLASS III DIRECTOR OF ENSCO PLC FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2014.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
O3
AN ORDINARY RESOLUTION TO RE-ELECT KEITH O. RATTIE AS A CLASS III DIRECTOR OF ENSCO PLC FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2014.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
O4
AN ORDINARY RESOLUTION TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
Management
For
For
       
 
O5
AN ORDINARY RESOLUTION TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. STATUTORY AUDITORS UNDER COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY).
Management
For
For
       
 
O6
AN ORDINARY RESOLUTION TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS' REMUNERATION.
Management
For
For
       
 
S7
A SPECIAL RESOLUTION REGARDING THE PAYMENT OF HISTORIC DIVIDENDS TO SHAREHOLDERS TO RATIFY AND CONFIRM THE ENTRY IN THE U.K. STATUTORY ACCOUNTS OF ENSCO PLC FOR THE YEAR ENDED 31 DECEMBER 2010 WHEREBY DISTRIBUTABLE PROFITS HAVE BEEN APPROPRIATED TO THE PAYMENT OF HISTORIC DIVIDENDS ON 18 JUNE 2010, 17 SEPTEMBER 2010 AND 17 DECEMBER 2010.
Management
For
For
       
 
S8
A SPECIAL RESOLUTION REGARDING THE PAYMENT OF HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE AGAINST SHAREHOLDERS OF RECORD OR ADS HOLDERS IN RESPECT OF THE HISTORIC DIVIDENDS AND TO AUTHORIZE AN ASSOCIATED DEED OF RELEASE.
Management
For
For
       
 
S9
A SPECIAL RESOLUTION REGARDING THE PAYMENT OF HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE AGAINST ITS DIRECTORS WITH RESPECT TO THE PAYMENT OF THE HISTORIC DIVIDENDS AND TO ENTER INTO AN ASSOCIATED DEED OF RELEASE.
Management
For
For
       
 
10
A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
11
A NON-BINDING ADVISORY VOTE TO CONDUCT THE NON- BINDING ADVISORY SHAREHOLDER VOTES ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS EVERY YEAR, TWO YEARS OR THREE YEARS.
Management
1 Year
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
3000
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
2698976
 
59B
 
2000
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
 

 
 

 


                                                       
 
ENSCO PLC
         
 
Security
 
29358Q109
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
ESV
       
Meeting Date
 
31-May-2011
           
 
ISIN
 
US29358Q1094
       
Agenda
 
933444515 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
APPROVAL OF THE ISSUANCE AND DELIVERY OF ENSCO AMERICAN DEPOSITARY SHARES PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 6, 2011 AND AS AMENDED ON MARCH 1, 2011, BY AND AMONG ENSCO PLC, PRIDE INTERNATIONAL, INC., ENSCO INTERNATIONAL INCORPORATED AND ENSCO VENTURES LLC, AS IT MAY BE AMENDED FROM TIME TO TIME.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
3000
 
0
 
12-May-2011
 
12-May-2011
       
 
2698976
 
59B
 
2000
 
0
 
12-May-2011
 
12-May-2011
       
 
 

 
 

 


                                                       
 
EXXON MOBIL CORPORATION
         
 
Security
 
30231G102
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
XOM
       
Meeting Date
 
25-May-2011
           
 
ISIN
 
US30231G1022
       
Agenda
 
933416908 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
M.J. BOSKIN
     
For
For
       
   
2
P. BRABECK-LETMATHE
     
For
For
       
   
3
L.R. FAULKNER
     
For
For
       
   
4
J.S. FISHMAN
     
For
For
       
   
5
K.C. FRAZIER
     
For
For
       
   
6
W.W. GEORGE
     
For
For
       
   
7
M.C. NELSON
     
For
For
       
   
8
S.J. PALMISANO
     
For
For
       
   
9
S.S REINEMUND
     
For
For
       
   
10
R.W. TILLERSON
     
For
For
       
   
11
E.E. WHITACRE, JR.
     
For
For
       
 
02
RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55)
Management
For
For
       
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56)
Management
For
For
       
 
04
FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 57)
Management
3 Years
For
       
 
05
INDEPENDENT CHAIRMAN (PAGE 58)
Shareholder
Against
For
       
 
06
REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59)
Shareholder
Against
For
       
 
07
AMENDMENT OF EEO POLICY (PAGE 61)
Shareholder
Against
For
       
 
08
POLICY ON WATER (PAGE 62)
Shareholder
Against
For
       
 
09
REPORT ON CANADIAN OIL SANDS (PAGE 64)
Shareholder
Against
For
       
 
10
REPORT ON NATURAL GAS PRODUCTION (PAGE 65)
Shareholder
Against
For
       
 
11
REPORT ON ENERGY TECHNOLOGY (PAGE 67)
Shareholder
Against
For
       
 
12
GREENHOUSE GAS EMISSIONS GOALS (PAGE 68)
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
6004
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
 

 
 

 


                                                       
 
F5 NETWORKS, INC.
         
 
Security
 
315616102
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
FFIV
       
Meeting Date
 
14-Mar-2011
           
 
ISIN
 
US3156161024
       
Agenda
 
933368133 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF CLASS I DIRECTOR: JOHN CHAPPLE
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1B
ELECTION OF CLASS III DIRECTOR: A. GARY AMES
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1C
ELECTION OF CLASS III DIRECTOR: SCOTT THOMPSON
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
02
PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
Management
For
For
       
 
03
TO APPROVE AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
04
TO RECOMMEND AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
3 Years
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
500
 
0
 
03-Feb-2011
 
03-Feb-2011
       
 
 

 
 

 


                                                       
 
FIRST SOLAR, INC.
         
 
Security
 
336433107
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
FSLR
       
Meeting Date
 
25-May-2011
           
 
ISIN
 
US3364331070
       
Agenda
 
933419598 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
MICHAEL J. AHEARN
     
For
For
       
   
2
ROBERT J. GILLETTE
     
For
For
       
   
3
CRAIG KENNEDY
     
For
For
       
   
4
JAMES F. NOLAN
     
For
For
       
   
5
WILLIAM J. POST
     
For
For
       
   
6
J. THOMAS PRESBY
     
For
For
       
   
7
PAUL H. STEBBINS
     
For
For
       
   
8
MICHAEL SWEENEY
     
For
For
       
   
9
JOSE H. VILLARREAL
     
For
For
       
 
02
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
03
APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
3 Years
For
       
 
04
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
05
STOCKHOLDER PROPOSAL REGARDING ARIZONA IMMIGRATION REFORM.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
1000
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
 

 
 

 


                                                       
 
FLAHERTY & CRUMRINE PREFERRED INCOME FD
         
 
Security
 
338480106
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
PFD
       
Meeting Date
 
15-Apr-2011
           
 
ISIN
 
US3384801060
       
Agenda
 
933375479 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
DAVID GALE
     
Withheld
Against
       
   
2
KAREN H. HOGAN
     
Withheld
Against
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698969
 
59B
 
11833
 
0
 
01-Mar-2011
 
01-Mar-2011
       
 
 

 
 

 


                                                       
 
FPA CRESCENT FUND
         
 
Security
 
30254T759
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
FPACX
       
Meeting Date
 
24-Nov-2010
           
 
ISIN
 
US30254T7596
       
Agenda
 
933335300 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
ALTMAN
     
For
For
       
   
2
MERRICK
     
For
For
       
   
3
OSBORNE
     
For
For
       
   
4
PURCELL
     
For
For
       
   
5
ROMICK
     
For
For
       
   
6
RUDNICK
     
For
For
       
 
02
APPROVAL OF A PROPOSED REVISION TO THE FUND'S FUNDAMENTAL INVESTMENT POLICY ON PURCHASING AND SELLING COMMODITIES.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698973
 
59B
 
3898
 
0
 
05-Oct-2010
 
05-Oct-2010
       
 
 

 
 

 


                                                       
 
FRANCE TELECOM
         
 
Security
 
35177Q105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
FTE
       
Meeting Date
 
07-Jun-2011
           
 
ISIN
 
US35177Q1058
       
Agenda
 
933448878 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
O1
APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2010
Management
For
For
       
 
O2
APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2010
Management
For
For
       
 
O3
ALLOCATION OF THE INCOME FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2010, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS
Management
For
For
       
 
O4
AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE (CODE DE COMMERCE)
Management
For
For
       
 
O5
RENEWAL OF THE APPOINTMENT OF MR. BERNARD DUFAU AS A DIRECTOR
Management
For
For
       
 
O6
APPOINTMENT OF MRS. HELLE KRISTOFFERSEN AS A DIRECTOR
Management
For
For
       
 
O7
APPOINTMENT OF MRS. MURIEL PENICAUD AS A DIRECTOR
Management
For
For
       
 
O8
APPOINTMENT OF MR. JEAN-MICHEL SEVERINO AS A DIRECTOR
Management
For
For
       
 
O9
AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER FRANCE TELECOM'S SHARES
Management
For
For
       
 
E10
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION RIGHTS
Management
For
For
       
 
E11
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION RIGHTS IN THE CONTEXT OF A PUBLIC OFFER
Management
For
For
       
 
E12
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN THE CONTEXT OF AN OFFER AS DESCRIBED IN PARAGRAPH II OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE (CODE MONETAIRE ET FINANCIER)
Management
For
For
       
 
E13
AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF ISSUABLE SECURITIES, IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHTS
Management
For
For
       
 
E14
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND SECURITIES GIVING ACCESS TO SHARES, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY
Management
For
For
       
 
E15
DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND SECURITIES GIVING ACCESS TO SHARES, IN ORDER TO COMPENSATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL
Management
For
For
       
 
E16
DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES RESERVED FOR PERSONS THAT SIGNED A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS OF ORANGE S.A.
Management
For
For
       
 
E17
DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ISSUANCE OF OPTION- BASED LIQUIDITY INSTRUMENTS RESERVED FOR THOSE HOLDERS OF STOCK OPTIONS OF ORANGE S.A. THAT HAVE SIGNED A LIQUIDITY CONTRACT WITH THE COMPANY
Management
For
For
       
 
E18
OVERALL LIMIT OF AUTHORIZATIONS
Management
For
For
       
 
E19
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SECURITIES GIVING ACCESS TO THE ALLOCATION OF DEBT SECURITIES
Management
For
For
       
 
E20
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS
Management
For
For
       
 
E21
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF SAVINGS PLANS
Management
For
For
       
 
E22
AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES
Management
For
For
       
 
E23
POWERS FOR FORMALITIES
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698975
 
59B
 
15000
 
0
 
12-May-2011
 
12-May-2011
       
 
 

 
 

 


                                                       
 
FRONTIER COMMUNICATIONS CORP
         
 
Security
 
35906A108
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
FTR
       
Meeting Date
 
12-May-2011
           
 
ISIN
 
US35906A1088
       
Agenda
 
933394570 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
LEROY T. BARNES, JR.
     
For
For
       
   
2
PETER C.B. BYNOE
     
For
For
       
   
3
JERI B. FINARD
     
For
For
       
   
4
EDWARD FRAIOLI
     
For
For
       
   
5
JAMES S. KAHAN
     
For
For
       
   
6
PAMELA D.A. REEVE
     
For
For
       
   
7
HOWARD L. SCHROTT
     
For
For
       
   
8
LARRAINE D. SEGIL
     
For
For
       
   
9
MARK SHAPIRO
     
For
For
       
   
10
MYRON A. WICK, III
     
For
For
       
   
11
MARY AGNES WILDEROTTER
     
For
For
       
 
02
TO CONSIDER AND VOTE UPON AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
03
TO CONSIDER AND VOTE UPON AN ADVISORY PROPOSAL ON THE FREQUENCY OF THE EXECUTIVE COMPENSATION ADVISORY PROPOSAL.
Management
1 Year
For
       
 
04
TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING.
Shareholder
Against
For
       
 
05
TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
10720
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
 

 
 

 


                                                       
 
GARMIN LTD
         
 
Security
 
H2906T109
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
GRMN
       
Meeting Date
 
03-Jun-2011
           
 
ISIN
 
CH0114405324
       
Agenda
 
933431316 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
APPROVAL OF GARMIN LTD.'S 2010 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS OF GARMIN LTD. FOR THE FISCAL YEAR ENDED DECEMBER 25, 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF GARMIN LTD. FOR THE FISCAL YEAR ENDED DECEMBER 25, 2010 AND ACKNOWLEDGMENT OF THE AUDITOR'S REPORT.
Management
For
For
       
 
02
DISCHARGE OF MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS FROM LIABILITY FOR THE FISCAL YEAR ENDED DECEMBER 25, 2010.
Management
For
For
       
 
03
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
DONALD H. ELLER
     
Withheld
Against
       
   
2
CLIFTON A. PEMBLE
     
Withheld
Against
       
 
04
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GARMIN LTD.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR AND RE- ELECTION OF ERNST & YOUNG LTD. AS GARMIN LTD'S STATUTORY AUDITOR FOR THE 2011 FISCAL YEAR.
Management
For
For
       
 
05
APPROVAL OF THE APPROPRIATION OF AVAILABLE EARNINGS AND THE PAYMENT OF A CASH DIVIDEND IN THE AGGREGATE AMOUNT OF $2.00 PER SHARE OUT OF GARMIN LTD.'S GENERAL RESERVE FROM CAPITAL CONTRIBUTION IN FOUR INSTALLMENTS.
Management
For
For
       
 
06
APPROVAL OF THE GARMIN LTD. 2011 NON-EMPLOYEE DIRECTORS' EQUITY INCENTIVE PLAN.
Management
For
For
       
 
07
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
08
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Management
1 Year
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
10000
 
0
 
21-Apr-2011
 
21-Apr-2011
       
 
 

 
 

 


                                                       
 
GENERAL DYNAMICS CORPORATION
         
 
Security
 
369550108
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
GD
       
Meeting Date
 
04-May-2011
           
 
ISIN
 
US3695501086
       
Agenda
 
933387854 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: MARY T. BARRA
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: JAMES S. CROWN
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: WILLIAM P. FRICKS
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: JAY L. JOHNSON
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: GEORGE A. JOULWAN
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: PAUL G. KAMINSKI
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: JOHN M. KEANE
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: LESTER L. LYLES
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: WILLIAM A. OSBORN
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: ROBERT WALMSLEY
Management
For
For
       
 
02
SELECTION OF INDEPENDENT AUDITORS.
Management
For
For
       
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES.
Management
3 Years
For
       
 
05
SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN RIGHTS POLICY.
Shareholder
Against
For
       
 
06
SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL SHAREHOLDER MEETINGS.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
2000
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
 

 
 

 


                                                       
 
GENERAL ELECTRIC COMPANY
         
 
Security
 
369604103
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
GE
       
Meeting Date
 
27-Apr-2011
           
 
ISIN
 
US3696041033
       
Agenda
 
933387664 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
A1
ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE
Management
For
For
       
 
A2
ELECTION OF DIRECTOR: JAMES I. CASH, JR.
Management
For
For
       
 
A3
ELECTION OF DIRECTOR: ANN M. FUDGE
Management
For
For
       
 
A4
ELECTION OF DIRECTOR: SUSAN HOCKFIELD
Management
For
For
       
 
A5
ELECTION OF DIRECTOR: JEFFREY R. IMMELT
Management
For
For
       
 
A6
ELECTION OF DIRECTOR: ANDREA JUNG
Management
For
For
       
 
A7
ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY
Management
For
For
       
 
A8
ELECTION OF DIRECTOR: ROBERT W. LANE
Management
For
For
       
 
A9
ELECTION OF DIRECTOR: RALPH S. LARSEN
Management
For
For
       
 
A10
ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS
Management
For
For
       
 
A11
ELECTION OF DIRECTOR: JAMES J. MULVA
Management
For
For
       
 
A12
ELECTION OF DIRECTOR: SAM NUNN
Management
For
For
       
 
A13
ELECTION OF DIRECTOR: ROGER S. PENSKE
Management
For
For
       
 
A14
ELECTION OF DIRECTOR: ROBERT J. SWIERINGA
Management
For
For
       
 
A15
ELECTION OF DIRECTOR: JAMES S. TISCH
Management
For
For
       
 
A16
ELECTION OF DIRECTOR: DOUGLAS A. WARNER III
Management
For
For
       
 
B1
RATIFICATION OF KPMG
Management
For
For
       
 
B2
ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION
Management
For
For
       
 
B3
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
Management
1 Year
For
       
 
C1
SHAREOWNER PROPOSAL: CUMULATIVE VOTING
Shareholder
Against
For
       
 
C2
SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS
Shareholder
Against
For
       
 
C3
SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS GRANTED TO EXECUTIVES
Shareholder
Against
For
       
 
C4
SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE
Shareholder
Against
For
       
 
C5
SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL RESEARCH
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
2000
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
 

 
 

 


                                                       
 
GENERAL MILLS, INC.
         
 
Security
 
370334104
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
GIS
       
Meeting Date
 
27-Sep-2010
           
 
ISIN
 
US3703341046
       
Agenda
 
933315966 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: BRADBURY H. ANDERSON
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: R. KERRY CLARK
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: PAUL DANOS
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: WILLIAM T. ESREY
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: HEIDI G. MILLER
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: STEVE ODLAND
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: KENDALL J. POWELL
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: LOIS E. QUAM
Management
For
For
       
 
1L
ELECTION OF DIRECTOR: MICHAEL D. ROSE
Management
For
For
       
 
1M
ELECTION OF DIRECTOR: ROBERT L. RYAN
Management
For
For
       
 
1N
ELECTION OF DIRECTOR: DOROTHY A. TERRELL
Management
For
For
       
 
02
APPROVE EXECUTIVE INCENTIVE PLAN.
Management
For
For
       
 
03
RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
       
 
04
CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
1028876083
 
3S7
 
5000
 
0
 
17-Aug-2010
 
17-Aug-2010
       
 
 

 
 

 


                                                       
 
GLAXOSMITHKLINE PLC
         
 
Security
 
37733W105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
GSK
       
Meeting Date
 
05-May-2011
           
 
ISIN
 
US37733W1053
       
Agenda
 
933394556 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
TO RECEIVE AND ADOPT THE DIRECTORS' REPORT AND THE FINANCIAL STATEMENTS
Management
For
For
       
 
02
TO APPROVE THE REMUNERATION REPORT
Management
For
For
       
 
03
TO ELECT MR SIMON DINGEMANS AS A DIRECTOR
Management
For
For
       
 
04
TO ELECT MS STACEY CARTWRIGHT AS A DIRECTOR
Management
For
For
       
 
05
TO ELECT MS JUDY LEWENT AS A DIRECTOR
Management
For
For
       
 
06
TO RE-ELECT SIR CHRISTOPHER GENT AS A DIRECTOR
Management
For
For
       
 
07
TO RE-ELECT MR ANDREW WITTY AS A DIRECTOR
Management
For
For
       
 
08
TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR
Management
For
For
       
 
09
TO RE-ELECT DR STEPHANIE BURNS AS A DIRECTOR
Management
For
For
       
 
10
TO RE-ELECT MR LARRY CULP AS A DIRECTOR
Management
For
For
       
 
11
TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR
Management
For
For
       
 
12
TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR
Management
For
For
       
 
13
TO RE-ELECT MR JAMES MURDOCH AS A DIRECTOR
Management
For
For
       
 
14
TO RE-ELECT DR DANIEL PODOLSKY AS A DIRECTOR
Management
For
For
       
 
15
TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR
Management
For
For
       
 
16
TO RE-ELECT MR TOM DE SWAAN AS A DIRECTOR
Management
For
For
       
 
17
TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR
Management
For
For
       
 
18
TO RE-APPOINT AUDITORS
Management
For
For
       
 
19
TO DETERMINE REMUNERATION OF AUDITORS
Management
For
For
       
 
20
TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE
Management
For
For
       
 
21
TO AUTHORISE ALLOTMENT OF SHARES
Management
For
For
       
 
S22
TO DISAPPLY PRE-EMPTION RIGHTS
Management
For
For
       
 
S23
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES
Management
For
For
       
 
24
TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR
Management
For
For
       
 
S25
TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
10000
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
 

 
 

 


                                                       
 
HARBOR FUND
         
 
Security
 
411511108
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
HABDX
       
Meeting Date
 
14-Dec-2010
           
 
ISIN
 
US4115111084
       
Agenda
 
933337431 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
RAYMOND J. BALL
     
Withheld
Against
       
   
2
DONNA J. DEAN
     
Withheld
Against
       
   
3
RANDALL A. HACK
     
Withheld
Against
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698969
 
59B
 
148102
 
0
 
26-Oct-2010
 
26-Oct-2010
       
 
 

 
 

 


                                                       
 
HCP, INC.
         
 
Security
 
40414L109
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
HCP
       
Meeting Date
 
28-Apr-2011
           
 
ISIN
 
US40414L1098
       
Agenda
 
933383236 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: JAMES F. FLAHERTY III
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: CHRISTINE N. GARVEY
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: DAVID B. HENRY
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: LAURALEE E. MARTIN
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: MICHAEL D. MCKEE
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: PETER L. RHEIN
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: KENNETH B. ROATH
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: RICHARD M. ROSENBERG
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN
Management
For
For
       
 
02
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HCP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Management
1 Year
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
3000
 
0
 
16-Mar-2011
 
16-Mar-2011
       
 
 

 
 

 


                                                       
 
HUDSON CITY BANCORP, INC.
         
 
Security
 
443683107
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
HCBK
       
Meeting Date
 
19-Apr-2011
           
 
ISIN
 
US4436831071
       
Agenda
 
933386636 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: RONALD E. HERMANCE, JR.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1B
ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: WILLIAM G. BARDEL
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1C
ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: SCOTT A. BELAIR
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1D
ELECTION OF DIRECTOR FOR TERM OF TWO YEARS: CORNELIUS E. GOLDING
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
02
THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS HUDSON CITY BANCORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
03
THE ADOPTION OF THE HUDSON CITY BANCORP, INC. AMENDED AND RESTATED 2011 STOCK INCENTIVE PLAN.
Management
For
For
       
 
04
THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON NAMED EXECUTIVE OFFICER COMPENSATION.
Management
For
For
       
 
05
THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
Management
1 Year
For
       
 
06
SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
15000
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
 

 
 

 


                                                       
 
IBERIABANK CORPORATION
         
 
Security
 
450828108
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
IBKC
       
Meeting Date
 
06-May-2011
           
 
ISIN
 
US4508281080
       
Agenda
 
933419409 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
HARRY V. BARTON, JR.
     
Withheld
Against
       
   
2
E. STEWART SHEA III
     
Withheld
Against
       
   
3
DAVID H. WELCH
     
Withheld
Against
       
 
02
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
Management
For
For
       
 
03
APPROVAL OF PROPOSED AMENDMENTS TO THE 2010 STOCK INCENTIVE PLAN TO INCREASE SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 900,000 SHARES AND INCREASE SHARES AVAILABLE FOR ISSUANCE AS FULL VALUE AWARDS BY 450,000 SHARES.
Management
For
For
       
 
04
APPROVAL OF A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
05
ADVISORY VOTE ON THE FREQUENCY OF THE NON- BINDING RESOLUTION TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.
Management
1 Year
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
2000
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
 

 
 

 


                                                       
 
INTEL CORPORATION
         
 
Security
 
458140100
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
INTC
       
Meeting Date
 
19-May-2011
           
 
ISIN
 
US4581401001
       
Agenda
 
933403812 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: SUSAN L. DECKER
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: JOHN J. DONAHOE
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: REED E. HUNDT
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: PAUL S. OTELLINI
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: JAMES D. PLUMMER
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: DAVID S. POTTRUCK
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: JANE E. SHAW
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: FRANK D. YEARY
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: DAVID B. YOFFIE
Management
For
For
       
 
02
RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR
Management
For
For
       
 
03
AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN
Management
For
For
       
 
04
AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE PLAN
Management
For
For
       
 
05
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Management
For
For
       
 
06
ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
Management
Abstain
         
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
10000
 
0
 
05-Apr-2011
 
05-Apr-2011
       
 
2698976
 
59B
 
11500
 
0
 
05-Apr-2011
 
05-Apr-2011
       
 
 

 
 

 


                                                       
 
INTERNATIONAL BUSINESS MACHINES CORP.
         
 
Security
 
459200101
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
IBM
       
Meeting Date
 
26-Apr-2011
           
 
ISIN
 
US4592001014
       
Agenda
 
933380381 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: A.J.P. BELDA
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: W.R. BRODY
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: K.I. CHENAULT
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: M.L. ESKEW
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: S.A. JACKSON
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: A.N. LIVERIS
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: W.J. MCNERNEY, JR.
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: J.W. OWENS
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: S.J. PALMISANO
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: J.E. SPERO
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: S. TAUREL
Management
For
For
       
 
1L
ELECTION OF DIRECTOR: L.H. ZAMBRANO
Management
For
For
       
 
02
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
Management
For
For
       
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72)
Management
For
For
       
 
04
ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 73)
Management
3 Years
For
       
 
05
STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 74)
Shareholder
Against
For
       
 
06
STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS POLICY (PAGES 74-75)
Shareholder
Against
For
       
 
07
STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76)
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
1300
 
0
 
16-Mar-2011
 
16-Mar-2011
       
 
 

 
 

 


                                                       
 
ITT EDUCATIONAL SERVICES, INC.
         
 
Security
 
45068B109
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
ESI
       
Meeting Date
 
03-May-2011
           
 
ISIN
 
US45068B1098
       
Agenda
 
933384961 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: JOHN E. DEAN
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1B
ELECTION OF DIRECTOR: JAMES D. FOWLER, JR.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1C
ELECTION OF DIRECTOR: VIN WEBER
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
02
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS ITT EDUCATIONAL SERVICES, INC.'S (ITT/ESI) INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
03
TO APPROVE, BY A NON-BINDING VOTE, THE COMPENSATION PAID TO ITT/ESI'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION, IN ITT/ESI'S PROXY STATEMENT.
Management
For
For
       
 
04
TO APPROVE, BY A NON-BINDING VOTE, HOLDING FUTURE SHAREHOLDER VOTES TO APPROVE THE COMPENSATION PAID TO ITT/ESI'S NAMED EXECUTIVE OFFICERS EVERY ONE, TWO, OR THREE YEARS.
Management
3 Years
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698975
 
59B
 
10000
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
 

 
 

 


                                                       
 
JOHN HANCOCK PFD INCOME FUND
         
 
Security
 
41013W108
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
HPI
       
Meeting Date
 
21-Jan-2011
           
 
ISIN
 
US41013W1080
       
Agenda
 
933354704 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
JAMES F. CARLIN
     
Withheld
Against
       
   
2
WILLIAM H. CUNNINGHAM
     
Withheld
Against
       
   
3
GREGORY A. RUSSO
     
Withheld
Against
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698969
 
59B
 
10000
 
0
 
02-Dec-2010
 
02-Dec-2010
       
 
 

 
 

 


                                                       
 
JOHNSON & JOHNSON
         
 
Security
 
478160104
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
JNJ
       
Meeting Date
 
28-Apr-2011
           
 
ISIN
 
US4781601046
       
Agenda
 
933382854 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: MARY SUE COLEMAN
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: JAMES G. CULLEN
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: IAN E.L. DAVIS
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: SUSAN L. LINDQUIST
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: ANNE M. MULCAHY
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: LEO F. MULLIN
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: WILLIAM D. PEREZ
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: CHARLES PRINCE
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: DAVID SATCHER
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: WILLIAM C. WELDON
Management
For
For
       
 
02
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
Management
For
For
       
 
03
ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION
Management
For
For
       
 
04
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION
Management
1 Year
For
       
 
05
SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE RESTRAINT
Shareholder
Against
For
       
 
06
SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S EQUAL EMPLOYMENT OPPORTUNITY POLICY
Shareholder
Against
For
       
 
07
SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL METHODS FOR TRAINING
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
12500
 
0
 
16-Mar-2011
 
16-Mar-2011
       
 
 

 
 

 


                                                       
 
KRAFT FOODS INC.
         
 
Security
 
50075N104
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
KFT
       
Meeting Date
 
24-May-2011
           
 
ISIN
 
US50075N1046
       
Agenda
 
933395255 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: AJAYPAL S. BANGA
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: MYRA M. HART
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: PETER B. HENRY
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: LOIS D. JULIBER
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: MARK D. KETCHUM
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D.
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: MACKEY J. MCDONALD
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: JOHN C. POPE
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: IRENE B. ROSENFELD
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: J.F. VAN BOXMEER
Management
For
For
       
 
2
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
3
ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION VOTE.
Management
1 Year
For
       
 
4
APPROVAL OF THE KRAFT FOODS INC. AMENDED AND RESTATED 2006 STOCK COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS.
Management
For
For
       
 
5
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
5000
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
 

 
 

 


                                                       
 
LABORATORY CORP. OF AMERICA HOLDINGS
         
 
Security
 
50540R409
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
LH
       
Meeting Date
 
11-May-2011
           
 
ISIN
 
US50540R4092
       
Agenda
 
933398554 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: DAVID P. KING
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: KERRII B. ANDERSON
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: JEAN-LUC BELINGARD
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: N. ANTHONY COLES, JR., M.D., M.P.H.
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: WENDY E. LANE
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: THOMAS P. MAC MAHON
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR.
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, MBBCH
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: M. KEITH WEIKEL, PH.D.
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D.
Management
For
For
       
 
02
TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.
Management
For
For
       
 
03
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
Management
1 Year
For
       
 
04
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
50
 
0
 
05-Apr-2011
 
05-Apr-2011
       
 
 

 
 

 


                                                       
 
LINN ENERGY, LLC
         
 
Security
 
536020100
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
LINE
       
Meeting Date
 
26-Apr-2011
           
 
ISIN
 
US5360201009
       
Agenda
 
933384428 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
MICHAEL C. LINN
     
For
For
       
   
2
MARK E. ELLIS
     
For
For
       
   
3
GEORGE A. ALCORN
     
For
For
       
   
4
TERRENCE S. JACOBS
     
For
For
       
   
5
JEFFREY C. SWOVELAND
     
For
For
       
   
6
JOSEPH P. MCCOY
     
For
For
       
 
02
RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
03
TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
Management
3 Years
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
15000
 
0
 
16-Mar-2011
 
16-Mar-2011
       
 
 

 
 

 


                                                       
 
LORILLARD, INC.
         
 
Security
 
544147101
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
LO
       
Meeting Date
 
19-May-2011
           
 
ISIN
 
US5441471019
       
Agenda
 
933415336 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
DIANNE NEAL BLIXT
     
Withheld
Against
       
   
2
DAVID E.R. DANGOOR
     
Withheld
Against
       
   
3
MURRAY S. KESSLER
     
Withheld
Against
       
 
02
TO APPROVE THE ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION.
Management
For
For
       
 
03
TO APPROVE HOLDING FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS.
Management
1 Year
For
       
 
04
TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
05
TO APPROVE THE SHAREHOLDER PROPOSAL ON A MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS.
Shareholder
Abstain
         
 
06
TO APPROVE THE SHAREHOLDER PROPOSAL ON REPORTING POLITICAL CONTRIBUTIONS AND EXPENDITURES.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
5000
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
2698976
 
59B
 
3000
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
 

 
 

 


                                                       
 
MARKWEST ENERGY PARTNERS LP
         
 
Security
 
570759100
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
MWE
       
Meeting Date
 
01-Jun-2011
           
 
ISIN
 
US5707591005
       
Agenda
 
933439704 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
FRANK M. SEMPLE
     
For
For
       
   
2
DONALD D. WOLF
     
For
For
       
   
3
KEITH E. BAILEY
     
For
For
       
   
4
MICHAEL L. BEATTY
     
For
For
       
   
5
CHARLES K. DEMPSTER
     
For
For
       
   
6
DONALD C. HEPPERMANN
     
For
For
       
   
7
WILLIAM A. KELLSTROM
     
For
For
       
   
8
ANNE E. FOX MOUNSEY
     
For
For
       
   
9
WILLIAM P. NICOLETTI
     
For
For
       
 
02
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE PARTNERSHIP'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PARTNERSHIP'S PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF COMMON UNITHOLDERS.
Management
For
For
       
 
03
TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE PARTNERSHIP'S NAMED EXECUTIVE OFFICERS.
Management
3 Years
For
       
 
04
RATIFICATION OF DELOITTE & TOUCHE LLP AS THE PARTNERSHIP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
12500
 
0
 
29-Apr-2011
 
29-Apr-2011
       
 
 

 
 

 


                                                       
 
MEDICAL PROPERTIES TRUST, INC.
         
 
Security
 
58463J304
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
MPW
       
Meeting Date
 
19-May-2011
           
 
ISIN
 
US58463J3041
       
Agenda
 
933444868 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
EDWARD K. ALDAG, JR.
     
For
For
       
   
2
G. STEVEN DAWSON
     
For
For
       
   
3
R. STEVEN HAMNER
     
For
For
       
   
4
ROBERT E. HOLMES, PH.D.
     
For
For
       
   
5
SHERRY A. KELLETT
     
For
For
       
   
6
WILLIAM G. MCKENZIE
     
For
For
       
   
7
L. GLENN ORR, JR.
     
For
For
       
 
02
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
03
PROPOSAL FOR AN ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
PROPOSAL FOR AN ADVISORY RESOLUTION REGARDING WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS.
Management
3 Years
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
35000
 
0
 
12-May-2011
 
12-May-2011
       
 
 

 
 

 


                                                       
 
MEDTRONIC, INC.
         
 
Security
 
585055106
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
MDT
       
Meeting Date
 
25-Aug-2010
           
 
ISIN
 
US5850551061
       
Agenda
 
933309139 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1
DIRECTOR
Management
                     
   
1
RICHARD H. ANDERSON
     
For
For
       
   
2
DAVID L. CALHOUN
     
For
For
       
   
3
VICTOR J. DZAU, M.D.
     
For
For
       
   
4
WILLIAM A. HAWKINS
     
For
For
       
   
5
SHIRLEY A. JACKSON, PHD
     
For
For
       
   
6
JAMES T. LENEHAN
     
For
For
       
   
7
DENISE M. O'LEARY
     
For
For
       
   
8
KENDALL J. POWELL
     
For
For
       
   
9
ROBERT C. POZEN
     
For
For
       
   
10
JEAN-PIERRE ROSSO
     
For
For
       
   
11
JACK W. SCHULER
     
For
For
       
 
2
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
1028784994
 
3S7
 
2900
 
0
 
14-Jul-2010
 
14-Jul-2010
       
 
 

 
 

 


                                                       
 
MERCK & CO., INC.
         
 
Security
 
58933Y105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
MRK
       
Meeting Date
 
24-May-2011
           
 
ISIN
 
US58933Y1055
       
Agenda
 
933416744 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: LESLIE A. BRUN
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: THOMAS R. CECH
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: RICHARD T. CLARK
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: KENNETH C. FRAZIER
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: THOMAS H. GLOCER
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR.
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: HARRY R. JACOBSON
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: WILLIAM N. KELLEY
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: C. ROBERT KIDDER
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS
Management
For
For
       
 
1L
ELECTION OF DIRECTOR: CARLOS E. REPRESAS
Management
For
For
       
 
1M
ELECTION OF DIRECTOR: PATRICIA F. RUSSO
Management
For
For
       
 
1N
ELECTION OF DIRECTOR: THOMAS E. SHENK
Management
For
For
       
 
1O
ELECTION OF DIRECTOR: ANNE M. TATLOCK
Management
For
For
       
 
1P
ELECTION OF DIRECTOR: CRAIG B. THOMPSON
Management
For
For
       
 
1Q
ELECTION OF DIRECTOR: WENDELL P. WEEKS
Management
For
For
       
 
1R
ELECTION OF DIRECTOR: PETER C. WENDELL
Management
For
For
       
 
02
RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
Management
For
For
       
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION.
Management
3 Years
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
15000
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
2698975
 
59B
 
20000
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
 

 
 

 


                                                       
 
MICROSOFT CORPORATION
         
 
Security
 
594918104
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
MSFT
       
Meeting Date
 
16-Nov-2010
           
 
ISIN
 
US5949181045
       
Agenda
 
933331011 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
ELECTION OF DIRECTOR: STEVEN A. BALLMER
Management
For
For
       
 
02
ELECTION OF DIRECTOR: DINA DUBLON
Management
For
For
       
 
03
ELECTION OF DIRECTOR: WILLIAM H. GATES III
Management
For
For
       
 
04
ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN
Management
For
For
       
 
05
ELECTION OF DIRECTOR: REED HASTINGS
Management
For
For
       
 
06
ELECTION OF DIRECTOR: MARIA M. KLAWE
Management
For
For
       
 
07
ELECTION OF DIRECTOR: DAVID F. MARQUARDT
Management
For
For
       
 
08
ELECTION OF DIRECTOR: CHARLES H. NOSKI
Management
For
For
       
 
09
ELECTION OF DIRECTOR: HELMUT PANKE
Management
For
For
       
 
10
RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
Management
For
For
       
 
11
SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
25000
 
0
 
30-Sep-2010
 
30-Sep-2010
       
 
2698976
 
59B
 
3500
 
0
 
30-Sep-2010
 
30-Sep-2010
       
 
 

 
 

 


                                                       
 
MLP & STRATEGIC EQUITY FD INC
         
 
Security
 
55312N106
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
MTP
       
Meeting Date
 
22-Oct-2010
           
 
ISIN
 
US55312N1063
       
Agenda
 
933317542 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
TO APPROVE A NEW INVESTMENT MANAGEMENT AGREEMENT BETWEEN THE FUND AND NUVEEN ASSET MANAGEMENT.
Management
For
For
       
 
02
TO APPROVE A NEW INVESTMENT SUBADVISORY AGREEMENT BETWEEN THE FUND AND THE FUND'S CURRENT SUBADVISER.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
1028789517
 
3S7
 
10000
 
0
 
17-Aug-2010
 
17-Aug-2010
       
 
 

 
 

 


                                                       
 
MLP & STRATEGIC EQUITY FD INC
         
 
Security
 
55312NA33
       
Meeting Type
 
Special
     
 
Ticker Symbol
           
Meeting Date
 
22-Oct-2010
           
 
ISIN
           
Agenda
 
933317554 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
ROBERT P. BREMNER
     
For
For
       
   
2
JACK B. EVANS
     
For
For
       
   
3
WILLIAM C. HUNTER
     
For
For
       
   
4
DAVID J. KUNDERT
     
For
For
       
   
5
WILLIAM J. SCHNEIDER
     
For
For
       
   
6
JUDITH M. STOCKDALE
     
For
For
       
   
7
CAROLE E. STONE
     
For
For
       
   
8
TERENCE J. TOTH
     
For
For
       
   
9
JOHN P. AMBOIAN
     
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
1028789517
 
3S7
 
10000
 
0
 
17-Aug-2010
 
17-Aug-2010
       
 
 

 
 

 


                                                       
 
MLP & STRATEGIC EQUITY FD INC
         
 
Security
 
55312N106
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
MTP
       
Meeting Date
 
06-May-2011
           
 
ISIN
 
US55312N1063
       
Agenda
 
933407214 - Opposition
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1E
DIRECTOR
Management
                     
   
1
JOHN P. AMBOIAN
     
For
For
       
   
2
ROBERT P. BREMNER
     
For
For
       
   
3
JACK B. EVANS
     
For
For
       
   
4
DAVID J. KUNDERT
     
For
For
       
   
5
JUDITH M. STOCKDALE
     
For
For
       
   
6
CAROLE E. STONE
     
For
For
       
   
7
TERENCE J. TOTH
     
For
For
       
   
8
VIRGINIA L. STRINGER
     
For
For
       
   
9
WILLIAM C. HUNTER
     
For
For
       
   
10
WILLIAM J. SCHNEIDER
     
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
10000
 
0
 
05-Apr-2011
 
05-Apr-2011
       
 
 

 
 

 


                                                       
 
NESTLE S.A.
         
 
Security
 
641069406
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
NSRGY
       
Meeting Date
 
14-Apr-2011
           
 
ISIN
 
US6410694060
       
Agenda
 
933391586 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2010
Management
For
For
       
 
1B
ACCEPTANCE OF THE COMPENSATION REPORT 2010 (ADVISORY VOTE)
Management
For
For
       
 
02
RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT
Management
For
For
       
 
03
APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2010
Management
For
For
       
 
4A1
RE-ELECTION TO THE BOARD OF DIRECTOR: MR. PAUL BULCKE (FOR A TERM OF THREE YEARS)
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
4A2
RE-ELECTION TO THE BOARD OF DIRECTOR: MR. ANDREAS KOOPMANN (FOR A TERM OF THREE YEARS)
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
4A3
RE-ELECTION TO THE BOARD OF DIRECTOR: MR. ROLF HANGGI (FOR A TERM OF THREE YEARS)
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
4A4
RE-ELECTION TO THE BOARD OF DIRECTOR: MR. JEAN- PIERRE MEYERS (FOR A TERM OF THREE YEARS)
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
4A5
RE-ELECTION TO THE BOARD OF DIRECTOR: MRS. NAINA LAL KIDWAI (FOR A TERM OF THREE YEARS)
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
4A6
RE-ELECTION TO THE BOARD OF DIRECTOR: MR. BEAT HESS (FOR A TERM OF THREE YEARS)
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
4B
ELECTION TO THE BOARD OF DIRECTOR: MS. ANN VENEMAN (FOR A TERM OF THREE YEARS)
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
4C
RE-ELECTION OF THE STATUTORY AUDITOR: KPMG S.A., GENEVA BRANCH (FOR A TERM OF ONE YEAR)
Management
For
For
       
 
05
CAPITAL REDUCTION (BY CANCELLATION OF SHARES)
Management
For
For
       
 
06
IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE ANNUAL GENERAL MEETING, I GIVE A PROXY TO VOTE IN FAVOR OF THE MOTION OR RECOMMENDATION OF THE BOARD OF DIRECTORS
Management
For
For
       
 
07
MARK THE BOX AT THE RIGHT IF YOU WISH TO GIVE A PROXY TO THE INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN THE COMPANY'S INVITATION)
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698975
 
59B
 
10000
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
 

 
 

 


                                                       
 
NOBLE CORPORATION
         
 
Security
 
H5833N103
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
NE
       
Meeting Date
 
29-Apr-2011
           
 
ISIN
 
CH0033347318
       
Agenda
 
933383349 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
LAWRENCE J. CHAZEN
     
Withheld
Against
       
   
2
JON A. MARSHALL
     
Withheld
Against
       
   
3
MARY P. RICCIARDELLO
     
Withheld
Against
       
 
2
APPROVAL OF THE 2010 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010
Management
For
For
       
 
3
APPROVAL OF THE CREATION OF A RESERVE THROUGH APPROPRIATION OF RETAINED EARNINGS
Management
For
For
       
 
4
APPROVAL OF A CAPITAL REDUCTION BY CANCELLATION OF CERTAIN SHARES HELD IN TREASURY
Management
For
For
       
 
5
APPROVAL OF AN EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 28, 2013
Management
For
For
       
 
6
APPROVAL OF A RETURN OF CAPITAL IN THE FORM OF A PAR VALUE REDUCTION IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE
Management
For
For
       
 
7
APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM
Management
For
For
       
 
8
APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR FISCAL YEAR 2010
Management
For
For
       
 
9
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
Management
For
For
       
 
10
ADVISORY VOTE ON FREQUENCY OF THE EXECUTIVE COMPENSATION ADVISORY VOTE
Management
3 Years
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
4000
 
0
 
16-Mar-2011
 
16-Mar-2011
       
 
 

 
 

 


                                                       
 
NOBLE CORPORATION
         
 
Security
 
H5833N103
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
NE
       
Meeting Date
 
29-Apr-2011
           
 
ISIN
 
CH0033347318
       
Agenda
 
933425248 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
LAWRENCE J. CHAZEN
     
Withheld
Against
       
   
2
JON A. MARSHALL
     
Withheld
Against
       
   
3
MARY P. RICCIARDELLO
     
Withheld
Against
       
 
2
APPROVAL OF THE 2010 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010
Management
For
For
       
 
3
APPROVAL OF THE CREATION OF A RESERVE THROUGH APPROPRIATION OF RETAINED EARNINGS
Management
For
For
       
 
4
APPROVAL OF A CAPITAL REDUCTION BY CANCELLATION OF CERTAIN SHARES HELD IN TREASURY
Management
For
For
       
 
5
APPROVAL OF AN EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 28, 2013
Management
For
For
       
 
6
APPROVAL OF A RETURN OF CAPITAL IN THE FORM OF A PAR VALUE REDUCTION IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE
Management
For
For
       
 
7
APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM
Management
For
For
       
 
8
APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR FISCAL YEAR 2010
Management
For
For
       
 
9
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
Management
For
For
       
 
10
ADVISORY VOTE ON FREQUENCY OF THE EXECUTIVE COMPENSATION ADVISORY VOTE
Management
3 Years
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
4000
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
 

 
 

 


                                                       
 
NOKIA CORPORATION
         
 
Security
 
654902204
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
NOK
       
Meeting Date
 
03-May-2011
           
 
ISIN
 
US6549022043
       
Agenda
 
933373538 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
07
ADOPTION OF THE ANNUAL ACCOUNTS.
Management
For
For
       
 
08
RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND.
Management
For
For
       
 
09
RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY.
Management
For
For
       
 
10
RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS.
Management
For
For
       
 
11
RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS.
Management
For
For
       
 
12
DIRECTOR
Management
                     
   
1
STEPHEN ELOP
     
For
For
       
   
2
DR. BENGT HOLMSTROM
     
For
For
       
   
3
PROF. DR. H. KAGERMANN
     
For
For
       
   
4
PER KARLSSON
     
For
For
       
   
5
JOUKO KARVINEN
     
For
For
       
   
6
HELGE LUND
     
For
For
       
   
7
ISABEL MAREY-SEMPER
     
For
For
       
   
8
JORMA OLLILA
     
For
For
       
   
9
DAME MARJORIE SCARDINO
     
For
For
       
   
10
RISTO SIILASMAA
     
For
For
       
   
11
KARI STADIGH
     
For
For
       
 
13
RESOLUTION ON THE REMUNERATION OF THE AUDITOR.
Management
For
For
       
 
14
ELECTION OF AUDITOR.
Management
For
For
       
 
15
AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY'S OWN SHARES.
Management
For
For
       
 
16
GRANT OF STOCK OPTIONS TO SELECTED PERSONNEL OF NOKIA.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
25000
 
0
 
17-Feb-2011
 
17-Feb-2011
       
 
 

 
 

 


                                                       
 
NORTHROP GRUMMAN CORPORATION
         
 
Security
 
666807102
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
NOC
       
Meeting Date
 
18-May-2011
           
 
ISIN
 
US6668071029
       
Agenda
 
933435744 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: WESLEY G. BUSH
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: LEWIS W. COLEMAN
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: VICTOR H. FAZIO
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: DONALD E. FELSINGER
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: STEPHEN E. FRANK
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: BRUCE S. GORDON
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: MADELEINE KLEINER
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: KARL J. KRAPEK
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: RICHARD B. MYERS
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: AULANA L. PETERS
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: KEVIN W. SHARER
Management
For
For
       
 
02
PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
03
PROPOSAL TO APPROVE THE 2011 LONG-TERM INCENTIVE STOCK PLAN.
Management
For
For
       
 
04
PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
05
PROPOSAL TO VOTE ON THE PREFERRED FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.
Management
1 Year
For
       
 
06
SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING.
Shareholder
Against
For
       
 
07
SHAREHOLDER PROPOSAL REGARDING ADDITIONAL DISCLOSURE OF POLITICAL CONTRIBUTIONS.
Shareholder
Against
For
       
 
08
SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
10000
 
0
 
29-Apr-2011
 
29-Apr-2011
       
 
2698976
 
59B
 
1500
 
0
 
29-Apr-2011
 
29-Apr-2011
       
 
 

 
 

 


                                                       
 
NYSE EURONEXT
         
 
Security
 
629491101
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
NYX
       
Meeting Date
 
28-Apr-2011
           
 
ISIN
 
US6294911010
       
Agenda
 
933382791 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: ANDRE BERGEN
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: ELLYN L. BROWN
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: MARSHALL N. CARTER
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: DOMINIQUE CERUTTI
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: PATRICIA M. CLOHERTY
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: SIR GEORGE COX
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: SYLVAIN HEFES
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: JAMES J. MCNULTY
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER
Management
For
For
       
 
1L
ELECTION OF DIRECTOR: RICARDO SALGADO
Management
For
For
       
 
1M
ELECTION OF DIRECTOR: ROBERT G. SCOTT
Management
For
For
       
 
1N
ELECTION OF DIRECTOR: JACKSON P. TAI
Management
For
For
       
 
1O
ELECTION OF DIRECTOR: RIJNHARD VAN TETS
Management
For
For
       
 
1P
ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON
Management
For
For
       
 
02
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NYSE EURONEXT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
03
TO APPROVE THE COMPANY'S PROPOSAL TO ADOPT MAJORITY VOTING WITH RESPECT TO CERTAIN PROVISIONS IN OUR CERTIFICATE OF INCORPORATION THAT CURRENTLY REQUIRE AN 80% STOCKHOLDER VOTE TO AMEND (THE PROPOSED CHARTER AMENDMENT).
Management
For
For
       
 
04
TO APPROVE THE COMPANY'S ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE "SAY-ON-PAY" PROPOSAL).
Management
For
For
       
 
05
SHOULD THERE BE AN ADVISORY STOCKHOLDER VOTE TO APPROVE EXECUTIVE COMPENSATION DISCLOSURE EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS? (THE "SAY-WHEN-ON-PAY" PROPOSAL).
Management
Abstain
         
 
06
TO APPROVE THE STOCKHOLDER PROPOSAL TO GIVE HOLDERS OF 10% OF THE OUTSTANDING COMMON STOCK THE POWER TO CALL A SPECIAL STOCKHOLDER MEETING (THE KENNETH STEINER PROPOSAL).
Shareholder
Against
For
       
 
07
TO APPROVE THE STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT (THE WILLIAM STEINER PROPOSAL).
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
2500
 
0
 
16-Mar-2011
 
16-Mar-2011
       


 
 

 


                                                       
 
NYSE EURONEXT
         
 
Security
 
629491101
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
NYX
       
Meeting Date
 
07-Jul-2011
           
 
ISIN
 
US6294911010
       
Agenda
 
933456837 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
TO ADOPT THE BUSINESS COMBINATION AGREEMENT, DATED AS OF FEBRUARY 15, 2011, AS AMENDED, BY AND AMONG DEUTSCHE BORSE AG, NYSE EURONEXT, ALPHA BETA NETHERLANDS HOLDING N.V. ("HOLDCO") AND POMME MERGER CORPORATION, AND APPROVE THE TRANSACTIONS CONTEMPLATED BY THE BUSINESS COMBINATION AGREEMENT.
Management
For
For
       
 
2A
TO INCLUDE PROVISIONS IN THE HOLDCO ARTICLES OF ASSOCIATION TO AMEND THE HOLDCO ARTICLES OF ASSOCIATION AND TO APPROVE CERTAIN EXTRAORDINARY TRANSACTIONS OF HOLDCO.
Management
For
For
       
 
2B
TO INCLUDE PROVISIONS IN THE HOLDCO ARTICLES OF ASSOCIATION TO ELECT DIRECTORS IN CERTAIN CIRCUMSTANCES AND REMOVE DIRECTORS.
Management
For
For
       
 
2C
TO INCLUDE PROVISIONS IN THE HOLDCO ARTICLES OF ASSOCIATION PROVIDING FOR THE APPOINTMENT OF DIRECTORS TO THE HOLDCO BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
For
For
       
 
03
APPROVE ANY PROPOSAL, IF MADE BY CHAIRMAN OF THE NYSE EURONEXT BOARD, TO ADJOURN OR POSTPONE THE SPECIAL MEETING IN ORDER TO (1) SOLICIT ADDITIONAL PROXIES WITH RESPECT TO ABOVE-MENTIONED PROPOSALS &/OR (2) HOLD SPECIAL MEETING ON A DATE THAT IS ON OR ABOUT DATE OF EXPIRATION OF OFFER ACCEPTANCE PERIOD FOR EXCHANGE OFFER, IN EVENT THAT SUCH DATE OF EXPIRATION IS EXTENDED.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
2500
 
0
 
17-May-2011
 
17-May-2011
       


 
 

 


                                                       
 
ONEOK, INC.
         
 
Security
 
682680103
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
OKE
       
Meeting Date
 
25-May-2011
           
 
ISIN
 
US6826801036
       
Agenda
 
933410829 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: JAMES C. DAY
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: JULIE H. EDWARDS
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: WILLIAM L. FORD
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: JOHN W. GIBSON
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: BERT H. MACKIE
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: JIM W. MOGG
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: PATTYE L. MOORE
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: GARY D. PARKER
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: GERALD B. SMITH
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: DAVID J. TIPPECONNIC
Management
For
For
       
 
02
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DEC 31, 2011.
Management
For
For
       
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
1 Year
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
2500
 
0
 
19-Apr-2011
 
19-Apr-2011
       


 
 

 


                                                       
 
ORACLE CORPORATION
         
 
Security
 
68389X105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
ORCL
       
Meeting Date
 
06-Oct-2010
           
 
ISIN
 
US68389X1054
       
Agenda
 
933328189 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
JEFFREY S. BERG
     
For
For
       
   
2
H. RAYMOND BINGHAM
     
For
For
       
   
3
MICHAEL J. BOSKIN
     
For
For
       
   
4
SAFRA A. CATZ
     
For
For
       
   
5
BRUCE R. CHIZEN
     
For
For
       
   
6
GEORGE H. CONRADES
     
For
For
       
   
7
LAWRENCE J. ELLISON
     
For
For
       
   
8
HECTOR GARCIA-MOLINA
     
For
For
       
   
9
JEFFREY O. HENLEY
     
For
For
       
   
10
MARK V. HURD
     
For
For
       
   
11
DONALD L. LUCAS
     
For
For
       
   
12
NAOMI O. SELIGMAN
     
For
For
       
 
02
APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS PLAN.
Management
For
For
       
 
03
APPROVE THE ORACLE CORPORATION AMENDED AND RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 419,020,418 SHARES.
Management
For
For
       
 
04
RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
Management
For
For
       
 
05
ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE CORPORATE BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY.
Shareholder
Against
For
       
 
06
ACT ON A STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS.
Shareholder
Against
For
       
 
07
ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION.
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
3500
 
0
 
30-Sep-2010
 
30-Sep-2010
       


 
 

 


                                                       
 
PANERA BREAD COMPANY
         
 
Security
 
69840W108
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
PNRA
       
Meeting Date
 
19-May-2011
           
 
ISIN
 
US69840W1080
       
Agenda
 
933429830 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
RONALD M. SHAICH
     
Withheld
Against
       
   
2
FRED K. FOULKES
     
Withheld
Against
       
 
02
APPROVE A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
03
RECOMMEND, IN A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF ADVISORY STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
Management
1 Year
For
       
 
04
APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF CAPITAL STOCK AUTHORIZED FOR ISSUANCE FROM 87,000,000 SHARES TO 124,500,000 SHARES.
Management
For
For
       
 
05
RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
1500
 
0
 
21-Apr-2011
 
21-Apr-2011
       


 
 

 


                                                       
 
PARTNER COMMUNICATIONS COMPANY LTD.
         
 
Security
 
70211M109
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
PTNR
       
Meeting Date
 
05-May-2011
           
 
ISIN
 
US70211M1099
       
Agenda
 
933424638 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
RE-APPOINTMENT OF KESSELMAN & KESSELMAN, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS IN ISRAEL AND A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LIMITED GROUP, AS THE COMPANY'S AUDITOR FOR THE PERIOD ENDING AT THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING.
Management
For
         
 
04
RE-ELECTION OF THE FOLLOWING DIRECTORS TO THE COMPANY'S BOARD OF DIRECTORS UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING: ILAN BEN DOV, EREZ GISSIN, DR. SHLOMO NASS, YAHEL SHACHAR AND AVI ZELDMAN; APPROVAL OF THE COMPENSATION TERMS OF SEVERAL DIRECTORS; APPROVAL (SUBJECT TO ADOPTION OF RESOLUTION 5 BELOW) OF INSURANCE OF THE DIRECTORS UP FOR RE-ELECTION AT THE AGM AND OF MRS. OSNAT RONEN; AND APPROVAL (SUBJECT TO ADOPTION OF RESOLUTION 6 BELOW), OF INDEMNIFICATION OF MR. AVI ZELDMAN.
Management
For
         
 
5A
APPROVAL AND RATIFICATION OF THE RENEWAL OF A "D&O" INSURANCE POLICY AND APPROVAL OF AN EXTENSION OF THE D&O POLICY.
Management
For
         
 
5B
APPROVAL OF THE ENTRY INTO A NEW "D&O" INSURANCE POLICY.
Management
For
         
 
06
APPROVAL AND RATIFICATION OF THE GRANT OF AN INDEMNIFICATION LETTER TO MR. AVI ZELDMAN (ALL OTHER DIRECTORS CONTINUE TO BENEFIT FROM THE EXISTING INDEMNIFICATION THEREOF).
Management
For
         
 
07
APPROVAL AND RATIFICATION AS A "FRAMEWORK TRANSACTION" OF THE PURCHASE OF HANDSETS, ACCESSORIES, SPARE PARTS AND REPAIR SERVICES UNDER A REVISED AGREEMENT WITH SCAILEX CORPORATION LTD., THE CONTROLLING PARTY OF THE COMPANY.
Management
For
         
 
7A
IN RESPECT OF TRANSACTION'S APPROVAL PURSUANT SECTIONS 255 AND 275 PLEASE INDICATE FOR ITEM 7 "PERSONAL INTEREST" (AS DEFINED ABOVE).
Management
For
         
 
08
I, THE UNDERSIGNED, HEREBY DECLARE THAT NEITHER MY HOLDINGS NOR MY VOTE REQUIRE THE CONSENT OF THE ISRAELI MINISTER OF COMMUNICATIONS PURSUANT TO SECTION 21 (TRANSFER OF MEANS OF CONTROL) OR 23 (PROHIBITION OF CROSS-OWNERSHIP) OF THE COMPANY'S GENERAL LICENSE FOR THE PROVISION OF MOBILE RADIO TELEPHONE SERVICES USING THE CELLULAR METHOD IN ISRAEL DATED APRIL 7,1998, AS AMENDED (THE "LICENSE").
Management
For
         
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
25000
 
0
 
19-Apr-2011
 
19-Apr-2011
       


 
 

 


                                                       
 
PENN WEST ENERGY TRUST
         
 
Security
 
707885109
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
PWE
       
Meeting Date
 
14-Dec-2010
           
 
ISIN
 
CA7078851093
       
Agenda
 
933349400 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING INFORMATION CIRCULAR AND PROXY STATEMENT OF PENN WEST DATED NOVEMBER 10, 2010 (THE "INFORMATION CIRCULAR"), TO APPROVE A PLAN OF ARRANGEMENT UNDER SECTION 193 OF THE BUSINESS CORPORATIONS ACT (ALBERTA) AND RELATED MATTERS, WHICH WILL RESULT IN THE REORGANIZATION OF PENN WEST INTO A CORPORATION ("NEW PENN WEST"), ALL AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR;
Management
For
For
       
 
02
AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN THE INFORMATION CIRCULAR, TO APPROVE A STOCK OPTION PLAN FOR NEW PENN WEST, ALL AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
5000
 
0
 
22-Nov-2010
 
22-Nov-2010
       


 
 

 


                                                       
 
PENN WEST PETROLEUM LTD.
         
 
Security
 
707887105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
PWE
       
Meeting Date
 
08-Jun-2011
           
 
ISIN
 
CA7078871059
       
Agenda
 
933456558 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF PENN WEST FOR THE ENSUING YEAR.
Management
For
For
       
 
02
DIRECTOR
Management
                     
   
1
JAMES E. ALLARD
     
For
For
       
   
2
WILLIAM E. ANDREW
     
For
For
       
   
3
GEORGE H. BROOKMAN
     
For
For
       
   
4
JOHN A. BRUSSA
     
For
For
       
   
5
DARYL GILBERT
     
For
For
       
   
6
SHIRLEY A. MCCLELLAN
     
For
For
       
   
7
MURRAY R. NUNNS
     
For
For
       
   
8
FRANK POTTER
     
For
For
       
   
9
JACK SCHANCK
     
For
For
       
   
10
JAMES C. SMITH
     
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
5000
 
0
 
17-May-2011
 
17-May-2011
       


 
 

 


                                                       
 
PEOPLE'S UNITED FINANCIAL, INC.
         
 
Security
 
712704105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
PBCT
       
Meeting Date
 
21-Apr-2011
           
 
ISIN
 
US7127041058
       
Agenda
 
933378401 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
JOHN P. BARNES
     
Withheld
Against
       
   
2
COLLIN P. BARON
     
Withheld
Against
       
   
3
RICHARD M. HOYT
     
Withheld
Against
       
 
2
PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE COMPENSATION OF NAMED EXECUTIVE OFFICERS
Management
For
For
       
 
3
ADVISORY (NON-BINDING) VOTE RELATING TO THE FREQUENCY OF THE ADVISORY (NON-BINDING) VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
Management
1 Year
For
       
 
4
RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
41000
 
0
 
09-Mar-2011
 
09-Mar-2011
       


 
 

 


                                                       
 
PETROLEO BRASILEIRO S.A. - PETROBRAS
         
 
Security
 
71654V408
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
PBR
       
Meeting Date
 
12-Aug-2010
           
 
ISIN
 
US71654V4086
       
Agenda
 
933316336 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
RATIFYING THE ENGAGEMENT OF PRICEWATERHOUSECOOPERS CORPORATE FINANCE & RECOVERY LTDA. ("PWC"), TO PREPARE A VALUATION REPORT OF 4 (FOUR) LETRAS FINANCEIRAS DO TESOURO (FEDERAL TREASURY BILLS) ISSUED BY THE BRAZILIAN FEDERAL GOVERNMENT (THE "VALUATION REPORT"), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
Management
For
For
       
 
02
APPROVING THE CRITERIA AND METHODOLOGY TO ESTABLISH THE VALUE OF THE LFTS, AS PROPOSED BY PWC IN THE VALUATION REPORT (THE "VALUATION CRITERIA")
Management
For
For
       
 
03
DELEGATING AUTHORITY TO THE BOARD OF DIRECTORS OF THE COMPANY TO RATIFY THE FINAL VALUE OF EACH OF THE LFTS SERIES, AS APPEAR IN THE VALUATION REPORT PURSUANT TO THE VALUATION CRITERIA
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
1028876083
 
3S7
 
4000
 
0
 
17-Aug-2010
           


 
 

 


                                                       
 
PETROLEO BRASILEIRO S.A. - PETROBRAS
         
 
Security
 
71654V408
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
PBR
       
Meeting Date
 
07-Dec-2010
           
 
ISIN
 
US71654V4086
       
Agenda
 
933354095 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION SIGNED BETWEEN MARLIM PARTICIPACOES S.A. AND THE COMPANY ON 11/04/2010
Management
For
For
       
 
02
APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION SIGNED BETWEEN NOVA MARLIM PARTICIPACOES S.A. AND THE COMPANY ON 11/04/2010
Management
For
For
       
 
03
RATIFY THE HIRING OF KPMG AUDITORES INDEPENDENTES BY THE COMPANY TO PREPARE THE ASSESSMENT REPORTS FOR MARLIM PARTICIPACOES S.A. AND NOVA MARLIM PARTICIPACOES S.A. ("ASSESSMENT REPORTS"), UNDER THE TERMS OF PARAGRAPH 1 OF ARTICLE 227 OF ACT 6404/76, AS AMENDED
Management
For
For
       
 
04
APPROVE THE ASSESSMENT REPORTS PREPARED BY KPMG AUDITORES INDEPENDENTES AT BOOK VALUE FOR THE ASSESSMENT OF THE NET WORTH OF MARLIM PARTICIPACOES S.A. AND OF NOVA MARLIM PARTICIPACOES S.A.
Management
For
For
       
 
05
APPROVE THE INCORPORATION OF MARLIM PARTICIPACOES S.A. AND NOVA MARLIM PARTICIPACOES S.A. INTO THE COMPANY, WITH NO INCREASE TO THE COMPANY'S JOINT STOCK
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
4000
 
0
 
02-Dec-2010
 
02-Dec-2010
       


 
 

 


                                                       
 
PETROLEO BRASILEIRO S.A. - PETROBRAS
         
 
Security
 
71654V408
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
PBR
       
Meeting Date
 
31-Jan-2011
           
 
ISIN
 
US71654V4086
       
Agenda
 
933365113 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
A
MERGER OF COMPERJ BASIC PETROCHEMICALS S.A. ("UPB") AND OF COMPERJ PET S.A. ("PET") INTO PETROBRAS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
For
For
       
 
B
APPROVE THE PROPOSED AMENDMENT TO PETROBRAS' BYLAWS, UNDER THE TERMS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
4000
 
0
 
18-Jan-2011
 
18-Jan-2011
       


 
 

 


                                                       
 
PETROLEO BRASILEIRO S.A. - PETROBRAS
         
 
Security
 
71654V408
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
PBR
       
Meeting Date
 
04-Apr-2011
           
 
ISIN
 
US71654V4086
       
Agenda
 
933398237 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
CHANGE IN THE WORDING OF THE CAPUT OF ARTICLE 20 OF THE COMPANY'S BYLAWS, BY EXCLUDING THE WORD "UP TO", AND ESTABLISHING THE NUMBER OF DIRECTORS.
Management
For
For
       
 
02
MERGER OF COMPANHIA MEXILHAO DO BRASIL TO PETROBRAS.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
4000
 
0
 
29-Mar-2011
 
29-Mar-2011
       


 
 

 


                                                       
 
PETROLEO BRASILEIRO S.A. - PETROBRAS
         
 
Security
 
71654V408
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
PBR
       
Meeting Date
 
28-Apr-2011
           
 
ISIN
 
US71654V4086
       
Agenda
 
933430364 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
O1
THE MANAGEMENT REPORT, FINANCIAL STATEMENTS AND FISCAL BOARD'S REPORT OF FISCAL YEAR OF 2010
Management
For
For
       
 
O2
CAPITAL BUDGET FOR 2011
Management
For
For
       
 
O3
DISTRIBUTION OF THE INCOME OF YEAR 2010
Management
For
For
       
 
O4
ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS
Management
For
For
       
 
O5
ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS
Management
For
For
       
 
O6
ELECTION OF MEMBERS TO THE FISCAL BOARD AND THEIR RESPECTIVE SUBSTITUTES
Management
For
For
       
 
O7
ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT AND EFFECTIVE MEMBERS OF THE FISCAL BOARD
Management
For
For
       
 
E1
CAPITAL INCREASE
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
4000
 
0
 
21-Apr-2011
 
21-Apr-2011
       


 
 

 


                                                       
 
PFIZER INC.
         
 
Security
 
717081103
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
PFE
       
Meeting Date
 
28-Apr-2011
           
 
ISIN
 
US7170811035
       
Agenda
 
933392196 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: DENNIS A. AUSIELLO
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: MICHAEL S. BROWN
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: M. ANTHONY BURNS
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: W. DON CORNWELL
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: FRANCES D. FERGUSSON
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: WILLIAM H. GRAY III
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: CONSTANCE J. HORNER
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: JAMES M. KILTS
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: GEORGE A. LORCH
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: JOHN P. MASCOTTE
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON
Management
For
For
       
 
1L
ELECTION OF DIRECTOR: IAN C. READ
Management
For
For
       
 
1M
ELECTION OF DIRECTOR: STEPHEN W. SANGER
Management
For
For
       
 
02
PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
Management
For
For
       
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Management
For
For
       
 
04
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Management
2 Years
For
       
 
05
SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF POLITICAL CONTRIBUTIONS
Shareholder
Against
For
       
 
06
SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY INITIATIVES.
Shareholder
Against
For
       
 
07
SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL PRICE RESTRAINTS.
Shareholder
Against
For
       
 
08
SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT.
Shareholder
Against
For
       
 
09
SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS.
Shareholder
Against
For
       
 
10
SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
50000
 
0
 
29-Mar-2011
 
29-Mar-2011
       
 
2698976
 
59B
 
2500
 
0
 
29-Mar-2011
 
29-Mar-2011
       


 
 

 


                                                       
 
PHILIP MORRIS INTERNATIONAL INC.
         
 
Security
 
718172109
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
PM
       
Meeting Date
 
11-May-2011
           
 
ISIN
 
US7181721090
       
Agenda
 
933393744 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: HAROLD BROWN
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: LOUIS C. CAMILLERI
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: J. DUDLEY FISHBURN
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: JENNIFER LI
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: GRAHAM MACKAY
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: SERGIO MARCHIONNE
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: LUCIO A. NOTO
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: CARLOS SLIM HELU
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: STEPHEN M. WOLF
Management
For
For
       
 
02
RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS
Management
For
For
       
 
03
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
Management
For
For
       
 
04
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
Management
1 Year
For
       
 
05
STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE
Shareholder
Against
For
       
 
06
STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD CHAIR
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698975
 
59B
 
15000
 
0
 
29-Mar-2011
 
29-Mar-2011
       


 
 

 


                                                       
 
PIMCO CORPORATE INCOME FUND
         
 
Security
 
72200U100
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
PCN
       
Meeting Date
 
14-Apr-2011
           
 
ISIN
 
US72200U1007
       
Agenda
 
933379744 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
I
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
BRADFORD K. GALLAGHER**
     
Withheld
Against
       
   
2
JOHN C. MANEY**
     
Withheld
Against
       
   
3
ALAN RAPPAPORT*
     
Withheld
Against
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698969
 
59B
 
12500
 
0
 
09-Mar-2011
 
09-Mar-2011
       


 
 

 


                                                       
 
PLUM CREEK TIMBER COMPANY, INC.
         
 
Security
 
729251108
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
PCL
       
Meeting Date
 
03-May-2011
           
 
ISIN
 
US7292511083
       
Agenda
 
933396675 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: RICK R. HOLLEY
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: ROBIN JOSEPHS
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: JOHN G. MCDONALD
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: ROBERT B. MCLEOD
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: JOHN F. MORGAN SR.
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: MARC F. RACICOT
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: JOHN H. SCULLY
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: STEPHEN C. TOBIAS
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: MARTIN A. WHITE
Management
For
For
       
 
02
TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.
Management
For
For
       
 
03
TO CHOOSE, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES.
Management
1 Year
For
       
 
04
TO RATIFY APPOINTMENT OF ERNST & YOUNG AS INDEPENDENT AUDITORS FOR 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
5000
 
0
 
29-Mar-2011
 
29-Mar-2011
       


 
 

 


                                                       
 
POTLATCH CORPORATION
         
 
Security
 
737630103
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
PCH
       
Meeting Date
 
02-May-2011
           
 
ISIN
 
US7376301039
       
Agenda
 
933401248 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: JEROME C. KNOLL
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1B
ELECTION OF DIRECTOR: JOHN S. MOODY
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1C
ELECTION OF DIRECTOR: LAWRENCE S. PEIROS
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
02
RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2011.
Management
For
For
       
 
03
APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS IN THE POTLATCH CORPORATION 2005 STOCK INCENTIVE PLAN.
Management
For
For
       
 
04
APPROVAL, BY NON-BINDING VOTE, OF 2010 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
05
RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Management
3 Years
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
5000
 
0
 
05-Apr-2011
 
05-Apr-2011
       


 
 

 


                                                       
 
PROGRESS ENERGY, INC.
         
 
Security
 
743263105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
PGN
       
Meeting Date
 
11-May-2011
           
 
ISIN
 
US7432631056
       
Agenda
 
933401983 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: JOHN D. BAKER II
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: JAMES E. BOSTIC JR.
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: HARRIS E. DELOACH JR.
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: JAMES B. HYLER JR.
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: WILLIAM D. JOHNSON
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: ROBERT W. JONES
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: W. STEVEN JONES
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: MELQUIADES R. MARTINEZ
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: E. MARIE MCKEE
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: JOHN H. MULLIN III
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: CHARLES W. PRYOR JR.
Management
For
For
       
 
1L
ELECTION OF DIRECTOR: CARLOS A. SALADRIGAS
Management
For
For
       
 
1M
ELECTION OF DIRECTOR: THERESA M. STONE
Management
For
For
       
 
1N
ELECTION OF DIRECTOR: ALFRED C. TOLLISON JR.
Management
For
For
       
 
2
AN ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION.
Management
For
For
       
 
3
TO RECOMMEND, BY AN ADVISORY (NONBINDING) VOTE, THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
Management
1 Year
For
       
 
4
RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS PROGRESS ENERGY INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
5000
 
0
 
05-Apr-2011
 
05-Apr-2011
       


 
 

 


                                                       
 
RAYTHEON COMPANY
         
 
Security
 
755111507
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
RTN
       
Meeting Date
 
26-May-2011
           
 
ISIN
 
US7551115071
       
Agenda
 
933437940 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: VERNON E. CLARK
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: JOHN M. DEUTCH
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: STEPHEN J. HADLEY
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: FREDERIC M. POSES
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: RONALD L. SKATES
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: WILLIAM R. SPIVEY
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: LINDA G. STUNTZ
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: WILLIAM H. SWANSON
Management
For
For
       
 
02
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Management
For
For
       
 
03
ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
Management
1 Year
For
       
 
04
RATIFICATION OF INDEPENDENT AUDITORS
Management
For
For
       
 
05
SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT
Shareholder
Against
For
       
 
06
SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION
Shareholder
Against
For
       
 
07
SHAREHOLDER PROPOSAL REGARDING LOBBYING EXPENSES
Shareholder
Against
For
       
 
08
SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
2000
 
0
 
29-Apr-2011
 
29-Apr-2011
       


 
 

 


                                                       
 
REAVES UTILITY INCOME FUND
         
 
Security
 
756158101
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
UTG
       
Meeting Date
 
26-Aug-2010
           
 
ISIN
 
US7561581015
       
Agenda
 
933311211 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
THE BOARD OF TRUSTEES RECOMMENDS A VOTE FOR THE INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BY AND BETWEEN THE REAVES UTILITY INCOME FUND AND W.H. REAVES & CO. INC.
Management
For
For
       
 
02
THE BOARD OF TRUSTEES RECOMMENDS A VOTE FOR THE PROPOSED AMENDMENT TO THE REAVES UTILITY INCOME FUND'S FUNDAMENTAL INVESTMENT RESTRICTION RELATING TO BORROWING.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
1028789517
 
3S7
 
5000
 
0
 
20-Jul-2010
 
20-Jul-2010
       


 
 

 


                                                       
 
REAVES UTILITY INCOME FUND
         
 
Security
 
756158101
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
UTG
       
Meeting Date
 
29-Apr-2011
           
 
ISIN
 
US7561581015
       
Agenda
 
933384769 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
MARY K. ANSTINE
     
Withheld
Against
       
   
2
MICHAEL F. HOLLAND
     
Withheld
Against
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698973
 
59B
 
5000
 
0
 
16-Mar-2011
 
16-Mar-2011
       


 
 

 


                                                       
 
SK TELECOM CO., LTD.
         
 
Security
 
78440P108
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
SKM
       
Meeting Date
 
11-Mar-2011
           
 
ISIN
 
US78440P1084
       
Agenda
 
933375710 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
APPROVAL OF FINANCIAL STATEMENTS FOR THE 27TH FISCAL YEAR (FROM JANUARY 1, 2010 TO DECEMBER 31, 2010), AS SET FORTH IN ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH.
Management
For
For
       
 
02
APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS. * PROPOSED CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS IS KRW 12 BILLION.
Management
For
For
       
 
03
AMENDMENT TO THE COMPANY REGULATION ON EXECUTIVE COMPENSATION AS SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH.
Management
For
For
       
 
4A
ELECTION OF DIRECTOR.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
4B
ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
4C
ELECTION OF MEMBERS OF THE AUDIT COMMITTEE.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
25000
 
0
 
01-Mar-2011
 
01-Mar-2011
       
 
2698976
 
59B
 
500
 
0
 
01-Mar-2011
 
01-Mar-2011
       


 
 

 


                                                       
 
STERICYCLE, INC.
         
 
Security
 
858912108
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
SRCL
       
Meeting Date
 
24-May-2011
           
 
ISIN
 
US8589121081
       
Agenda
 
933419702 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: MARK C. MILLER
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: JACK W. SCHULER
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: THOMAS D. BROWN
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: ROD F. DAMMEYER
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: WILLIAM K. HALL
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: JONATHAN T. LORD, M.D.
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: JOHN PATIENCE
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: JAMES W.P. REID-ANDERSON
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: RONALD G. SPAETH
Management
For
For
       
 
02
APPROVAL OF THE COMPANY'S 2011 INCENTIVE STOCK PLAN
Management
For
For
       
 
03
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG L.L.P. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
Management
For
For
       
 
04
ADVISORY RESOLUTION APPROVING THE COMPENSATION PAID TO THE COMPANY'S EXECUTIVE OFFICERS
Management
For
For
       
 
05
ADVISORY RESOLUTION ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION (CHOOSE ONE FREQUENCY)
Management
3 Years
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
500
 
0
 
19-Apr-2011
 
19-Apr-2011
       


 
 

 


                                                       
 
TELECOM ARGENTINA, S.A.
         
 
Security
 
879273209
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
TEO
       
Meeting Date
 
07-Apr-2011
           
 
ISIN
 
US8792732096
       
Agenda
 
933384529 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND SIGN THE MINUTES OF THE MEETING.
Management
For
For
       
 
02
REVIEW OF THE DOCUMENTS PROVIDED FOR IN SECTION 234, SUBSECTION 1 OF LAW 19,550, THE RULES OF THE COMISION NACIONAL DE VALORES AND THE LISTING REGULATIONS OF THE BOLSA DE COMERCIO DE BUENOS AIRES, AND OF THE ACCOUNTING DOCUMENTS IN ENGLISH REQUIRED BY THE RULES OF THE U.S. SECURITIES & EXCHANGE COMMISSION FOR THE TWENTY-SECOND FISCAL YEAR ENDED ON DECEMBER 31, 2010 ("FISCAL YEAR 2010").
Management
For
For
       
 
03
REVIEW OF FISCAL YEAR 2010 RESULTS AND THE BOARD OF DIRECTORS' PROPOSAL ON THE USE OF RETAINED EARNINGS AS OF 12.31.10. THE BOARD PROPOSES THAT P$ 91,057,793.- (5% OF FISCAL YEAR 2010 NET EARNINGS) SHOULD BE ALLOCATED TO THE LEGAL RESERVE; P$ 915,474,310.- SHOULD BE ALLOCATED TO CASH DIVIDENDS; AND P$ 1,058,869,390.- SHOULD BE ASSIGNED TO THE NEW FISCAL YEAR.
Management
For
For
       
 
04
REVIEW OF THE BOARD OF DIRECTORS AND SUPERVISORY COMMITTEE MEMBERS' PERFORMANCE FROM NOVEMBER 30, 2010 TO THE DATE OF THIS SHAREHOLDERS' MEETING.
Management
For
For
       
 
05
REVIEW OF BOARD OF DIRECTORS' COMPENSATION FOR THE SERVICES RENDERED DURING FISCAL YEAR 2010 (FROM THE SHAREHOLDERS MEETING OF APRIL 28, 2010 THROUGH THE DATE OF THIS MEETING). PROPOSAL TO PAY THE AGGREGATE AMOUNT OF P$ 5,300,000.-, WHICH REPRESENTS 0.29% OF "ACCOUNTABLE EARNINGS", CALCULATED UNDER SECTION 2 OF CHAPTER III OF THE RULES OF THE COMISION NACIONAL DE VALORES.
Management
For
For
       
 
06
AUTHORIZATION TO THE BOARD OF DIRECTORS TO MAKE ADVANCE PAYMENTS OF FEES FOR UP TO P$ 6,500,000.- TO THOSE DIRECTORS ACTING DURING FISCAL YEAR 2011 (FROM THE DATE OF THIS SHAREHOLDERS' MEETING THROUGH THE DATE OF THE SHAREHOLDERS' MEETING REVIEWING THE DOCUMENTS OF SUCH FISCAL YEAR AND CONTINGENT UPON THE DECISION ADOPTED AT SUCH MEETING).
Management
For
For
       
 
07
REVIEW OF THE SUPERVISORY COMMITTEE'S COMPENSATION FOR THE SERVICES RENDERED DURING FISCAL YEAR 2010 (FROM THE SHAREHOLDERS MEETING OF APRIL 28, 2010 THROUGH THE DATE OF THIS MEETING). PROPOSAL TO PAY THE AGGREGATE AMOUNT OF P$ 800,000.-
Management
For
For
       
 
08
AUTHORIZATION TO MAKE ADVANCE PAYMENTS OF FEES FOR UP TO P$ 980,000.- TO THOSE MEMBERS OF THE SUPERVISORY COMMITTEE ACTING DURING FISCAL YEAR 2011 (FROM THE DATE OF THIS SHAREHOLDERS' MEETING THROUGH THE DATE OF THE SHAREHOLDERS' MEETING REVIEWING THE DOCUMENTS OF SUCH FISCAL YEAR AND CONTINGENT UPON THE DECISION ADOPTED AT SUCH MEETING).
Management
For
For
       
 
09
ELECTION OF REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE FOR FISCAL YEAR 2011.
Management
For
For
       
 
10
APPOINTMENT OF INDEPENDENT AUDITORS FOR FISCAL YEAR 2011 FINANCIAL STATEMENTS AND DETERMINATION OF THEIR COMPENSATION AS WELL AS OF THE COMPENSATION DUE TO THOSE ACTING IN FISCAL YEAR 2010.
Management
For
For
       
 
11
REVIEW OF THE AUDIT COMMITTEE'S BUDGET FOR FISCAL YEAR 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
3000
 
0
 
16-Mar-2011
 
16-Mar-2011
       


 
 

 


                                                       
 
TELECOM CORPORATION OF NEW ZEALAND LTD.
         
 
Security
 
879278208
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
NZT
       
Meeting Date
 
30-Sep-2010
           
 
ISIN
 
US8792782083
       
Agenda
 
933325210 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
FIX THE REMUNERATION OF THE AUDITORS, KPMG: TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS.
Management
For
For
       
 
02
TO RE-ELECT DR MURRAY HORN AS A DIRECTOR.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
03
TO ELECT MS SUE SHELDON AS A DIRECTOR.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
5688
 
0
 
03-Sep-2010
 
03-Sep-2010
       


 
 

 


                                                       
 
TELEFONICA, S.A.
         
 
Security
 
879382208
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
TEF
       
Meeting Date
 
17-May-2011
           
 
ISIN
 
US8793822086
       
Agenda
 
933445757 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL ANNUAL ACCOUNTS, THE CONSOLIDATED FINANCIAL STATEMENTS (CONSOLIDATED ANNUAL ACCOUNTS) AND THE MANAGEMENT REPORT OF TELEFONICA, S.A AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS OF THE PROPOSED ALLOCATION OF THE PROFITS/LOSSES OF TELEFONICA, S.A. AND THE MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL WITH RESPECT TO FISCAL YEAR 2010.
Management
For
For
       
 
02
COMPENSATION OF SHAREHOLDERS: DISTRIBUTION OF DIVIDENDS TO BE CHARGED TO UNRESTRICTED RESERVES.
Management
For
For
       
 
3A
AMENDMENT OF THE BY-LAWS: AMENDMENT OF ARTICLES 1, 6.2, 7, 14, 16.1, 17.4, 18.4, 31 BIS AND 36 OF THE BY-LAWS FOR ADJUSTMENT THEREOF TO THE LATEST LEGISLATIVE DEVELOPMENTS.
Management
For
For
       
 
3B
AMENDMENT OF THE BY-LAWS: ADDITION OF A NEW PARAGRAPH 5 TO ARTICLE 16 OF THE BY-LAWS.
Management
For
For
       
 
3C
AMENDMENT OF THE BY-LAWS: ADDITION OF A NEW ARTICLE 26 BIS TO THE BY-LAWS.
Management
For
For
       
 
4A
AMENDMENT OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLES 5, 8.1, 11 AND 13.1 OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING FOR ADJUSTMENT TO THE LATEST LEGISLATIVE DEVELOPMENTS.
Management
For
For
       
 
4B
AMENDMENT OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLE 14.1 OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING.
Management
For
For
       
 
5A
RE-ELECTION OF MR. ISIDRO FAINE CASAS.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
5B
RE-ELECTION OF MR. VITALINO MANUEL NAFRIA AZNAR.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
5C
RE-ELECTION OF MR. JULIO LINARES LOPEZ.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
5D
RE-ELECTION OF MR. DAVID ARCULUS.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
5E
RE-ELECTION OF MR. CARLOS COLOMER CASELLAS.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
5F
RE-ELECTION OF MR. PETER ERSKINE.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
5G
RE-ELECTION OF MR. ALFONSO FERRARI HERRERO.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
5H
RE-ELECTION OF MR. ANTONIO MASSANELL LAVILLA.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
5I
APPOINTMENT OF MR. CHANG XIAOBING.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
06
AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL PURSUANT TO THE TERMS AND CONDITIONS OF SECTION 297.1.B) OF THE COMPANIES ACT, OVER A MAXIMUM PERIOD OF FIVE YEARS, DELEGATING THE POWER TO EXCLUDE PRE- EMPTIVE RIGHTS PURSUANT TO SECTION 506 OF THE COMPANIES ACT.
Management
For
For
       
 
07
RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2011.
Management
For
For
       
 
08
LONG-TERM INCENTIVE PLAN BASED ON SHARES OF TELEFONICA, S.A. APPROVAL OF A LONG-TERM INCENTIVE PLAN CONSISTING OF THE DELIVERY OF SHARES OF TELEFONICA, S.A. AIMED AT MEMBERS OF THE EXECUTIVE TEAM OF THE TELEFONICA GROUP (INCLUDING EXECUTIVE DIRECTORS).
Management
For
For
       
 
09
RESTRICTED SHARE PLAN OF TELEFONICA, S.A. APPROVAL OF A LONG-TERM INCENTIVE RESTRICTED PLAN CONSISTING OF THE DELIVERY OF SHARES OF TELEFONICA, S.A. AIMED AT EMPLOYEES AND EXECUTIVE PERSONNEL AND LINKED TO THEIR CONTINUED EMPLOYMENT IN THE TELEFONICA GROUP.
Management
For
For
       
 
10
GLOBAL INCENTIVE SHARE PURCHASE PLAN OF TELEFONICA, S.A. APPROVAL OF AN INCENTIVE SHARE PURCHASE GLOBAL PLAN FOR THE EMPLOYEES OF THE TELEFONICA GROUP.
Management
For
For
       
 
11
DELEGATION OF POWERS TO FORMALIZE, INTERPRETS, CORRECT AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
12000
 
0
 
12-May-2011
 
12-May-2011
       
 
2698976
 
59B
 
7500
 
0
 
12-May-2011
 
12-May-2011
       


 
 

 


                                                       
 
TEMPLETON DRAGON FUND, INC.
         
 
Security
 
88018T101
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
TDF
       
Meeting Date
 
27-May-2011
           
 
ISIN
 
US88018T1016
       
Agenda
 
933422153 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
HARRIS J. ASHTON
     
Withheld
Against
       
   
2
FRANK J. CROTHERS
     
Withheld
Against
       
   
3
J. MICHAEL LUTTIG
     
Withheld
Against
       
   
4
C.D. TSERETOPOULOS
     
Withheld
Against
       
 
02
RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE FUND FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698973
 
59B
 
11000
 
0
 
19-Apr-2011
 
19-Apr-2011
       


 
 

 


                                                       
 
TEMPLETON EMERGING MKTS INCOME FUND
         
 
Security
 
880192109
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
TEI
       
Meeting Date
 
25-Feb-2011
           
 
ISIN
 
US8801921094
       
Agenda
 
933362408 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
HARRIS J. ASHTON
     
Withheld
Against
       
   
2
EDITH E. HOLIDAY
     
Withheld
Against
       
   
3
J. MICHAEL LUTTIG
     
Withheld
Against
       
   
4
C.D. TSERETOPOULOS
     
Withheld
Against
       
 
02
RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE FUND FOR THE FISCAL YEAR ENDING AUGUST 31, 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698969
 
59B
 
25000
 
0
 
18-Jan-2011
 
18-Jan-2011
       


 
 

 


                                                       
 
TEMPLETON GLOBAL INCOME FUND
         
 
Security
 
880198106
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
GIM
       
Meeting Date
 
25-Feb-2011
           
 
ISIN
 
US8801981064
       
Agenda
 
933362395 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
EDITH E. HOLIDAY
     
Withheld
Against
       
   
2
J. MICHAEL LUTTIG
     
Withheld
Against
       
   
3
FRANK A. OLSON
     
Withheld
Against
       
   
4
C.D. TSERETOPOULOS
     
Withheld
Against
       
 
02
RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE FUND FOR THE FISCAL YEAR ENDING AUGUST 31, 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698969
 
59B
 
60000
 
0
 
18-Jan-2011
 
18-Jan-2011
       


 
 

 


                                                       
 
THE HERSHEY COMPANY
         
 
Security
 
427866108
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
HSY
       
Meeting Date
 
28-Apr-2011
           
 
ISIN
 
US4278661081
       
Agenda
 
933382929 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
P.M. ARWAY
     
For
For
       
   
2
R.F. CAVANAUGH
     
For
For
       
   
3
C.A. DAVIS
     
For
For
       
   
4
J.M. MEAD
     
For
For
       
   
5
J.E. NEVELS
     
For
For
       
   
6
A.J. PALMER
     
For
For
       
   
7
T.J. RIDGE
     
For
For
       
   
8
D.L. SHEDLARZ
     
For
For
       
   
9
D.J. WEST
     
For
For
       
 
02
RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2011.
Management
For
For
       
 
03
APPROVE, ON A NON-BINDING ADVISORY BASIS, A RESOLUTION APPROVING EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
SELECT, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
Management
1 Year
For
       
 
05
APPROVE THE HERSHEY COMPANY AMENDED AND RESTATED EQUITY AND INCENTIVE COMPENSATION PLAN.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
200
 
0
 
16-Mar-2011
 
16-Mar-2011
       


 
 

 


                                                       
 
THE J. M. SMUCKER COMPANY
         
 
Security
 
832696405
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
SJM
       
Meeting Date
 
18-Aug-2010
           
 
ISIN
 
US8326964058
       
Agenda
 
933307375 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: KATHRYN W. DINDO
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1B
ELECTION OF DIRECTOR: RICHARD K. SMUCKER
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1C
ELECTION OF DIRECTOR: WILLIAM H. STEINBRINK
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1D
ELECTION OF DIRECTOR: PAUL SMUCKER WAGSTAFF
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
02
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
Management
For
For
       
 
03
APPROVAL OF THE J.M. SMUCKER COMPANY 2010 EQUITY AND INCENTIVE COMPENSATION PLAN.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
1028876083
 
3S7
 
2000
 
0
 
14-Jul-2010
 
14-Jul-2010
       

 
 

 


                                                       
 
THE PROCTER & GAMBLE COMPANY
         
 
Security
 
742718109
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
PG
       
Meeting Date
 
12-Oct-2010
           
 
ISIN
 
US7427181091
       
Agenda
 
933321375 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: ANGELA F. BRALY
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: KENNETH I. CHENAULT
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: SCOTT D. COOK
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: RAJAT K. GUPTA
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: ROBERT A. MCDONALD
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR.
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: MARY A. WILDEROTTER
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: PATRICIA A. WOERTZ
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: ERNESTO ZEDILLO
Management
For
For
       
 
02
RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
For
For
       
 
03
SHAREHOLDER PROPOSAL - CUMULATIVE VOTING
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
6000
 
0
 
31-Aug-2010
 
31-Aug-2010
       


 
 

 


                                                       
 
THE SOUTHERN COMPANY
         
 
Security
 
842587107
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
SO
       
Meeting Date
 
25-May-2011
           
 
ISIN
 
US8425871071
       
Agenda
 
933425402 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
J.P. BARANCO
     
For
For
       
   
2
J.A. BOSCIA
     
For
For
       
   
3
H.A. CLARK III
     
For
For
       
   
4
T.A. FANNING
     
For
For
       
   
5
H.W. HABERMEYER, JR.
     
For
For
       
   
6
V.M. HAGEN
     
For
For
       
   
7
W.A. HOOD, JR.
     
For
For
       
   
8
D.M. JAMES
     
For
For
       
   
9
D.E. KLEIN
     
For
For
       
   
10
J.N. PURCELL
     
For
For
       
   
11
W.G. SMITH, JR.
     
For
For
       
   
12
S.R. SPECKER
     
For
For
       
   
13
L.D. THOMPSON
     
For
For
       
 
02
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
Management
For
For
       
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Management
For
For
       
 
04
ADVISORY VOTE ON THE FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION
Management
1 Year
For
       
 
05
APPROVAL OF OMNIBUS INCENTIVE COMPENSATION PLAN
Management
For
For
       
 
06
STOCKHOLDER PROPOSAL ON COAL COMBUSTION BYPRODUCTS ENVIRONMENTAL REPORT
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
14500
 
0
 
19-Apr-2011
 
19-Apr-2011
       
 
2698976
 
59B
 
3000
 
0
 
19-Apr-2011
 
19-Apr-2011
       


 
 

 


                                                       
 
TOTAL S.A.
         
 
Security
 
89151E109
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
TOT
       
Meeting Date
 
13-May-2011
           
 
ISIN
 
US89151E1091
       
Agenda
 
933432661 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
O1
APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS
Management
For
For
       
 
O2
APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS
Management
For
For
       
 
O3
ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND
Management
For
For
       
 
O4
AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE
Management
For
For
       
 
O5
AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY
Management
For
For
       
 
O6
RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET AS A DIRECTOR
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
O7
RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS JR. AS A DIRECTOR
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
O8
RENEWAL OF THE APPOINTMENT OF MR. CLAUDE MANDIL AS A DIRECTOR
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
O9
APPOINTMENT OF MS. MARIE-CHRISTINE COISNE AS A DIRECTOR
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
O10
APPOINTMENT OF MS. BARBARA KUX AS A DIRECTOR
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
E11
AUTHORIZATION TO GRANT RESTRICTED SHARES IN COMPANY TO EMPLOYEES OF GROUP AND TO MANAGERS OF COMPANY OR OTHER GROUP COMPANIES.
Management
For
For
       
 
A
AMENDMENT OF ARTICLE 9 OF THE COMPANY'S ARTICLES OF ASSOCIATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Shareholder
For
Against
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
3000
 
0
 
21-Apr-2011
 
21-Apr-2011
       
 
2698974
 
59B
 
5000
 
0
 
21-Apr-2011
 
21-Apr-2011
       


 
 

 


                                                       
 
TRANSOCEAN, LTD.
         
 
Security
 
H8817H100
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
RIG
       
Meeting Date
 
13-May-2011
           
 
ISIN
 
CH0048265513
       
Agenda
 
933405373 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010.
Management
For
For
       
 
02
DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2010.
Management
For
For
       
 
03
APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2010.
Management
For
For
       
 
04
PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS.
Management
For
For
       
 
05
RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE REDUCTION AS APPROVED AT THE 2010 ANNUAL GENERAL MEETING.
Management
For
For
       
 
06
RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS, TO DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS; DIVIDEND DISTRIBUTION OUT OF THE DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS. IF PROPOSAL 3 AND PROPOSAL 5 ARE NOT APPROVED AS PROPOSED BY THE BOARD OF DIRECTORS, THERE WILL BE NO VOTE ON THIS PROPOSAL 6.
Management
For
For
       
 
07
NEW AUTHORIZED SHARE CAPITAL.
Management
For
For
       
 
08
REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO 12.
Management
For
For
       
 
9A
ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
9B
ELECTION OF CLASS III DIRECTOR: STEVE LUCAS
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
9C
ELECTION OF CLASS I DIRECTOR: TAN EK KIA
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
9D
REELECTION OF CLASS III DIRECTOR: MARTIN B. MCNAMARA
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
9E
REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
10
APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR TERM.
Management
For
For
       
 
11
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
12
ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTE.
Management
1 Year
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
3000
 
0
 
05-Apr-2011
 
05-Apr-2011
       


 
 

 


                                                       
 
TRANSOCEAN, LTD.
         
 
Security
 
H8817H100
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
RIG
       
Meeting Date
 
13-May-2011
           
 
ISIN
 
CH0048265513
       
Agenda
 
933443171 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010.
Management
For
For
       
 
02
DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2010.
Management
For
For
       
 
03
APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2010.
Management
For
For
       
 
04
PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS.
Management
For
For
       
 
05
RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE REDUCTION AS APPROVED AT THE 2010 ANNUAL GENERAL MEETING.
Management
For
For
       
 
06
RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS, TO DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS; DIVIDEND DISTRIBUTION OUT OF THE DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS. IF PROPOSAL 3 AND PROPOSAL 5 ARE NOT APPROVED AS PROPOSED BY THE BOARD OF DIRECTORS, THERE WILL BE NO VOTE ON THIS PROPOSAL 6.
Management
For
For
       
 
07
NEW AUTHORIZED SHARE CAPITAL.
Management
For
For
       
 
08
REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO 12.
Management
For
For
       
 
9A
ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
9B
ELECTION OF CLASS III DIRECTOR: STEVE LUCAS
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
9C
ELECTION OF CLASS I DIRECTOR: TAN EK KIA
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
9D
REELECTION OF CLASS III DIRECTOR: MARTIN B. MCNAMARA
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
9E
REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
10
APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR TERM.
Management
For
For
       
 
11
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
12
ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTE.
Management
1 Year
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
3000
 
0
 
12-May-2011
 
12-May-2011
       

 
 

 


                                                       
 
VALERO ENERGY CORPORATION
         
 
Security
 
91913Y100
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
VLO
       
Meeting Date
 
28-Apr-2011
           
 
ISIN
 
US91913Y1001
       
Agenda
 
933382967 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: RONALD K. CALGAARD
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1B
ELECTION OF DIRECTOR: STEPHEN M. WATERS
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1C
ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
1D
ELECTION OF DIRECTOR: RAYFORD WILKINS, JR.
Management
Against
Against
       
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
02
APPROVE AMENDMENT OF OUR CERTIFICATE OF INCORPORATION TO ELIMINATE CLASSIFIED BOARD.
Management
For
For
       
 
03
RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
Management
For
For
       
 
04
APPROVE THE 2011 OMNIBUS STOCK INCENTIVE PLAN.
Management
For
For
       
 
05
APPROVE, BY NONBINDING VOTE, THE 2010 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
06
TO RECOMMEND, BY NONBINDING VOTE, THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
Management
1 Year
For
       
 
07
VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "DISCLOSURE OF POLITICAL CONTRIBUTIONS."
Shareholder
Against
For
       
 
08
VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "REVIEW OF POLITICAL CONTRIBUTIONS."
Shareholder
Against
For
       
 
09
VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "REPORT ON STEPS TAKEN TO REDUCE RISK OF ACCIDENTS."
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698975
 
59B
 
6000
 
0
 
16-Mar-2011
 
16-Mar-2011
       

 
 

 


                                                       
 
VARIAN MEDICAL SYSTEMS, INC.
         
 
Security
 
92220P105
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
VAR
       
Meeting Date
 
10-Feb-2011
           
 
ISIN
 
US92220P1057
       
Agenda
 
933361127 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
SUSAN L. BOSTROM
     
Withheld
Against
       
   
2
RICHARD M. LEVY
     
Withheld
Against
       
   
3
VENKATRAMAN THYAGARAJAN
     
Withheld
Against
       
 
02
TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT.
Management
For
For
       
 
03
TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AT A FREQUENCY OF.
Management
1 Year
Against
       
 
04
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
5500
 
0
 
18-Jan-2011
 
18-Jan-2011
       

 
 

 


                                                       
 
VENTAS, INC.
         
 
Security
 
92276F100
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
VTR
       
Meeting Date
 
12-May-2011
           
 
ISIN
 
US92276F1003
       
Agenda
 
933398908 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: DEBRA A. CAFARO
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: DOUGLAS CROCKER II
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: RONALD G. GEARY
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: JAY M. GELLERT
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: MATTHEW J. LUSTIG
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: ROBERT D. REED
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: SHELI Z. ROSENBERG
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: GLENN J. RUFRANO
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: JAMES D. SHELTON
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: THOMAS C. THEOBALD
Management
For
For
       
 
02
RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
Management
For
For
       
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
ADVISORY VOTE AS TO THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Management
1 Year
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
2000
 
0
 
05-Apr-2011
 
05-Apr-2011
       

 
 

 


                                                       
 
VENTAS, INC.
         
 
Security
 
92276F100
       
Meeting Type
 
Special
     
 
Ticker Symbol
 
VTR
       
Meeting Date
 
01-Jul-2011
           
 
ISIN
 
US92276F1003
       
Agenda
 
933463337 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
TO APPROVE THE ISSUANCE OF SHARES OF VENTAS COMMON STOCK TO THE STOCKHOLDERS OF NATIONWIDE HEALTH PROPERTIES, INC. ("NHP") IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 27, 2011, BY AND AMONG VENTAS, ITS WHOLLY OWNED SUBSIDIARY, NEEDLES ACQUISITION LLC, AND NHP.
Management
For
For
       
 
02
TO APPROVE AN AMENDMENT TO VENTAS'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF VENTAS CAPITAL STOCK FROM 310,000,000 TO 610,000,000 AND THE NUMBER OF AUTHORIZED SHARES OF VENTAS COMMON STOCK FROM 300,000,000 TO 600,000,000.
Management
For
For
       
 
03
TO APPROVE ANY ADJOURNMENTS OF THE VENTAS SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES FOR THE PROPOSALS TO ISSUE VENTAS COMMON STOCK IN CONNECTION WITH THE MERGER AND THE CHARTER AMENDMENT TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF VENTAS COMMON STOCK.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
2000
 
0
 
25-May-2011
 
25-May-2011
       


 
 

 


                                                       
 
VISTEON CORPORATION
         
 
Security
 
92839U206
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
VC
       
Meeting Date
 
09-Jun-2011
           
 
ISIN
 
US92839U2069
       
Agenda
 
933436974 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
1
DUNCAN H. COCROFT
     
For
For
       
   
2
PHILIPPE GUILLEMOT
     
For
For
       
   
3
HERBERT L. HENKEL
     
For
For
       
   
4
MARK T. HOGAN
     
For
For
       
   
5
JEFFREY D. JONES
     
For
For
       
   
6
KARL J. KRAPEK
     
For
For
       
   
7
TIMOTHY D. LEULIETTE
     
For
For
       
   
8
WILLIAM E. REDMOND, JR.
     
For
For
       
   
9
DONALD J. STEBBINS
     
For
For
       
 
02
RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698975
 
59B
 
5000
 
0
 
29-Apr-2011
 
29-Apr-2011
       
 
2698976
 
59B
 
3000
 
0
 
29-Apr-2011
 
29-Apr-2011
       


 
 

 


                                                       
 
VODAFONE GROUP PLC
         
 
Security
 
92857W209
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
VOD
       
Meeting Date
 
26-Jul-2011
           
 
ISIN
 
US92857W2098
       
Agenda
 
933480648 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2011 MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
02
TO ELECT GERARD KLEISTERLEE AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
03
TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
 
04
TO RE-ELECT VITTORIO COLAO AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
05
TO RE-ELECT MICHEL COMBES AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
06
TO RE-ELECT ANDY HALFORD AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
07
TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
08
TO ELECT RENEE JAMES AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
09
TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
10
TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
11
TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
12
TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
13
TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) (MEMBER OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
14
TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) (MEMBER OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
15
TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
16
TO APPROVE A FINAL DIVIDEND OF 6.05P PER ORDINARY SHARE MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
17
TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2011 MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
18
TO RE-APPOINT DELOITTE LLP AS AUDITOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
19
TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
20
TO AUTHORISE THE DIRECTORS TO ALLOT SHARES MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
S21
TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE- EMPTION RIGHTS MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
S22
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
S23
TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
Management
For
         
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
20000
 
0
 
20-Jun-2011
 
20-Jun-2011
       

 
 

 


                                                       
 
WAL-MART STORES, INC.
         
 
Security
 
931142103
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
WMT
       
Meeting Date
 
03-Jun-2011
           
 
ISIN
 
US9311421039
       
Agenda
 
933425236 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: AIDA M. ALVAREZ
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: JAMES W. BREYER
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: M. MICHELE BURNS
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: JAMES I. CASH, JR.
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: ROGER C. CORBETT
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: DOUGLAS N. DAFT
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: MICHAEL T. DUKE
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: GREGORY B. PENNER
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: STEVEN S REINEMUND
Management
For
For
       
 
1J
ELECTION OF DIRECTOR: H. LEE SCOTT, JR.
Management
For
For
       
 
1K
ELECTION OF DIRECTOR: ARNE M. SORENSON
Management
For
For
       
 
1L
ELECTION OF DIRECTOR: JIM C. WALTON
Management
For
For
       
 
1M
ELECTION OF DIRECTOR: S. ROBSON WALTON
Management
For
For
       
 
1N
ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS
Management
For
For
       
 
1O
ELECTION OF DIRECTOR: LINDA S. WOLF
Management
For
For
       
 
02
RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS
Management
For
For
       
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Management
For
For
       
 
04
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
Management
1 Year
For
       
 
05
GENDER IDENTITY NON-DISCRIMINATION POLICY
Shareholder
Against
For
       
 
06
POLITICAL CONTRIBUTIONS REPORT
Shareholder
Against
For
       
 
07
SPECIAL SHAREOWNER MEETINGS
Shareholder
Against
For
       
 
08
REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL SUSTAINABILITY REPORT
Shareholder
Against
For
       
 
09
CLIMATE CHANGE RISK DISCLOSURE
Shareholder
Against
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698974
 
59B
 
15000
 
0
 
19-Apr-2011
 
19-Apr-2011
       

 
 

 


                                                       
 
WALTER INVESTMENT MGMT. CORP
         
 
Security
 
93317W102
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
WAC
       
Meeting Date
 
10-May-2011
           
 
ISIN
 
US93317W1027
       
Agenda
 
933419788 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
01
DIRECTOR
Management
                     
   
Vote Is Contrary To Policy
         
   
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.
         
   
1
WILLIAM MEURER
     
Withheld
Against
       
   
2
MICHAEL TOKARZ
     
Withheld
Against
       
 
02
ADVISORY VOTE APPROVING THE 2010 EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
03
ADVISORY VOTE ON THE FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
1 Year
For
       
 
04
APPROVAL OF THE WALTER INVESTMENT MANAGEMENT CORP. 2011 OMNIBUS INCENTIVE PLAN.
Management
For
For
       
 
05
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
7500
 
0
 
19-Apr-2011
 
19-Apr-2011
       

 
 

 


                                                       
 
WASTE MANAGEMENT, INC.
         
 
Security
 
94106L109
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
WM
       
Meeting Date
 
13-May-2011
           
 
ISIN
 
US94106L1098
       
Agenda
 
933396168 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: FRANK M. CLARK, JR.
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: PATRICK W. GROSS
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: JOHN C. POPE
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: W. ROBERT REUM
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: DAVID P. STEINER
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER
Management
For
For
       
 
02
RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
Management
For
For
       
 
03
TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.
Management
For
For
       
 
04
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
Management
1 Year
For
       
 
05
AN AMENDMENT TO THE COMPANY'S BY-LAWS TO ALLOW STOCKHOLDERS WHO HAVE HELD AT LEAST A 25% NET LONG POSITION IN OUR COMMON STOCK FOR ONE YEAR TO CALL SPECIAL STOCKHOLDER MEETINGS.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698976
 
59B
 
500
 
0
 
29-Mar-2011
 
29-Mar-2011
       


 
 

 


                                                       
 
XILINX, INC.
         
 
Security
 
983919101
       
Meeting Type
 
Annual
     
 
Ticker Symbol
 
XLNX
       
Meeting Date
 
10-Aug-2011
           
 
ISIN
 
US9839191015
       
Agenda
 
933481715 - Management
     
 
Item
Proposal
Type
Vote
For/Against Management
       
 
1A
ELECTION OF DIRECTOR: PHILIP T. GIANOS
Management
For
For
       
 
1B
ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV
Management
For
For
       
 
1C
ELECTION OF DIRECTOR: JOHN L. DOYLE
Management
For
For
       
 
1D
ELECTION OF DIRECTOR: JERALD G. FISHMAN
Management
For
For
       
 
1E
ELECTION OF DIRECTOR: WILLIAM G. HOWARD, JR.
Management
For
For
       
 
1F
ELECTION OF DIRECTOR: J. MICHAEL PATTERSON
Management
For
For
       
 
1G
ELECTION OF DIRECTOR: ALBERT A. PIMENTEL
Management
For
For
       
 
1H
ELECTION OF DIRECTOR: MARSHALL C. TURNER
Management
For
For
       
 
1I
ELECTION OF DIRECTOR: ELIZABETH W. VANDERSLICE
Management
For
For
       
 
02
APPROVE AN AMENDMENT TO 1990 EMPLOYEE QUALIFIED STOCK PURCHASE PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
For
For
       
 
03
APPROVE AN AMENDMENT TO THE 2007 EQUITY INCENTIVE PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
For
For
       
 
04
APPROVE CERTAIN PROVISIONS OF 2007 EQUITY INCENTIVE PLAN FOR PURPOSES OF COMPLYING WITH THE INTERNAL REVENUE CODE OF 1986.
Management
For
For
       
 
05
PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
For
For
       
 
06
PROPOSAL TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION.
Management
1 Year
For
       
 
07
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S EXTERNAL AUDITORS FOR FISCAL 2012.
Management
For
For
       
 
Account Number
 
Custodian
 
Ballot Shares
 
Unavailable Shares
 
Vote Date
 
Date Confirmed
       
 
2698968
 
59B
 
4000
 
0
 
20-Jun-2011
 
20-Jun-2011
       

 
 
 

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

BMC FUND, INC.

By:          /s/ Paul H. Broyhill                                
Paul H. Broyhill, Chief Executive Officer

Date:       July 29, 2011