N-PX 1 v158639_n-px.htm Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-3150

BMC FUND, INC.
800 Golfview Park
Lenoir, NC 28645
828-758-6100

Carol Frye
800 Golfview Park
P. O. Box 500
Lenoir, NC 28645

Date of fiscal year end:  October 31

Date of reporting period:  July 1, 2008 – June 30, 2009
 
 
Investment Company Report

                                               
 
3M COMPANY
  
 
Security
  
88579Y101
      
Meeting Type
  
Annual
 
Ticker Symbol
  
MMM
      
Meeting Date
  
12-May-2009
    
 
ISIN
  
US88579Y1010
      
Agenda
  
933025985 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: LINDA G. ALVARADO
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: GEORGE W. BUCKLEY
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: VANCE D. COFFMAN
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: MICHAEL L. ESKEW
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: W. JAMES FARRELL
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: HERBERT L. HENKEL
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: EDWARD M. LIDDY
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: ROBERT S. MORRISON
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: AULANA L. PETERS
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: ROBERT J. ULRICH
Management
  
For
  
For
 
02
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
  
For
  
For
 
03
STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS.
Shareholder
  
Against
  
For
 
04
STOCKHOLDER PROPOSAL ON THE VESTING OF STOCK OPTIONS AND AWARDS.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
5000
  
0
  
03-Apr-2009
  
03-Apr-2009
                                               
 
AFLAC INCORPORATED
  
 
Security
  
001055102
      
Meeting Type
  
Annual
 
Ticker Symbol
  
AFL
      
Meeting Date
  
04-May-2009
    
 
ISIN
  
US0010551028
      
Agenda
  
933013841 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: DANIEL P. AMOS
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: JOHN SHELBY AMOS II
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: PAUL S. AMOS II
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: YOSHIRO AOKI
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: MICHAEL H. ARMACOST
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: KRISS CLONINGER III
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: JOE FRANK HARRIS
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: ELIZABETH J. HUDSON
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: KENNETH S. JANKE SR.
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: ROBERT B. JOHNSON
Management
  
For
  
For
 
1L
ELECTION OF DIRECTOR: CHARLES B. KNAPP
Management
  
For
  
For
 
1M
ELECTION OF DIRECTOR: E. STEPHEN PURDOM
Management
  
For
  
For
 
1N
ELECTION OF DIRECTOR: BARBARA K. RIMER, DR. PH
Management
  
For
  
For
 
1O
ELECTION OF DIRECTOR: MARVIN R. SCHUSTER
Management
  
For
  
For
 
1P
ELECTION OF DIRECTOR: DAVID GARY THOMPSON
Management
  
For
  
For
 
1Q
ELECTION OF DIRECTOR: ROBERT L. WRIGHT
Management
  
For
  
For
 
02
TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE OVERALL EXECUTIVE PAY- FOR-PERFORMANCE COMPENSATION POLICIES AND PROCEDURES EMPLOYED BY THE COMPANY, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS AND THE TABULAR DISCLOSURE REGARDING NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT."
Management
  
For
  
For
 
03
RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
5400
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
AGCO CORPORATION
  
 
Security
  
001084102
      
Meeting Type
  
Annual
 
Ticker Symbol
  
AG
      
Meeting Date
  
23-Apr-2009
    
 
ISIN
  
US0010841023
      
Agenda
  
933026406 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
P. GEORGE BENSON
        
Withheld
  
Against
   
2
GERALD L. SHAHEEN
        
Withheld
  
Against
   
3
HENDRIKUS VISSER
        
Withheld
  
Against
 
02
RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
5000
  
0
  
03-Apr-2009
  
03-Apr-2009
                                               
 
ALTRIA GROUP, INC.
  
 
Security
  
02209S103
      
Meeting Type
  
Annual
 
Ticker Symbol
  
MO
      
Meeting Date
  
19-May-2009
    
 
ISIN
  
US02209S1033
      
Agenda
  
933037170 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: ELIZABETH E. BAILEY
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: GERALD L. BALILES
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: DINYAR S. DEVITRE
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: THOMAS F. FARRELL II
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: ROBERT E. R. HUNTLEY
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: THOMAS W. JONES
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: GEORGE MUNOZ
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: NABIL Y. SAKKAB
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK
Management
  
For
  
For
 
02
RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS
Management
  
For
  
For
 
03
STOCKHOLDER PROPOSAL 1 - MAKING FUTURE AND/OR EXPANDED BRANDS NON-ADDICTIVE
Shareholder
  
Against
  
For
 
04
STOCKHOLDER PROPOSAL 2 - FOOD INSECURITY AND TOBACCO USE
Shareholder
  
Against
  
For
 
05
STOCKHOLDER PROPOSAL 3 - ENDORSE HEALTH CARE PRINCIPLES
Shareholder
  
Against
  
For
 
06
STOCKHOLDER PROPOSAL 4 - CREATE HUMAN RIGHTS PROTOCOLS FOR THE COMPANY AND ITS SUPPLIERS
Shareholder
  
Against
  
For
 
07
STOCKHOLDER PROPOSAL 5 - SHAREHOLDER SAY ON EXECUTIVE PAY
Shareholder
  
Against
  
For
 
08
STOCKHOLDER PROPOSAL 6 - DISCLOSURE OF POLITICAL CONTRIBUTIONS
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
10000
  
0
  
08-Apr-2009
  
08-Apr-2009
                                               
 
AMEDISYS, INC.
  
 
Security
  
023436108
      
Meeting Type
  
Annual
 
Ticker Symbol
  
AMED
      
Meeting Date
  
04-Jun-2009
    
 
ISIN
  
US0234361089
      
Agenda
  
933080400 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
WILLIAM F. BORNE
        
For
  
For
   
2
LARRY R. GRAHAM
        
For
  
For
   
3
RONALD A. LABORDE
        
For
  
For
   
4
JAKE L. NETTERVILLE
        
For
  
For
   
5
DAVID R. PITTS
        
For
  
For
   
6
PETER F. RICCHIUTI
        
For
  
For
   
7
DONALD A. WASHBURN
        
For
  
For
 
02
TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
3501
  
0
  
07-May-2009
  
07-May-2009
                                               
 
AMERICAN ECOLOGY CORPORATION
  
 
Security
  
025533407
      
Meeting Type
  
Annual
 
Ticker Symbol
  
ECOL
      
Meeting Date
  
12-May-2009
    
 
ISIN
  
US0255334072
      
Agenda
  
933026672 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
VICTOR J. BARNHART
        
For
  
For
   
2
JOE F. COLVIN
        
For
  
For
   
3
ROY C. ELIFF
        
For
  
For
   
4
EDWARD F. HEIL
        
For
  
For
   
5
JEFFREY S. MERRIFIELD
        
For
  
For
   
6
JOHN W. POLING
        
For
  
For
   
7
STEPHEN A. ROMANO
        
For
  
For
 
02
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER 31, 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
3000
  
0
  
03-Apr-2009
  
03-Apr-2009
                                               
 
AMGEN INC.
  
 
Security
  
031162100
      
Meeting Type
  
Annual
 
Ticker Symbol
  
AMGN
      
Meeting Date
  
06-May-2009
    
 
ISIN
  
US0311621009
      
Agenda
  
933015946 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: DR. DAVID BALTIMORE
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR.
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: MR. JERRY D. CHOATE
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: DR. GILBERT S. OMENN
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN (RETIRED)
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER
Management
  
For
  
For
 
1L
ELECTION OF DIRECTOR: MR. KEVIN W. SHARER
Management
  
For
  
For
 
02
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2009.
Management
  
For
  
For
 
03
TO APPROVE THE PROPOSED 2009 EQUITY INCENTIVE PLAN, WHICH AUTHORIZES THE ISSUANCE OF 100,000,000 SHARES.
Management
  
For
  
For
 
04
TO APPROVE THE PROPOSED AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, WHICH REDUCES THE SIXTY-SIX AND TWO- THIRDS PERCENT (66-2/3%) VOTING REQUIREMENT TO A SIMPLE MAJORITY VOTING REQUIREMENT FOR APPROVAL OF CERTAIN BUSINESS COMBINATIONS.
Management
  
For
  
For
 
5A
STOCKHOLDER PROPOSAL #1 (AMEND OUR BYLAWS TO PERMIT 10 PERCENT OF OUR OUTSTANDING COMMON STOCK THE ABILITY TO CALL SPECIAL MEETINGS.)
Shareholder
  
Against
  
For
 
5B
STOCKHOLDER PROPOSAL #2 (CHANGE OUR JURISDICTION OF INCORPORATION FROM DELAWARE TO NORTH DAKOTA.)
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
5500
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
APACHE CORPORATION
  
 
Security
  
037411105
      
Meeting Type
  
Annual
 
Ticker Symbol
  
APA
      
Meeting Date
  
07-May-2009
    
 
ISIN
  
US0374111054
      
Agenda
  
933026254 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
ELECTION OF DIRECTOR: FREDERICK M. BOHEN
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
02
ELECTION OF DIRECTOR: GEORGE D. LAWRENCE
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
03
ELECTION OF DIRECTOR: RODMAN D. PATTON
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
04
ELECTION OF DIRECTOR: CHARLES J. PITMAN
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
1000
  
0
  
03-Apr-2009
  
03-Apr-2009
                                               
 
APPLE INC.
  
 
Security
  
037833100
      
Meeting Type
  
Annual
 
Ticker Symbol
  
AAPL
      
Meeting Date
  
25-Feb-2009
    
 
ISIN
  
US0378331005
      
Agenda
  
932989760 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
WILLIAM V. CAMPBELL
        
For
  
For
   
2
MILLARD S. DREXLER
        
For
  
For
   
3
ALBERT A. GORE, JR.
        
For
  
For
   
4
STEVEN P. JOBS
        
For
  
For
   
5
ANDREA JUNG
        
For
  
For
   
6
A.D. LEVINSON, PH.D.
        
For
  
For
   
7
ERIC E. SCHMIDT, PH.D.
        
For
  
For
   
8
JEROME B. YORK
        
For
  
For
 
02
SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES REPORT, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
  
Against
  
For
 
03
SHAREHOLDER PROPOSAL REGARDING ADOPTION OF PRINCIPLES FOR HEALTH CARE REFORM, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
  
Against
  
For
 
04
SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
  
Against
  
For
 
05
SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON COMPENSATION, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
3000
  
0
  
19-Jan-2009
  
20-Jan-2009
                                               
 
ARCHER-DANIELS-MIDLAND COMPANY
  
 
Security
  
039483102
      
Meeting Type
  
Annual
 
Ticker Symbol
  
ADM
      
Meeting Date
  
06-Nov-2008
    
 
ISIN
  
US0394831020
      
Agenda
  
932959969 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: G.W. BUCKLEY
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: M.H. CARTER
Management
  
For
  
For
 
1C  
ELECTION OF DIRECTOR: V.F. HAYNES
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: A. MACIEL
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: P.J. MOORE
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: M.B. MULRONEY
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: T.F. O'NEILL
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: K.R. WESTBROOK
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: P.A. WOERTZ
Management
  
For
  
For
 
02
RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2009.
Management
  
For
  
For
 
03
ADOPT STOCKHOLDER'S PROPOSAL REGARDING GLOBAL HUMAN RIGHTS STANDARDS.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
20000
  
0
  
06-Oct-2008
  
06-Oct-2008
                                               
 
AVON PRODUCTS, INC.
  
 
Security
  
054303102
      
Meeting Type
  
Annual
 
Ticker Symbol
  
AVP
      
Meeting Date
  
07-May-2009
    
 
ISIN
  
US0543031027
      
Agenda
  
933023157 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1
DIRECTOR
Management
                
   
1
W. DON CORNWELL
        
For
  
For
   
2
EDWARD T. FOGARTY
        
For
  
For
   
3
V. ANN HAILEY
        
For
  
For
   
4
FRED HASSAN
        
For
  
For
   
5
ANDREA JUNG
        
For
  
For
   
6
MARIA ELENA LAGOMASINO
        
For
  
For
   
7
ANN S. MOORE
        
For
  
For
   
8
PAUL S. PRESSLER
        
For
  
For
   
9
GARY M. RODKIN
        
For
  
For
   
10
PAULA STERN
        
For
  
For
   
11
LAWRENCE A. WEINBACH
        
For
  
For
 
2
RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
  
For
  
For
 
3
RESOLUTION REGARDING NANOMATERIAL REPORT
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
10800
  
0
  
03-Apr-2009
  
03-Apr-2009
                                               
 
BANK OF AMERICA CORPORATION
  
 
Security
  
060505104
      
Meeting Type
  
Annual
 
Ticker Symbol
  
BAC
      
Meeting Date
  
29-Apr-2009
    
 
ISIN
  
US0605051046
      
Agenda
  
933016051 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: WILLIAM BARNET, III
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: VIRGIS W. COLBERT
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: JOHN T. COLLINS
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: GARY L. COUNTRYMAN
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: TOMMY R. FRANKS
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: CHARLES K. GIFFORD
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: KENNETH D. LEWIS
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: MONICA C. LOZANO
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: WALTER E. MASSEY
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: THOMAS J. MAY
Management
  
For
  
For
 
1L
ELECTION OF DIRECTOR: PATRICIA E. MITCHELL
Management
  
For
  
For
 
1M
ELECTION OF DIRECTOR: JOSEPH W. PRUEHER
Management
  
For
  
For
 
1N
ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI
Management
  
For
  
For
 
1O
ELECTION OF DIRECTOR: THOMAS M. RYAN
Management
  
For
  
For
 
1P
ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR.
Management
  
For
  
For
 
1Q
ELECTION OF DIRECTOR: ROBERT L. TILLMAN
Management
  
For
  
For
 
1R
ELECTION OF DIRECTOR: JACKIE M. WARD
Management
  
For
  
For
 
02
RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009
Management
  
For
  
For
 
03
AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION
Management
  
For
  
For
 
04
STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT
Shareholder
  
Against
  
For
 
05
STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC COMP
Shareholder
  
Against
  
For
 
06
STOCKHOLDER PROPOSAL - CUMULATIVE VOTING
Shareholder
  
Against
  
For
 
07
STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS
Shareholder
  
Against
  
For
 
08
STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN
Shareholder
  
Against
  
For
 
09
STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD LENDING PRACTICES
Shareholder
  
Against
  
For
 
10
STOCKHOLDER PROPOSAL - ADOPTION OF PRINCIPLES FOR HEALTH CARE REFORM
Shareholder
  
Against
  
For
 
11
STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
14400
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
BERKSHIRE HATHAWAY INC.
  
 
Security
  
084670108
      
Meeting Type
  
Annual
 
Ticker Symbol
  
BRKA
      
Meeting Date
  
02-May-2009
    
 
ISIN
  
US0846701086
      
Agenda
  
933011049 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
WARREN E. BUFFETT
        
For
  
For
   
2
CHARLES T. MUNGER
        
For
  
For
   
3
HOWARD G. BUFFETT
        
For
  
For
   
4
SUSAN L. DECKER
        
For
  
For
   
5
WILLIAM H. GATES III
        
For
  
For
   
6
DAVID S. GOTTESMAN
        
For
  
For
   
7
CHARLOTTE GUYMAN
        
For
  
For
   
8
DONALD R. KEOUGH
        
For
  
For
   
9
THOMAS S. MURPHY
        
For
  
For
   
10
RONALD L. OLSON
        
For
  
For
   
11
WALTER SCOTT, JR.
        
For
  
For
 
02
TO APPROVE THE SHAREHOLDER PROPOSAL WITH RESPECT TO THE PRODUCTION OF A SUSTAINABILITY REPORT.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
2
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
BHP BILLITON LIMITED
  
 
Security
  
088606108
      
Meeting Type
  
Annual
 
Ticker Symbol
  
BHP
      
Meeting Date
  
27-Nov-2008
    
 
ISIN
  
US0886061086
      
Agenda
  
932960950 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO RECEIVE THE 2008 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON PLC.
Management
  
For
  
For
 
02
TO RECEIVE THE 2008 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON LTD.
Management
  
For
  
For
 
03
TO RE-ELECT MR P M ANDERSON AS A DIRECTOR OF BHP BILLITON PLC.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
04
TO RE-ELECT MR P M ANDERSON AS A DIRECTOR OF BHP BILLITON LTD.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
05
TO RE-ELECT MR D R ARGUS AS A DIRECTOR OF BHP BILLITON PLC.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
06
TO RE-ELECT MR D R ARGUS AS A DIRECTOR OF BHP BILLITON LTD.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
07
TO RE-ELECT DR J G S BUCHANAN AS A DIRECTOR OF BHP BILLITON PLC.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
08
TO RE-ELECT DR J G S BUCHANAN AS A DIRECTOR OF BHP BILLITON LTD.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
09
TO RE-ELECT MR D A CRAWFORD AS A DIRECTOR OF BHP BILLITON PLC.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
10
TO RE-ELECT MR D A CRAWFORD AS A DIRECTOR OF BHP BILLITON LTD.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
11
TO RE-ELECT MR J NASSER AS A DIRECTOR OF BHP BILLITON PLC.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
12
TO RE-ELECT MR J NASSER AS A DIRECTOR OF BHP BILLITON LTD.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
13
TO RE-ELECT DR J M SCHUBERT AS A DIRECTOR OF BHP BILLITON PLC.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
14
TO RE-ELECT DR J M SCHUBERT AS A DIRECTOR OF BHP BILLITON LTD.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
15
TO ELECT MR A L BOECKMANN AS A DIRECTOR OF BHP BILLITON PLC.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
16
TO ELECT MR A L BOECKMANN AS A DIRECTOR OF BHP BILLITON LTD.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
17
TO ELECT MR S MAYNE AS A DIRECTOR OF BHP BILLITON PLC.
Shareholder
  
Against
  
For
   
Vote Is Contrary To Policy
  
 
18
TO ELECT MR S MAYNE AS A DIRECTOR OF BHP BILLITON LTD.
Shareholder
  
Against
  
For
   
Vote Is Contrary To Policy
  
 
19
TO ELECT DR D R MORGAN AS A DIRECTOR OF BHP BILLITON PLC.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
20
TO ELECT DR D R MORGAN AS A DIRECTOR OF BHP BILLITON LTD.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
21
TO ELECT MR K C RUMBLE AS A DIRECTOR OF BHP BILLITON PLC.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
22
TO ELECT MR K C RUMBLE AS A DIRECTOR OF BHP BILLITON LTD.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
23
TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF BHP BILLITON PLC.
Management
  
For
  
For
 
24
TO RENEW THE GENERAL AUTHORITY TO ALLOT SHARES IN BHP BILLITON PLC.
Management
  
For
  
For
 
25
TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN BHP BILLITON PLC.
Management
  
For
  
For
 
26
TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC.
Management
  
For
  
For
 
27A
TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 30 APRIL 2009.
Management
  
For
  
For
 
27B
TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 29 MAY 2009.
Management
  
For
  
For
 
27C
TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 15 JUNE 2009.
Management
  
For
  
For
 
27D
TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 31 JULY 2009.
Management
  
For
  
For
 
27E
TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 15 SEPTEMBER 2009.
Management
  
For
  
For
 
27F
TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 30 NOVEMBER 2009.
Management
  
For
  
For
 
28
TO APPROVE THE 2008 REMUNERATION REPORT.
Management
  
For
  
For
 
29
TO APPROVE THE AMENDMENTS TO RULES OF THE GROUP INCENTIVE SCHEME.
Management
  
For
  
For
 
30
TO APPROVE THE GRANT OF AWARDS TO MR M J KLOPPERS UNDER THE GIS AND THE LTIP.
Management
  
For
  
For
 
31
TO APPROVE A CHANGE TO THE MAXIMUM AGGREGATE REMUNERATION PAID BY BHP BILLITON PLC TO NON- EXECUTIVE DIRECTORS IN ANY YEAR.
Management
  
For
  
For
 
32
TO APPROVE A CHANGE TO THE MAXIMUM AGGREGATE REMUNERATION PAID BY BHP BILLITON LTD TO NON- EXECUTIVE DIRECTORS IN ANY YEAR.
Management
  
For
  
For
 
33
TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF BHP BILLITON PLC.
Management
  
For
  
For
 
34
TO APPROVE THE AMENDMENTS TO THE CONSTITUTION OF BHP BILLITON LTD.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
2000
  
0
  
06-Oct-2008
  
06-Oct-2008
                                               
 
BP P.L.C.
  
 
Security
  
055622104
      
Meeting Type
  
Annual
 
Ticker Symbol
  
BP
      
Meeting Date
  
16-Apr-2009
    
 
ISIN
  
US0556221044
      
Agenda
  
933008888 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS
Management
  
For
  
For
 
02
TO APPROVE THE DIRECTORS' REMUNERATION REPORT
Management
  
For
  
For
 
03
DIRECTOR
Management
                
   
1
MR A BURGMANS
        
For
  
For
   
2
MRS C B CARROLL
        
For
  
For
   
3
SIR WILLIAM CASTELL
        
For
  
For
   
4
MR I C CONN
        
For
  
For
   
5
MR G DAVID
        
For
  
For
   
6
MR E B DAVIS, JR
        
For
  
For
   
7
MR R DUDLEY
        
For
  
For
   
8
MR D J FLINT
        
For
  
For
   
9
DR B E GROTE
        
For
  
For
   
10
DR A B HAYWARD
        
For
  
For
   
11
MR A G INGLIS
        
For
  
For
   
12
DR D S JULIUS
        
For
  
For
   
13
SIR TOM MCKILLOP
        
For
  
For
   
14
SIR IAN PROSSER
        
For
  
For
   
15
MR P D SUTHERLAND
        
For
  
For
 
18
TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION
Management
  
For
  
For
 
S19
SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
Management
  
For
  
For
 
20
TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT
Management
  
For
  
For
 
S21
SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE- EMPTION RIGHTS
Management
  
For
  
For
 
S22
SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
5000
  
0
  
16-Mar-2009
  
16-Mar-2009
                                               
 
BRISTOL-MYERS SQUIBB COMPANY
  
 
Security
  
110122108
      
Meeting Type
  
Annual
 
Ticker Symbol
  
BMY
      
Meeting Date
  
05-May-2009
    
 
ISIN
  
US1101221083
      
Agenda
  
933018372 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: L. ANDREOTTI
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: L.B. CAMPBELL
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: J.M. CORNELIUS
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: L.J. FREEH
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D.
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: M. GROBSTEIN
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: L. JOHANSSON
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: A.J. LACY
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: V.L. SATO, PH.D.
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: T.D. WEST, JR.
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D.
Management
  
For
  
For
 
02
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
  
For
  
For
 
03
EXECUTIVE COMPENSATION DISCLOSURE.
Shareholder
  
Against
  
For
 
04
SIMPLE MAJORITY VOTE.
Shareholder
  
Against
  
For
 
05
SPECIAL SHAREOWNER MEETINGS.
Shareholder
  
Against
  
For
 
06
EXECUTIVE COMPENSATION ADVISORY VOTE.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
15000
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
BT GROUP PLC
  
 
Security
  
05577E101
      
Meeting Type
  
Annual
 
Ticker Symbol
  
BT
      
Meeting Date
  
15-Jul-2009
    
 
ISIN
  
US05577E1010
      
Agenda
  
933104224 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
REPORT AND ACCOUNTS
Management
  
For
  
For
 
02
REMUNERATION REPORT
Management
  
For
  
For
 
03
FINAL DIVIDEND
Management
  
For
  
For
 
04
RE-ELECT CLAYTON BRENDISH
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
05
RE-ELECT PHIL HODKINSON
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
06
ELECT TONY CHANMUGAM
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
07
REAPPOINTMENT OF AUDITORS
Management
  
For
  
For
 
08  
REMUNERATION OF AUDITORS
Management
  
For
  
For
 
09
AUTHORITY TO ALLOT SHARES
Management
  
For
  
For
 
S10
AUTHORITY TO ALLOT SHARES FOR CASH
Management
  
For
  
For
 
S11
AUTHORITY TO PURCHASE OWN SHARES
Management
  
For
  
For
 
S12
AMEND AND ADOPT NEW ARTICLES
Management
  
For
  
For
 
S13
14 DAYS' NOTICE OF MEETINGS
Management
  
For
  
For
 
14
AUTHORITY FOR POLITICAL DONATIONS
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
30000
  
0
  
17-Jun-2009
  
17-Jun-2009
                                               
 
CACI INTERNATIONAL INC
  
 
Security
  
127190304
      
Meeting Type
  
Annual
 
Ticker Symbol
  
CAI
      
Meeting Date
  
19-Nov-2008
    
 
ISIN
  
US1271903049
      
Agenda
  
932961902 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
DAN R. BANNISTER
        
For
  
For
   
2
PAUL M. COFONI
        
For
  
For
   
3
GREGORY G. JOHNSON
        
For
  
For
   
4
RICHARD L. LEATHERWOOD
        
For
  
For
   
5
J. PHILLIP LONDON
        
For
  
For
   
6
MICHAEL J. MANCUSO
        
For
  
For
   
7
JAMES L. PAVITT
        
For
  
For
   
8
WARREN R. PHILLIPS
        
For
  
For
   
9
CHARLES P. REVOILE
        
For
  
For
 
02
APPROVAL OF AMENDMENTS TO THE COMPANY'S 2006 STOCK INCENTIVE PLAN.
Management
  
For
  
For
 
03
APPROVAL OF ADJOURNMENT OF THE MEETING IF NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES.
Management
  
For
  
For
 
04
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
200
  
0
  
20-Oct-2008
  
20-Oct-2008
                                               
 
CAL-MAINE FOODS, INC.
  
 
Security
  
128030202
      
Meeting Type
  
Annual
 
Ticker Symbol
  
CALM
      
Meeting Date
  
02-Oct-2008
    
 
ISIN
  
US1280302027
      
Agenda
  
932951470 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
FRED R. ADAMS, JR.
        
For
  
For
   
2
RICHARD K. LOOPER
        
For
  
For
   
3
ADOLPHUS B. BAKER
        
For
  
For
   
4
TIMOTHY A. DAWSON
        
For
  
For
   
5
R. FASER TRIPLETT, M.D.
        
For
  
For
   
6
LETITIA C. HUGHES
        
For
  
For
   
7
JAMES E. POOLE
        
For
  
For
 
02
AMENDMENT OF THE CERTIFICATE OF INCORPORATION TO PROVIDE FOR EQUAL DIVIDENDS ON A PER SHARE BASIS FOR COMMON STOCK AND CLASS A COMMON STOCK.
Management
  
For
  
For
 
03
ADOPTION OF THE RESOLUTION PROPOSED BY THE HUMANE SOCIETY OF THE UNITED STATES.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
30000
  
0
  
17-Sep-2008
  
17-Sep-2008
                                               
 
CALAMOS CONV OPPS & INCOME FUND
  
 
Security
  
128117108
      
Meeting Type
  
Annual
 
Ticker Symbol
  
CHI
      
Meeting Date
  
17-Jun-2009
    
 
ISIN
  
US1281171082
      
Agenda
  
933097772 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
JOE F. HANAUER
        
Withheld
  
Against
   
2
JOHN E. NEAL
        
Withheld
  
Against
   
3
DAVID D. TRIPPLE
        
Withheld
  
Against
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028791192
  
3S7
  
30000
  
0
  
29-May-2009
  
29-May-2009
                                               
 
CATERPILLAR INC.
  
 
Security
  
149123101
      
Meeting Type
  
Annual
 
Ticker Symbol
  
CAT
      
Meeting Date
  
10-Jun-2009
    
 
ISIN
  
US1491231015
      
Agenda
  
933068860 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
DANIEL M. DICKINSON
        
Withheld
  
Against
   
2
DAVID R. GOODE
        
Withheld
  
Against
   
3
JAMES W. OWENS
        
Withheld
  
Against
   
4
CHARLES D. POWELL
        
Withheld
  
Against
   
5
JOSHUA I. SMITH
        
Withheld
  
Against
 
02
RATIFY AUDITORS
Management
  
For
  
For
 
03
STOCKHOLDER PROPOSAL - ANNUAL ELECTION OF DIRECTORS
Shareholder
  
For
  
Against
 
04
STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD
Shareholder
  
Against
  
For
 
05
STOCKHOLDER PROPOSAL - FOREIGN MILITARY SALES
Shareholder
  
Against
  
For
 
06
STOCKHOLDER PROPOSAL - SIMPLE MAJORITY VOTE
Shareholder
  
Against
  
For
 
07
STOCKHOLDER PROPOSAL - INDEPENDENT COMPENSATION CONSULTANT
Shareholder
  
Against
  
For
 
08
STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD
Shareholder
  
Against
  
For
 
09
STOCKHOLDER PROPOSAL - LOBBYING PRIORITIES
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
7500
  
0
  
27-Apr-2009
  
27-Apr-2009
                                               
 
CEMEX, S.A.B. DE C.V.
  
 
Security
  
151290889
      
Meeting Type
  
Annual
 
Ticker Symbol
  
CX
      
Meeting Date
  
23-Apr-2009
    
 
ISIN
  
US1512908898
      
Agenda
  
933041509 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
PRESENTATION OF THE REPORT BY THE CHIEF EXECUTIVE OFFICER, INCLUDING THE COMPANY'S FINANCIAL STATEMENTS, REPORT OF VARIATIONS OF CAPITAL STOCK, AND PRESENTATION OF THE REPORT BY THE BOARD OF DIRECTORS, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2008, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
  
For
  
For
 
02
RESOLUTION ON ALLOCATION OF PROFITS.
Management
  
For
  
For
 
03
PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION THROUGH CAPITALIZATION OF RETAINED EARNINGS.
Management
  
For
  
For
 
04
DEBT RENEGOTIATION WITH FINANCIAL INSTITUTIONS.
Management
  
For
  
For
 
05
APPOINTMENT OF DIRECTORS, AND MEMBERS AND PRESIDENT OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE.
Management
  
For
  
For
 
06
COMPENSATION OF DIRECTORS AND MEMBERS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE.
Management
  
For
  
For
 
07
APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
5000
  
0
  
08-Apr-2009
  
08-Apr-2009
                                               
 
CHINA MOBILE (HONG KONG) LIMITED
  
 
Security
  
16941M109
      
Meeting Type
  
Annual
 
Ticker Symbol
  
CHL
      
Meeting Date
  
19-May-2009
    
 
ISIN
  
US16941M1099
      
Agenda
  
933062616 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR.
Management
  
For
  
For
 
02
TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2008.
Management
  
For
  
For
 
3A
TO RE-ELECT WANG JIANZHOU AS A DIRECTOR.
Management
  
For
  
For
 
3B
TO RE-ELECT ZHANG CHUNJIANG AS A DIRECTOR.
Management
  
For
  
For
 
3C
TO RE-ELECT SHA YUEJIA AS A DIRECTOR.
Management
  
For
  
For
 
3D
TO RE-ELECT LIU AILI AS A DIRECTOR.
Management
  
For
  
For
 
3E
TO RE-ELECT XU LONG AS A DIRECTOR.
Management
  
For
  
For
 
3F
TO RE-ELECT MOSES CHENG MO CHI AS A DIRECTOR.
Management
  
For
  
For
 
3G
TO RE-ELECT NICHOLAS JONATHAN READ AS A DIRECTOR.
Management
  
For
  
For
 
04
TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION.
Management
  
For
  
For
 
05
TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT.
Management
  
For
  
For
 
06
TO GIVE A GENERAL MANDATE TO DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF NOMINAL AMOUNT.
Management
  
For
  
For
 
07
TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
10000
  
0
  
24-Apr-2009
  
24-Apr-2009
 
1028876083
  
3S7
  
1500
  
0
  
24-Apr-2009
  
24-Apr-2009
                                               
 
CHUNGHWA TELECOM CO. LTD.
  
 
Security
  
17133Q304
      
Meeting Type
  
Special
 
Ticker Symbol
  
CHT
      
Meeting Date
  
14-Aug-2008
    
 
ISIN
  
US17133Q3048
      
Agenda
  
932939044 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
TO APPROVE THE PROPOSAL FOR CONVERSION OF THE CAPITAL SURPLUS INTO CAPITAL INCREASE OF THE COMPANY AND ISSUANCE OF NEW SHARES.
Management
  
For
  
For
 
1B
TO APPROVE THE PROPOSAL FOR DECREASE IN CASH OF THE COMPANY.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
7500
  
0
  
28-Jul-2008
  
28-Jul-2008
                                               
 
CIGNA CORPORATION
  
 
Security
  
125509109
      
Meeting Type
  
Annual
 
Ticker Symbol
  
CI
      
Meeting Date
  
22-Apr-2009
    
 
ISIN
  
US1255091092
      
Agenda
  
933012510 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: H. EDWARD HANWAY
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1B
ELECTION OF DIRECTOR: JOHN M. PARTRIDGE
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1C
ELECTION OF DIRECTOR: JAMES E. ROGERS
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1D
ELECTION OF DIRECTOR: ERIC C. WISEMAN
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
02
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIGNA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
11200
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
CISCO SYSTEMS, INC.
  
 
Security
  
17275R102
      
Meeting Type
  
Annual
 
Ticker Symbol
  
CSCO
      
Meeting Date
  
13-Nov-2008
    
 
ISIN
  
US17275R1023
      
Agenda
  
932954729 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: CAROL A. BARTZ
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: M. MICHELE BURNS
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: LARRY R. CARTER
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: JOHN T. CHAMBERS
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: BRIAN L. HALLA
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: RODERICK C. MCGEARY
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: MICHAEL K. POWELL
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: STEVEN M. WEST
Management
  
For
  
For
 
1L
ELECTION OF DIRECTOR: JERRY YANG
Management
  
For
  
For
 
02
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 25, 2009.
Management
  
For
  
For
 
03
PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND THE COMPANY'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON HUMAN RIGHTS.
Shareholder
  
Against
  
For
 
04
PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE PROXY STATEMENT.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
5500
  
0
  
06-Oct-2008
  
06-Oct-2008
                                               
 
CLEVELAND-CLIFFS INC
  
 
Security
  
185896107
      
Meeting Type
  
Contested-Consent
 
Ticker Symbol
  
CLF
      
Meeting Date
  
03-Oct-2008
    
 
ISIN
  
US1858961071
      
Agenda
  
932954577 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
"BY VOTING THIS AGENDA YOU ARE HEREBY CERTIFYING THAT YOUR SHARES ARE "NOT INTERESTED SHARES," AS DEFINED IN THE PROXY STATEMENT. IF YOU HOLD "INTERESTED SHARES," YOU MUST CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO VOTE YOUR SHARES PROPERLY. PLEASE REFER TO THE PROXY MATERIAL TO DETERMINE IF YOU HOLD "INTERESTED SHARES" VERSUS "NOT INTERESTED SHARES." CONTROL SHARE ACQUISITION PROPOSAL: A RESOLUTION OF CLEVELAND- CLIFFS' SHAREHOLDERS AUTHORIZING THE CONTROL SHARE ACQUISITION OF CLEVELAND-CLIFFS COMMON SHARES PURSUANT TO THE ACQUIRING PERSON STATEMENT OF HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. AND HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. DATED AUGUST 14, 2008.
Management
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
6400
  
0
  
17-Sep-2008
  
17-Sep-2008
                                               
 
CME GROUP
  
 
Security
  
12572Q105
      
Meeting Type
  
Special
 
Ticker Symbol
  
CME         
      
Meeting Date
  
18-Aug-2008
    
 
ISIN
  
US12572Q1058
      
Agenda
  
932938232 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO APPROVE THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CME GROUP, WHICH INCREASES THE MAXIMUM SIZE OF THE CME GROUP BOARD OF DIRECTORS FROM 30 TO 33 DIRECTORS AND SPECIFIES THAT THE NUMBER OF CME GROUP DIRECTORS IS TO BE FIXED EXCLUSIVELY BY ONE OR MORE RESOLUTIONS ADOPTED BY THE CME GROUP BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
  
For
  
For
 
02
TO APPROVE THE ISSUANCE OF CME GROUP CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE, TO NYMEX HOLDINGS, INC. ("NYMEX HOLDINGS") STOCKHOLDERS PURSUANT TO THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 17, 2008 AND AS AMENDED AS OF JUNE 30, 2008 AND JULY 18, 2008, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
  
For
  
For
 
03
TO ADJOURN THE CME GROUP SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
100
  
0
  
28-Jul-2008
  
28-Jul-2008
                                               
 
CME GROUP
  
 
Security
  
12572Q105
      
Meeting Type
  
Special
 
Ticker Symbol
  
CME
      
Meeting Date
  
18-Aug-2008
    
 
ISIN
  
US12572Q1058
      
Agenda
  
932939018 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO APPROVE THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CME GROUP, WHICH INCREASES THE MAXIMUM SIZE OF THE CME GROUP BOARD OF DIRECTORS FROM 30 TO 33 DIRECTORS AND SPECIFIES THAT THE NUMBER OF CME GROUP DIRECTORS IS TO BE FIXED EXCLUSIVELY BY ONE OR MORE RESOLUTIONS ADOPTED BY THE CME GROUP BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
  
For
  
For
 
02
TO APPROVE THE ISSUANCE OF CME GROUP CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE, TO NYMEX HOLDINGS, INC. ("NYMEX HOLDINGS") STOCKHOLDERS PURSUANT TO THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 17, 2008 AND AS AMENDED AS OF JUNE 30, 2008 AND JULY 18, 2008, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
  
For
  
For
 
03
TO ADJOURN THE CME GROUP SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
100
  
0
  
28-Jul-2008
  
28-Jul-2008
                                               
 
CME GROUP
  
 
Security
  
12572Q105
      
Meeting Type
  
Annual
 
Ticker Symbol
  
CME
      
Meeting Date
  
13-May-2009
    
 
ISIN
  
US12572Q1058
      
Agenda
  
933026999 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
DENNIS H. CHOOKASZIAN
        
Withheld
  
Against
   
2
ROBERT F. CORVINO
        
Withheld
  
Against
   
3
LARRY G. GERDES
        
Withheld
  
Against
   
4
DANIEL R. GLICKMAN
        
Withheld
  
Against
   
5
JAMES E. OLIFF
        
Withheld
  
Against
   
6
JOHN L. PIETRZAK
        
Withheld
  
Against
   
7
ALEX J. POLLOCK
        
Withheld
  
Against
   
8
WILLIAM R. SHEPARD
        
Withheld
  
Against
 
02
TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED OMNIBUS STOCK PLAN.
Management
  
For
  
For
 
03
TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED 2005 DIRECTOR STOCK PLAN.
Management
  
For
  
For
 
04
TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED INCENTIVE PLAN FOR HIGHLY COMPENSATED EXECUTIVE OFFICERS.
Management
  
For
  
For
 
05
TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
500
  
0
  
03-Apr-2009
  
03-Apr-2009
                                               
 
COSTCO WHOLESALE CORPORATION
  
 
Security
  
22160K105
      
Meeting Type
  
Annual
 
Ticker Symbol
  
COST
      
Meeting Date
  
28-Jan-2009
    
 
ISIN
  
US22160K1051
      
Agenda
  
932985623 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
JAMES D. SINEGAL
        
Withheld
  
Against
   
2
JEFFREY H. BROTMAN
        
Withheld
  
Against
   
3
RICHARD A. GALANTI
        
Withheld
  
Against
   
4
DANIEL J. EVANS
        
Withheld
  
Against
   
5
JEFFREY S. RAIKES
        
Withheld
  
Against
 
02
RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
700
  
0
  
06-Jan-2009
  
06-Jan-2009
                                               
 
COVIDIEN LTD.
  
 
Security
  
G2552X108
      
Meeting Type
  
Annual
 
Ticker Symbol
  
COV     
      
Meeting Date
  
18-Mar-2009
    
 
ISIN
  
BMG2552X1083
      
Agenda
  
932993377 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: CRAIG ARNOLD
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: ROBERT H. BRUST
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: JOHN M. CONNORS, JR.
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: KATHY J. HERBERT
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: RANDALL J. HOGAN, III
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: RICHARD J. MEELIA
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: DENNIS H. REILLEY
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: TADATAKA YAMADA
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO
Management
  
For
  
For
 
02
APPROVE AMENDED AND RESTATED 2007 STOCK AND INCENTIVE PLAN
Management
  
For
  
For
 
03
APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION OF THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
2000
  
0
  
11-Feb-2009
  
11-Feb-2009
                                               
 
COVIDIEN LTD.
  
 
Security
  
G2552X108
      
Meeting Type
  
Special
 
Ticker Symbol
  
COV
      
Meeting Date
  
28-May-2009
    
 
ISIN
  
BMG2552X1083
      
Agenda
  
933074851 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
APPROVAL OF THE SCHEME OF ARRANGEMENT ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX A.
Management
  
For
  
For
 
02
IF THE SCHEME OF ARRANGEMENT IS APPROVED, AND IN CONNECTION WITH SCHEME OF ARRANGEMENT AND REORGANIZATION, APPROVAL OF CREATION OF DISTRIBUTABLE RESERVES OF COVIDIEN PLC (THROUGH REDUCTION OF SHARE PREMIUM ACCOUNT OF COVIDIEN PLC) THAT WAS PREVIOUSLY APPROVED BY COVIDIEN LTD. AND OTHER CURRENT SHAREHOLDERS OF COVIDIEN PLC (AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT).
Management
  
For
  
For
 
03
APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT PROXIES TO APPROVE THE SCHEME OF ARRANGEMENT AT THE TIME OF THE MEETING.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
2000
  
0
  
07-May-2009
  
07-May-2009
                                               
 
CPFL ENERGIA S.A.
  
 
Security
  
126153105
      
Meeting Type
  
Special
 
Ticker Symbol
  
CPL
      
Meeting Date
  
23-Apr-2009
    
 
ISIN
  
US1261531057
      
Agenda
  
933023880 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
O1
TO ACKNOWLEDGE MANAGEMENT'S ACCOUNTS, EXAMINE, DISCUSS AND VOTE ON THE COMPANY'S FINANCIAL STATEMENTS, THE REPORT OF THE INDEPENDENT AUDITORS AND THE REPORT OF THE FISCAL COUNCIL, RELATIVE TO THE YEAR ENDED DECEMBER 31, 2008.
Management
  
For
  
For
 
O2
TO APPROVE THE PROPOSAL FOR THE ALLOCATION OF YEAR 2008 NET INCOME AND DIVIDEND DISTRIBUTION.
Management
  
For
  
For
 
O3
TO ELECT THE EFFECTIVE MEMBERS AND DEPUTY MEMBERS TO THE BOARD OF DIRECTORS.
Management
  
For
  
For
 
O4
TO SET THE GLOBAL COMPENSATION OF THE COMPANY'S BOARD OF DIRECTORS AND THE BOARD OF EXECUTIVE OFFICERS.
Management
  
For
  
For
 
O5
TO ELECT THE EFFECTIVE MEMBERS AND DEPUTY MEMBERS OF THE FISCAL COUNCIL.
Management
  
For
  
For
 
O6
TO SET THE FEES OF THE MEMBERS OF THE FISCAL COUNCIL.
Management
  
For
  
For
 
E1
TO CHANGE THE WORDING OF THE CAPUT AND ITEMS "A" AND "B" OF THE SOLE PARAGRAPH OF ARTICLE 19 OF (AND CONSOLIDATE) THE COMPANY'S BYLAWS. TO INCLUDE CHANGES IN THE COMPANY'S EXECUTIVE BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028789517
  
3S7
  
6000
  
0
  
03-Apr-2009
  
03-Apr-2009
 
1028876083
  
3S7
 
3000
  
0
  
03-Apr-2009
  
03-Apr-2009
                                               
 
CRYOLIFE, INC.
  
 
Security
  
228903100
      
Meeting Type
  
Annual
 
Ticker Symbol
  
CRY
      
Meeting Date
  
19-May-2009
    
 
ISIN
  
US2289031005
      
Agenda
  
933049012 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
STEVEN G. ANDERSON
        
For
  
For
   
2
THOMAS F. ACKERMAN
        
For
  
For
   
3
JAMES S. BENSON
        
For
  
For
   
4
DANIEL J. BEVEVINO
        
For
  
For
   
5
JOHN M. COOK
        
For
  
For
   
6
RONALD C. ELKINS, M.D.
        
For
  
For
   
7
RONALD D. MCCALL, ESQ.
        
For
  
For
   
8
HARVEY MORGAN
        
For
  
For
 
02
TO APPROVE THE ADOPTION OF THE CRYOLIFE, INC. 2009 EMPLOYEE STOCK INCENTIVE PLAN.
Management
  
For
  
For
 
03
TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
1000
  
0
  
24-Apr-2009
  
24-Apr-2009
                                               
 
DEERE & COMPANY
  
 
Security
  
244199105
      
Meeting Type
  
Annual
 
Ticker Symbol
  
DE
      
Meeting Date
  
25-Feb-2009
    
 
ISIN
  
US2441991054
      
Agenda
  
932992185 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: CRANDALL C. BOWLES
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1B
ELECTION OF DIRECTOR: VANCE D. COFFMAN
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1C
ELECTION OF DIRECTOR: CLAYTON M. JONES
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1D
ELECTION OF DIRECTOR: THOMAS H. PATRICK
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
02
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009
Management
  
For
  
For
 
03
STOCKHOLDER PROPOSAL #1 - ANNUAL ELECTION OF DIRECTORS
Management
  
For
  
For
 
04
STOCKHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION
Shareholder
  
Against
  
For
 
05
STOCKHOLDER PROPOSAL #3 - SEPARATION OF CEO AND CHAIRMAN RESPONSIBILITIES
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
7200
  
0
  
19-Jan-2009
  
20-Jan-2009
                                               
 
DEVON ENERGY CORPORATION
  
 
Security
  
25179M103
      
Meeting Type
  
Annual
 
Ticker Symbol
  
DVN
      
Meeting Date
  
03-Jun-2009
    
 
ISIN
  
US25179M1036
      
Agenda
  
933059417 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
ROBERT L. HOWARD
        
Withheld
  
Against
   
2
MICHAEL M. KANOVSKY
        
Withheld
  
Against
   
3
J. TODD MITCHELL
        
Withheld
  
Against
   
4
J. LARRY NICHOLS
        
Withheld
  
Against
 
02
RATIFY THE APPOINTMENT OF ROBERT A. MOSBACHER, JR. AS A DIRECTOR.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
03
RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2009.
Management
  
For
  
For
 
04
ADOPTION OF THE DEVON ENERGY CORPORATION 2009 LONG-TERM INCENTIVE PLAN.
Management
  
For
  
For
 
05
ADOPT DIRECTOR ELECTION MAJORITY VOTE STANDARD.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
1000
  
0
  
27-Apr-2009
  
27-Apr-2009
                                               
 
DR PEPPER SNAPPLE GROUP INC
  
 
Security
  
26138E109
      
Meeting Type
  
Annual
 
Ticker Symbol
  
DPS
      
Meeting Date
  
19-May-2009
    
 
ISIN
  
US26138E1091
      
Agenda
  
933040519 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: PAMELA H. PATSLEY
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1B
ELECTION OF DIRECTOR: M. ANNE SZOSTAK
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1C
ELECTION OF DIRECTOR: MICHAEL F. WEINSTEIN
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
02
TO APPROVE AND ADOPT THE MANAGEMENT INCENTIVE PLAN RELATED TO PERFORMANCE-BASED INCENTIVE COMPENSATION FOR CERTAIN OF OUR EXECUTIVE OFFICERS.
Management
  
For
  
For
 
03
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009.
Management
  
For
  
For
 
04
TO APPROVE AND ADOPT THE OMNIBUS STOCK INCENTIVE PLAN OF 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
5000
  
0
  
08-Apr-2009
  
08-Apr-2009
                                               
 
DUKE ENERGY CORPORATION
  
 
Security
  
26441C105
      
Meeting Type
  
Annual
 
Ticker Symbol
  
DUK
      
Meeting Date
  
07-May-2009
    
 
ISIN
  
US26441C1053
      
Agenda
  
933019728 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
WILLIAM BARNET, III
        
For
  
For
   
2
G. ALEX BERNHARDT, SR.
        
For
  
For
   
3
MICHAEL G. BROWNING
        
For
  
For
   
4
DANIEL R. DIMICCO
        
For
  
For
   
5
ANN MAYNARD GRAY
        
For
  
For
   
6
JAMES H. HANCE, JR.
        
For
  
For
   
7
JAMES T. RHODES
        
For
  
For
   
8
JAMES E. ROGERS
        
For
  
For
   
9
PHILIP R. SHARP
        
For
  
For
   
10
DUDLEY S. TAFT
        
For
  
For
 
02
RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2009
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028789517
  
3S7
  
30000
  
0
  
26-Mar-2009
  
26-Mar-2009
 
1028876083
  
3S7
  
7500
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
EMERSON ELECTRIC CO.
  
 
Security
  
291011104
      
Meeting Type
  
Annual
 
Ticker Symbol
  
EMR
      
Meeting Date
  
03-Feb-2009
    
 
ISIN
  
US2910111044
      
Agenda
  
932983681 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
A.A. BUSCH III*
        
Withheld
  
Against
   
2
A.F. GOLDEN*
        
Withheld
  
Against
   
3
H. GREEN*
        
Withheld
  
Against
   
4
W.R. JOHNSON*
        
Withheld
  
Against
   
5
J.B. MENZER*
        
Withheld
  
Against
   
6
V.R. LOUCKS, JR.**
        
Withheld
  
Against
 
02
RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
5800
  
0
  
19-Jan-2009
  
20-Jan-2009
                                               
 
EXCEL MARITIME CARRIERS LTD.
  
 
Security
  
V3267N107
      
Meeting Type
  
Annual
 
Ticker Symbol
  
EXM
      
Meeting Date
  
15-Sep-2008
    
 
ISIN
  
LR0008764684
      
Agenda
  
932943334 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
PROPOSAL TO APPROVE THE AMENDMENT TO ARTICLE TWELFTH OF THE AMENDED AND RESTATED ARTICLES OF INCORPORATION.
Management
  
For
  
For
 
02
DIRECTOR
Management
                
   
1
GABRIEL PANAYOTIDES
        
For
  
For
   
2
STAMATIS MOLARIS
        
For
  
For
   
3
HANS J. MENDE
        
For
  
For
   
4
CORBIN J. ROBERTSON III
        
For
  
For
   
5
FRITHJOF PLATOU
        
For
  
For
   
6
EVANGELOS MACRIS
        
For
  
For
   
7
APOSTOLOS KONTOYANNIS
        
For
  
For
   
8
PAUL CORNELL
        
For
  
For
   
9
TREVOR J. WILLIAMS
        
For
  
For
 
03
PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEARS ENDING DECEMBER 31, 2007 AND DECEMBER 31, 2008.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
2500
  
0
  
19-Aug-2008
  
19-Aug-2008
                                               
 
EXXON MOBIL CORPORATION
  
 
Security
  
30231G102
      
Meeting Type
  
Annual
 
Ticker Symbol
  
XOM
      
Meeting Date
  
27-May-2009
    
 
ISIN
  
US30231G1022
      
Agenda
  
933046965 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
M.J. BOSKIN
        
For
  
For
   
2
L.R. FAULKNER
        
For
  
For
   
3
K.C. FRAZIER
        
For
  
For
   
4
W.W. GEORGE
        
For
  
For
   
5
R.C. KING
        
For
  
For
   
6
M.C. NELSON
        
For
  
For
   
7
S.J. PALMISANO
        
For
  
For
   
8
S.S REINEMUND
        
For
  
For
   
9
R.W. TILLERSON
        
For
  
For
   
10
E.E. WHITACRE, JR.
        
For
  
For
 
02
RATIFICATION OF INDEPENDENT AUDITORS (PAGE 50)
Management
  
For
  
For
 
03
CUMULATIVE VOTING (PAGE 51)
Shareholder
  
Against
  
For
 
04
SPECIAL SHAREHOLDER MEETINGS (PAGE 53)
Shareholder
  
Against
  
For
 
05
INCORPORATE IN NORTH DAKOTA (PAGE 54)
Shareholder
  
Against
  
For
 
06
BOARD CHAIRMAN AND CEO (PAGE 55)
Shareholder
  
Against
  
For
 
07
SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 57)
Shareholder
  
Against
  
For
 
08
EXECUTIVE COMPENSATION REPORT (PAGE 59)
Shareholder
  
Against
  
For
 
09
CORPORATE SPONSORSHIPS REPORT (PAGE 60)
Shareholder
  
Against
  
For
 
10
AMENDMENT OF EEO POLICY (PAGE 62)
Shareholder
  
Against
  
For
 
11
GREENHOUSE GAS EMISSIONS GOALS (PAGE 63)
Shareholder
  
Against
  
For
 
12
CLIMATE CHANGE AND TECHNOLOGY REPORT (PAGE 65)
Shareholder
  
Against
  
For
 
13
RENEWABLE ENERGY POLICY (PAGE 66)
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
6004
  
0
  
24-Apr-2009
  
24-Apr-2009
                                               
 
FIDELITY CONCORD STREET TRUST
  
 
Security
  
315911107
      
Meeting Type
  
Special
 
Ticker Symbol
  
FBIDX
      
Meeting Date
  
14-Aug-2009
    
 
ISIN
  
US3159111075
      
Agenda
  
933107092 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
JAMES C. CURVEY
        
For
  
For
   
2
ALBERT R. GAMPER, JR.
        
For
  
For
   
3
ABIGAIL P. JOHNSON
        
For
  
For
   
4
ARTHUR E. JOHNSON
        
For
  
For
   
5
MICHAEL E. KENNEALLY
        
For
  
For
   
6
JAMES H. KEYES
        
For
  
For
   
7
MARIE L. KNOWLES
        
For
  
For
   
8
KENNETH L. WOLFE
        
For
  
For
 
02
TO AMEND THE DECLARATION OF TRUST TO REDUCE THE REQUIRED QUORUM FOR FUTURE SHAREHOLDER MEETINGS.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028791192
  
3S7
  
192678
  
0
  
17-Jun-2009
  
17-Jun-2009
                                               
 
FLAHERTY & CRUMRINE PREFERRED INCOME FD
  
 
Security
  
338480106
      
Meeting Type
  
Annual
 
Ticker Symbol
  
PFD
      
Meeting Date
  
21-Apr-2009
    
 
ISIN
  
US3384801060
      
Agenda
  
933004171 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
ROBERT F. WULF
        
Withheld
  
Against
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028791192
  
3S7
  
16000
  
0
  
16-Mar-2009
  
16-Mar-2009
                                               
 
FORTUNE BRANDS, INC.
  
 
Security
  
349631101
      
Meeting Type
  
Annual
 
Ticker Symbol
  
FO
      
Meeting Date
  
28-Apr-2009
    
 
ISIN
  
US3496311016
      
Agenda
  
933010871 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
BRUCE A. CARBONARI
        
Withheld
  
Against
   
2
ANN F. HACKETT
        
Withheld
  
Against
   
3
DAVID M. THOMAS
        
Withheld
  
Against
   
4
RONALD V. WATERS, III
        
Withheld
  
Against
 
02
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
Management
  
For
  
For
 
03
APPROVAL OF AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
Management
  
For
  
For
 
04
IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED "ADOPT SIMPLE MAJORITY VOTE".
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
6500
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
FRANCE TELECOM
  
 
Security
  
35177Q105
      
Meeting Type
  
Annual
 
Ticker Symbol
  
FTE
      
Meeting Date
  
26-May-2009
    
 
ISIN
  
US35177Q1058
      
Agenda
  
933069317 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2008
Management
  
For
  
For
 
02
APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2008
Management
  
For
  
For
 
03
ALLOCATION OF THE INCOME FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2008, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS
Management
  
For
  
For
 
04
APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE
Management
  
For
  
For
 
05
RENEWAL OF TERM OF A PRINCIPAL STATUTORY AUDITOR
Management
  
For
  
For
 
06
RENEWAL OF TERM OF A DEPUTY STATUTORY AUDITOR
Management
  
For
  
For
 
07
RENEWAL OF TERM OF A PRINCIPAL STATUTORY AUDITOR
Management
  
For
  
For
 
08
RENEWAL OF TERM OF A DEPUTY STATUTORY AUDITOR
Management
  
For
  
For
 
09
AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER FRANCE TELECOM SHARES
Management
  
For
  
For
 
10
AMENDMENT OF ARTICLE 13 OF THE BY-LAWS
Management
  
For
  
For
 
11
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS
Management
  
For
  
For
 
12
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO THE SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS
Management
  
For
  
For
 
13
AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF SHAREHOLDERS, TO INCREASE THE NUMBER OF ISSUABLE SECURITIES
Management
  
For
  
For
 
14
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND SECURITIES GIVING ACCESS TO SHARES, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY
Management
  
For
  
For
 
15
AUTHORIZATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND SECURITIES GIVING ACCESS TO SHARES, IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL
Management
  
For
  
For
 
16
DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES RESERVED FOR PERSONS SIGNING A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS OF ORANGE S.A.
Management
  
For
  
For
 
17
DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ISSUANCE OF OPTION- BASED LIQUIDITY INSTRUMENTS RESERVED FOR THOSE HOLDERS OF STOCK OPTIONS OF ORANGE S.A. THAT HAVE SIGNED A LIQUIDITY CONTRACT WITH THE COMPANY
Management
  
For
  
For
 
18
OVERALL LIMITATION OF THE AUTHORIZATIONS
Management
  
For
  
For
 
19
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SECURITIES GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES
Management
  
For
  
For
 
20
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS
Management
  
For
  
For
 
21
AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO ALLOCATE FREE SHARES
Management
  
For
  
For
 
22
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE FRANCE TELECOM GROUP SAVINGS PLAN
Management
  
For
  
For
 
23
AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES
Management
  
For
  
For
 
24
POWERS FOR FORMALITIES
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
15000
  
0
  
27-Apr-2009
  
27-Apr-2009
                                               
 
FRANKLIN RESOURCES, INC.
  
 
Security
  
354613101
      
Meeting Type
  
Annual
 
Ticker Symbol
  
BEN
      
Meeting Date
  
11-Mar-2009
    
 
ISIN
  
US3546131018
      
Agenda
  
932991311 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: SAMUEL H. ARMACOST
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: CHARLES CROCKER
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: ROBERT D. JOFFE
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: CHARLES B. JOHNSON
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: GREGORY E. JOHNSON
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR.
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: THOMAS H. KEAN
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: CHUTTA RATNATHICAM
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: PETER M. SACERDOTE
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: LAURA STEIN
Management
  
For
  
For
 
1L
ELECTION OF DIRECTOR: ANNE M. TATLOCK
Management
  
For
  
For
 
02
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
  
For
  
For
 
03
TO RESUBMIT FOR STOCKHOLDER APPROVAL THE 2004 KEY EXECUTIVE INCENTIVE COMPENSATION PLAN.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
4700
  
0
  
11-Feb-2009
  
11-Feb-2009
                                               
 
FREEPORT-MCMORAN COPPER & GOLD INC.
  
 
Security
  
35671D857
      
Meeting Type
  
Annual
 
Ticker Symbol
  
FCX
      
Meeting Date
  
11-Jun-2009
    
 
ISIN
  
US35671D8570
      
Agenda
  
933071754 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1
DIRECTOR
Management
                
   
1
RICHARD C. ADKERSON
        
For
  
For
   
2
ROBERT J. ALLISON, JR.
        
For
  
For
   
3
ROBERT A. DAY
        
For
  
For
   
4
GERALD J. FORD
        
For
  
For
   
5
H. DEVON GRAHAM, JR.
        
For
  
For
   
6
J. BENNETT JOHNSTON
        
For
  
For
   
7
CHARLES C. KRULAK
        
For
  
For
   
8
BOBBY LEE LACKEY
        
For
  
For
   
9
JON C. MADONNA
        
For
  
For
   
10
DUSTAN E. MCCOY
        
For
  
For
   
11
GABRIELLE K. MCDONALD
        
For
  
For
   
12
JAMES R. MOFFETT
        
For
  
For
   
13
B. M. RANKIN, JR.
        
For
  
For
   
14
J. STAPLETON ROY
        
For
  
For
   
15
STEPHEN H. SIEGELE
        
For
  
For
   
16
J. TAYLOR WHARTON
        
For
  
For
 
2
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR.
Management
  
For
  
For
 
3
APPROVAL OF THE PROPOSED 2009 ANNUAL INCENTIVE PLAN.
Management
  
For
  
For
 
4
STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE COMPANY'S BOARD OF DIRECTORS.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028789517
  
3S7
  
4000
  
0
  
07-May-2009
  
07-May-2009
                                               
 
FRESENIUS MEDICAL CARE AG & CO. KGAA
  
 
Security
  
358029106
      
Meeting Type
  
Annual
 
Ticker Symbol
  
FMS
      
Meeting Date
  
07-May-2009
    
 
ISIN
  
US3580291066
      
Agenda
  
933047892 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
RESOLUTION ON THE APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS OF FRESENIUS MEDICAL CARE AG & CO. KGAA FOR THE FINANCIAL YEAR 2008
Management
  
For
  
For
 
02
RESOLUTION ON THE ALLOCATION OF DISTRIBUTABLE PROFIT
Management
  
For
  
For
 
03  
RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE GENERAL PARTNER
Management
  
For
  
For
 
04
RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD
Management
  
For
  
For
 
05
ELECTION OF THE AUDITORS AND CONSOLIDATED GROUP AUDITORS FOR THE FINANCIAL YEAR 2009
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
2000
  
0
  
21-Apr-2009
  
21-Apr-2009
                                               
 
FRONTLINE LTD.
  
 
Security
  
G3682E127
      
Meeting Type
  
Annual
 
Ticker Symbol
  
FRO
      
Meeting Date
  
19-Sep-2008
    
 
ISIN
  
BMG3682E1277
      
Agenda
  
932943168 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
JOHN FREDRIKSEN
        
For
  
For
   
2
KATHRINE FREDRIKSEN
        
For
  
For
   
3
FRIXOS SAVVIDES
        
For
  
For
   
4
KATE BLANKENSHIP
        
For
  
For
 
02
PROPOSAL TO APPOINT PRICEWATERHOUSECOOPERS DA OF OSLO, NORWAY AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION.
Management
  
For
  
For
 
03
PROPOSAL TO APPROVE THE REMUNERATION OF THE COMPANY'S BOARD OF DIRECTORS FOR THE YEAR ENDING DECEMBER 31, 2008.
Management
  
For
  
For
 
04
PROPOSAL TO APPROVE AND AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS TO SUB-DIVIDE THE COMPANY'S AUTHORIZED SHARE CAPITAL OF 125,000,000 ORDINARY SHARES OF PAR VALUE $2.50 EACH INTO AN AUTHORIZED SHARE CAPITAL OF 625,000,000 ORDINARY SHARES OF PAR VALUE $0.50 EACH.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028789517
  
3S7
  
1500
  
0
  
19-Aug-2008
  
19-Aug-2008
                                               
 
GABELLI CONVERTIBLE & INCOME SEC FD INC
  
 
Security
  
36240B109
      
Meeting Type
  
Annual
 
Ticker Symbol
  
GCV
      
Meeting Date
  
18-May-2009
    
 
ISIN
  
US36240B1098
      
Agenda
  
933036724 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
E. VAL CERUTTI
        
Withheld
  
Against
   
2
DUGALD A. FLETCHER
        
Withheld
  
Against
   
3
ANTHONY R. PUSTORINO
        
Withheld
  
Against
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028791192
  
3S7
  
32600
  
0
  
08-Apr-2009
  
08-Apr-2009
                                               
 
GENERAL ELECTRIC COMPANY
  
 
Security
  
369604103
      
Meeting Type
  
Annual
 
Ticker Symbol
  
GE
      
Meeting Date
  
22-Apr-2009
    
 
ISIN
  
US3696041033
      
Agenda
  
933003713 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
A1
ELECTION OF DIRECTOR: JAMES I. CASH, JR.
Management
  
For
  
For
 
A2
ELECTION OF DIRECTOR: WILLIAM M. CASTELL
Management
  
For
  
For
 
A3
ELECTION OF DIRECTOR: ANN M. FUDGE
Management
  
For
  
For
 
A4
ELECTION OF DIRECTOR: SUSAN HOCKFIELD
Management
  
For
  
For
 
A5
ELECTION OF DIRECTOR: JEFFREY R. IMMELT
Management
  
For
  
For
 
A6
ELECTION OF DIRECTOR: ANDREA JUNG
Management
  
For
  
For
 
A7
ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY
Management
  
For
  
For
 
A8
ELECTION OF DIRECTOR: ROBERT W. LANE
Management
  
For
  
For
 
A9
ELECTION OF DIRECTOR: RALPH S. LARSEN
Management
  
For
  
For
 
A10
ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS
Management
  
For
  
For
 
A11
ELECTION OF DIRECTOR: JAMES J. MULVA
Management
  
For
  
For
 
A12
ELECTION OF DIRECTOR: SAM NUNN
Management
  
For
  
For
 
A13
ELECTION OF DIRECTOR: ROGER S. PENSKE
Management
  
For
  
For
 
A14
ELECTION OF DIRECTOR: ROBERT J. SWIERINGA
Management
  
For
  
For
 
A15
ELECTION OF DIRECTOR: DOUGLAS A. WARNER III
Management
  
For
  
For
 
B
RATIFICATION OF KPMG
Management
  
For
  
For
 
C1
CUMULATIVE VOTING
Shareholder
  
Against
  
For
 
C2
EXECUTIVE COMPENSATION ADVISORY VOTE
Shareholder
  
Against
  
For
 
C3
INDEPENDENT STUDY REGARDING BREAKING UP GE
Shareholder
  
Against
  
For
 
C4
DIVIDEND POLICY
Shareholder
  
Against
  
For
 
C5
SHAREHOLDER VOTE ON GOLDEN PARACHUTES
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
12200
  
0
  
16-Mar-2009
  
16-Mar-2009
 
1028876083
  
3S7
  
16000
  
0
  
16-Mar-2009
  
16-Mar-2009
                                               
 
GLOBAL SOURCES LTD.
  
 
Security
  
G39300101
      
Meeting Type
  
Special
 
Ticker Symbol
  
GSOL
      
Meeting Date
  
22-Aug-2008
    
 
ISIN
  
BMG393001018
      
Agenda
  
932938787 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO REMOVE ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE 2008 FINANCIAL YEAR, WITH IMMEDIATE EFFECT ("RESOLUTION (1)").
Management
  
For
  
For
 
02
SUBJECT TO THE PASSING OF RESOLUTION (1), TO APPOINT PRICEWATERHOUSECOOPERS AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE 2008 FINANCIAL YEAR, WITH IMMEDIATE EFFECT UNTIL THE NEXT ANNUAL GENERAL MEETING.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
3245
  
0
  
28-Jul-2008
  
28-Jul-2008
                                               
 
HEAD N.V.
  
 
Security
  
422070102
      
Meeting Type
  
Annual
 
Ticker Symbol
  
HEDYY
      
Meeting Date
  
28-May-2009
    
 
ISIN
  
US4220701027
      
Agenda
  
933085119 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
03
PROPOSAL TO ADOPT THE DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2008.
Management
  
For
  
For
 
4A
PROPOSAL TO DISCHARGE EACH MEMBER OF THE BOARD OF MANAGEMENT FROM LIABILITY IN RESPECT OF ACTS OR OMISSIONS.
Management
  
For
  
For
 
4B
PROPOSAL TO DISCHARGE EACH MEMBER OF THE SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF ACTS OR OMISSIONS.
Management
  
For
  
For
 
05
PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION.
Management
  
For
  
For
 
06
GRANT THE AUTHORITY OF BOARD OF MANAGEMENT TO REPURCHASE SHARES FOR A MAXIMUM OF 50% OF COMPANY'S ISSUED SHARE CAPITAL.
Management
  
For
  
For
 
07
TO EXTEND THE DESIGNATION OF THE BOARD OF MANAGEMENT AS THE CORPORATE BODY AUTHORISED TO ISSUE SHARES.
Management
  
For
  
For
 
08
EXTEND THE DESIGNATION OF THE BOARD OF MANAGEMENT AS CORPORATE BODY AUTHORISED TO LIMIT OR EXCLUDE THE RIGHT OF PRE-EMPTION OF OF HOLDERS OF ORDINARY SHARES IN THE CAPITAL UNTIL 28 MAY 2014.
Management
  
For
  
For
 
09
PROPOSAL TO DETERMINE THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD.
Management
  
For
  
For
 
10
PROPOSAL TO APPOINT A MEMBER OF THE MANAGEMENT BOARD.
Management
  
For
  
For
 
11
PROPOSAL TO APPROVE A NEW "HEAD EXECUTIVE STOCK OPTION PLAN."
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
172000
  
0
  
14-May-2009
  
14-May-2009
                                               
 
II-VI INCORPORATED
  
 
Security
  
902104108
      
Meeting Type
  
Annual
 
Ticker Symbol
  
IIVI
      
Meeting Date
  
07-Nov-2008
    
 
ISIN
  
US9021041085
      
Agenda
  
932958119 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
CARL J. JOHNSON
        
Withheld
  
Against
   
2
THOMAS E. MISTLER
        
Withheld
  
Against
   
3
JOSEPH J. CORASANTI
        
Withheld
  
Against
 
02
RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
1000
  
0
  
06-Oct-2008
  
06-Oct-2008
                                               
 
ING PRIME RATE TRUST
  
 
Security
  
44977W106
      
Meeting Type
  
Annual
 
Ticker Symbol
  
PPR
      
Meeting Date
  
30-Jun-2009
    
 
ISIN
  
US44977W1062
      
Agenda
  
933092443 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
COLLEEN D. BALDWIN
        
For
  
For
   
2
PATRICIA W. CHADWICK
        
For
  
For
   
3
ROBERT W. CRISPIN
        
For
  
For
   
4
PETER S. DROTCH,
        
For
  
For
   
5
J. MICHAEL EARLEY
        
For
  
For
   
6
PATRICK W. KENNY
        
For
  
For
   
7
SHAUN P. MATHEWS
        
For
  
For
   
8
SHERYL K. PRESSLER
        
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028791192
  
3S7
  
50000
  
0
  
29-May-2009
  
29-May-2009
                                               
 
INTEL CORPORATION
  
 
Security
  
458140100
      
Meeting Type
  
Annual
 
Ticker Symbol
  
INTC
      
Meeting Date
  
20-May-2009
    
 
ISIN
  
US4581401001
      
Agenda
  
933030897 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: SUSAN L. DECKER
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: JOHN J. DONAHOE
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: REED E. HUNDT
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: PAUL S. OTELLINI
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: JAMES D. PLUMMER
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: DAVID S. POTTRUCK
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: JANE E. SHAW
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: JOHN L. THORNTON
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: FRANK D. YEARY
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: DAVID B. YOFFIE
Management
  
For
  
For
 
02
RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR
Management
  
For
  
For
 
03
AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN
Management
  
For
  
For
 
04
APPROVAL OF AN EMPLOYEE STOCK OPTION EXCHANGE PROGRAM
Management
  
For
  
For
 
05
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Management
  
For
  
For
 
06
STOCKHOLDER PROPOSAL: CUMULATIVE VOTING
Shareholder
  
Against
  
For
 
07
STOCKHOLDER PROPOSAL: HUMAN RIGHT TO WATER
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
15000
  
0
  
08-Apr-2009
  
08-Apr-2009
 
1028876083
  
3S7
  
2000
  
0
  
08-Apr-2009
  
08-Apr-2009
                                               
 
INTERNATIONAL BUSINESS MACHINES CORP.
  
 
Security
  
459200101
      
Meeting Type
  
Annual
 
Ticker Symbol
  
IBM
      
Meeting Date
  
28-Apr-2009
    
 
ISIN
  
US4592001014
      
Agenda
  
933008725 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: A.J.P. BELDA
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: C. BLACK
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: W.R. BRODY
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: K.I. CHENAULT
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: M.L. ESKEW
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: S.A. JACKSON
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: T. NISHIMURO
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: J.W. OWENS
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: S.J. PALMISANO
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: J.E. SPERO
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: S. TAUREL
Management
  
For
  
For
 
1L
ELECTION OF DIRECTOR: L.H. ZAMBRANO
Management
  
For
  
For
 
02
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
  
For
  
For
 
03
APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE
Management
  
For
  
For
 
04
STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING
Shareholder
  
Against
  
For
 
05
STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION AND PENSION INCOME
Shareholder
  
Against
  
For
 
06
STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
7500
  
0
  
16-Mar-2009
  
16-Mar-2009
                                               
 
IVY FUNDS
  
 
Security
  
466001864
      
Meeting Type
  
Special
 
Ticker Symbol
  
IVAEX
      
Meeting Date
  
27-Mar-2009
    
 
ISIN
  
US4660018643
      
Agenda
  
932979795 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO APPROVE THE REORGANIZATION OF EACH SERIES OF IVY FUNDS AND EACH SERIES OF IVY FUNDS, INC. INTO A CORRESPONDING SERIES OF A NEWLY FORMED DELAWARE STATUTORY TRUST BEARING THE NAME IVY FUNDS.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
72445
  
0
  
06-Jan-2009
  
06-Jan-2009
                                               
 
IVY FUNDS
  
 
Security
  
466001864
      
Meeting Type
  
Special
 
Ticker Symbol
  
IVAEX
      
Meeting Date
  
02-Jul-2009
    
 
ISIN
  
US4660018643
      
Agenda
  
933019134 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO APPROVE THE REORGANIZATION OF IVY ASSET STRATEGY FUND INTO A CORRESPONDING SERIES OF A NEWLY FORMED DELAWARE STATUTORY TRUST BEARING THE NAME IVY FUNDS
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784814
  
3S7
  
72445
  
0
  
08-Apr-2009
  
08-Apr-2009
                                               
 
JOHN HANCOCK PATRIOT PREM DIVIDEND FD II
  
 
Security
  
41013T105
      
Meeting Type
  
Special
 
Ticker Symbol
  
PDT
      
Meeting Date
  
03-Sep-2008
    
 
ISIN
  
US41013T1051
      
Agenda
  
932940605 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO APPROVE AMENDMENTS TO THE INVESTMENT MANAGEMENT CONTRACT TO REFLECT THE INCLUSION OF BANK DEBT AND OTHER TRADITIONAL INVESTMENT LEVERAGE IN THE CALCULATION OF THE INVESTMENT MANAGEMENT FEES, AND TO REMOVE AN EXPENSE LIMITATION PREVIOUSLY REQUIRED UNDER STATE LAW.
Management
  
For
  
For
 
02
TO APPROVE AN AMENDMENT TO THE SUB-INVESTMENT MANAGEMENT CONTRACT TO REFLECT THE INCLUSION OF BANK DEBT AND OTHER TRADITIONAL INVESTMENT LEVERAGE IN THE CALCULATION OF THE SUB-INVESTMENT MANAGEMENT FEES.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
11974
  
0
  
31-Jul-2008
  
31-Jul-2008
                                               
 
JOHNSON & JOHNSON
  
 
Security
  
478160104
      
Meeting Type
  
Annual
 
Ticker Symbol
  
JNJ
      
Meeting Date
  
23-Apr-2009
    
 
ISIN
  
US4781601046
      
Agenda
  
933008523 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: MARY SUE COLEMAN
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: JAMES G. CULLEN
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: ARNOLD G. LANGBO
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: SUSAN L. LINDQUIST
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: LEO F. MULLIN
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: WILLIAM D. PEREZ
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: CHARLES PRINCE
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: DAVID SATCHER
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: WILLIAM C. WELDON
Management
  
For
  
For
 
02
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
  
For
  
For
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION POLICIES AND DISCLOSURE
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405                  
  
3S7
  
7500
  
0
  
16-Mar-2009
  
16-Mar-2009
 
1028876083
  
3S7
  
1500
  
0
  
16-Mar-2009
  
16-Mar-2009
                                               
 
KNIGHTSBRIDGE TANKERS LIMITED
  
 
Security
  
G5299G106
      
Meeting Type
  
Annual
 
Ticker Symbol
  
VLCCF
      
Meeting Date
  
19-Sep-2008
    
 
ISIN
  
BMG5299G1069
      
Agenda
  
932943182 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
OLA LORENTZON
        
For
  
For
   
2
DOUGLAS C. WOLCOTT
        
For
  
For
   
3
DAVID M. WHITE
        
For
  
For
   
4
HANS PETTER AAS
        
For
  
For
 
02
PROPOSAL TO APPOINT MOORE STEPHENS P.C. AS THE COMPANY'S INDEPENDENT AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION.
Management
  
For
  
For
 
03
PROPOSAL TO APPROVE THE RENUMERATION OF THE COMPANY'S BOARD OF DIRECTORS FOR THE YEAR ENDED DECEMBER 31, 2008.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
3000
  
0
  
19-Aug-2008
  
19-Aug-2008
                                               
 
L-3 COMMUNICATIONS HOLDINGS, INC.
  
 
Security
  
502424104
      
Meeting Type
  
Annual
 
Ticker Symbol
  
LLL
      
Meeting Date
  
28-Apr-2009
    
 
ISIN
  
US5024241045
      
Agenda
  
933012762 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
ROBERT B. MILLARD
        
Withheld
  
Against
   
2
ARTHUR L. SIMON
        
Withheld
  
Against
 
02
APPROVAL OF THE L-3 COMMUNICATIONS CORPORATION 2009 EMPLOYEE STOCK PURCHASE PLAN.
Management
  
For
  
For
 
03
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
1300
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
LABORATORY CORP. OF AMERICA HOLDINGS
  
 
Security
  
50540R409
      
Meeting Type
  
Annual
 
Ticker Symbol
  
LH
      
Meeting Date
  
06-May-2009
    
 
ISIN
  
US50540R4092
      
Agenda
  
933019639 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A  
ELECTION OF DIRECTOR: THOMAS P. MAC MAHON
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: KERRII B. ANDERSON
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: JEAN-LUC BELINGARD
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: DAVID P. KING
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: WENDY E. LANE
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR.
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, MBBCH
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: M. KEITH WEIKEL, PH.D
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D.
Management
  
For
  
For
 
02
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
250
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
LINN ENERGY LLC
  
 
Security
  
536020100
      
Meeting Type
  
Annual
 
Ticker Symbol
  
LINE
      
Meeting Date
  
05-May-2009
    
 
ISIN
  
US5360201009
      
Agenda
  
933035176 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
MICHAEL C. LINN
        
For
  
For
   
2
GEORGE A. ALCORN
        
For
  
For
   
3
TERRENCE S. JACOBS
        
For
  
For
   
4
JEFFREY C. SWOVELAND
        
For
  
For
   
5
JOSEPH P. MCCOY
        
For
  
For
 
02
RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
25000
  
0
  
08-Apr-2009
  
08-Apr-2009
                                               
 
MARKWEST ENERGY PARTNERS, L.P.
  
 
Security
  
570759100
      
Meeting Type
  
Annual
 
Ticker Symbol
  
MWE
      
Meeting Date
  
02-Jun-2009
    
 
ISIN
  
US5707591005
      
Agenda
  
933071348 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
FRANK M. SEMPLE
        
For
  
For
   
2
JOHN M. FOX
        
For
  
For
   
3
KEITH E. BAILEY
        
For
  
For
   
4
MICHAEL L. BEATTY
        
For
  
For
   
5
CHARLES K. DEMPSTER
        
For
  
For
   
6
DONALD C. HEPPERMANN
        
For
  
For
   
7
WILLIAM A. KELLSTROM
        
For
  
For
   
8
ANNE E. FOX MOUNSEY
        
For
  
For
   
9
WILLIAM P. NICOLETTI
        
For
  
For
   
10
DONALD D. WOLF
        
For
  
For
 
02
RATIFICATION OF DELOITTE & TOUCHE LLP AS THE PARTNERSHIP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028789517     
  
3S7
  
25000
  
0
  
07-May-2009
  
07-May-2009
                                               
 
MARSH & MCLENNAN COMPANIES, INC.
  
 
Security
  
571748102
      
Meeting Type
  
Annual
 
Ticker Symbol
  
MMC
      
Meeting Date
  
21-May-2009
    
 
ISIN
  
US5717481023
      
Agenda
  
933037346 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: LESLIE M. BAKER, JR.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1B
ELECTION OF DIRECTOR: GWENDOLYN S. KING
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1C
ELECTION OF DIRECTOR: MARC D. OKEN
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1D
ELECTION OF DIRECTOR: DAVID A. OLSEN
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
02
RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
  
For
  
For
 
03
STOCKHOLDER PROPOSAL: REINCORPORATE IN NORTH DAKOTA
Shareholder
  
Against
  
For
 
04
STOCKHOLDER PROPOSAL: SPECIAL MEETINGS
Shareholder
  
Against
  
For
 
05
STOCKHOLDER PROPOSAL: POLITICAL CONTRIBUTIONS
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
11200
  
0
  
08-Apr-2009
  
08-Apr-2009
                                               
 
MEDICAL PROPERTIES TRUST, INC.
  
 
Security
  
58463J304
      
Meeting Type
  
Annual
 
Ticker Symbol
  
MPW
      
Meeting Date
  
21-May-2009
    
 
ISIN
  
US58463J3041
      
Agenda
  
933070043 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
EDWARD K. ALDAG, JR.
        
For
  
For
   
2
VIRGINIA A. CLARKE
        
For
  
For
   
3
G. STEVEN DAWSON
        
For
  
For
   
4
R. STEVEN HAMNER
        
For
  
For
   
5
ROBERT E. HOLMES, PH.D.
        
For
  
For
   
6
SHERRY A. KELLETT
        
For
  
For
   
7
WILLIAM G. MCKENZIE
        
For
  
For
   
8
L. GLENN ORR, JR.
        
For
  
For
 
02
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028789517
  
3S7
  
35000
  
0
  
07-May-2009
  
07-May-2009
                                               
 
MEDTRONIC, INC.
  
 
Security
  
585055106
      
Meeting Type
  
Annual
 
Ticker Symbol
  
MDT
      
Meeting Date
  
21-Aug-2008
    
 
ISIN
  
US5850551061
      
Agenda
  
932935488 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
VICTOR J. DZAU, M.D.
        
For
  
For
   
2
WILLIAM A. HAWKINS
        
For
  
For
   
3
SHIRLEY A. JACKSON, PHD
        
For
  
For
   
4
DENISE M. O'LEARY
        
For
  
For
   
5
JEAN-PIERRE ROSSO
        
For
  
For
   
6
JACK W. SCHULER
        
For
  
For
 
02
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
  
For
  
For
 
03
TO APPROVE THE MEDTRONIC, INC. 2008 STOCK AWARD AND INCENTIVE PLAN.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
22000
  
0
  
19-Aug-2008
  
19-Aug-2008
                                               
 
MERCK & CO., INC.
  
 
Security
  
589331107
      
Meeting Type
  
Annual
 
Ticker Symbol
  
MRK
      
Meeting Date
  
28-Apr-2009
    
 
ISIN
  
US5893311077
      
Agenda
  
933007432 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: LESLIE A. BRUN
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: THOMAS R. CECH, PH.D.
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: RICHARD T. CLARK
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: THOMAS H. GLOCER
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR.
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: HARRY R. JACOBSON, M.D.
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: WILLIAM N. KELLEY, M.D.
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: CARLOS E. REPRESAS
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: THOMAS E. SHENK, PH.D.
Management
  
For
  
For
 
1L
ELECTION OF DIRECTOR: ANNE M. TATLOCK
Management
  
For
  
For
 
1M
ELECTION OF DIRECTOR: SAMUEL O. THIER, M.D.
Management
  
For
  
For
 
1N
ELECTION OF DIRECTOR: WENDELL P. WEEKS
Management
  
For
  
For
 
1O
ELECTION OF DIRECTOR: PETER C. WENDELL
Management
  
For
  
For
 
02
RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009
Management
  
For
  
For
 
03
PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO LIMIT THE SIZE OF THE BOARD TO NO MORE THAN 18 DIRECTORS
Management
  
For
  
For
 
04
STOCKHOLDER PROPOSAL CONCERNING SPECIAL SHAREHOLDER MEETINGS
Shareholder
  
Against
  
For
 
05
STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT LEAD DIRECTOR
Shareholder
  
Against
  
For
 
06
STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
15000
  
0
  
16-Mar-2009
  
16-Mar-2009
 
1028784994
  
3S7
  
10000
  
0
  
16-Mar-2009
  
16-Mar-2009
                                               
 
MICROSOFT CORPORATION
  
 
Security
  
594918104
      
Meeting Type
  
Annual
 
Ticker Symbol
  
MSFT
      
Meeting Date
  
19-Nov-2008
    
 
ISIN
  
US5949181045
      
Agenda
  
932960013 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
ELECTION OF DIRECTOR: STEVEN A. BALLMER
Management
  
For
  
For
 
02
ELECTION OF DIRECTOR: JAMES I. CASH JR.
Management
  
For
  
For
 
03
ELECTION OF DIRECTOR: DINA DUBLON
Management
  
For
  
For
 
04
ELECTION OF DIRECTOR: WILLIAM H. GATES III
Management
  
For
  
For
 
05
ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN
Management
  
For
  
For
 
06
ELECTION OF DIRECTOR: REED HASTINGS
Management
  
For
  
For
 
07
ELECTION OF DIRECTOR: DAVID F. MARQUARDT
Management
  
For
  
For
 
08
ELECTION OF DIRECTOR: CHARLES H. NOSKI
Management
  
For
  
For
 
09
ELECTION OF DIRECTOR: HELMUT PANKE
Management
  
For
  
For
 
10
APPROVAL OF  MATERIAL TERMS OF PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN.
Management
  
For
  
For
 
11
APPROVAL OF AMENDMENTS TO THE 1999 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
Management
  
For
  
For
 
12
RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
Management
  
For
  
For
 
13
SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON INTERNET CENSORSHIP.
Shareholder
  
Against
  
For
 
14
SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON HUMAN RIGHTS.
Shareholder
  
Against
  
For
 
15
SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
6000
  
0
  
06-Oct-2008
  
06-Oct-2008
                                               
 
NESTLE S.A.
  
 
Security
  
641069406
      
Meeting Type
  
Annual
 
Ticker Symbol
  
NSRGY
      
Meeting Date
  
23-Apr-2009
    
 
ISIN
  
US6410694060
      
Agenda
  
933021711 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
APPROVAL OF THE 2008 ANNUAL REPORT, FINANCIAL STATEMENTS OF NESTLE S.A. AND CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP.*
Management
  
For
  
For
 
1B
ACCEPTANCE OF THE 2008 COMPENSATION REPORT (NON- BINDING ADVISORY VOTE).
Management
  
For
  
For
 
02
RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT.
Management
  
For
  
For
 
03
APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2008.
Management
  
For
  
For
 
4A1
RE-ELECTION TO THE BOARD OF DIRECTORS: MR. DANIEL BOREL
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
4A2
RE-ELECTION TO THE BOARD OF DIRECTORS: MS. CAROLINA MULLER-MOHL
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
4B
ELECTION OF THE STATUTORY AUDITORS KPMG S.A., GENEVA BRANCH (FOR A TERM OF ONE YEAR).
Management
  
For
  
For
 
05
CAPITAL REDUCTION (BY CANCELLATION OF SHARES).
Management
  
For
  
For
 
06
MARK THE "FOR" BOX TO THE RIGHT IF YOU WISH TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE, MR. JEAN- LUDOVIC HARTMAN
Management
  
For
    
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994    
  
3S7
  
8150
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
NEWS CORPORATION
  
 
Security
  
65248E203
      
Meeting Type
  
Annual
 
Ticker Symbol
  
NWS
      
Meeting Date
  
17-Oct-2008
    
 
ISIN
  
US65248E2037
      
Agenda
  
932946568 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1AA
ELECTION OF DIRECTOR: PETER CHERNIN
Management
  
For
  
For
 
1AB
ELECTION OF DIRECTOR: SIR RODERICK I. EDDINGTON
Management
  
For
  
For
 
1AC
ELECTION OF DIRECTOR: MARK HURD
Management
  
For
  
For
 
1AD
ELECTION OF DIRECTOR: ANDREW S.B. KNIGHT
Management
  
For
  
For
 
1AE
ELECTION OF DIRECTOR: JAMES R. MURDOCH
Management
  
For
  
For
 
1BA
ELECTION OF K. RUPERT MURDOCH AS A DIRECTOR IF PROPOSAL 3 IS APPROVED
Management
  
For
  
For
 
1BB
ELECTION OF JOSE MARIA AZNAR AS A DIRECTOR IF PROPOSAL 3 IS APPROVED
Management
  
For
  
For
 
1BC
ELECTION OF NATALIE BANCROFT AS A DIRECTOR IF PROPOSAL 3 IS APPROVED
Management
  
For
  
For
 
1BD
ELECTION OF PETER L. BARNES AS A DIRECTOR IF PROPOSAL 3 IS APPROVED
Management
  
For
  
For
 
1BE
ELECTION OF KENNETH E. COWLEY AS A DIRECTOR IF PROPOSAL 3 IS APPROVED
Management
  
For
  
For
 
1BF
ELECTION OF DAVID F. DEVOE AS A DIRECTOR IF PROPOSAL 3 IS APPROVED
Management
  
For
  
For
 
1BG
ELECTION OF VIET DINH AS A DIRECTOR IF PROPOSAL 3 IS APPROVED
Management
  
For
  
For
 
1BH
ELECTION OF LACHLAN K. MURDOCH AS A DIRECTOR IF PROPOSAL 3 IS APPROVED
Management
  
For
  
For
 
1BI
ELECTION OF THOMAS J. PERKINS AS A DIRECTOR IF PROPOSAL 3 IS APPROVED
Management
  
For
  
For
 
1BJ
ELECTION OF ARTHUR M. SISKIND AS A DIRECTOR IF PROPOSAL 3 IS APPROVED
Management
  
For
  
For
 
1BK
ELECTION OF JOHN L. THORNTON AS A DIRECTOR IF PROPOSAL 3 IS APPROVED
Management
  
For
  
For
 
02
RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2009.
Management
  
For
  
For
 
03
AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS BEGINNING AT THE COMPANY'S 2008 ANNUAL MEETING OF STOCKHOLDERS.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
53000
  
0
  
17-Sep-2008
  
17-Sep-2008
                                               
 
NORFOLK SOUTHERN CORPORATION
  
 
Security
  
655844108
      
Meeting Type
  
Annual
 
Ticker Symbol
  
NSC
      
Meeting Date
  
14-May-2009
    
 
ISIN
  
US6558441084
      
Agenda
  
933026482 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
DANIEL A. CARP
        
Withheld
  
Against
   
2
STEVEN F. LEER
        
Withheld
  
Against
   
3
MICHAEL D. LOCKHART
        
Withheld
  
Against
   
4
CHARLES W. MOORMAN
        
Withheld
  
Against
 
02
RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2009.
Management
  
For
  
For
 
03
STOCKHOLDER PROPOSAL CONCERNING CORPORATE POLITICAL CONTRIBUTIONS.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
200
  
0
  
08-Apr-2009
  
08-Apr-2009
                                               
 
NORTHROP GRUMMAN CORPORATION
  
 
Security
  
666807102
      
Meeting Type
  
Annual
 
Ticker Symbol
  
NOC
      
Meeting Date
  
20-May-2009
    
 
ISIN
  
US6668071029
      
Agenda
  
933066791 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: LEWIS W. COLEMAN
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: THOMAS B. FARGO
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: VICTOR H. FAZIO
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: DONALD E. FELSINGER
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: STEPHEN E. FRANK
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: BRUCE S. GORDON
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: MADELEINE KLEINER
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: KARL J. KRAPEK
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: RICHARD B. MYERS
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: AULANA L. PETERS
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: KEVIN W. SHARER
Management
  
For
  
For
 
1L
ELECTION OF DIRECTOR: RONALD D. SUGAR
Management
  
For
  
For
 
02
PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
Management
  
For
  
For
 
03
STOCKHOLDER PROPOSAL REGARDING A REPORT ON SPACE-BASED WEAPONS.
Shareholder
  
Against
  
For
 
04
STOCKHOLDER PROPOSAL REGARDING A VOTE ON EXECUTIVE COMPENSATION.
Shareholder
  
Against
  
For
 
05
STOCKHOLDER PROPOSAL REGARDING RIGHT OF 10% STOCKHOLDERS TO CALL A SPECIAL MEETING.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
5000
  
0
  
24-Apr-2009
  
24-Apr-2009
                                               
 
ORACLE CORPORATION
  
 
Security
  
68389X105
      
Meeting Type
  
Annual
 
Ticker Symbol
  
ORCL
      
Meeting Date
  
10-Oct-2008
    
 
ISIN
  
US68389X1054
      
Agenda
  
932949033 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
JEFFREY O. HENLEY
        
For
  
For
   
2
LAWRENCE J. ELLISON
        
For
  
For
   
3
DONALD L. LUCAS
        
For
  
For
   
4
MICHAEL J. BOSKIN
        
For
  
For
   
5
JACK F. KEMP
        
For
  
For
   
6
JEFFREY S. BERG
        
For
  
For
   
7
SAFRA A. CATZ
        
For
  
For
   
8
HECTOR GARCIA-MOLINA
        
For
  
For
   
9
H. RAYMOND BINGHAM
        
For
  
For
   
10
CHARLES E. PHILLIPS, JR
        
For
  
For
   
11
NAOMI O. SELIGMAN
        
For
  
For
   
12
GEORGE H. CONRADES
        
For
  
For
   
13
BRUCE R. CHIZEN
        
For
  
For
 
02
PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2009 EXECUTIVE BONUS PLAN.
Management
  
For
  
For
 
03
PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2009.
Management
  
For
  
For
 
04
STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
2000
  
0
  
17-Sep-2008
  
17-Sep-2008
                                               
 
PARTNER COMMUNICATIONS COMPANY LTD.
  
 
Security
  
70211M109
      
Meeting Type
  
Special
 
Ticker Symbol
  
PTNR
      
Meeting Date
  
22-Apr-2009
    
 
ISIN
  
US70211M1099
      
Agenda
  
933025719 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
TO APPROVE THE RE-APPOINTMENT OF DR. MICHAEL ANGHET AS AN EXTERNAL DIRECTOR (DAHATZ) AND THAT NO CHANGE IS MADE TO HIS REMUNERATION OR TO THE PROVISIONS OF HIS DIRECTOR'S INDEMNIFICATION AND THE DIRECTOR'S INSURANCE POLICES. THIS ITEM IS SUBJECT TO THE ISRAELI REGULATIONS PROCEDURE, AS DECRIBED IN THE PROXY STATEMENT TO WHICH THIS VOTING CARD IS ATTACHED.
Management
  
For
  
For
 
1B
INDICATE CONTROLLING INTEREST FOR ITEM 1A* *IF AN X IS NOT MARKED IN EITHER BOX, OR IF ANY X IS MARKED IN THE "YES" BOX AND THE SHAREHOLDER DOES NOT PROVIDE DETAIL, THE VOTE SHALL BE DISQUALIFIED. PLEASE INDICATE WHETHER OR NOT YOU HAVE A PERSONAL INTEREST, MARK "FOR" = YES OR "AGAINST" = NO.
Management
  
Against
    
 
02
TO APPROVE CERTAIN AMENDMENTS TO THE COMPANY'S 2004 SHARE OPTION PLAN. THIS ITEM IS NOT SUBJECT TO THE ISRAELI REGULATIONS PROCEDURE.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
15000
  
0
  
03-Apr-2009
  
03-Apr-2009
                                               
 
PDL BIOPHARMA, INC.
  
 
Security
  
69329Y104
      
Meeting Type
  
Annual
 
Ticker Symbol
  
PDLI
      
Meeting Date
  
04-Jun-2009
    
 
ISIN
  
US69329Y1047
      
Agenda
  
933065383 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
JODY S. LINDELL
        
Withheld
  
Against
   
2
JOHN P. MCLAUGHLIN
        
Withheld
  
Against
 
02
TO APPROVE THE AMENDMENTS TO THE 2005 EQUITY INCENTIVE PLAN.
Management
  
For
  
For
 
03
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
3000
  
0
  
27-Apr-2009
  
27-Apr-2009
                                               
 
PEDIATRIX MEDICAL GROUP, INC.
  
 
Security
  
705324101
      
Meeting Type
  
Special
 
Ticker Symbol
  
PDX
      
Meeting Date
  
24-Sep-2008
    
 
ISIN
  
US7053241011
      
Agenda
  
932950442 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
PROPOSAL TO APPROVE THE AMENDED AND RESTATED PEDIATRIX 1996 NON-QUALIFIED EMPLOYEE STOCK PURCHASE PLAN.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
1000
  
0
  
17-Sep-2008
  
17-Sep-2008
                                               
 
PENGROWTH ENERGY TRUST
  
 
Security
  
706902509
      
Meeting Type
  
Annual and Special Meeting
 
Ticker Symbol
  
PGH  
      
Meeting Date
  
09-Jun-2009
    
 
ISIN
  
CA7069025095
      
Agenda
  
933091857 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF THE TRUST AT A REMUNERATION TO BE DETERMINED BY THE BOARD OF DIRECTORS OF THE CORPORATION.
Management
  
For
  
For
 
02
TO APPROVE THE ORDINARY RESOLUTION ELECTING AS DIRECTORS OF THE CORPORATION THE NOMINEES SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF THE TRUST DATED MAY 5, 2009 (THE "CIRCULAR").
Management
  
For
  
For
 
03
TO APPROVE AN EXTRAORDINARY RESOLUTION TO APPROVE THE AMALGAMATION OF THE CORPORATION AND ESPRIT EXPLORATION LTD. AND RELATED MATTERS, AS DESCRIBED IN THE CIRCULAR AND AS SET FORTH IN SCHEDULE A TO THE CIRCULAR.
Management
  
For
  
For
 
04
TO APPROVE AN EXTRAORDINARY RESOLUTION TO AUTHORIZE AMENDMENTS TO THE TRUST'S AMENDED AND RESTATED TRUST INDENTURE, DATED JUNE 18, 2008 AND THE CORPORATION'S UNANIMOUS SHAREHOLDER AGREEMENT, DATED JUNE 11, 2007 TO FACILITATE THE INTERNALIZATION OF THE CORPORATION'S MANAGEMENT STRUCTURE, AS DESCRIBED IN THE CIRCULAR AND AS SET FORTH IN SCHEDULE B TO THE CIRCULAR.
Management
  
For
  
For
 
05
TO APPROVE THE ORDINARY RESOLUTION TO RE-APPOINT COMPUTERSHARE TRUST COMPANY OF CANADA AS THE TRUSTEE OF THE TRUST, AS DESCRIBED IN THE CIRCULAR AND AS SET FORTH IN SCHEDULE D TO THE CIRCULAR.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028789517             
  
3S7
  
6000
  
0
  
29-May-2009
  
29-May-2009
                                               
 
PENN WEST ENERGY TRUST
  
 
Security
  
707885109
      
Meeting Type
  
Annual
 
Ticker Symbol
  
PWE
      
Meeting Date
  
09-Jun-2009
    
 
ISIN
  
CA7078851093
      
Agenda
  
933091554 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
AN ORDINARY RESOLUTION APPROVING THE AMENDMENTS TO THE TRUST UNIT RIGHTS INCENTIVE PLAN OF PENN WEST DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR OF PENN WEST DATED MAY 6, 2006 (THE "INFORMATION CIRCULAR");
Management
  
For
  
For
 
02
AN ORDINARY RESOLUTION APPROVING THE AMENDMENTS TO THE EMPLOYEE RETIREMENT SAVINGS PLAN OF PENN WEST DESCRIBED IN THE INFORMATION CIRCULAR;
Management
  
For
  
For
 
03
THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF PENN WEST;
Management
  
For
  
For
 
04
THE ELECTION OF DIRECTORS OF PWPL FOR THE ENSUING YEAR OF THE TWELVE (12) NOMINEES PROPOSED BY MANAGEMENT, ALL AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028789517
  
3S7
  
6000
  
0
  
29-May-2009
  
29-May-2009
 
1028876083
  
3S7
  
10000
  
0
  
29-May-2009
  
29-May-2009
                                               
 
PEPSICO, INC.
  
 
Security
  
713448108
      
Meeting Type
  
Annual
 
Ticker Symbol
  
PEP
      
Meeting Date
  
06-May-2009
    
 
ISIN
  
US7134481081
      
Agenda
  
933014906 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: S.L. BROWN
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: I.M. COOK
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: D. DUBLON
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: V.J. DZAU
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: R.L. HUNT
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: A. IBARGUEN
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: A.C. MARTINEZ
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: I.K. NOOYI
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: S.P. ROCKEFELLER
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: J.J. SCHIRO
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: L.G. TROTTER
Management
  
For
  
For
 
1L
ELECTION OF DIRECTOR: D. VASELLA
Management
  
For
  
For
 
1M
ELECTION OF DIRECTOR: M.D. WHITE
Management
  
For
  
For
 
02
APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
Management
  
For
  
For
 
03
APPROVAL OF PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN
Management
  
For
  
For
 
04
SHAREHOLDER PROPOSAL - BEVERAGE CONTAINER RECYCLING (PROXY STATEMENT P. 59)
Shareholder
  
Against
  
For
 
05
SHAREHOLDER PROPOSAL - GENETICALLY ENGINEERED PRODUCTS REPORT (PROXY STATEMENT P. 61)
Shareholder
  
Against
  
For
 
06
SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 63)
Shareholder
  
Against
  
For
 
07
SHAREHOLDER PROPOSAL - ADVISORY VOTE ON COMPENSATION (PROXY STATEMENT P. 64)
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
4000
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
PETROLEO BRASILEIRO S.A. - PETROBRAS
  
 
Security
  
71654V408
      
Meeting Type
  
Annual
 
Ticker Symbol
  
PBR
      
Meeting Date
  
08-Apr-2009
    
 
ISIN
  
US71654V4086
      
Agenda
  
933032497 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
I
MANAGEMENT REPORT, FINANCIAL STATEMENTS AND AUDIT COMMITTEE'S OPINION FOR THE FISCAL YEAR 2008
Management
  
For
  
For
 
II
CAPITAL EXPENDITURE BUDGET FOR THE FISCAL YEAR 2009
Management
  
For
  
For
 
III
DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR 2008
Management
  
For
  
For
 
IV
ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS
Management
  
For
  
For
 
V
ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS
Management
  
For
  
For
 
VI
ELECTION OF MEMBERS OF THE AUDIT BOARD AND THEIR RESPECTIVE SUBSTITUTES
Management
  
For
  
For
 
VII
ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT AND EFFECTIVE MEMBERS OF THE AUDIT COMMITTEE, AS WELL AS THEIR PARTICIPATION IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE COMPANY'S BYLAWS
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
10000
  
0
  
02-Apr-2009
  
02-Apr-2009
 
1028876083
  
3S7
  
1000
  
0
  
02-Apr-2009
  
02-Apr-2009
                                               
 
PFIZER INC.
  
 
Security
  
717081103
      
Meeting Type
  
Annual
 
Ticker Symbol
  
PFE
      
Meeting Date
  
23-Apr-2009
    
 
ISIN
  
US7170811035
      
Agenda
  
933011176 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: DENNIS A. AUSIELLO
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: MICHAEL S. BROWN
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: M. ANTHONY BURNS
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: ROBERT N. BURT
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: W. DON CORNWELL
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: WILLIAM H. GRAY, III
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: CONSTANCE J. HORNER
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: JAMES M. KILTS
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: JEFFREY B. KINDLER
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: GEORGE A. LORCH
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: DANA G. MEAD
Management
  
For
  
For
 
1L
ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON
Management
  
For
  
For
 
1M
ELECTION OF DIRECTOR: STEPHEN W. SANGER
Management
  
For
  
For
 
1N
ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR.
Management
  
For
  
For
 
02
PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
Management
  
For
  
For
 
03
PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK PLAN, AS AMENDED AND RESTATED.
Management
  
For
  
For
 
04
SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS.
Shareholder
  
Against
  
For
 
05
SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Shareholder
  
Against
  
For
 
06
SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING.
Shareholder
  
Against
  
For
 
07
SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
50000
  
0
  
26-Mar-2009
  
26-Mar-2009
 
1028876083
  
3S7
  
2500
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
PIMCO CORPORATE INCOME FUND
  
 
Security
  
72200U100
      
Meeting Type
  
Annual
 
Ticker Symbol
  
PCN
      
Meeting Date
  
14-Apr-2009
    
 
ISIN
  
US72200U1007
      
Agenda
  
933013360 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
I
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
ROBERT E. CONNOR
        
Withheld
  
Against
   
2
WILLIAM B. OGDEN, IV
        
Withheld
  
Against
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028791192
  
3S7
  
12500
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
PROGRESS ENERGY, INC.
  
 
Security
  
743263105
      
Meeting Type
  
Annual
 
Ticker Symbol
  
PGN
      
Meeting Date
  
13-May-2009
    
 
ISIN
  
US7432631056
      
Agenda
  
933026266 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
ELECTION OF DIRECTOR: JAMES E. BOSTIC, JR.
Management
  
For
  
For
 
02
ELECTION OF DIRECTOR: HARRIS E. DELOACH, JR.
Management
  
For
  
For
 
03
ELECTION OF DIRECTOR: JAMES B. HYLER, JR.
Management
  
For
  
For
 
04
ELECTION OF DIRECTOR: WILLIAM D. JOHNSON
Management
  
For
  
For
 
05
ELECTION OF DIRECTOR: ROBERT W. JONES
Management
  
For
  
For
 
06
ELECTION OF DIRECTOR: W. STEVEN JONES
Management
  
For
  
For
 
07
ELECTION OF DIRECTOR: E. MARIE MCKEE
Management
  
For
  
For
 
08
ELECTION OF DIRECTOR: JOHN H. MULLIN, III
Management
  
For
  
For
 
09
ELECTION OF DIRECTOR: CHARLES W. PRYOR, JR.
Management
  
For
  
For
 
10
ELECTION OF DIRECTOR: CARLOS A. SALADRIGAS
Management
  
For
  
For
 
11
ELECTION OF DIRECTOR: THERESA M. STONE
Management
  
For
  
For
 
12
ELECTION OF DIRECTOR: ALFRED C. TOLLISON, JR.
Management
  
For
  
For
 
13
RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLC ACCOUNTING FIRM FOR THE COMPANY.
Management
  
For
  
For
 
14
TO APPROVE THE PROGRESS ENERGY, INC. 2009 EXECUTIVE INCENTIVE PLAN TO COMPLY WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
4000
  
0
  
08-Apr-2009
  
08-Apr-2009
                                               
 
QUEST DIAGNOSTICS INCORPORATED
  
 
Security
  
74834L100
      
Meeting Type
  
Annual
 
Ticker Symbol
  
DGX
      
Meeting Date
  
14-May-2009
    
 
ISIN
  
US74834L1008
      
Agenda
  
933066676 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: JENNE K. BRITELL, PH.D.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1B
ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1C
ELECTION OF DIRECTOR: JOHN B. ZIEGLER
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
02
TO APPROVE AMENDMENTS TO THE EMPLOYEE LONG- TERM INCENTIVE PLAN
Management
  
For
  
For
 
03
TO APPROVE AMENDMENTS TO THE LONG-TERM INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS
Management
  
For
  
For
 
04  
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083       
  
3S7
  
4000
  
0
  
24-Apr-2009
  
24-Apr-2009
                                               
 
ROCKWELL AUTOMATION, INC.
  
 
Security
  
773903109
      
Meeting Type
  
Annual
 
Ticker Symbol
  
ROK
      
Meeting Date
  
04-Feb-2009
    
 
ISIN
  
US7739031091
      
Agenda
  
932985116 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
A
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
BETTY C. ALEWINE
        
Withheld
  
Against
   
2
VERNE G. ISTOCK
        
Withheld
  
Against
   
3
DONALD R. PARFET
        
Withheld
  
Against
   
4
DAVID B. SPEER
        
Withheld
  
Against
 
B
TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
10000
  
0
  
19-Jan-2009
  
20-Jan-2009
                                               
 
SAFEWAY INC.
  
 
Security
  
786514208
      
Meeting Type
  
Annual
 
Ticker Symbol
  
SWY
      
Meeting Date
  
13-May-2009
    
 
ISIN
  
US7865142084
      
Agenda
  
933009640 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: STEVEN A. BURD
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: JANET E. GROVE
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: MOHAN GYANI
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: PAUL HAZEN
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: FRANK C. HERRINGER
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: ROBERT I. MACDONNELL
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: KENNETH W. ODER
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: REBECCA A. STIRN
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: RAYMOND G. VIAULT
Management
  
For
  
For
 
02
RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
  
For
  
For
 
03
STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING.
Shareholder
  
Against
  
For
 
04
STOCKHOLDER PROPOSAL REQUESTING THAT HOLDERS OF 10% OF THE OUTSTANDING COMMON STOCK BE GIVEN THE POWER TO CALL SPECIAL STOCKHOLDER MEETINGS
Shareholder
  
Against
  
For
 
05
STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON FUTURE DEATH BENEFITS.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
10000
  
0
  
08-Apr-2009
  
08-Apr-2009
                                               
 
SASOL LIMITED
  
 
Security
  
803866300
      
Meeting Type
  
Annual
 
Ticker Symbol
  
SSL
      
Meeting Date
  
28-Nov-2008
    
 
ISIN
  
US8038663006
      
Agenda
  
932974808 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO RECEIVE AND CONSIDER THE ANNUAL FINANCIAL STATEMENTS OF THE COMPANY AND OF THE GROUP
Management
  
For
  
For
 
02
DIRECTOR
Management
                
   
1
LPA DAVIES*
        
For
  
For
   
2
AM MOKABA*
        
For
  
For
   
3
TH NYASULU*
        
For
  
For
   
4
KC RAMON*
        
For
  
For
   
5
BP CONNELLAN**
        
For
  
For
   
6
MSV GANTSHO**
        
For
  
For
   
7
A JAIN**
        
For
  
For
   
8
JE SCHREMPP**
        
For
  
For
 
04
TO RE-APPOINT THE AUDITORS, KPMG INC.
Management
  
For
  
For
 
5S1
TO SUBSTITUTE THE RIGHTS, PRIVILEGES AND CONDITIONS ATTACHED TO THE SASOL PREFERRED ORDINARY SHARES CREATED DURING MAY 2008
Management
  
For
  
For
 
6S2
TO AUTHORISE A SPECIFIC REPURCHASE BY THE COMPANY OF ITS ORDINARY SHARES FROM A WHOLLY- OWNED SUBSIDIARY
Management
  
For
  
For
 
7S3
TO AUTHORISE DIRECTORS TO APPROVE A GENERAL REPURCHASE OF THE COMPANY'S ORDINARY SHARES
Management
  
For
  
For
 
8O1
TO APPROVE THE REVISED ANNUAL EMOLUMENTS PAYABLE BY THE COMPANY
Management
  
For
  
For
 
9O2
TO AUTHORISE ANY DIRECTOR, COMMITTEE OR THE SECRETARY TO DO ALL THINGS NECESSARY TO GIVE EFFECT TO SPECIAL RESOLUTIONS 1, 2 & 3
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
250
  
0
  
19-Nov-2008
  
19-Nov-2008
                                               
 
SEALED AIR CORPORATION
  
 
Security
  
81211K100
      
Meeting Type
  
Annual
 
Ticker Symbol
  
SEE
      
Meeting Date
  
20-May-2009
    
 
ISIN
  
US81211K1007
      
Agenda
  
933049101 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
ELECTION OF HANK BROWN AS A DIRECTOR.
Management
  
For
  
For
 
02
ELECTION OF MICHAEL CHU AS A DIRECTOR.
Management
  
For
  
For
 
03
ELECTION OF LAWRENCE R. CODEY AS A DIRECTOR.
Management
  
For
  
For
 
04
ELECTION OF T.J. DERMOT DUNPHY AS A DIRECTOR.
Management
  
For
  
For
 
05
ELECTION OF CHARLES F. FARRELL, JR. AS A DIRECTOR.
Management
  
For
  
For
 
06
ELECTION OF WILLIAM V. HICKEY AS A DIRECTOR.
Management
  
For
  
For
 
07
ELECTION OF JACQUELINE B. KOSECOFF AS A DIRECTOR.
Management
  
For
  
For
 
08
ELECTION OF KENNETH P. MANNING AS A DIRECTOR.
Management
  
For
  
For
 
09
ELECTION OF WILLIAM J. MARINO AS A DIRECTOR.
Management
  
For
  
For
 
10
RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
20000
  
0
  
24-Apr-2009
  
24-Apr-2009
                                               
 
SK TELECOM CO., LTD.
  
 
Security
  
78440P108
      
Meeting Type
  
Annual
 
Ticker Symbol
  
SKM
      
Meeting Date
  
13-Mar-2009
    
 
ISIN
  
US78440P1084
      
Agenda
  
933001620 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
APPROVAL OF FINANCIAL STATEMENTS FOR THE 25TH FISCAL YEAR (FROM JANUARY 1, 2008 TO DECEMBER 31, 2008) AS SET FORTH IN ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH.
Management
  
For
  
For
 
02
APPROVAL OF CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS* PROPOSED CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS IS KRW 12 BILLION.
Management
  
For
  
For
 
03
AMENDMENT TO COMPANY REGULATION ON EXECUTIVE COMPENSATION AS SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH.
Management
  
For
  
For
 
4A1
ELECTION OF DIRECTOR: MR. CHEY, JAE WON
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
4A2
ELECTION OF DIRECTOR: MR. JUNG, MAN WON
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
4B
ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
4C
ELECTION OF A MEMBER OF THE AUDIT COMMITTEE.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
500
  
0
  
25-Feb-2009
  
25-Feb-2009
                                               
 
STERICYCLE, INC.
  
 
Security
  
858912108
      
Meeting Type
  
Annual
 
Ticker Symbol
  
SRCL
      
Meeting Date
  
28-May-2009
    
 
ISIN
  
US8589121081
      
Agenda
  
933051029 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
MARK C. MILLER
        
For
  
For
   
2
JACK W. SCHULER
        
For
  
For
   
3
THOMAS D. BROWN
        
For
  
For
   
4
ROD F. DAMMEYER
        
For
  
For
   
5
WILLIAM K. HALL
        
For
  
For
   
6
JONATHAN T. LORD, M.D.
        
For
  
For
   
7
JOHN PATIENCE
        
For
  
For
   
8
RONALD G. SPAETH
        
For
  
For
 
02
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
250
  
0
  
24-Apr-2009
  
24-Apr-2009
                                               
 
SUN MICROSYSTEMS, INC.
  
 
Security
  
866810203
      
Meeting Type
  
Special
 
Ticker Symbol
  
JAVA
      
Meeting Date
  
16-Jul-2009
    
 
ISIN
  
US8668102036
      
Agenda
  
933112904 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED 4/19/09, BY AND AMONG SUN MICROSYSTEMS INC., A DELAWARE CORPORA- TION "SUN", ORACLE CORPORATION, A DELAWARE CORPORATION "ORACLE", AND SODA ACQUISITION CORPORATION, A DELAWARE CORPORATION AND WHOLLY-OWNED SUBSIDIARY OF ORACLE, AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH SUN WILL BE ACQUIRED BY ORACLE.
Management
  
For
  
For
 
02
A PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
100000
  
0
  
17-Jun-2009
  
17-Jun-2009
                                               
 
SUNCOR ENERGY INC.
  
 
Security
  
867229106
      
Meeting Type
  
Annual
 
Ticker Symbol
  
SU
      
Meeting Date
  
23-Apr-2009
    
 
ISIN
  
CA8672291066
      
Agenda
  
933013980 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
MEL E. BENSON
        
For
  
For
   
2
BRIAN A. CANFIELD
        
For
  
For
   
3
BRYAN P. DAVIES
        
For
  
For
   
4
BRIAN A. FELESKY
        
For
  
For
   
5
JOHN T. FERGUSON
        
For
  
For
   
6
W. DOUGLAS FORD
        
For
  
For
   
7
RICHARD L. GEORGE
        
For
  
For
   
8
JOHN R. HUFF
        
For
  
For
   
9
M. ANN MCCAIG
        
For
  
For
   
10
MICHAEL W. O'BRIEN
        
For
  
For
   
11
EIRA M. THOMAS
        
For
  
For
 
02
RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
6000
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
SUNCOR ENERGY INC.
  
 
Security
  
867229106
      
Meeting Type
  
Special
 
Ticker Symbol
  
SU
      
Meeting Date
  
04-Jun-2009
    
 
ISIN
  
CA8672291066
      
Agenda
  
933081604 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
THE PLAN OF ARRANGEMENT (THE "ARRANGEMENT") UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT PROVIDING FOR THE AMALGAMATION OF SUNCOR ENERGY INC. AND PETRO-CANADA, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING JOINT INFORMATION CIRCULAR AND PROXY STATEMENT OF SUNCOR ENERGY INC. AND PETRO- CANADA.
Management
  
For
  
For
 
02
THE ADOPTION OF A STOCK OPTION PLAN BY THE CORPORATION FORMED BY THE AMALGAMATION OF SUNCOR ENERGY INC. AND PETRO-CANADA, CONDITIONAL UPON THE ARRANGEMENT BECOMING EFFECTIVE.
Management
  
For
  
For
 
03
DIRECTOR
Management
                
   
1
MEL E. BENSON
        
For
  
For
   
2
BRIAN A. CANFIELD
        
For
  
For
   
3
BRYAN P. DAVIES
        
For
  
For
   
4
BRIAN A. FELESKY
        
For
  
For
   
5
JOHN T. FERGUSON
        
For
  
For
   
6
W. DOUGLAS FORD
        
For
  
For
   
7
RICHARD L. GEORGE
        
For
  
For
   
8
JOHN R. HUFF
        
For
  
For
   
9
M. ANN MCCAIG
        
For
  
For
   
10
MICHAEL W. O'BRIEN
        
For
  
For
   
11
EIRA M. THOMAS
        
For
  
For
 
04
RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF SUNCOR ENERGY INC. UNTIL THE EARLIER OF THE COMPLETION OF THE ARRANGEMENT AND THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
 
1000
  
0
  
14-May-2009
  
14-May-2009
                                               
 
TAIWAN SEMICONDUCTOR MFG. CO. LTD.
  
 
Security
  
874039100
      
Meeting Type
  
Annual
 
Ticker Symbol
  
TSM
      
Meeting Date
  
10-Jun-2009
    
 
ISIN
  
US8740391003
      
Agenda
  
933090211 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO ACCEPT 2008 BUSINESS REPORT AND FINANCIAL STATEMENTS
Management
  
For
  
For
 
02
TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2008 PROFITS
Management
  
For
  
For
 
03
TO APPROVE THE CAPITALIZATION OF 2008 DIVIDENDS, 2008 EMPLOYEE PROFIT SHARING, AND CAPITAL SURPLUS
Management
  
For
  
For
 
04
TO REVISE INTERNAL POLICIES AND RULES AS FOLLOWS: (A) PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES (B) PROCEDURES FOR ENDORSEMENT AND GUARANTEE
Management
  
For
  
For
 
05
DIRECTORS
Management
                
   
Vote Is Contrary To Policy
  
   
1
MR. MORRIS CHANG
        
Withheld
  
Against
   
2
MR. F.C. TSENG
        
Withheld
  
Against
   
3
MR. RICK TSAI
        
Withheld
  
Against
   
4
MR. TAIN-JY CHEN
        
Withheld
  
Against
   
5
SIR P. LEAHY BONFIELD
        
Withheld
  
Against
   
6
MR. STAN SHIH
        
Withheld
  
Against
   
7
MS. CARLY FIORINA
        
Withheld
  
Against
   
8
MR. THOMAS J ENGIBOUS
        
Withheld
  
Against
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
25000
  
0
  
14-May-2009
  
14-May-2009
                                               
 
TELECOM CORPORATION OF NEW ZEALAND LTD.
  
 
Security
  
879278208
      
Meeting Type
  
Contested-Annual
 
Ticker Symbol
  
NZT
      
Meeting Date
  
02-Oct-2008
    
 
ISIN
  
US8792782083
      
Agenda
  
932953448 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS.
Management
  
For
  
For
 
02
TO RE-ELECT MR ROD MCGEOCH AS A DIRECTOR - DIRECTOR NOMINATIONS SUPPORTED BY THE BOARD.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
03
TO RE-ELECT MR KEVIN ROBERTS AS A DIRECTOR - DIRECTOR NOMINATIONS SUPPORTED BY THE BOARD.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
04
TO ELECT MR MARK CROSS AS A DIRECTOR - DIRECTOR NOMINATIONS NOT SUPPORTED BY THE BOARD.
Management
  
Against
  
For
   
Vote Is Contrary To Policy
  
 
05
TO ELECT MR MARK TUME AS A DIRECTOR - DIRECTOR NOMINATIONS NOT SUPPORTED BY THE BOARD.
Management
  
Against
  
For
   
Vote Is Contrary To Policy
  
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
5688
  
0
  
17-Sep-2008
  
17-Sep-2008
                                               
 
TELEFONICA, S.A.
  
 
Security
  
879382208
      
Meeting Type
  
Annual
 
Ticker Symbol
  
TEF
      
Meeting Date
  
22-Jun-2009
    
 
ISIN
  
US8793822086
      
Agenda
  
933106886 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL ANNUAL ACCOUNTS, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE MANAGEMENT REPORT OF TELEFONICA, S.A. AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS THE PROPOSED ALLOCATION OF PROFITS/LOSSES OF TELEFONICA, S.A. AND THE MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL WITH RESPECT TO FISCAL YEAR 2008.
Management
  
For
  
For
 
02
COMPENSATION OF SHAREHOLDERS: DISTRIBUTION OF A DIVIDEND TO BE CHARGED TO UNRESTRICTED RESERVES.
Management
  
For
  
For
 
03
APPROVAL OF AN INCENTIVE TELEFONICA, S.A.'S SHARE PURCHASE PLAN FOR EMPLOYEES OF THE TELEFONICA GROUP.
Management
  
For
  
For
 
04
AUTHORIZATION FOR THE ACQUISITION OF THE COMPANY'S OWN SHARES, DIRECTLY OR THROUGH COMPANIES OF THE GROUP.
Management
  
For
  
For
 
05
REDUCTION OF THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES OF THE COMPANY'S OWN STOCK, EXCLUDING CREDITORS' RIGHT TO OBJECT, AND AMENDMENT OF THE ARTICLE OF THE BY-LAWS RELATING TO THE SHARE CAPITAL.
Management
  
For
  
For
 
06
RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2009.
Management
  
For
  
For
 
07
DELEGATION OF POWERS TO FORMALIZE, INTERPRET, CORRECT AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS' MEETING.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028789517
  
3S7
  
2000
  
0
  
17-Jun-2009
  
17-Jun-2009
                                               
 
THE COCA-COLA COMPANY
  
 
Security
  
191216100
      
Meeting Type
  
Annual
 
Ticker Symbol
  
KO
      
Meeting Date
  
22-Apr-2009
    
 
ISIN
  
US1912161007
      
Agenda
  
933005856 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
ELECTION OF DIRECTOR: HERBERT A. ALLEN
Management
  
For
  
For
 
02
ELECTION OF DIRECTOR: RONALD W. ALLEN
Management
  
For
  
For
 
03
ELECTION OF DIRECTOR: CATHLEEN P. BLACK
Management
  
For
  
For
 
04
ELECTION OF DIRECTOR: BARRY DILLER
Management
  
For
  
For
 
05
ELECTION OF DIRECTOR: ALEXIS M. HERMAN
Management
  
For
  
For
 
06
ELECTION OF DIRECTOR: MUHTAR KENT
Management
  
For
  
For
 
07
ELECTION OF DIRECTOR: DONALD R. KEOUGH
Management
  
For
  
For
 
08
ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO
Management
  
For
  
For
 
09
ELECTION OF DIRECTOR: DONALD F. MCHENRY
Management
  
For
  
For
 
10
ELECTION OF DIRECTOR: SAM NUNN
Management
  
For
  
For
 
11
ELECTION OF DIRECTOR: JAMES D. ROBINSON III
Management
  
For
  
For
 
12
ELECTION OF DIRECTOR: PETER V. UEBERROTH
Management
  
For
  
For
 
13
ELECTION OF DIRECTOR: JACOB WALLENBERG
Management
  
For
  
For
 
14
ELECTION OF DIRECTOR: JAMES B. WILLIAMS
Management
  
For
  
For
 
15
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
Management
  
For
  
For
 
16
SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
Shareholder
  
Against
  
For
 
17
SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR
Shareholder
  
Against
  
For
 
18
SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS
Shareholder
  
Against
  
For
 
19
SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
7200
  
0
  
16-Mar-2009
  
16-Mar-2009
                                               
 
THE MOSAIC COMPANY
  
 
Security
  
61945A107
      
Meeting Type
  
Annual
 
Ticker Symbol
  
MOS
      
Meeting Date
  
09-Oct-2008
    
 
ISIN
  
US61945A1079
      
Agenda
  
932948966 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
DAVID B. MATHIS
        
Withheld
  
Against
   
2
JAMES L. POPOWICH
        
Withheld
  
Against
   
3
JAMES T. PROKOPANKO
        
Withheld
  
Against
   
4
STEVEN M. SEIBERT
        
Withheld
  
Against
 
02
RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
2500
  
0
  
17-Sep-2008
  
17-Sep-2008
 
1028876083
  
3S7
  
2500
  
0
  
17-Sep-2008
  
17-Sep-2008
                                               
 
THE PROCTER & GAMBLE COMPANY
  
 
Security
  
742718109
      
Meeting Type
  
Annual
 
Ticker Symbol
  
PG
      
Meeting Date
  
14-Oct-2008
    
 
ISIN
  
US7427181091
      
Agenda
  
932946556 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
KENNETH I. CHENAULT
        
For
  
For
   
2
SCOTT D. COOK
        
For
  
For
   
3
RAJAT K. GUPTA
        
For
  
For
   
4
A.G. LAFLEY
        
For
  
For
   
5
CHARLES R. LEE
        
For
  
For
   
6
LYNN M. MARTIN
        
For
  
For
   
7
W. JAMES MCNERNEY, JR.
        
For
  
For
   
8
JOHNATHAN A. RODGERS
        
For
  
For
   
9
RALPH SNYDERMAN, M.D.
        
For
  
For
   
10
MARGARET C. WHITMAN
        
For
  
For
   
11
PATRICIA A. WOERTZ
        
For
  
For
   
12
ERNESTO ZEDILLO
        
For
  
For
 
02
RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
  
For
  
For
 
03
AMEND COMPANY'S AMENDED ARTICLES OF INCORPORATION TO ADOPT MAJORITY VOTING
Management
  
For
  
For
 
04
SHAREHOLDER PROPOSAL #1 - ROTATE SITE OF ANNUAL MEETING
Shareholder
  
Against
  
For
 
05
SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994                  
  
3S7
  
14000
  
0
  
17-Sep-2008
  
17-Sep-2008
                                               
 
THE PROGRESSIVE CORPORATION
  
 
Security
  
743315103
      
Meeting Type
  
Annual
 
Ticker Symbol
  
PGR
      
Meeting Date
  
24-Apr-2009
    
 
ISIN
  
US7433151039
      
Agenda
  
933012394 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: ROGER N. FARAH
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1B
ELECTION OF DIRECTOR: STEPHEN R. HARDIS
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1C
ELECTION OF DIRECTOR: NORMAN S. MATTHEWS
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1D
ELECTION OF DIRECTOR: BRADLEY T. SHEARES, PH.D.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
02
PROPOSAL TO APPROVE AN AMENDMENT TO OUR CODE OF REGULATIONS TO ESTABLISH PROCEDURES FOR SHAREHOLDERS TO MAKE PROPOSALS FOR CONSIDERATION AT OUR ANNUAL MEETINGS OF SHAREHOLDERS (OTHER THAN NOMINATIONS FOR DIRECTORS).
Management
  
For
  
For
 
03
PROPOSAL TO APPROVE AN AMENDMENT TO OUR CODE OF REGULATIONS TO REVISE THE EXISTING PROCEDURES RELATING TO SHAREHOLDER NOMINATIONS OF DIRECTORS.
Management
  
For
  
For
 
04
PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
15900
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
THE SOUTHERN COMPANY
  
 
Security
  
842587107
      
Meeting Type
  
Annual
 
Ticker Symbol
  
SO
      
Meeting Date
  
27-May-2009
    
 
ISIN
  
US8425871071
      
Agenda
  
933055534 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
J.P. BARANCO
        
For
  
For
   
2
F.S. BLAKE
        
For
  
For
   
3
J.A. BOSCIA
        
For
  
For
   
4
T.F. CHAPMAN
        
For
  
For
   
5
H.W. HABERMEYER, JR.
        
For
  
For
   
6
V.M. HAGEN
        
For
  
For
   
7
W.A. HOOD, JR.
        
For
  
For
   
8
D.M. JAMES
        
For
  
For
   
9
J.N. PURCELL
        
For
  
For
   
10
D.M. RATCLIFFE
        
For
  
For
   
11
W.G. SMITH, JR.
        
For
  
For
   
12
G.J. ST PE
        
For
  
For
 
02
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009
Management
  
For
  
For
 
03
AMENDMENT OF COMPANY'S BY-LAWS REGARDING MAJORITY VOTING AND CUMULATIVE VOTING
Management
  
For
  
For
 
04
AMENDMENT OF COMPANY'S CERTIFICATE OF INCORPORATION REGARDING CUMULATIVE VOTING
Management
  
For
  
For
 
05
STOCKHOLDER PROPOSAL ON ENVIRONMENTAL REPORT
Shareholder
  
Against
  
For
 
06
STOCKHOLDER PROPOSAL ON PENSION POLICY
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028789517
  
3S7
  
9500
  
0
  
24-Apr-2009
  
24-Apr-2009
                                               
 
THE WALT DISNEY COMPANY
  
 
Security
  
254687106
      
Meeting Type
  
Annual
 
Ticker Symbol
  
DIS
      
Meeting Date
  
10-Mar-2009
    
 
ISIN
  
US2546871060
      
Agenda
  
932990559 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: SUSAN E. ARNOLD
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: JOHN E. BRYSON
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: JOHN S. CHEN
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: JUDITH L. ESTRIN
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: ROBERT A. IGER
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: STEVEN P. JOBS
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: FRED H. LANGHAMMER
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: AYLWIN B. LEWIS
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: MONICA C. LOZANO
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: JOHN E. PEPPER, JR.
Management
  
For
  
For
 
1L
ELECTION OF DIRECTOR: ORIN C. SMITH
Management
  
For
  
For
 
02
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSE- COOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2009.
Management
  
For
  
For
 
03
TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN.
Management
  
For
  
For
 
04
TO APPROVE THE TERMS OF THE AMENDED AND RESTATED 2002 EXECUTIVE PERFORMANCE PLAN.
Management
  
For
  
For
 
05
TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS REPORTING.
Shareholder
  
Against
  
For
 
06
TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO DEATH BENEFIT PAYMENTS.
Shareholder
  
Against
  
For
 
07
TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
7000
  
0
  
11-Feb-2009
  
11-Feb-2009
                                               
 
TOTAL S.A.
  
 
Security
  
89151E109
      
Meeting Type
  
Annual
 
Ticker Symbol
  
TOT
      
Meeting Date
  
15-May-2009
    
 
ISIN
  
US89151E1091
      
Agenda
  
933065193 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
O1
APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS
Management
  
For
  
For
 
O2
APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS
Management
  
For
  
For
 
O3
ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND
Management
  
For
  
For
 
O4
AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE
Management
  
For
  
For
 
O5
COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE FRENCH COMMERCIAL CODE CONCERNING MR. THIERRY DESMAREST
Management
  
For
  
For
 
O6
COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE FRENCH COMMERCIAL CODE CONCERNING MR. CHRISTOPHE DE MARGERIE
Management
  
For
  
For
 
O7
AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE SHARES OF THE COMPANY
Management
  
For
  
For
 
O8
RENEWAL OF THE APPOINTMENT OF MRS. ANNE LAUVERGEON AS A DIRECTOR
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
O9
RENEWAL OF THE APPOINTMENT OF MR. DANIEL BOUTON AS A DIRECTOR
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
O10
RENEWAL OF THE APPOINTMENT OF MR. BERTRAND COLLOMB AS A DIRECTOR
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
O11
RENEWAL OF THE APPOINTMENT OF MR. CHRISTOPHE DE MARGERIE AS A DIRECTOR
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
O12
RENEWAL OF THE APPOINTMENT OF MR. MICHEL PEBEREAU AS A DIRECTOR
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
O13
APPOINTMENT OF MR. PATRICK ARTUS AS A DIRECTOR
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
E14
AMENDMENT TO ARTICLE 12 OF THE COMPANY'S ARTICLES OF ASSOCIATION REGARDING THE LIMIT ON THE AGE OF THE CHAIRMAN OF THE BOARD
Management
  
For
  
For
 
A
AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION WITH THE INTENT OF DISCLOSING INDIVIDUAL ALLOCATIONS OF STOCK OPTIONS AND RESTRICTED SHARES AS PROVIDED BY LAW
Management
  
Against
  
For
 
B
FOR THE PURPOSE OF AMENDING TO THE ARTICLES OF ASSOCIATION REGARDING A NEW PROCEDURE FOR SELECTING A SHAREHOLDER-EMPLOYEE AS BOARD MEMBER WITH A VIEW TO IMPROVING HIS OR HER REPRESENTATION AND INDEPENDENCE
Management
  
Against
  
For
 
C
AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE COMPANY TO ALL EMPLOYEES OF THE GROUP
Management
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
10000
  
0
  
24-Apr-2009
  
24-Apr-2009
                                               
 
TRANSOCEAN INC
  
 
Security
  
G90073100
      
Meeting Type
  
Special
 
Ticker Symbol
  
RIG
      
Meeting Date
  
08-Dec-2008
    
 
ISIN
  
KYG900731004
      
Agenda
  
932973173 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B.
Management
  
For
  
For
 
02
APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
1000
  
0
  
19-Nov-2008
  
19-Nov-2008
                                               
 
TYCO ELECTRONICS LTD.
  
 
Security
  
G9144P105
      
Meeting Type
  
Special
 
Ticker Symbol
  
TEL
      
Meeting Date
  
22-Jun-2009
    
 
ISIN
  
BMG9144P1059
      
Agenda
  
933089268 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
TO APPROVE A RESOLUTION APPROVING TYCO ELECTRONICS LTD.'S DISCONTINUANCE FROM BERMUDA AND CONTINUANCE AS A SWISS CORPORATION. SEE PAGE 41 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
02
TO APPROVE A RESOLUTION AMENDING OUR BYE-LAWS TO ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. SEE PAGE 43 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
03
TO APPROVE A RESOLUTION AUTHORIZING SEVERAL STEPS, INCLUDING AN AMENDMENT TO OUR BYE-LAWS, THAT WILL HAVE THE EFFECT OF INCREASING OUR REGISTERED SHARE CAPITAL. SEE PAGES 45-46 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
04
TO APPROVE A DISTRIBUTION TO SHAREHOLDERS. SEE PAGES 47-48 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
05
TO CONFIRM SWISS LAW AS OUR AUTHORITATIVE GOVERNING LEGISLATION. SEE PAGE 49 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
06
TO APPROVE OUR CORPORATE NAME AS TYCO ELECTRONICS LTD. SEE PAGE 50 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
07
TO CHANGE OUR CORPORATE PURPOSE. SEE PAGE 51 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
08
TO APPROVE OUR SWISS ARTICLES OF ASSOCIATION. SEE PAGE 52 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
09
TO CONFIRM OUR PRINCIPAL PLACE OF BUSINESS AS SCHAFFHAUSEN, SWITZERLAND. SEE PAGE 53 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
10
TO APPOINT PRICEWATERHOUSECOOPERS AG, ZURICH AS SPECIAL AUDITOR UNTIL OUR NEXT ANNUAL GENERAL MEETING. SEE PAGE 54 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
11
TO APPOINT DELOITTE AG AS OUR SWISS REGISTERED AUDITOR UNTIL OUR NEXT ANNUAL GENERAL MEETING. SEE PAGE 55 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
12
TO APPROVE ADDITIONAL PROVISIONS OF OUR SWISS ARTICLES OF ASSOCIATION LIMITING THE NUMBER OF SHARES THAT MAY BE REGISTERED AND/OR VOTED BY A SINGLE SHAREHOLDER OR GROUP. SEE PAGES 58-59 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
13
TO APPROVE ADDITIONAL PROVISIONS OF OUR SWISS ARTICLES OF ASSOCIATION REQUIRING A SUPERMAJORITY VOTE TO AMEND THE 0ROVISIONS REFERRED TO IN PROPOSAL 12 AND CERTAIN OTHER PROVISIONS OF OUR SWISS ARTICLES. SEE PAGES 60-61 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
14
TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING. SEE PAGE 62 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
20000
  
0
  
14-May-2009
  
14-May-2009
                                               
 
TYCO ELECTRONICS LTD.
  
 
Security
  
G9144P105
      
Meeting Type
  
Annual
 
Ticker Symbol
  
TEL
      
Meeting Date
  
22-Jun-2009
    
 
ISIN
  
BMG9144P1059
      
Agenda
  
933089725 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
PIERRE R. BRONDEAU
        
For
  
For
   
2
RAM CHARAN
        
For
  
For
   
3
JUERGEN W. GROMER
        
For
  
For
   
4
ROBERT M. HERNANDEZ
        
For
  
For
   
5
THOMAS J. LYNCH
        
For
  
For
   
6
DANIEL J. PHELAN
        
For
  
For
   
7
FREDERIC M. POSES
        
For
  
For
   
8
LAWRENCE S. SMITH
        
For
  
For
   
9
PAULA A. SNEED
        
For
  
For
   
10
DAVID P. STEINER
        
For
  
For
   
11
JOHN C. VAN SCOTER
        
For
  
For
 
02
APPROVAL OF THE TYCO ELECTRONICS LTD. 2007 STOCK AND INCENTIVE PLAN (AS AMENDED AND RESTATED).
Management
  
For
  
For
 
03
APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO ELECTRONICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITOR) AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE INDEPENDENT AUDITOR'S REMUNERATION.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
  
3S7
  
20000
  
0
  
14-May-2009
  
14-May-2009
                                               
 
UBS AG
  
 
Security
  
H89231338
      
Meeting Type
  
Special
 
Ticker Symbol
  
UBS
      
Meeting Date
  
02-Oct-2008
    
 
ISIN
  
CH0024899483
      
Agenda
  
932954604 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: SALLY BOTT
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1B
ELECTION OF DIRECTOR: RAINER-MARC FREY
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1C
ELECTION OF DIRECTOR: BRUNO GEHRIG
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1D
ELECTION OF DIRECTOR: WILLIAM G. PARRETT
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
02
AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ADJUSTMENT TO THE NEW UBS CORPORATE GOVERNANCE EFFECTIVE AS OF 1 JULY 2008
Management
  
For
  
For
 
03
IN CASE OF AD-HOC SHAREHOLDERS' MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS
Management
  
For
    
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028784994
 
3S7
  
47425
  
0
  
17-Sep-2008
  
17-Sep-2008
                                               
 
UNITED ONLINE, INC.
  
 
Security
  
911268100
      
Meeting Type
  
Annual
 
Ticker Symbol
  
UNTD
      
Meeting Date
  
15-Jun-2009
    
 
ISIN
  
US9112681005
      
Agenda
  
933076754 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
JAMES T. ARMSTRONG
        
Withheld
  
Against
   
2
DENNIS HOLT
        
Withheld
  
Against
 
02
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028789517
  
3S7
  
10000
  
0
  
07-May-2009
  
07-May-2009
                                               
 
UNITEDHEALTH GROUP INCORPORATED
  
 
Security
  
91324P102
      
Meeting Type
  
Annual
 
Ticker Symbol
  
UNH
      
Meeting Date
  
02-Jun-2009
    
 
ISIN
  
US91324P1021
      
Agenda
  
933031762 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR.
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: RICHARD T. BURKE
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: ROBERT J. DARRETTA
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: MICHELE J. HOOPER
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: GLENN M. RENWICK
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D.
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D.
Management
  
For
  
For
 
02
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
Management
  
For
  
For
 
03
SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
7500
  
0
  
24-Apr-2009
  
24-Apr-2009
                                               
 
VAN KAMPEN SENIOR INCOME TRUST
  
 
Security
  
920961109
      
Meeting Type
  
Annual
 
Ticker Symbol
  
VVR
      
Meeting Date
  
17-Jun-2009
    
 
ISIN
  
US9209611097
      
Agenda
  
933090108 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
Vote Is Contrary To Policy
  
   
1
ROD DAMMEYER
        
Withheld
  
Against
   
2
WAYNE W. WHALEN
        
Withheld
  
Against
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028791192
  
3S7
  
50000
  
0
  
29-May-2009
  
29-May-2009
                                               
 
VANGUARD FIXED INCOME SECURITIES FD, INC
  
 
Security
  
922031208
      
Meeting Type
  
Special
 
Ticker Symbol
  
VWEHX
      
Meeting Date
  
02-Jul-2009
    
 
ISIN
  
US9220312089
      
Agenda
  
933066183 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
JOHN J. BRENNAN
        
For
  
For
   
2
CHARLES D. ELLIS
        
For
  
For
   
3
EMERSON U. FULLWOOD
        
For
  
For
   
4
RAJIV L. GUPTA
        
For
  
For
   
5
AMY GUTMANN
        
For
  
For
   
6
JOANN HEFFERNAN HEISEN
        
For
  
For
   
7
F. WILLIAM MCNABB III
        
For
  
For
   
8
ANDRE F. PEROLD
        
For
  
For
   
9
ALFRED M. RANKIN, JR.
        
For
  
For
   
10
PETER F. VOLANAKIS
        
For
  
For
 
2A
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: PURCHASING AND SELLING REAL ESTATE.
Management
  
For
  
For
 
2B
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: ISSUING SENIOR SECURITIES.
Management
  
For
  
For
 
2C
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: BORROWING MONEY.
Management
  
For
  
For
 
2D
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: MAKING LOANS.
Management
  
For
  
For
 
2E
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: PURCHASING AND SELLING COMMODITIES.
Management
  
For
  
For
 
2F
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: CONCENTRATING INVESTMENTS IN A PARTICULAR INDUSTRY OR GROUP OF INDUSTRIES.
Management
  
For
  
For
 
2G
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: ELIMINATION OF OUTDATED FUNDAMENTAL POLICIES NOT REQUIRED BY LAW.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028791192
  
3S7
  
22371
  
0
  
27-Apr-2009
  
27-Apr-2009
                                               
 
VANGUARD FIXED INCOME SECURITIES FD, INC
  
 
Security
  
922031885
      
Meeting Type
  
Special
 
Ticker Symbol
  
VFICX
      
Meeting Date
  
02-Jul-2009
    
 
ISIN
  
US9220318854
      
Agenda
  
933066183 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
JOHN J. BRENNAN
        
For
  
For
   
2
CHARLES D. ELLIS
        
For
  
For
   
3
EMERSON U. FULLWOOD
        
For
  
For
   
4
RAJIV L. GUPTA
        
For
  
For
   
5
AMY GUTMANN
        
For
  
For
   
6
JOANN HEFFERNAN HEISEN
        
For
  
For
   
7
F. WILLIAM MCNABB III
        
For
  
For
   
8
ANDRE F. PEROLD
        
For
  
For
   
9
ALFRED M. RANKIN, JR.
        
For
  
For
   
10
PETER F. VOLANAKIS
        
For
  
For
 
2A
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: PURCHASING AND SELLING REAL ESTATE.
Management
  
For
  
For
 
2B
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: ISSUING SENIOR SECURITIES.
Management
  
For
  
For
 
2C
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: BORROWING MONEY.
Management
  
For
  
For
 
2D
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: MAKING LOANS.
Management
  
For
  
For
 
2E
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: PURCHASING AND SELLING COMMODITIES.
Management
  
For
  
For
 
2F
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: CONCENTRATING INVESTMENTS IN A PARTICULAR INDUSTRY OR GROUP OF INDUSTRIES.
Management
  
For
  
For
 
2G
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: ELIMINATION OF OUTDATED FUNDAMENTAL POLICIES NOT REQUIRED BY LAW.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028791192
  
3S7
  
274750
  
0
  
27-Apr-2009
  
27-Apr-2009
                                               
 
VANGUARD FIXED INCOME SECURITIES FD, INC
  
 
Security
  
922031794
      
Meeting Type
  
Special
 
Ticker Symbol
  
VFIJX
      
Meeting Date
  
02-Jul-2009
    
 
ISIN
  
US9220317948
      
Agenda
  
933066183 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
01
DIRECTOR
Management
                
   
1
JOHN J. BRENNAN
        
For
  
For
   
2
CHARLES D. ELLIS
        
For
  
For
   
3
EMERSON U. FULLWOOD
        
For
  
For
   
4
RAJIV L. GUPTA
        
For
  
For
   
5
AMY GUTMANN
        
For
  
For
   
6
JOANN HEFFERNAN HEISEN
        
For
  
For
   
7
F. WILLIAM MCNABB III
        
For
  
For
   
8
ANDRE F. PEROLD
        
For
  
For
   
9
ALFRED M. RANKIN, JR.
        
For
  
For
   
10
PETER F. VOLANAKIS
        
For
  
For
 
2A
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: PURCHASING AND SELLING REAL ESTATE.
Management
  
For
  
For
 
2B
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: ISSUING SENIOR SECURITIES.
Management
  
For
  
For
 
2C
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: BORROWING MONEY.
Management
  
For
  
For
 
2D
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: MAKING LOANS.
Management
  
For
  
For
 
2E
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: PURCHASING AND SELLING COMMODITIES.
Management
  
For
  
For
 
2F
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: CONCENTRATING INVESTMENTS IN A PARTICULAR INDUSTRY OR GROUP OF INDUSTRIES.
Management
  
For
  
For
 
2G
TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: ELIMINATION OF OUTDATED FUNDAMENTAL POLICIES NOT REQUIRED BY LAW.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028791192
  
3S7
  
46904
  
0
  
27-Apr-2009
  
27-Apr-2009
                                               
 
VERIZON COMMUNICATIONS INC.
  
 
Security
  
92343V104
      
Meeting Type
  
Annual
 
Ticker Symbol
  
VZ
      
Meeting Date
  
07-May-2009
    
 
ISIN
  
US92343V1044
      
Agenda
  
933018017 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: RICHARD L. CARRION
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: M. FRANCES KEETH
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: ROBERT W. LANE
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: SANDRA O. MOOSE
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: JOSEPH NEUBAUER
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: DONALD T. NICOLAISEN
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: THOMAS H. O'BRIEN
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: CLARENCE OTIS, JR.
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: HUGH B. PRICE
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: IVAN G. SEIDENBERG
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: JOHN W. SNOW
Management
  
For
  
For
 
1L
ELECTION OF DIRECTOR: JOHN R. STAFFORD
Management
  
For
  
For
 
02
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
  
For
  
For
 
03
ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION
Management
  
For
  
For
 
04
APPROVAL OF LONG-TERM INCENTIVE PLAN
Management
  
For
  
For
 
05
APPROVAL OF SHORT-TERM INCENTIVE PLAN
Management
  
For
  
For
 
06
PROHIBIT GRANTING STOCK OPTIONS
Shareholder
  
Against
  
For
 
07
SHAREHOLDER ABILITY TO CALL SPECIAL MEETING
Shareholder
  
Against
  
For
 
08
SEPARATE OFFICES OF CHAIRMAN AND CEO
Shareholder
  
Against
  
For
 
09
CUMULATIVE VOTING
Shareholder
  
Against
  
For
 
10
SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
3000
  
0
  
26-Mar-2009
  
26-Mar-2009
                                               
 
WAL-MART STORES, INC.
  
 
Security
  
931142103
      
Meeting Type
  
Annual
 
Ticker Symbol
  
WMT
      
Meeting Date
  
05-Jun-2009
    
 
ISIN
  
US9311421039
      
Agenda
  
933057754 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: AIDA M. ALVAREZ
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: JAMES W. BREYER
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: M. MICHELE BURNS
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: JAMES I. CASH, JR.
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: ROGER C. CORBETT
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: DOUGLAS N. DAFT
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: MICHAEL T. DUKE
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: GREGORY B. PENNER
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: ALLEN I. QUESTROM
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: H. LEE SCOTT, JR.
Management
  
For
  
For
 
1K
ELECTION OF DIRECTOR: ARNE M. SORENSON
Management
  
For
  
For
 
1L
ELECTION OF DIRECTOR: JIM C. WALTON
Management
  
For
  
For
 
1M
ELECTION OF DIRECTOR: S. ROBSON WALTON
Management
  
For
  
For
 
1N
ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS
Management
  
For
  
For
 
1O
ELECTION OF DIRECTOR: LINDA S. WOLF
Management
  
For
  
For
 
02
RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS
Management
  
For
  
For
 
03
GENDER IDENTITY NON-DISCRIMINATION POLICY
Shareholder
  
Against
  
For
 
04
PAY FOR SUPERIOR PERFORMANCE
Shareholder
  
Against
  
For
 
05
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Shareholder
  
Against
  
For
 
06
POLITICAL CONTRIBUTIONS
Shareholder
  
Against
  
For
 
07
SPECIAL SHAREOWNER MEETINGS
Shareholder
  
Against
  
For
 
08
INCENTIVE COMPENSATION TO BE STOCK OPTIONS
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
5000
  
0
  
27-Apr-2009
  
27-Apr-2009
                                               
 
WATTS WATER TECHNOLOGIES, INC.
  
 
Security
  
942749102
      
Meeting Type
  
Annual
 
Ticker Symbol
  
WTS
      
Meeting Date
  
13-May-2009
    
 
ISIN
  
US9427491025
      
Agenda
  
933028880 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1
DIRECTOR
Management
                
   
1
ROBERT L. AYERS
        
For
  
For
   
2
KENNETT F. BURNES
        
For
  
For
   
3
RICHARD J. CATHCART
        
For
  
For
   
4
TIMOTHY P. HORNE
        
For
  
For
   
5
RALPH E. JACKSON, JR.
        
For
  
For
   
6
KENNETH J. MCAVOY
        
For
  
For
   
7
JOHN K. MCGILLICUDDY
        
For
  
For
   
8
GORDON W. MORAN
        
For
  
For
   
9
DANIEL J. MURPHY, III
        
For
  
For
   
10
PATRICK S. O'KEEFE
        
For
  
For
 
2
TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
3000
  
0
  
08-Apr-2009
  
08-Apr-2009
                                               
 
WELLPOINT, INC.
  
 
Security
  
94973V107
      
Meeting Type
  
Annual
 
Ticker Symbol
  
WLP
      
Meeting Date
  
20-May-2009
    
 
ISIN
  
US94973V1070
      
Agenda
  
933031255 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: LENOX D. BAKER, JR., M.D.
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1B
ELECTION OF DIRECTOR: SUSAN B. BAYH
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1C
ELECTION OF DIRECTOR: LARRY C. GLASSCOCK
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1D
ELECTION OF DIRECTOR: JULIE A. HILL
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
1E
ELECTION OF DIRECTOR: RAMIRO G. PERU
Management
  
Against
  
Against
   
Vote Is Contrary To Policy
  
 
02
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2009.
Management
  
For
  
For
 
03
TO APPROVE THE PROPOSED WELLPOINT INCENTIVE COMPENSATION PLAN.
Management
  
For
  
For
 
04
TO APPROVE THE WELLPOINT EMPLOYEE STOCK PURCHASE PLAN.
Management
  
For
  
For
 
05
TO CONSIDER A SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE OFFICERS IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028783405
  
3S7
  
5000
  
0
  
08-Apr-2009
  
08-Apr-2009
                                               
 
WESTERN DIGITAL CORPORATION
  
 
Security
  
958102105
      
Meeting Type
  
Annual
 
Ticker Symbol
  
WDC
      
Meeting Date
  
06-Nov-2008
    
 
ISIN
  
US9581021055
      
Agenda
  
932957864 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1A
ELECTION OF DIRECTOR: PETER D. BEHRENDT
Management
  
For
  
For
 
1B
ELECTION OF DIRECTOR: KATHLEEN A. COTE
Management
  
For
  
For
 
1C
ELECTION OF DIRECTOR: JOHN F. COYNE
Management
  
For
  
For
 
1D
ELECTION OF DIRECTOR: HENRY T. DENERO
Management
  
For
  
For
 
1E
ELECTION OF DIRECTOR: WILLIAM L. KIMSEY
Management
  
For
  
For
 
1F
ELECTION OF DIRECTOR: MICHAEL D. LAMBERT
Management
  
For
  
For
 
1G
ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL
Management
  
For
  
For
 
1H
ELECTION OF DIRECTOR: ROGER H. MOORE
Management
  
For
  
For
 
1I
ELECTION OF DIRECTOR: THOMAS E. PARDUN
Management
  
For
  
For
 
1J
ELECTION OF DIRECTOR: ARIF SHAKEEL
Management
  
For
  
For
 
02
TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 EMPLOYEE STOCK PURCHASE PLAN THAT WOULD INCREASE BY 8,000,000 THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN.
Management
  
For
  
For
 
03
TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR WESTERN DIGITAL CORPORATION FOR THE FISCAL YEAR ENDING JULY 3, 2009.
Management
  
For
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028876083
  
3S7
  
19500
  
0
  
06-Oct-2008
  
06-Oct-2008
                                               
 
WINDSTREAM CORPORATION
  
 
Security
  
97381W104
      
Meeting Type
  
Annual
 
Ticker Symbol
  
WIN
      
Meeting Date
  
06-May-2009
    
 
ISIN
  
US97381W1045
      
Agenda
  
933018649 - Management
 
Item
Proposal
Type
  
Vote
  
For/Against Management
 
1
DIRECTOR
Management
                
   
1
CAROL B. ARMITAGE
        
For
  
For
   
2
SAMUEL E. BEALL, III
        
For
  
For
   
3
DENNIS E. FOSTER
        
For
  
For
   
4
FRANCIS X. FRANTZ
        
For
  
For
   
5
JEFFERY R. GARDNER
        
For
  
For
   
6
JEFFREY T. HINSON
        
For
  
For
   
7
JUDY K. JONES
        
For
  
For
   
8
WILLIAM A. MONTGOMERY
        
For
  
For
   
9
FRANK E. REED
        
For
  
For
 
2
RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP AS WINDSTREAM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2009
Management
  
For
  
For
 
3
EXECUTIVE COMPENSATION ADVISORY VOTE
Shareholder
  
Against
  
For
 
4
PROPOSAL TO REQUIRE AN INDEPENDENT CHAIRMAN OF THE BOARD
Shareholder
  
Against
  
For
 
Account Number
  
Custodian
  
Ballot Shares
  
Unavailable Shares
  
Vote Date
  
Date Confirmed
 
1028789517
  
3S7
  
10000
  
0
  
26-Mar-2009
  
26-Mar-2009
 
 
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
BMC FUND, INC.
 
By:
/s/ Paul H. Broyhill           
Paul H. Broyhill, Chief Executive Officer                                           

Date:
August 19, 2009