-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bcg/VwVRiQ8OPcK3gQ+uHP8x/5zZ4xab1ilo2zVREBWuLS4XjTpXWO5gbXU6UDC9 1kSCrERU6amwVGs1yYpYfg== 0001140361-05-006530.txt : 20050818 0001140361-05-006530.hdr.sgml : 20050818 20050818143611 ACCESSION NUMBER: 0001140361-05-006530 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050818 DATE AS OF CHANGE: 20050818 EFFECTIVENESS DATE: 20050818 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BMC FUND INC CENTRAL INDEX KEY: 0000351786 IRS NUMBER: 560296780 STATE OF INCORPORATION: NC FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-03150 FILM NUMBER: 051035687 BUSINESS ADDRESS: STREET 1: PO BOX 500 CITY: LENOIR STATE: NC ZIP: 28645 BUSINESS PHONE: 8287586100 MAIL ADDRESS: STREET 1: 800 GOLFVIEW PARK STREET 2: P O BOX 500 CITY: LENOIR STATE: NC ZIP: 28645 FORMER COMPANY: FORMER CONFORMED NAME: BROYHILL MANAGEMENT CORP DATE OF NAME CHANGE: 19820608 N-PX 1 body.txt BMC FUND N-PX 06-30-2005 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-3150 BMC FUND, INC. 800 Golfview Park Lenoir, NC 28645 828-758-6100 Carol Frye 800 Golfview Park P. O. Box 500 Lenoir, NC 28645 Date of fiscal year end: October 31 Date of reporting period: July 1, 2004 - June 30, 2005 INVESTMENT COMPANY REPORT 01-JUL-04 TO 30-JUN-05 3M COMPANY SECURITY 88579Y101 Meeting Type Annual TICKER SYMBOL MMM Meeting Date 10-May-05 ISIN Agenda 932286873 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 VANCE D. COFFMAN Withhold Against 2 ROZANNE L. RIDGWAY Withhold Against 3 LOUIS W. SULLIVAN Withhold Against 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVAL OF THE 2005 MANAGEMENT STOCK Mgmt For For OWNERSHIP PROGRAM 04 STOCKHOLDER PROPOSAL RELATING TO ANIMAL TESTING Shr Against For 05 STOCKHOLDER PROPOSAL RELATING TO OPERATIONS IN Shr Against For CHINA
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 1400 0 12-Apr-05 12-Apr-05
AAR. CORP. Security 000361105 Meeting Type Annual Ticker Symbol AIR Meeting Date 13-Oct-04 ISIN Agenda 932219670 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy Comments: 1 JAMES E. GOODWIN Withhold Against 2 MARC J. WALFISH Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 2000 0 30-Aug-04 30-Aug-04
AARON RENTS, INC. Security 002535201 Meeting Type Annual Ticker Symbol RNT Meeting Date 03-May-05 ISIN Agenda 932306322 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 R. C. LOUDERMILK, SR. For For 2 R. C. LOUDERMILK, JR. For For 3 GILBERT L. DANIELSON For For 4 WILLIAM K. BUTLER, JR. For For 5 RONALD W. ALLEN For For 6 LEO BENATAR For For 7 EARL DOLIVE For For 8 INGRID SAUNDERS JONES For For 9 DAVID L. KOLB For For 10 RAY M. ROBINSON For For 02 APPROVAL OF THE AARON RENTS, INC. EXECUTIVE Mgmt For For BONUS PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 5000 0 12-Apr-05 12-Apr-05
ABB LTD Security 000375204 Meeting Type Annual Ticker Symbol ABB Meeting Date 12-May-05 ISIN Agenda 932320930 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 02 APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Mgmt FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2004. 03 APPROVAL OF THE DISCHARGE OF THE BOARD OF Mgmt DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT. 04 APPROVAL OF APPROPRIATION OF AVAILABLE EARNINGS, Mgmt AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. 05 APPROVAL OF THE ELECTIONS TO THE BOARD OF Mgmt DIRECTORS, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. 06 APPROVAL OF THE ELECTION OF ERNST & YOUNG AG AS Mgmt AUDITORS AND GROUP AUDITORS AND OBT AG AS SPECIAL AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 20000 0
ABERDEEN AUSTRALIA EQUITY FUND, INC. Security 003011103 Meeting Type Annual Ticker Symbol IAF Meeting Date 08-Apr-05 ISIN Agenda 932277622 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 DAVID L. ELSUM Withhold Against 2 PETER D. SACKS Withhold Against 3 HUGH YOUNG Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 98100 0 28-Mar-05 28-Mar-05
ABN AMRO HOLDING N.V. Security 000937102 Meeting Type Special Ticker Symbol ABN Meeting Date 25-Aug-04 ISIN Agenda 932211650 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 AMENDMENT OF THE ARTICLES OF ASSOCIATION OF ABN Mgmt AMRO (THE ARTICLES OF ASSOCIATION ) IN CONNECTION WITH THE ISSUE OF THE FINANCING PREFERENCE SHARES AND THE CONDITIONAL CANCELLATION OF THE FINANCING PREFERENCE SHARES 02 AMENDMENT OF THE EXISTING AUTHORIZATION GRANTED Mgmt TO THE MANAGING BOARD AT THE GENERAL MEETING OF SHAREHOLDERS DATED APRIL 29, 2004 TO ISSUE ORDINARY SHARES AND CONVERTIBLE PREFERENCE SHARES, OR TO GRANT RIGHTS TO TAKE UP SUCH CLASSES OF SHARES, TO THE EXTENT THAT THE AUTHORIZATION SHALL ALSO INCLUDE THE RIGHT TO ISSUE FINANCING PREFERENCE SHARES, AS DESCRIBED IN THE STATEMENT 03 APPROVAL OF THE CANCELLATION OF THE LISTING OF Mgmt THE ABN AMRO HOLDING N.V. SECURITIES FROM THE SINGAPORE EXCHANGE
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 20745 0 5108741 91B 1 0
ADVANCED MICRO DEVICES, INC. Security 007903SMH Meeting Type Annual Ticker Symbol Meeting Date 28-Apr-05 ISIN Agenda 932269649 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HECTOR DE J. RUIZ For For 2 W. MICHAEL BARNES For For 3 BRUCE L. CLAFLIN For For 4 H. PAULETT EBERHART For For 5 DAVID J. EDMONDSON For For 6 ROBERT B. PALMER For For 7 LEONARD M. SILVERMAN For For 8 MORTON L. TOPFER For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF STOCKHOLDER PROPOSAL TO AMEND THE Shr Against For CORPORATE DOCUMENTS. 04 APPROVAL OF STOCKHOLDER PROPOSAL REGARDING Shr Against For STOCK OPTION EXPENSING.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 11-Apr-05 11-Apr-05
ADVANCED NEUROMODULATION SYSTEMS, IN Security 00757T101 Meeting Type Annual Ticker Symbol ANSI Meeting Date 24-May-05 ISIN Agenda 932323354 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HUGH M. MORRISON For For 2 ROBERT C. EBERHART, PHD For For 3 MICHAEL J. TORMA, M.D. For For 4 RICHARD D. NIKOLAEV For For 5 CHRISTOPHER G. CHAVEZ For For 6 JOSEPH E. LAPTEWICZ For For 7 J. PHILIP MCCORMICK For For 02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2005 FISCAL YEAR. 03 APPROVAL OF AMENDMENT TO THE ADVANCED Mgmt For For NEUROMODULATION SYSTEMS, INC. 2004 STOCK INCENTIVE PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2500 0 03-May-05 03-May-05
AEGON N.V. Security 007924EKH Meeting Type Annual Ticker Symbol Meeting Date 21-Apr-05 ISIN Agenda 932267203 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 2A APPROVAL OF THE ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For 2004. 2B APPROVAL OF THE FINAL DIVIDEND 2004. Mgmt For For 2C APPROVAL OF THE RESOLUTION TO RELEASE THE Mgmt For For MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR DUTIES. 2D APPROVAL OF THE RESOLUTION TO RELEASE THE Mgmt For For MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR DUTIES. 03 APPROVAL OF THE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS. 5A APPROVAL OF THE AMENDMENT TO THE ARTICLES OF Mgmt For For INCORPORATION OF THE COMPANY. 5B APPROVAL OF THE AUTHORIZATION TO EXECUTE THE Mgmt For For AMENDMENT OF THE ARTICLES OF INCORPORATION OF THE COMPANY. 06 APPROVAL OF THE REMUNERATION SUPERVISORY BOARD Mgmt For For MEMBERS. ASSOCIATION AEGON. 7A APPROVAL OF THE REAPPOINTMENT OF MR. D.J. Mgmt Against Against SHEPARD TO THE EXECUTIVE BOARD. 7B APPROVAL OF THE REAPPOINTMENT OF MR. J.B.M. Mgmt Against Against STREPPEL TO THE EXECUTIVE BOARD. 8A APPROVAL OF THE APPOINTMENT OF MR. S. LEVY TO THE Mgmt Against Against SUPERVISORY BOARD. 8B APPROVAL OF THE REAPPOINTMENT OF MR. D.G. Mgmt Against Against EUSTACE TO THE SUPERVISORY BOARD. 8C APPROVAL OF THE REAPPOINTMENT OF MR. W.F.C. Mgmt Against Against STEVENS TO THE SUPERVISORY BOARD. Vote is Contrary to Policy 9A APPROVAL OF THE AUTHORIZATION TO ISSUE SHARES OF Mgmt For For THE COMPANY. 9B APPROVAL OF THE AUTHORIZATION TO RESTRICT OR Mgmt For For EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING SHARES OF THE COMPANY. 9C APPROVAL OF THE AUTHORIZATION TO ISSUE SHARES OF Mgmt For For THE COMPANY UNDER INCENTIVE PLANS. 9D APPROVAL OF THE AUTHORIZATION TO ACQUIRE SHARES Mgmt For For OF THE COMPANY.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0 11-Apr-05 11-Apr-05
AFFILIATED COMPUTER SERVICES, INC. Security 008190100 Meeting Type Annual Ticker Symbol ACS Meeting Date 28-Oct-04 ISIN Agenda 932224885 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DARWIN DEASON For For 2 JEFFREY A. RICH For For 3 MARK A. KING For For 4 JOSEPH P. O'NEILL For For 5 FRANK A. ROSSI For For 6 J. LIVINGSTON KOSBERG For For 7 DENNIS MCCUISTION For For 02 TO APPROVE THE PERFORMANCE-BASED INCENTIVE Mgmt For For COMPENSATION FOR THE CORPORATION S EXECUTIVE OFFICERS 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE CORPORATIONS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2005
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 07-Oct-04 07-Oct-04
AFLAC INCORPORATED SECURITY 001055102 Meeting Type Contested Annual TICKER SYMBOL AFL Meeting Date 02-May-05 ISIN Agenda 932268534 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DANIEL P. AMOS For For 2 JOHN SHELBY AMOS II For For 3 MICHAEL H. ARMACOST For For 4 KRISS CLONINGER III For For 5 JOE FRANK HARRIS For For 6 ELIZABETH J. HUDSON For For 7 KENNETH S. JANKE SR. For For 8 DOUGLAS W. JOHNSON For For 9 ROBERT B. JOHNSON For For 10 CHARLES B. KNAPP For For 11 HIDEFUMI MATSUI For For 12 E. STEPHEN PURDOM, M.D. For For 13 BARBARA K. RIMER, PH.D. For For 14 MARVIN R. SCHUSTER For For 15 DAVID GARY THOMPSON For For 16 TOHRU TONOIKE For For 17 ROBERT L. WRIGHT For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 3000 0 12-Apr-05 12-Apr-05
ALBERTSON'S, INC. SECURITY 013104104 Meeting Type Annual TICKER SYMBOL ABS Meeting Date 02-Jun-05 ISIN Agenda 932329825 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HENRY I. BRYANT Withhold Against 2 BONNIE G. HILL Withhold Against 3 LAWRENCE R. JOHNSTON Withhold Against 4 KATHI P. SEIFERT Withhold Against 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt ACCOUNTANTS. 03 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shr Against For FOR DIRECTOR ELECTIONS. 04 SHAREHOLDER PROPOSAL REGARDING SIMPLE Shr Against For MAJORITY VOTING. 05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For SEVERANCE AGREEMENTS. 06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For BOARD CHAIRMAN. 07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For EQUITY GRANTS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 40000 0 26-May-05 26-May-05
ALCATEL SECURITY 013904EKH Meeting Type Consent TICKER SYMBOL Meeting Date 20-May-05 ISIN Agenda 932340704 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MR. DAVID JOHNSTON 2 MR. PIERRE-LOUIS LIONS 3 MR. PHILIPPE BISSARA 4 MR. FRANK W. BLOUNT 5 MR. JEAN-PIERRE HALBRON 6 MR. PETER MIHATSCH 7 MR. THIERRY DE LOPPINOT 8 MR. BRUNO VAILLANT O2 APPROVAL OF THE PARENT COMPANY FINANCIAL Mgmt STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004. O3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004. O4 RESULT FOR THE FISCAL YEAR - APPROPRIATION. Mgmt O5 APPROVAL OF REGULATED AGREEMENTS. Mgmt O6 FORMAL ACKNOWLEDGMENT OF THE CONTINUATION BY Mgmt DELOITTE & ASSOCIES OF THE MANDATE OF PRINCIPAL STATUTORY AUDITOR FOLLOWING THE MERGER OF DELOITTE TOUCHE TOHMATSU INTO THAT FIRM. O7 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt DIRECTORS TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS OWN SHARES. E15 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt DIRECTORS TO REDUCE THE CAPITAL OF THE COMPANY. E16 AMENDMENT OF ARTICLE 7 OF THE ARTICLES OF Mgmt INCORPORATION AND BYLAWS. E17 AMENDMENT OF ARTICLE 11 OF THE ARTICLES OF Mgmt INCORPORATION AND BYLAWS. E18 AMENDMENT OF ARTICLE 18 OF THE ARTICLES OF Mgmt INCORPORATION AND BYLAWS. E19 TO ISSUE ORDINARY SHARES OF THE COMPANY AND ANY Mgmt SECURITIES WITH PRESERVATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. E20 TO ISSUE ORDINARY SHARES OF THE COMPANY AND ANY Mgmt SECURITIES WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. MERGER OF DELOITTE TOUCHE TOHMATSUE INTO THAT FIRM. E21 TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN Mgmt THE EVENT OF AN INCREASE IN THE CAPITAL WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS E22 TO INCREASE THE CAPITAL OF THE COMPANY, BY A Mgmt PUBLIC OFFERING OF SHARES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS. E23 TO INCREASE THE CAPITAL OF THE COMPANY, TO Mgmt COMPENSATE FOR CONTRIBUTIONS. E24 OVERALL LIMITS ON THE AMOUNT OF ISSUANCES TO BE Mgmt MADE PURSUANT TO THE 19TH, 20TH, 21ST, 22ND AND 23RD RESOLUTIONS. E25 TO INCREASE THE CAPITAL OF THE COMPANY BY THE Mgmt ISSUANCE OF SHARES. E26 TO DISTRIBUTE EXISTING SHARES OF THE COMPANY, Mgmt FREE OF CHARGE. E27 TO GRANT SHARE SUBSCRIPTION OPTIONS OR SHARE Mgmt PURCHASE OPTIONS IN THE COMPANY.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
ALCATEL SECURITY 013904EKH Meeting Type Consent TICKER SYMBOL Meeting Date 20-May-05 ISIN Agenda 932337719 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- E28 POWERS TO IMPLEMENT THE DECISIONS OF THE Mgmt SHAREHOLDERS' MEETING AND TO CARRY OUT THE CORRESPONDING FORMALITIES.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
ALCOA INC. SECURITY 013817101 Meeting Type Annual TICKER SYMBOL AA Meeting Date 22-Apr-05 ISIN Agenda 932268851 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOSEPH T. GORMAN Withhold Against 2 KLAUS KLEINFELD Withhold Against 02 PROPOSAL TO APPROVE THE INDEPENDENT AUDITOR Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 900 0 11-Apr-05 11-Apr-05
ALLIED CAPITAL CORPORATION SECURITY 01903Q108 Meeting Type Annual TICKER SYMBOL ALD Meeting Date 17-May-05 ISIN Agenda 932295505 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN D. FIRESTONE Withhold Against 2 ANTHONY T. GARCIA Withhold Against 3 LAWRENCE I. HEBERT Withhold Against 4 MARC F. RACICOT Withhold Against 5 LAURA W. VAN ROIJEN Withhold Against 02 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ALLIED CAPITAL CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 12000 0 12-Apr-05 12-Apr-05 5108741 91B 1500 0 12-Apr-05 12-Apr-05
ALLTEL CORPORATION SECURITY 020039103 Meeting Type Annual TICKER SYMBOL AT Meeting Date 21-Apr-05 ISIN Agenda 932267796 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 JOHN R. BELK Withhold Against 2 GREGORY W. PENSKE Withhold Against 3 WARREN A. STEPHENS Withhold Against 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 200 0 11-Apr-05 11-Apr-05
ALTERA CORPORATION SECURITY 021441SMH Meeting Type Annual TICKER SYMBOL Meeting Date 10-May-05 ISIN Agenda 932301586 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN P. DAANE For For 2 ROBERT W. REED For For 3 CHARLES M. CLOUGH For For 4 ROBERT J. FINOCCHIO, JR For For 5 KEVIN MCGARITY For For 6 PAUL NEWHAGEN For For 7 WILLIAM E. TERRY For For 8 SUSAN WANG For For 02 TO APPROVE OUR 2005 EQUITY INCENTIVE PLAN. Mgmt For For 03 ONLY IN THE EVENT STOCKHOLDERS VOTE AGAINST Mgmt For For PROPOSAL 2, TO APPROVE AN AMENDMENT TO THE 1996 STOCK OPTION PLAN TO INCREASE BY 3,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. 04 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Mgmt For For STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. 05 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2005. 06 IF PROPERLY PRESENTED AT THE ANNUAL MEETING, TO Shr Against For CONSIDER A STOCKHOLDER PROPOSAL TO REQUIRE THE EXPENSING OF STOCK OPTION GRANTS ISSUED BY THE COMPANY. 07 IF PROPERLY PRESENTED AT THE ANNUAL MEETING, TO Shr Against For CONSIDER A STOCKHOLDER PROPOSAL TO REQUIRE THAT DIRECTORS BE ELECTED BY MAJORITY VOTE.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 27-Apr-05 27-Apr-05
AMERADA HESS CORPORATION SECURITY 023551104 Meeting Type Annual TICKER SYMBOL AHC Meeting Date 04-May-05 ISIN Agenda 932270503 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 E.E. HOLIDAY Withhold Against 2 J.J. O'CONNOR Withhold Against 3 F.B. WALKER Withhold Against 4 R.N. WILSON Withhold Against 02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 12-Apr-05 12-Apr-05
AMERICAN PHARMACEUTICAL PARTNERS, IN SECURITY 02886P109 Meeting Type Annual TICKER SYMBOL APPX Meeting Date 17-Jun-05 ISIN Agenda 932353573 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 P. SOON-SHIONG, M.D. For For 2 ALAN L. HELLER For For 3 DAVID S. CHEN, PH.D. For For 4 STEPHEN D. NIMER, M.D. For For 5 LEONARD SHAPIRO For For 6 KIRK K. CALHOUN For For 02 TO APPROVE AMENDMENTS TO OUR 2001 STOCK Mgmt For For INCENTIVE PLAN TO COMPLY WITH THE PERFORMANCE- BASED COMPENSATION EXCEPTION TO THE DEDUCTION LIMIT OF SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 13-Jun-05 13-Jun-05
AMGEN INC. SECURITY 031162100 Meeting Type Annual TICKER SYMBOL AMGN Meeting Date 11-May-05 ISIN Agenda 932287990 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DR. DAVID BALTIMORE Withhold Against 2 MS. JUDITH C. PELHAM Withhold Against 3 MR. KEVIN W. SHARER Withhold Against 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2005. 03A STOCKHOLDER PROPOSAL #1 (IN VITRO TESTING) Shr Against For 03B STOCKHOLDER PROPOSAL #2 (EXECUTIVE Shr Against For COMPENSATION) 03C STOCKHOLDER PROPOSAL #3 (STOCK RETENTION) Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 11-Apr-05 11-Apr-05
AMKOR TECHNOLOGY, INC. SECURITY 031652SMH Meeting Type Annual TICKER SYMBOL AMKR Meeting Date 29-Jul-04 ISIN Agenda 932204807 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES J. KIM For For 2 JOHN N. BORUCH For For 3 WINSTON J. CHURCHILL For For 4 THOMAS D. GEORGE For For 5 GREGORY K. HINCKLEY For For 6 JUERGEN KNORR For For 7 JOHN B. NEFF For For 8 JAMES W. ZUG For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 26-Jul-04 26-Jul-04
AMSOUTH BANCORPORATION SECURITY 032165RKH Meeting Type Annual TICKER SYMBOL Meeting Date 21-Apr-05 ISIN Agenda 932274448 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 E.W. DEAVENPORT, JR. Withhold Against 2 JAMES R. MALONE Withhold Against 3 RONALD L. KUEHN, JR. Withhold Against 02 RATIFICATION OF ERNST & YOUNG, LLP AS INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For TO POLITICAL CONTRIBUTIONS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 31-Mar-05 31-Mar-05
ANADARKO PETROLEUM CORPORATION SECURITY 032511107 Meeting Type Annual TICKER SYMBOL APC Meeting Date 12-May-05 ISIN Agenda 932284778 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN R. BUTLER, JR. Withhold Against 2 PRESTON M. GEREN III Withhold Against 3 JOHN R. GORDON Withhold Against 02 APPROVAL OF AMENDED AND RESTATED 1999 STOCK Mgmt For For INCENTIVE PLAN 03 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For ACCOUNTANTS 04 STOCKHOLDER PROPOSAL-CORPORATE POLITICAL Shr Against For GIVING
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 800 0 28-Apr-05 28-Apr-05
ANALOG DEVICES, INC. SECURITY 032654SMH Meeting Type Annual TICKER SYMBOL Meeting Date 08-Mar-05 ISIN Agenda 932259662 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN L. DOYLE Withhold Against 2 CHRISTINE KING Withhold Against 3 RAY STATA Withhold Against 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 29, 2005. 03 SHAREHOLDER PROPOSAL TO ESTABLISH A POLICY OF Shr Against For EXPENSING IN THE COMPANY'S ANNUAL INCOME STATEMENT THE COSTS OF ALL STOCK OPTIONS ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 02-Feb-05 02-Feb-05
ANHEUSER-BUSCH COMPANIES, INC. SECURITY 035229103 Meeting Type Annual TICKER SYMBOL BUD Meeting Date 27-Apr-05 ISIN Agenda 932267657 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN E. JACOB Withhold Against 2 CHARLES F. KNIGHT Withhold Against 3 JOYCE M. ROCHE Withhold Against 4 HENRY HUGH SHELTON Withhold Against 5 PATRICK T. STOKES Withhold Against 02 APPROVE THE OFFICER BONUS PLAN, AS AMENDED Mgmt For For 03 APPROVE THE 1998 INCENTIVE STOCK PLAN, AS Mgmt For For AMENDED 04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 10000 0 20-Apr-05 20-Apr-05
APACHE CORPORATION SECURITY 037411105 Meeting Type Annual TICKER SYMBOL APA Meeting Date 05-May-05 ISIN Agenda 932275161 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 G. STEVEN FARRIS Withhold Against 2 RANDOLPH M. FERLIC Withhold Against 3 A.D. FRAZIER, JR. Withhold Against 4 JOHN A. KOCUR Withhold Against 02 APPROVAL OF THE 2005 STOCK OPTION PLAN Mgmt For For 03 APPROVAL OF THE 2005 SHARE APPRECIATION PLAN Mgmt For For 04 STOCKHOLDER PROPOSAL CONCERNING DIRECTOR Shr Against For ELECTION MAJORITY VOTE STANDARD 05 STOCKHOLDER PROPOSAL CONCERNING AUDITOR Shr Against For INDEPENDENCE
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 500 0 11-Apr-05 11-Apr-05
APPLE COMPUTER, INC. SECURITY 037833100 Meeting Type Annual TICKER SYMBOL AAPL Meeting Date 21-Apr-05 ISIN Agenda 932272800 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 FRED D. ANDERSON For For 2 WILLIAM V. CAMPBELL For For 3 MILLARD S. DREXLER For For 4 ALBERT A. GORE, JR. For For 5 STEVEN P. JOBS For For 6 ARTHUR D. LEVINSON For For 7 JEROME B. YORK For For 02 TO APPROVE THE APPLE COMPUTER, INC. PERFORMANCE Mgmt For For BONUS PLAN. 03 TO APPROVE AMENDMENTS TO THE 2003 EMPLOYEE Mgmt For For STOCK OPTION PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 49 MILLION SHARES. 04 TO APPROVE AN AMENDMENT TO THE EMPLOYEE STOCK Mgmt For For PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 2 MILLION SHARES. 05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2005. 06 TO CONSIDER A SHAREHOLDER PROPOSAL IF PROPERLY Mgmt Against For PRESENTED AT THE MEETING.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 11000 0 20-Apr-05 20-Apr-05
APPLIED MATERIALS, INC. SECURITY 038222SMH Meeting Type Annual TICKER SYMBOL Meeting Date 23-Mar-05 ISIN Agenda 932263635 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MICHAEL H. ARMACOST For For 2 DEBORAH A. COLEMAN For For 3 HERBERT M. DWIGHT, JR. For For 4 PHILIP V. GERDINE For For 5 PAUL R. LOW For For 6 DAN MAYDAN For For 7 STEVEN L. MILLER For For 8 JAMES C. MORGAN For For 9 GERHARD H. PARKER For For 10 WILLEM P. ROELANDTS For For 11 MICHAEL R. SPLINTER For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED Mgmt For For MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 07-Mar-05 07-Mar-05
AQUA AMERICA, INC. SECURITY 03836W103 Meeting Type Annual TICKER SYMBOL Meeting Date 19-May-05 ISIN Agenda 932306358 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MARY C. CARROLL Withhold Against 2 DR. C. PAPADAKIS Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 10000 0 28-Apr-05 28-Apr-05
ARM HOLDINGS PLC SECURITY 042068EKH Meeting Type Annual TICKER SYMBOL Meeting Date 25-Apr-05 ISIN Agenda 932271389 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR Mgmt THE YEAR ENDED 31 DECEMBER 2004. O2 TO DECLARE A DIVIDEND. Mgmt O3 TO APPROVE THE DIRECTORS' REMUNERATION REPORT. Mgmt O4 TO ELECT MR J SCUDAMORE AS A DIRECTOR. Mgmt O5 TO ELECT MR P ROWLEY AS A DIRECTOR Mgmt O6 TO ELECT MR S SEGARS AS A DIRECTOR. Mgmt O7 TO RE-ELECT SIR ROBIN SAXBY AS A DIRECTOR. Mgmt O8 TO RE-ELECT MR M MULLER AS A DIRECTOR. Mgmt O9 TO RE-ELECT MR T BROWN AS A DIRECTOR. Mgmt O10 TO RE-ELECT MR D DUNN AS A DIRECTOR. Mgmt O11 TO RE-ELECT MR J SCARISBRICK AS A DIRECTOR. Mgmt O12 TO RE-ELECT MR T. SCORE AS A DIRECTOR. Mgmt O13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt AUDITORS OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION. S14 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt PURCHASES OF ITS OWN SHARES.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
ASHLAND INC. SECURITY 044204105 Meeting Type Annual TICKER SYMBOL ASH Meeting Date 27-Jan-05 ISIN Agenda 932239355 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 BERNADINE P. HEALY, MD Withhold Against 2 KATHLEEN LIGOCKI Withhold Against 3 JAMES J. O'BRIEN Withhold Against 02 RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Mgmt For For AUDITORS FOR FISCAL 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108717 91B 5600 0 23-Dec-04 23-Dec-04
ASHLAND INC. SECURITY 044204105 Meeting Type Special TICKER SYMBOL ASH Meeting Date 29-Jun-05 ISIN Agenda 932360566 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 APPROVAL OF THE TRANSACTIONS AND TRANSACTION Mgmt For For AGREEMENTS, ANNOUNCED ON APRIL 28, 2005, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 5600 0 13-Jun-05 13-Jun-05
ASM INTERNAIONAL N.V. SECURITY N07045EKH Meeting Type Annual TICKER SYMBOL Meeting Date 19-May-05 ISIN Agenda 932335777 - Management
- ------------------------------------------------------------------------------------ For/Against Item Proposal Type Vote Management - ------------------------------------------------------------------------------------ 04 APPROVAL TO ADOPT THE FINANCIAL STATEMENTS, Mgmt INCLUDING THE BALANCE SHEET, THE STATEMENT OF OPERATIONS AND THE NOTES THERETO 06 APPROVAL TO ALLOCATE THE RESULTS OF OPERATIONS Mgmt FOR 2004 07 APPROVAL TO GRANT DISCHARGE (DECHARGE Mgmt VERLENEN) TO THE MANAGEMENT BOARD FOR ITS MANAGEMENT 08 APPROVAL TO GRANT DISCHARGE (DECHARGE Mgmt VERLENEN) TO THE SUPERVISORY BOARD FOR ITS SUPERVISION 09 APPROVAL TO APPOINT DELOITTE ACCOUNTANTS B.V. AS Mgmt INDEPENDENT CERTIFIED ACCOUNTANTS OF THE ISSUER FOR THE FISCAL YEAR 2005 10 APPROVAL TO APPOINT TO MR. NAUD A.J.M. VAN DER VEN Mgmt TO THE MANAGEMENT BOARD 11 APPROVAL TO ADOPT THE REMUNERATION POLICY FOR Mgmt THE MANAGEMENT BOARD 12 APPROVAL OF THE STOCK OPTION SCHEME FOR THE Mgmt MANAGEMENT BOARD 13A APPROVAL TO RE-APPOINT PAUL C. VAN DEN HOEK TO Mgmt THE SUPERVISORY BOARD 13B APPROVAL TO APPOINT LEON P.E.M. VAN DEN BOOM TO Mgmt THE SUPERVISORY BOARD 14 APPROVAL OF THE AUTHORIZATION OF THE Mgmt MANAGEMENT BOARD FOR A PERIOD OF 18 MONTHS TO REPURCHASE CAPITAL SHARES 15A AUTHORIZATION OF THE MANAGEMENT BOARD FOR A Mgmt PERIOD OF 18 MONTHS TO ISSUE SHARES AND GRANT SUBSCRIPTIONS FOR SHARES 15B AUTHORIZATION OF THE MANAGEMENT BOARD TO Mgmt DEVIATE FROM PRE-EMPTIVE RIGHTS OF COMMON SHAREHOLDERS AND PREFERRED SHARES 16 AUTHORIZATION OF THE MANAGEMENT BOARD TO Mgmt DETERMINE A RECORD DATE FOR FUTURE GENERAL MEETINGS OF SHAREHOLDERS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
ASTRAZENECA PLC SECURITY 046353108 Meeting Type Annual TICKER SYMBOL AZN Meeting Date 28-Apr-05 ISIN Agenda 932278965 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 TO RECEIVE THE DIRECTORS' REPORT AND ACCOUNTS Mgmt For FOR THE YEAR ENDED DECEMBER 31, 2004 02 TO CONFIRM DIVIDENDS Mgmt For 03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR Mgmt For 04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For REMUNERATION OF THE AUDITOR 05 DIRECTOR Mgmt 1 LOUIS SCHWEITZER For For 2 HAKAN MOGREN For For 3 SIR TOM MCKILLOP For For 4 JONATHAN SYMONDS For For 5 JOHN PATTERSON For For 6 DAVID R. BRENNAN For For 7 SIR PETER BONFIELD For For 8 JOHN BUCHANAN For For 9 JANE HENNEY For For 10 MICHELE HOOPER For For 11 JOE JIMENEZ For For 12 ERNA MOLLER For For 13 DAME BRIDGET OGILVIE For For 14 MARCUS WALLENBERG For For 06 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For FOR THE YEAR ENDED DECEMBER 31, 2004 07 TO APPROVE THE ASTRAZENECA PERFORMANCE SHARE Mgmt For PLAN 08 TO AUTHORIZE LIMITED EU POLITICAL DONATIONS Mgmt For 09 TO AUTHORIZE THE DIRECTORS TO ALLOT UNISSUED Mgmt For SHARES 10 TO AUTHORIZE THE DIRECTORS TO DISAPPLY PRE- Mgmt No Action EMPTION RIGHTS 11 TO AUTHORIZE THE COMPANY TO PURCHASE ITS OWN Mgmt SHARES
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 1500 0 20-Apr-05 20-Apr-05
ATMEL CORPORATION SECURITY 049513SMH Meeting Type Annual TICKER SYMBOL Meeting Date 11-May-05 ISIN Agenda 932307451 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GEORGE PERLEGOS For For 2 GUST PERLEGOS For For 3 TSUNG-CHING WU For For 4 T. PETER THOMAS For For 5 NORM HALL For For 6 PIERRE FOUGERE For For 7 DR. CHAIHO KIM For For 8 DAVID SUGISHITA For For 02 APPROVAL OF THE ATMEL CORPORATION 2005 STOCK Mgmt For For PLAN (AN AMENDMENT AND RESTATEMENT OF THE ATMEL CORPORATION 1996 STOCK PLAN). 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ATMEL CORPORATION FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 28-Apr-05 28-Apr-05
ATMOS ENERGY CORPORATION SECURITY 049560105 Meeting Type Annual TICKER SYMBOL ATO Meeting Date 09-Feb-05 ISIN Agenda 932251440 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 TRAVIS W. BAIN, II* Withhold Against 2 DAN BUSBEE* Withhold Against 3 RICHARD K. GORDON* Withhold Against 4 GENE C. KOONCE* Withhold Against 5 NANCY K. QUINN** Withhold Against 02 APPROVAL OF THE AMENDMENT TO THE ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 200,000,000 SHARES FROM 100,000,000 SHARES.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 10000 0 04-Jan-05 04-Jan-05
AUTOZONE, INC. SECURITY 053332102 Meeting Type Annual TICKER SYMBOL AZO Meeting Date 16-Dec-04 ISIN Agenda 932234848 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CHARLES M. ELSON For For 2 EARL G. GRAVES, JR. For For 3 N. GERRY HOUSE For For 4 J.R. HYDE, III For For 5 EDWARD S. LAMPERT For For 6 W. ANDREW MCKENNA For For 7 STEVE ODLAND For For 8 JAMES J. POSTL For For 02 APPROVAL OF 2005 EXECUTIVE INCENTIVE Mgmt For For COMPENSATION PLAN. 03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTANTS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 4000 0 08-Nov-04 08-Nov-04
AVALONBAY COMMUNITIES, INC. SECURITY 053484101 Meeting Type Annual TICKER SYMBOL AVB Meeting Date 11-May-05 ISIN Agenda 932289437 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 BRYCE BLAIR For For 2 BRUCE A. CHOATE For For 3 JOHN J. HEALY, JR. For For 4 GILBERT M. MEYER For For 5 CHARLES D. PEEBLER, JR. For For 6 LANCE R. PRIMIS For For 7 ALLAN D. SCHUSTER For For 8 AMY P. WILLIAMS For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 1000 0 28-Apr-05 28-Apr-05
AXA - UAP SECURITY 054536107 Meeting Type Consent TICKER SYMBOL AXA Meeting Date 20-Apr-05 ISIN Agenda 932288788 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 FIRST RESOLUTION Mgmt For 02 SECOND RESOLUTION Mgmt For 03 THIRD RESOLUTION Mgmt For 04 FOURTH RESOLUTION Mgmt For 05 FIFTH RESOLUTION Mgmt For 06 SIXTH RESOLUTION Mgmt Against 08 EIGHTH RESOLUTION Mgmt Against 07 SEVENTH RESOLUTION Mgmt Against 09 NINTH RESOLUTION Mgmt Against 10 TENTH RESOLUTION Mgmt Against 11 ELEVENTH RESOLUTION Mgmt Against 12 TWELFTH RESOLUTION Mgmt Against 13 THIRTEENTH RESOLUTION Mgmt For 14 FOURTEENTH RESOLUTION Mgmt For 15 FIFTEENTH RESOLUTION Mgmt For 16 SIXTEENTH RESOLUTION Mgmt For 17 SEVENTEENTH RESOLUTION Mgmt For 18 EIGHTEENTH RESOLUTION Mgmt For 19 NINETEENTH RESOLUTION Mgmt For 20 TWENTIETH RESOLUTION Mgmt For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 30000 0 06-Apr-05 06-Apr-05
AXA - UAP SECURITY 054536107 Meeting Type Consent TICKER SYMBOL AXA Meeting Date 20-Apr-05 ISIN Agenda 932292941 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 21 TWENTY-FIRST RESOLUTION Mgmt No Action 22 TWENTY-SECOND RESOLUTION Mgmt Abstain 23 TWENTY-THIRD RESOLUTION Mgmt Abstain 24 TWENTY-FOURTH RESOLUTION Mgmt Abstain 25 TWENTY-FIFTH RESOLUTION Mgmt Abstain 26 TWENTY-SIXTH RESOLUTION Mgmt Abstain 27 TWENTY-SEVENTH RESOLUTION Mgmt Abstain 28 TWENTY-EIGHT RESOLUTION Mgmt Abstain 29 TWENTY-NINTH RESOLUTION Mgmt Abstain 30 THIRTIETH RESOLUTION Mgmt Abstain
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 30000 0 20-Apr-05 20-Apr-05
AXA - UAP Security 054536EKH Meeting Type Consent Ticker Symbol Meeting Date 20-Apr-05 ISIN Agenda 932288788 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 FIRST RESOLUTION Mgmt For 02 SECOND RESOLUTION Mgmt For 03 THIRD RESOLUTION Mgmt For 04 FOURTH RESOLUTION Mgmt For 05 FIFTH RESOLUTION Mgmt For 06 SIXTH RESOLUTION Mgmt Against 07 SEVENTH RESOLUTION Mgmt Against 08 EIGHTH RESOLUTION Mgmt Against 09 NINTH RESOLUTION Mgmt Against 10 TENTH RESOLUTION Mgmt Against 11 ELEVENTH RESOLUTION Mgmt Against 12 TWELFTH RESOLUTION Mgmt Against 13 THIRTEENTH RESOLUTION Mgmt For 14 FOURTEENTH RESOLUTION Mgmt For 15 FIFTEENTH RESOLUTION Mgmt For 16 SIXTEENTH RESOLUTION Mgmt For 17 SEVENTEENTH RESOLUTION Mgmt For 18 EIGHTEENTH RESOLUTION Mgmt For 19 NINETEENTH RESOLUTION Mgmt For 20 TWENTIETH RESOLUTION Mgmt For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0 06-Apr-05 06-Apr-05
AXA - UAP SECURITY 054536EKH Meeting Type Consent TICKER SYMBOL Meeting Date 20-Apr-05 ISIN Agenda 932292941 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 21 TWENTY-FIRST RESOLUTION Mgmt Abstain 22 TWENTY-SECOND RESOLUTION Mgmt Abstain 23 TWENTY-THIRD RESOLUTION Mgmt Abstain 24 TWENTY-FOURTH RESOLUTION Mgmt Abstain 25 TWENTY-FIFTH RESOLUTION Mgmt Abstain 26 TWENTY-SIXTH RESOLUTION Mgmt Abstain 27 TWENTY-SEVENTH RESOLUTION Mgmt 28 TWENTY-EIGHT RESOLUTION Mgmt 29 TWENTY-NINTH RESOLUTION Mgmt 30 THIRTIETH RESOLUTION Mgmt
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0 20-Apr-05 20-Apr-05
BAKER HUGHES INCORPORATED SECURITY 057224OIH Meeting Type Annual TICKER SYMBOL Meeting Date 28-Apr-05 ISIN Agenda 932274397 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 LARRY D. BRADY Withhold Against 2 CLARENCE P. CAZALOT, JR Withhold Against 3 ANTHONY G. FERNANDES Withhold Against 4 J. LARRY NICHOLS Withhold Against 02 RATIFICATION OF DELOITTE & TOUCHE AS THE Mgmt For For COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2005. 03 PROPOSAL TO AMEND THE COMPANY'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. 04 STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY Shr Against For VOTES PROTOCOL.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 11-Apr-05 11-Apr-05
BANCO SANTANDER CENTRAL HISPANO S.A. SECURITY 05964H105 Meeting Type Special TICKER SYMBOL STD Meeting Date 21-Oct-04 ISIN Agenda 932229897 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 CAPITAL INCREASE IN THE NOMINAL AMOUNT OF Mgmt For For 755,688,951.5 EUROS BY MEANS OF THE ISSUANCE OF 1,511,377,903 NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF (0.5) EURO AND AN ISSUANCE PREMIUM TO BE DETERMINED BY THE BOARD OF DIRECTORS OR, IN SUBSTITUTION THEREOF, THE EXECUTIVE COMMITTEE, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 AUTHORIZATION, WITHIN THE FRAMEWORK OF THE Mgmt For For ACQUISITION OF ABBEY NATIONAL PLC BY THE BANK, AND ONCE SUCH ACQUISITION HAS BEEN COMPLETED, FOR THE CONTINUATION OF CERTAIN OPTION PLANS FOR SHARES AND RIGHTS TO RECEIVE SHARES OF ABBEY NATIONAL PLC THAT IT CURRENTLY GRANTS TO EMPLOYEES IN ITS GROUP. 03 AUTHORIZATION FOR THE DELIVERY OF ONE HUNDRED Mgmt For For (100) SHARES OF THE BANK TO EACH OF THE EMPLOYEES OF THE ABBEY NATIONAL GROUP PLC, AS A SPECIAL BONUS UPON THE ACQUISITION OF ABBEY NATIONAL PLC, ONCE SUCH ACQUISITION HAS BEEN COMPLETED. 04 RATIFICATION OF DIRECTOR. Mgmt Against Against Vote is Contrary to Policy 05 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For INTERPRET, RECTIFY, SUPPLEMENT, EXECUTE AND FURTHER DEVELOP THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL MEETING.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 6000 0 07-Oct-04 07-Oct-04
BANK OF AMERICA CORPORATION SECURITY 060505104 Meeting Type Annual TICKER SYMBOL BAC Meeting Date 27-Apr-05 ISIN Agenda 932279979 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLIAM BARNET, III For For 2 CHARLES W. COKER For For 3 JOHN T. COLLINS For For 4 GARY L. COUNTRYMAN For For 5 PAUL FULTON For For 6 CHARLES K. GIFFORD For For 7 W. STEVEN JONES For For 8 KENNETH D. LEWIS For For 9 WALTER E. MASSEY For For 10 THOMAS J. MAY For For 11 PATRICIA E. MITCHELL For For 12 EDWARD L. ROMERO For For 13 THOMAS M. RYAN For For 14 O. TEMPLE SLOAN, JR. For For 15 MEREDITH R. SPANGLER For For 16 ROBERT L. TILLMAN For For 17 JACKIE M. WARD For For 02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Mgmt For For 03 STOCKHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For 04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 10000 0 11-Apr-05 11-Apr-05
BANK OF AMERICA CORPORATION SECURITY 060505RKH Meeting Type Annual TICKER SYMBOL Meeting Date 27-Apr-05 ISIN Agenda 932279979 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLIAM BARNET, III For For 2 CHARLES W. COKER For For 3 JOHN T. COLLINS For For 4 GARY L. COUNTRYMAN For For 5 PAUL FULTON For For 6 CHARLES K. GIFFORD For For 7 W. STEVEN JONES For For 8 KENNETH D. LEWIS For For 9 WALTER E. MASSEY For For 10 THOMAS J. MAY For For 11 PATRICIA E. MITCHELL For For 12 EDWARD L. ROMERO For For 13 THOMAS M. RYAN For For 14 O. TEMPLE SLOAN, JR. For For 15 MEREDITH R. SPANGLER For For 16 ROBERT L. TILLMAN For For 17 JACKIE M. WARD For For 02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Mgmt For For 03 STOCKHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For 04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 11-Apr-05 11-Apr-05
BB&T CORPORATION SECURITY 054937RKH Meeting Type Annual TICKER SYMBOL Meeting Date 26-Apr-05 ISIN Agenda 932286607 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 ALFRED E. CLEVELAND Withhold Against 2 ANNA R. CABLIK Withhold Against 3 JOHN P. HOWE III Withhold Against 4 NIDO R. QUBEIN Withhold Against 5 ALBERT F. ZETTLEMOYER Withhold Against 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS BB&T'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 11-Apr-05 11-Apr-05
BCE INC. SECURITY 05534B109 Meeting Type Annual TICKER SYMBOL BCE Meeting Date 25-May-05 ISIN Agenda 932285542 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- A DIRECTOR Mgmt 1 A. BERARD For For 2 R.A. BRENNEMAN For For 3 R.J. CURRIE For For 4 A.S. FELL For For 5 D. SOBLE KAUFMAN For For 6 B.M. LEVITT For For 7 E.C. LUMLEY For For 8 J. MAXWELL For For 9 J.H. MCARTHUR For For 10 T.C. O'NEILL For For 11 J.A. PATTISON For For 12 R.C. POZEN For For 13 M.J. SABIA For For 14 P.M. TELLIER For For 15 V.L. YOUNG For For B APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITOR. Mgmt For For C FORBID ANY COMMERCIAL RELATIONSHIP WITH THE Shr Against For EXTERNAL AUDITOR AND ITS AFFILIATES OTHER THAN IN D LIMIT THE NUMBER OF YEARS DURING WHICH AN Shr Against For INDEPENDENT DIRECTOR MAY SERVE ON THE BOARD. E IMPLEMENT A CUMULATIVE VOTING MECHANISM FOR THE Shr Against For ELECTION OF THE DIRECTORS. F REPLACE THE STOCK OPTION PLAN WITH A RESTRICTED Shr Against For SHARE PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 2000 0 20-Apr-05 20-Apr-05
BELLSOUTH CORPORATION SECURITY 079860102 Meeting Type Annual TICKER SYMBOL BLS Meeting Date 25-Apr-05 ISIN Agenda 932264182 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 F. DUANE ACKERMAN For For 2 REUBEN V. ANDERSON For For 3 JAMES H. BLANCHARD For For 4 J. HYATT BROWN For For 5 ARMANDO M. CODINA For For 6 KATHLEEN F. FELDSTEIN For For 7 JAMES P. KELLY For For 8 LEO F. MULLIN For For 9 WILLIAM S. STAVROPOULOS For For 10 ROBIN B. SMITH For For 02 RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF Shr For Against POLITICAL CONTRIBUTIONS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 25000 0 20-Apr-05 20-Apr-05
BHP BILLITON LIMITED SECURITY 088606108 Meeting Type Annual TICKER SYMBOL BHP Meeting Date 22-Oct-04 ISIN Agenda 932226978 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 TO RECEIVE THE FINANCIAL STATEMENTS AND REPORTS Mgmt For For OF BHP BILLITON LIMITED 02 TO RECEIVE THE FINANCIAL STATEMENTS AND REPORTS Mgmt For For OF BHP BILLITON PLC 03 DIRECTOR Mgmt 1 MR D R ARGUS* For For 2 MR D R ARGUS** For For 3 MR D A CRAWFORD* For For 4 MR D A CRAWFORD** For For 5 MR C W GOODYEAR* For For 6 MR C W GOODYEAR** For For 7 DR J M SCHUBERT* For For 8 DR J M SCHUBERT** For For 11 TO RE-APPOINT AUDITORS OF BHP BILLITON PLC Mgmt For For 12 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For SHARES IN BHP BILLITON PLC 13 TO RENEW THE DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS IN BHP BILLITON PLC 14 TO APPROVE THE RE-PURCHASE OF SHARES OF BHP Mgmt For For BILLITON PLC 15 TO APPROVE THE REMUNERATION REPORT Mgmt For For 16 TO APPROVE THE AMENDED GROUP INCENTIVE SCHEME Mgmt For For (GIS) 17 TO APPROVE THE LONG TERM INCENTIVE PLAN (LTIP) Mgmt For For 18 TO APPROVE THE GRANT OF AWARDS TO MR C W Mgmt For For GOODYEAR UNDER THE AMENDED GIS AND LTIP 19 TO APPROVE THE GRANT OF AWARDS TO MR M SALAMON Mgmt For For UNDER THE AMENDED GIS AND LTIP
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 12000 0 07-Oct-04 07-Oct-04
BIOSITE INCORPORATED SECURITY 090945106 Meeting Type Annual TICKER SYMBOL BSTE Meeting Date 17-Jun-05 ISIN Agenda 932352468 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ANTHONY DEMARIA, M.D. Withhold Against 2 HOWARD E. GREENE, JR. Withhold Against 02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For THE COMPANY'S 1996 STOCK INCENTIVE PLAN TO INCREASE THE TOTAL NUMBER OF SHARES RESERVED FOR ISSUANCE. 03 TO APPROVE THE AMENDMENT OF THE COMPANY'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE TOTAL NUMBER OF SHARES AND THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE. 04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 8000 0 27-May-05 27-May-05
BJ SERVICES COMPANY SECURITY 055482OIH Meeting Type Annual TICKER SYMBOL Meeting Date 24-Mar-05 ISIN Agenda 932260451 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 L. WILLIAM HEILIGBRODT Withhold Against 2 JAMES L. PAYNE Withhold Against 3 J.W. STEWART Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 11-Feb-05 11-Feb-05
BP P.L.C SECURITY 055622104 Meeting Type Annual TICKER SYMBOL BP Meeting Date 14-Apr-05 ISIN Agenda 932264548 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DR D C ALLEN** For For 2 LORD BROWNE** For For 3 MR J H BRYAN** For For 4 MR A BURGMANS** For For 5 MR I C CONN* For For 6 MR E B DAVIS, JR** For For 7 MR D J FLINT* For For 8 DR B E GROTE** For For 9 DR A B HAYWARD** For For 10 DR D S JULIUS** For For 11 SIR TOM MCKILLOP* For For 12 MR J A MANZONI** For For 13 DR W E MASSEY** For For 14 MR H M P MILES** For For 15 SIR IAN PROSSER** For For 16 MR M H WILSON** For For 17 MR P D SUTHERLAND** For For 02 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Mgmt For For AUTHORIZE THE BOARD TO SET THEIR REMUNERATION 03 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A Mgmt For For SPECIFIED AMOUNT 04 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Mgmt For For A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS 05 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Mgmt For For FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY 06 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For 07 TO APPROVE THE RENEWAL OF EXECUTIVE DIRECTORS' Mgmt For For INCENTIVE PLAN 08 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND THE Mgmt For For ACCOUNTS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 7300 0 28-Mar-05 28-Mar-05
BP P.L.C. SECURITY 055622EKH Meeting Type Annual TICKER SYMBOL Meeting Date 14-Apr-05 ISIN Agenda 932264548 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DR D C ALLEN** For For 2 LORD BROWNE** For For 3 MR J H BRYAN** For For 4 MR A BURGMANS** For For 5 MR I C CONN* For For 6 MR E B DAVIS, JR** For For 7 MR D J FLINT* For For 8 DR B E GROTE** For For 9 DR A B HAYWARD** For For 10 DR D S JULIUS** For For 11 SIR TOM MCKILLOP* For For 12 MR J A MANZONI** For For 13 DR W E MASSEY** For For 14 MR H M P MILES** For For 15 SIR IAN PROSSER** For For 16 MR M H WILSON** For For 17 MR P D SUTHERLAND** For For 02 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Mgmt For For AUTHORIZE THE BOARD TO SET THEIR REMUNERATION 03 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A Mgmt For For SPECIFIED AMOUNT 04 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Mgmt For For A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS 05 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Mgmt For For FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY 06 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For 07 TO APPROVE THE RENEWAL OF EXECUTIVE DIRECTORS' Mgmt For For INCENTIVE PLAN 08 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND THE Mgmt For For ACCOUNTS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0 28-Mar-05 28-Mar-05
BRASCAN CORPORATION SECURITY 10549P606 Meeting Type Special TICKER SYMBOL BNN Meeting Date 29-Apr-05 ISIN Agenda 932294200 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 SPECIAL RESOLUTION TO DECREASE THE NUMBER OF Mgmt For For DIRECTORS FROM 16 TO 14. 02 DIRECTORS Mgmt 1 WILLIAM A. DIMMA For For 2 LANCE LIEBMAN For For 3 PHILIP B. LIND For For 4 ROY MACLAREN For For 5 G. WALLACE F. MCCAIN For For 6 JACK M. MINTZ For For 7 GEORGE S. TAYLOR For For 03 THE APPOINTMENT OF AUDITORS AND AUTHORIZING THE Mgmt For For DIRECTORS TO FIX THE REMUNERATION TO BE PAID TO THE AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 11-Apr-05 11-Apr-05
BRISTOL - MYERS SQUIBB COMPANY SECURITY 110122108 Meeting Type Annual TICKER SYMBOL BMY Meeting Date 03-May-05 ISIN Agenda 932282914 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 V.D. COFFMAN Withhold Against 2 J.M. CORNELIUS Withhold Against 3 P.R. DOLAN Withhold Against 4 E.V. FUTTER Withhold Against 5 L.V. GERSTNER, JR. Withhold Against 6 L. JOHANSSON Withhold Against 7 L.W. SULLIVAN, M.D. Withhold Against 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 APPROVAL OF RESTATED CERTIFICATE OF Mgmt For For INCORPORATION 04 POLITICAL CONTRIBUTIONS Shr Against For 05 HIV/AIDS-TB-MALARIA Shr Against For 06 ANIMAL TESTING Shr Against For 07 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shr Against For 08 RESTATEMENT SITUATIONS Shr Against For 09 RESTRICTED STOCK Shr Against For 10 DIRECTOR VOTE THRESHOLD Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 30000 0 20-Apr-05 20-Apr-05
BROADCOM CORPORATION SECURITY 111320SMH Meeting Type Annual TICKER SYMBOL BMY Meeting Date 28-Apr-05 ISIN Agenda 932287798 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GEORGE L. FARINSKY For For 2 JOHN MAJOR For For 3 SCOTT A. MCGREGOR For For 4 ALAN E. ROSS For For 5 HENRY SAMUELI, PH.D. For For 6 ROBERT E. SWITZ For For 7 WERNER F. WOLFEN For For 02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For COMPANY'S 1998 STOCK INCENTIVE PLAN, AS PREVIOUSLY AMENDED AND RESTATED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2005. 04 TO CONSIDER A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For PRESENTED AT THE ANNUAL MEETING.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 27-Apr-05 27-Apr-05
BUCKEYE PARTNERS, L.P. SECURITY 118230101 Meeting Type Consent TICKER SYMBOL Meeting Date 31-Mar-05 ISIN Agenda 932257505 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 TO APPROVE THE AMENDED AND RESTATED UNIT OPTION Mgmt For For AND DISTRIBUTION EQUIVALENT PLAN OF BUCKEYE PARTNERS, L.P., WHICH INCORPORATES THE PROPOSED AMENDMENTS DESCRIBED IN THE CONSENT SOLICITATION STATEMENT.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 8200 0 24-Jan-05 24-Jan-05
BUSINESS OBJECTS S.A. SECURITY 12328XEKH Meeting Type Annual TICKER SYMBOL Meeting Date 14-Jun-05 ISIN Agenda 932334965 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- O1 APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Mgmt For For FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004. O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004. O3 ALLOCATION OF EARNINGS FOR THE FISCAL YEAR Mgmt For For ENDED DECEMBER 31, 2004. O4 RENEWAL OF THE TERM OF OFFICE OF MR. GERALD Mgmt Against Against HELD AS DIRECTOR. O5 RATIFICATION OF THE APPOINTMENT OF MR. CARL Mgmt Against Against PASCARELLA AS DIRECTOR. O6 APPOINTMENT OF, AS REPLACEMENTS FOR THE SECOND Mgmt For For STATUTORY AUDITORS, AND THE SECOND ALTERNATE STATUTORY AUDITORS. O7 RATIFICATION OF REGULATED AGREEMENTS. Mgmt For For O8 INCREASE OF THE AGGREGATE AMOUNT OF AUTHORIZED Mgmt For For DIRECTORS' FEES. O9 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO REPURCHASE ORDINARY SHARES OF THE COMPANY. E10 TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF Mgmt For For TREASURY SHARES. E11 TO ISSUE WARRANTS TO SUBSCRIBE UP TO A MAXIMUM Mgmt For For OF 45,000 ORDINARY SHARES RESERVED FOR MR. GERALD HELD. E12 TO ISSUE WARRANTS TO SUSBCRIBE UP TO A MAXIMUM Mgmt For For OF 45,000 ORDINARY SHARES RESERVED FOR MR. CARL PASCARELLA. E13 TO INCREASE THE SHARE CAPITAL THROUGH THE Mgmt For For ISSUANCE OF ORDINARY SHARES, WITH SUBSCRIPTION RESERVED TO THE PARTICIPANTS IN THE COMPANY EMPLOYEE SAVINGS PLAN. E14 TO INCREASE THE SHARE CAPITAL TRHOUGH THE Mgmt For For ISSUANCE OF ORDINARY SHARES, WITH SUBSCRIPTION RESERVED TO THE 2004 BUSINESS OBJECTS S.A. EMPLOYEE BENEFITS TRUST UNDER THE 2004 INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN. E15 TO ALLOCATE, FREE OF CHARGE, EXISTING ORDINARY Mgmt For For SHARES, OR TO ISSUE NEW ORDINARY SHARES, FREE OF CHARGE, TO THE EMPLOYEES AND CERTAIN OFFICERS OF THE COMPANY AND TO THE EMPLOYEES OF THE COMPANY'S SUBSIDIARIES. E16 THE AMENDMENT OF THE ARTICLE 7.2 OF THE Mgmt For For COMPANY'S ARTICLES OF ASSOCIATION. E17 AMENDMENTS OF THE COMPANY'S ARTICLES OF Mgmt For For ASSOCIATION TO CONFORM THEM TO THE NEW PROVISIONS OF THE FRENCH COMMERCIAL CODE. E18 THE REMOVAL OF THE FIFTEENTH, SEVENTEENTH AND Mgmt For For TWENTY-FOURTH PARAGRAPHS OF THE ARTICLE 6 OF THE COMPANY'S ARTICLES OF ASSOCIATION. O19 TO GRANT FULL POWERS OF ATTORNEY TO CARRY OUT Mgmt For For REGISTRATIONS AND FORMALITIES.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0 20-May-05 20-May-05
C.R. BARD, INC. SECURITY 067383109 Meeting Type Annual TICKER SYMBOL BCR Meeting Date 20-Apr-05 ISIN Agenda 932279967 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 T. KEVIN DUNNIGAN Withhold Against 2 GAIL K. NAUGHTON Withhold Against 3 JOHN H. WEILAND Withhold Against 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2005. 03 SHAREHOLDER PROPOSAL RELATING TO WORKPLACE Shr Against For CODE OF CONDUCT BASED ON INTERNATIONAL LABOR ORGANIZATION CONVENTIONS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 4000 0 20-Apr-05 20-Apr-05
CACI INTERNATIONAL INC SECURITY 127190304 Meeting Type Annual TICKER SYMBOL CAI Meeting Date 01-Dec-04 ISIN Agenda 932233101 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HERBERT W. ANDERSON For For 2 MICHAEL J. BAYER For For 3 PETER A. DEROW For For 4 RICHARD L. LEATHERWOOD For For 5 J. PHILLIP LONDON For For 6 BARBARA A. MCNAMARA For For 7 ARTHUR L. MONEY For For 8 WARREN R. PHILLIP For For 9 CHARLES P. REVOILE For For 10 JOHN M. TOUPS For For 11 LARRY D. WELCH For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS. 03 APPROVAL OF AMENDMENTS TO THE COMPANY S 1996 Mgmt For For STOCK INCENTIVE PLAN. 04 APPROVAL TO ADJOURN THE MEETING IF NECESSARY TO Mgmt For For PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE ITEM 3.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 08-Nov-04 08-Nov-04
CADBURY SCHWEPPES PLC SECURITY 127209302 Meeting Type Annual TICKER SYMBOL CSG Meeting Date 19-May-05 ISIN Agenda 932283992 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 FINANCIAL STATEMENTS Mgmt 02 DECLARATION OF FINAL DIVIDEND 2004 Mgmt 03 REPORT ON DIRECTORS' REMUNERATION Mgmt 04 RE-APPOINTMENT OF WOLFGANG BERNDT Mgmt 05 RE-APPOINTMENT OF BOB STACK Mgmt 06 RE-APPOINTMENT OF ROSEMARY THORNE Mgmt 07 RE-APPOINTMENT OF BARONESS WILCOX Mgmt 08 RE-APPOINTMENT OF AUDITORS Mgmt 09 REMUNERATION OF AUDITORS Mgmt 10 AUTHORITY TO ALLOT RELEVANT SECURITIES Mgmt 11 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt 12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 5000 0
CAPITAL ONE FINANCIAL CORPORATION SECURITY 14040H105 Meeting Type Annual TICKER SYMBOL COF Meeting Date 28-Apr-05 ISIN Agenda 932284538 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PATRICK W. GROSS Withhold Against 2 ANN FRITZ HACKETT Withhold Against 02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE CORPORATION FOR 2005. 03 STOCKHOLDER PROPOSAL: DIRECTOR ELECTION Shr Against For MAJORITY VOTE STANDARD. 04 STOCKHOLDER PROPOSAL: REPORT ON LONG-TERM Shr Against For TARGETS FOR STOCK OPTIONS TO BE HELD BY EXECUTIVES.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 27-Apr-05 27-Apr-05
CARDINAL HEALTH, INC SECURITY 14149Y108 Meeting Type Annual TICKER SYMBOL CAH Meeting Date 08-Dec-04 ISIN Agenda 932238884 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 GEORGE H. CONRADES Withhold Against 2 ROBERT L. GERBIG Withhold Against 3 RICHARD C. NOTEBAERT Withhold Against 02 PROPOSAL TO AMEND THE COMPANY S PERFORMANCE- Mgmt For For BASED INCENTIVE COMPENSATION PLAN AND APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER SUCH PLAN, AS AMENDED. 03 PROPOSAL FROM A SHAREHOLDER ON ANNUAL ELECTION Shr For Against OF DIRECTORS, IF PRESENTED PROPERLY.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3500 0 29-Nov-04 29-Nov-04 5108741 91B 5500 0 29-Nov-04 29-Nov-04
CAREER EDUCATION CORPORATION SECURITY 141665109 Meeting Type Contested Consent TICKER SYMBOL CECO Meeting Date 20-May-05 ISIN Agenda 932325815 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DENNIS H. CHOOKASZIAN Withhold Against 2 ROBERT E. DOWDELL Withhold Against 3 PATRICK K. PESCH Withhold Against 02 RATIFICATION OF AUDITORS FOR FISCAL YEAR 2005. Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 03-May-05 03-May-05
CBRL GROUP, INC. SECURITY 12489V106 Meeting Type Annual TICKER SYMBOL CBRL Meeting Date 23-Nov-04 ISIN Agenda 932232539 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES D. CARREKER For For 2 ROBERT V. DALE For For 3 ROBERT C. HILTON For For 4 CHARLES E. JONES, JR. For For 5 B.F. (JACK) LOWERY For For 6 MARTHA M. MITCHELL For For 7 ANDREA M. WEISS For For 8 JIMMIE D. WHITE For For 9 MICHAEL A. WOODHOUSE For For 02 TO APPROVE THE AMENDMENT TO THE CBRL 2002 Mgmt For For INCENTIVE COMPENSATION PLAN. 03 TO APPROVE THE SELECTION OF DELOITTE & TOUCHE Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 3000 0 08-Nov-04 08-Nov-04
CEMEX, S.A. DE C.V. SECURITY 151290889 Meeting Type Annual TICKER SYMBOL CX Meeting Date 28-Apr-05 ISIN Agenda 932302627 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- A1 PRESENTATION, DISCUSSION AND, IF APPLICABLE, Mgmt APPROVAL OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004, AS REQUIRED BY THE MEXICAN CORPORATION LAW AND THE SECURITIES MARKET LAW, AFTER PRESENTATION OF THE REPORTS. A2 PROPOSAL FOR THE ALLOCATION OF PROFITS AND THE Mgmt MAXIMUM AMOUNT OF FUNDS TO BE USED FOR THE PURCHASE OF COMPANY SHARES. A3 PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE Mgmt COMPANY IN ITS VARIABLE PORTION THROUGH CAPITALIZATION CHARGED AGAINST RETAINED EARNINGS, SUBMITTED FOR CONSIDERATION OF THE SHAREHOLDERS AT THE MEETING. A4 APPOINTMENT OF DIRECTORS AND STATUTORY Mgmt AUDITORS, ACCORDING TO THE PROPOSAL OF SHAREHOLDERS SUBMITTED FOR CONSIDERATION. A5 COMPENSATION OF DIRECTORS AND STATUTORY Mgmt AUDITORS, ACCORDING TO THE PROPOSAL OF SHAREHOLDERS SUBMITTED FOR CONSIDERATION. A6 APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt RESOLUTIONS ADOPTED AT THE MEETING. S1 PROPOSAL TO SPLIT EACH OF THE COMPANY'S SERIES Mgmt "A" AND SERIES "B" SHARES CURRENTLY OUTSTANDING INTO TWO NEW SHARES OF THE SAME SERIES AND TYPE OF CAPITAL, FIXED OR VARIABLE, AND TO AMEND ARTICLE 6 OF THE COMPANY'S BY-LAWS OR ESTATUTOS SOCIALES. S2 APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt RESOLUTIONS ADOPTED AT THE MEETING.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 4500 0 3055977 91B 1132 0
CENDANT CORPORATION SECURITY 151313103 Meeting Type Annual TICKER SYMBOL CD Meeting Date 26-Apr-05 ISIN Agenda 932270452 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MYRA J. BIBLOWIT 2 LEONARD S. COLEMAN 3 CHERYL D. MILLS 4 RT. HON. BRIAN MULRONEY 5 ROBERT E. NEDERLANDER 6 RONALD L. NELSON 7 ROBERT W. PITTMAN 8 PAULINE D.E. RICHARDS 9 SHELI Z. ROSENBERG 10 ROBERT F. SMITH 02 TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2005. 03 TO APPROVE AN AMENDMENT TO THE CENDANT Mgmt AMENDED AND RESTATED 1999 NON-EMPLOYEE DIRECTORS DEFERRED COMPENSATION PLAN. 04 TO APPROVE THE CENDANT 2005 UK SHARE INCENTIVE Mgmt PLAN. 05 STOCKHOLDER PROPOSAL REGARDING CHIEF Shr EXECUTIVE OFFICER COMPENSATION. 06 STOCKHOLDER PROPOSAL REGARDING SEVERANCE Shr AGREEMENTS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2500 0
CERADYNE, INC. SECURITY 156710105 Meeting Type Annual TICKER SYMBOL CRDN Meeting Date 23-May-05 ISIN Agenda 932323479 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOEL P. MOSKOWITZ For For 2 RICHARD A. ALLIEGRO For For 3 EDUARD BAGDASARIAN For For 4 FRANK EDELSTEIN For For 5 RICHARD A. KERTSON For For 6 MILTON L. LOHR For For 02 APPROVAL OF AMENDMENT TO THE COMPANY'S 2003 Mgmt For For STOCK INCENTIVE PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 5250 0 03-May-05 03-May-05
CHESAPEAKE UTILITIES CORPORATION SECURITY 165303108 Meeting Type Annual TICKER SYMBOL CPK Meeting Date 05-May-05 ISIN Agenda 932294349 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 THOMAS J. BRESNAN Withhold Against 2 WALTER J. COLEMAN Withhold Against 3 JOSEPH E. MOORE Withhold Against 4 JOHN R. SCHIMKAITIS Withhold Against 02 FOR ADOPTION OF THE CHESAPEAKE UTILITIES Mgmt For For CORPORATION EMPLOYEE STOCK AWARD PLAN. 03 FOR ADOPTION OF THE CHESAPEAKE UTILITIES Mgmt For For CORPORATION PERFORMANCE INCENTIVE PLAN. 04 FOR ADOPTION OF THE CHESAPEAKE UTILITIES Mgmt For For CORPORATION DIRECTORS STOCK COMPENSATION PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 4450 0 11-Apr-05 11-Apr-05
CHEVRONTEXACO CORPORATION SECURITY 166764100 Meeting Type Annual TICKER SYMBOL CVX Meeting Date 27-Apr-05 ISIN Agenda 932279917 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 S.H. ARMACOST For For 2 R.E. DENHAM For For 3 R.J. EATON For For 4 S. GINN For For 5 C.A. HILLS For For 6 F.G. JENIFER For For 7 S. NUNN For For 8 D.J. O'REILLY For For 9 P.J. ROBERTSON For For 10 C.R. SHOEMATE For For 11 R.D. SUGAR For For 12 C. WARE For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 DIRECTORS' COMPENSATION Shr Against For 04 EXECUTIVE SEVERANCE AGREEMENTS Shr Against For 05 STOCK OPTION EXPENSING Shr Against For 06 ANIMAL TESTING Shr Against For 07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shr Against For 08 REPORT ON ECUADOR Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 11-Apr-05 11-Apr-05 5108741 91B 6200 0 11-Apr-05 11-Apr-05
CHICAGO MERCANTILE EXCHANGE HOLDINGS SECURITY 167760107 Meeting Type Annual TICKER SYMBOL CME Meeting Date 27-Apr-05 ISIN Agenda 932278220 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CRAIG S. DONOHUE Withhold Against 2 TERRENCE A. DUFFY Withhold Against 3 DANIEL R. GLICKMAN Withhold Against 4 WILLIAM P. MILLER II Withhold Against 5 JAMES E. OLIFF Withhold Against 6 JOHN F. SANDNER Withhold Against 7 TERRY L. SAVAGE Withhold Against 02 APPROVAL OF THE CHICAGO MERCANTILE EXCHANGE Mgmt For For HOLDINGS INC. 2005 DIRECTOR STOCK PLAN. 03 APPROVAL OF THE CHICAGO MERCANTILE EXCHANGE Mgmt For For HOLDINGS INC. EMPLOYEE STOCK PURCHASE PLAN 04 RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 6000 0 31-Mar-05 31-Mar-05
CHICO'S FAS, INC. SECURITY 168615102 Meeting Type Annual TICKER SYMBOL CHS Meeting Date 21-Jun-05 ISIN Agenda 932334991 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MARVIN J. GRALNICK Withhold Against 2 JOHN W. BURDEN, III Withhold Against 3 STEWART P. MITCHELL Withhold Against 4 DAVID F. WALKER Withhold Against 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 200 0 09-May-05 09-May-05
CHUNGHWA TELECOM CO., LTD. SECURITY 17133Q205 Meeting Type Annual TICKER SYMBOL CHT Meeting Date 21-Jun-05 ISIN Agenda 932360871 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- A1 THE COMPANY'S OPERATION REPORTS FOR 2004 Mgmt A2 THE SUPERVISORS' AUDIT REPORTS ON THE COMPANY'S Mgmt FINANCIAL STATEMENTS FOR 2004 A3 THE COMPANY'S FINANCIAL STATEMENTS FOR 2003 Mgmt APPROVED BY THE MINISTRY OF AUDIT OF THE REPUBLIC OF CHINA A4 THE COMPANY'S PROCUREMENT OF LIABILITY Mgmt INSURANCE FOR ITS DIRECTORS AND SUPERVISORS A5 THE COMPANY'S ENACTMENT OF CODE OF ETHICS Mgmt B1 THE COMPANY'S FINANCIAL STATEMENTS FOR 2004 Mgmt B2 THE COMPANY'S DISTRIBUTION OF EARNINGS FOR 2004 Mgmt C1 THE DISBURSEMENT OF REMUNERATION TO THE Mgmt COMPANY'S DIRECTORS AND SUPERVISORS D EXTRAORDINARY MOTIONS Mgmt
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 4000 0
CIGNA CORPORATION SECURITY 125509109 Meeting Type Annual TICKER SYMBOL CI Meeting Date 27-Apr-05 ISIN Agenda 932270111 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PETER N. LARSON Withhold Against 2 CAROL COX WAIT Withhold Against 3 WILLIAM D. ZOLLARS Withhold Against 4 MARILYN WARE Withhold Against 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. 03 APPROVAL OF CIGNA LONG-TERM INCENTIVE PLAN. Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 14000 0 20-Apr-05 20-Apr-05
CISCO SYSTEMS, INC. SECURITY 17275R102 Meeting Type Annual TICKER SYMBOL CSCO Meeting Date 18-Nov-04 ISIN Agenda 932215874 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CAROL A. BARTZ For For 2 M. MICHELE BURNS For For 3 LARRY R. CARTER For For 4 JOHN T. CHAMBERS For For 5 DR. JAMES F. GIBBONS For For 6 DR. JOHN L. HENNESSY For For 7 RODERICK C. MCGEARY For For 8 JAMES C. MORGAN For For 9 JOHN P. MORGRIDGE For For 10 DONALD T. VALENTINE For For 11 STEVEN M. WEST For For 12 JERRY YANG For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 30, 2005. 03 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For THAT THE BOARD S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES AND MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2005, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 7500 0 07-Oct-04 07-Oct-04
CITIGROUP INC. SECURITY 172967101 Meeting Type Annual TICKER SYMBOL C Meeting Date 19-Apr-05 ISIN Agenda 932272608 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 C. MICHAEL ARMSTRONG For For 2 ALAIN J.P. BELDA For For 3 GEORGE DAVID For For 4 KENNETH T. DERR For For 5 JOHN M. DEUTCH For For 6 R. HERNANDEZ RAMIREZ For For 7 ANN DIBBLE JORDAN For For 8 KLAUS KLEINFELD For For 9 DUDLEY C. MECUM For For 10 ANNE MULCAHY For For 11 RICHARD D. PARSONS For For 12 CHARLES PRINCE For For 13 JUDITH RODIN For For 14 ROBERT E. RUBIN For For 15 FRANKLIN A. THOMAS For For 16 SANFORD I. WEILL For For 17 ROBERT B. WILLUMSTAD For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For CITIGROUP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Mgmt For For CITIGROUP 1999 STOCK INCENTIVE PLAN. THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST PROPOSALS 4-10 04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON Shr Against For EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS. 05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For POLITICAL CONTRIBUTIONS. 06 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO Shr Against For COMPENSATION BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE COMPENSATION PAID TO THE COMPANY'S NON-MANAGERIAL WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED. 08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF Shr Against For DIRECTOR NOMINEES BY A MAJORITY OF VOTES CAST. 09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW Shr Against For AMENDMENT PROHIBITING THE PAYMENT OF NON- DEDUCTIBLE COMPENSATION TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED. 10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shr Against For MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE SUBJECT TO A SHAREHOLDER VOTE.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 1500 0 01-Apr-05 01-Apr-05 4056503 91B 8133 0 01-Apr-05 01-Apr-05
CITIGROUP INVESTMENTS CORP LOAN FUND SECURITY 17307C107 Meeting Type Annual TICKER SYMBOL TLI Meeting Date 28-Jan-05 ISIN Agenda 932252719 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT A. FRANKEL 2 GEORGE M. PAVIA
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 5000 0
COGNOS INCORPORATED SECURITY 19244C109 Meeting Type Annual TICKER SYMBOL COGN Meeting Date 23-Jun-05 ISIN Agenda 932355565 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT G. ASHE For For 2 JOHN E. CALDWELL For For 3 PAUL D. DAMP For For 4 PIERRE Y. DUCROS For For 5 ROBERT W. KORTHALS For For 6 JOHN J. RANDO For For 7 BILL V. RUSSELL For For 8 JAMES M. TORY For For 9 RENATO ZAMBONINI For For 02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For REGISTERED ACCOUNTING FIRM 03 APPROVAL OF RESOLUTION A RESERVING ADDITIONAL Mgmt For For COMMON SHARES TO THE 2003-2008 COGNOS INCORPORATED STOCK OPTION PLAN 04 APPROVAL OF RESOLUTION B REGARDING AN Mgmt For For AMENDMENT TO THE COGNOS INCORPORATED 2002-2005 RESTRICTED SHARE UNIT PLAN 05 APPROVAL OF RESOLUTION C REGARDING AN Mgmt For For AMENDMENT TO THE COGNOS EMPLOYEE STOCK PURCHASE PLAN
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 31-May-05 31-May-05
COMERICA INCORPORATED SECURITY 200340107 Meeting Type Annual TICKER SYMBOL CMA Meeting Date 17-May-05 ISIN Agenda 932289639 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOSEPH J BUTTIGIEG, III 2 J. PHILIP DINAPOLI 3 ROGER FRIDHOLM 4 ALFRED A. PIERGALLINI 5 PATRICIA M. WALLINGTON 6 GAIL L. WARDEN 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt LLP AS INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 9550 0
COMERICA INCORPORATED SECURITY 200340RKH Meeting Type Annual TICKER SYMBOL Meeting Date 17-May-05 ISIN Agenda 932289639 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOSEPH J BUTTIGIEG, III 2 J. PHILIP DINAPOLI 3 ROGER FRIDHOLM 4 ALFRED A. PIERGALLINI 5 PATRICIA M. WALLINGTON 6 GAIL L. WARDEN 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt LLP AS INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0
COMPUTER SCIENCES CORPORATION SECURITY 205363104 Meeting Type Annual TICKER SYMBOL CSC Meeting Date 09-Aug-04 ISIN Agenda 932203158 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 IRVING W. BAILEY, II For For 2 STEPHEN L. BAUM For For 3 RODNEY F. CHASE For For 4 VAN B. HONEYCUTT For For 5 WILLIAM R. HOOVER For For 6 LEON J. LEVEL For For 7 F. WARREN MCFARLAN For For 8 JAMES R. MELLOR For For 9 THOMAS H. PATRICK For For 02 TO APPROVE THE 2004 INCENTIVE PLAN Mgmt For For 03 TO RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 3500 0 23-Jul-04 23-Jul-04
CONAGRA FOODS, INC. SECURITY 205887102 Meeting Type Annual TICKER SYMBOL CAGPRE Meeting Date 23-Sep-04 ISIN Agenda 932212462 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 MOGENS C. BAY Withhold Against 2 STEPHEN G. BUTLER Withhold Against 3 ALICE B. HAYES Withhold Against 4 W.G. JURGENSEN Withhold Against 5 CARL E. REICHARDT Withhold Against 02 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS 03 APPROVE THE CONAGRA FOODS EXECUTIVE Mgmt For For INCENTIVE PLAN 04 STOCKHOLDER PROPOSAL - SUSPENSION OF ALL Shr For Against STOCK GRANTS FOR DIRECTORS AND SENIOR EXECUTIVE OFFICERS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 30000 0 30-Aug-04 30-Aug-04
CONOCOPHILIPS SECURITY 20825C104 Meeting Type Annual TICKER SYMBOL COP Meeting Date 05-May-05 ISIN Agenda 932293498 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J.J. MULVA Withhold Against 2 NORMAN R. AUGUSTINE Withhold Against 3 LARRY D. HORNER Withhold Against 4 CHARLES C. KRULAK Withhold Against 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005 03 COMPENSATION LIMITATIONS Shr Against For 04 DIRECTOR ELECTION VOTE STANDARD Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 6518 0 20-Apr-05 20-Apr-05 5108741 91B 4128 0 20-Apr-05 20-Apr-05
CONSTELLATION ENERGY GROUP, INC. SECURITY 210371100 Meeting Type Annual TICKER SYMBOL CEG Meeting Date 20-May-05 ISIN Agenda 932313214 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 YVES C. DE BALMANN Withhold Against 2 F.A. HRABOWSKI, III Withhold Against 3 NANCY LAMPTON Withhold Against 4 LYNN M. MARTIN Withhold Against 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For ASINDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 14500 0 03-May-05 03-May-05
COOPER CAMERON CORPORATION SECURITY 216640OIH Meeting Type Annual TICKER SYMBOL Meeting Date 05-May-05 ISIN Agenda 932286431 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 PETER J. FLUOR Withhold Against 2 DAVID ROSS III Withhold Against 3 BRUCE W. WILKINSON Withhold Against 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2005. 03 VOTE ON MANAGEMENT INCENTIVE COMPENSATION Mgmt For For PLAN 04 VOTE ON 2005 EQUITY INCENTIVE PLAN Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 27-Apr-05 27-Apr-05
COSTCO WHOLESALE CORPORATION SECURITY 22160K105 Meeting Type Annual TICKER SYMBOL COST Meeting Date 27-Jan-05 ISIN Agenda 932249306 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 RICHARD D. DICERCHIO Withhold Against 2 RICHARD M. LIBENSON Withhold Against 3 JOHN W. MEISENBACH Withhold Against 4 CHARLES T. MUNGER Withhold Against 5 SUSAN L. DECKER Withhold Against 02 AMENDMENTS TO THE 2002 STOCK INCENTIVE Mgmt For For PLAN 03 SHAREHOLDER PROPOSAL TO ADOPT A VENDOR Shr Against For CODE OF CONDUCT. 04 SHAREHOLDER PROPOSAL TO DEVELOP A POLICY Shr Against For FOR LAND PROCUREMENT AND USE. 05 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 04-Jan-05 04-Jan-05
COUNTRYWIDE FINANCIAL CORPORATION SECURITY 222372104 Meeting Type Special TICKER SYMBOL CFC Meeting Date 17-Aug-04 ISIN Agenda 932207726 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 TO APPROVE THE AMENDMENT TO THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION INCREASING THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 11250 0 26-Jul-04 26-Jul-04
CREE, INC. SECURITY 225447101 Meeting Type Annual TICKER SYMBOL CREE Meeting Date 04-Nov-04 ISIN Agenda 932223833 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 F. NEAL HUNTER For For 2 CHARLES M. SWOBODA For For 3 JOHN W. PALMOUR, PH.D. For For 4 DOLPH W. VON ARX For For 5 JAMES E. DYKES For For 6 ROBERT J. POTTER, PH.D For For. 7 HARVEY A. WAGNER For For 02 APPROVAL OF THE 2004 LONG-TERM INCENTIVE Mgmt For For COMPENSATION PLAN 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 26, 2005
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 10000 0 28-Sep-04 28-Sep-04
CUNO INCORPORATED SECURITY 126583103 Meeting Type Annual TICKER SYMBOL CUNO Meeting Date 03-Mar-05 ISIN Agenda 932260362 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 C. EDWARD MIDGLEY Withhold Against 2 FREDERICK C. FLYNN, JR. Withhold Against 02 REAPPROVE THE PERFORMANCE GOALS IN THE Mgmt For For EXECUTIVE MANAGEMENT INCENTIVE PLAN. 03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS, Mgmt For For LLP AS INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 500 0 11-Feb-05 11-Feb-05
CURTISS-WRIGHT CORPORATION SECURITY 231561101 Meeting Type Annual TICKER SYMBOL CW Meeting Date 19-May-05 ISIN Agenda 932320904 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 02 DIRECTOR DIRECTOR Mgmt 1 S. MARCE FULLER Withhold Against 03 PROPOSAL TO COMBINE THE COMPANY'S TWO Mgmt For For CLASSES OF COMMON STOCK INTO A SINGLE CLASS OF COMMON STOCK BY CONVERTING THE COMMON STOCK AND CLASS B COMMON STOCK INTO A NEW CLASS OF COMMON STOCK ON A ONE-FOR-ONE BASIS 04 PROPOSAL TO AMEND THE COMPANY'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 45,000,000 SHARES TO 100,000,000 SHARES. 05 PROPOSAL TO APPROVE THE COMPANY'S 2005 OMNIBUS Mgmt For For LONG-TERM INCENTIVE PLAN. 06 PROPOSAL TO APPROVE THE COMPANY'S 2005 Mgmt For For STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. 07 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE, LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 5000 0 28-Apr-05 28-Apr-05
CVS CORPORATION SECURITY 126650100 Meeting Type Annual TICKER SYMBOL CVS Meeting Date 12-May-05 ISIN Agenda 932293501 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 W. DON CORNWELL For For 2 THOMAS P. GERRITY For For 3 STANLEY P. GOLDSTEIN For For 4 MARIAN L. HEARD For For 5 WILLIAM H. JOYCE For For 6 TERRENCE MURRAY For For 7 SHELI Z. ROSENBERG For For 8 THOMAS M. RYAN For For 9 ALFRED J. VERRECCHIA For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For AS CVS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 STOCKHOLDER PROPOSAL REGARDING ELECTION OF Shr Against For DIRECTORS. 04 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE Shr Against For AND TIME-BASED RESTRICTED SHARES. 05 STOCKHOLDER PROPOSAL REGARDING NON Shr Against For DEDUCTIBLE EXECUTIVE COMPENSATION.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 3000 0 20-Apr-05 20-Apr-05
DAIMLERCHRYSLER A.G. SECURITY D1668REKH Meeting Type Annual TICKER SYMBOL Meeting Date 06-Apr-05 ISIN Agenda 932272901 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 02 RESOLUTION ON THE ALLOCATION OF UNAPPROPRIATED Mgmt PROFIT 03 RESOLUTION ON RATIFICATION OF BOARD OF Mgmt MANAGEMENT ACTIONS IN THE 2004 FINANCIAL YEAR. 04 RESOLUTION ON RATIFICATION OF SUPERVISORY BOARD Mgmt ACTIONS IN THE 2004 FINANCIAL YEAR. 05 RESOLUTION ON THE APPOINTMENT OF AUDITORS Mgmt FOR THE 2005 FINANCIAL YEAR. 06 RESOLUTION ON AUTHORIZING THE COMPANY TO Mgmt ACQUIRE ITS OWN SHARES. 07 RESOLUTION ON THE ELECTION OF A SUPERVISORY Mgmt BOARD MEMBER. 08 RESOLUTION ON RESCINDING THE EXISTING Mgmt AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND NOTES WITH WARRANTS AND THE EXISTING CONDITIONAL CAPITAL I AND II AND AMENDMENT OF THE MEMORANDUM AND ARTICLES OF INCORPORATION. 09 RESOLUTION ON THE AUTHORIZATION OF THE Mgmt BOARD OF MANAGEMENT TO ISSUE CONVERTIBLE BONDS AND/OR NOTES WITH WARRANTS, TO CREATE CONDITIONAL CAPITAL I AND AMENDMENT TO THE MEMORANDUM AND ARTICLES OF INCORPORATION. 10 RESOLUTION ON THE RESCISSION OF SECTION Mgmt 14 (2) OF THE MEMORANDUM AND ARTICLES OF INCORPORATION. CAA COUNTER MOTION A Mgmt CAB COUNTER MOTION B Mgmt CAC COUNTER MOTION C Mgmt CAD COUNTER MOTION D Mgmt
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
DEL MONTE FOODS COMPANY SECURITY 24522P103 Meeting Type Annual TICKER SYMBOL DLM Meeting Date 30-Sep-04 ISIN Agenda 932216282 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 JOE L. MORGAN Withhold Against 2 DAVID R. WILLIAMS Withhold Against 02 TO RATIFY THE APPOINTMENT OF KPMG LLP, Mgmt For For AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING MAY 1, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 33421 0 30-Aug-04 30-Aug-04
DEUTSCHE TELEKOM AG SECURITY 251566EKH Meeting Type Consent TICKER SYMBOL Meeting Date 26-Apr-05 ISIN Agenda 932293169 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 02 APPROVAL OF THE RESOLUTION ON THE APPROPRIATION Mgmt OF NET INCOME. 03 APPROVAL OF ACTIONS BY THE BOARD OF Mgmt MANAGEMENT FOR THE FINANCIAL YEAR 2004. 04 APPROVAL OF ACTIONS BY THE SUPERVISORY BOARD Mgmt FOR THE FINANCIAL YEAR 2004. 05 APPROVAL TO APPOINT AS INDEPENDENT AUDITOR Mgmt AND GROUP AUDITOR FOR THE 2005 FINANCIAL YEAR. 06 APPROVAL OF THE RESOLUTION AUTHORIZING THE Mgmt COMPANY TO PURCHASE AND USE ITS OWN SHARES. 07 APPROVAL OF THE RESOLUTION ON THE ELECTION OF STATE SECRETARY VOLKER HALSCH Mgmt AS MEMBER OF THE SUPERVISORY BOARD. 08 APPROVAL OF THE RESOLUTION ON THE ELECTION OF Mgmt DR. WOLFGANG REITZLE AS MEMBER OF THE SUPERVISORY BOARD. 09 APPROVAL OF THE RESOLUTION ON THE Mgmt AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND/OR BONDS WITH WARRANTS. 10 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt AGREEMENT WITH MAGYARCOM HOLDING GMBH. 11 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt AGREEMENT WITH DETEFLEET SERVICES GMBH. 12 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt AGREEMENT WITH DFMG HOLDING GMBH. 13 APPROVAL OF THE RESOLUTION ON CONTROL Mgmt AGREEMENT WITH DE TELMMOBILIEN, DEUTSCHE TELEKOM IMMOBILIEN UND SERVICE GMBH. 14 APPROVAL OF THE RESOLUTION ON CONTROL Mgmt AGREEMENT WITH DE TE ASSEKURANZ - DEUTSCHE TELEKOM ASSEKURANZVERMITTLUNGSGESELLSCHAFT MBH. 15 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt AGREEMENT WITH T-PUNKT VERTRIEBSGESELLSCHAFT MBH. 16 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt AGREEMENT WITH DEUTSCHE TELEKOM TRAINING GMBH. 17 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt AGREEMENT WITH T-SYSTEMS INTERNATIONAL GMBH. 18 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt AGREEMENT WITH DETEMEDIEN DEUTSCHE TELEKOM MEDIEN GMBH. 19 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt AGREEMENT WITH CARMEN TELEKOMMUNIKATIONSDIENSTE GMBH. 20 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt AGREEMENT WITH NORMA TELEKOMMUNIKATIONSDIANSTE GMBH.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
DEUTSCHE TELEKOM AG SECURITY 251566EKH Meeting Type Consent TICKER SYMBOL Meeting Date 26-Apr-05 ISIN Agenda 932296709 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 21 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt AGREEMENT WITH TRAVIATA TELEKOMMUNIKATIONSDIENSTE GMBH. 22 APPROVAL OF THE AND LOSS TRANSFER AGREEMENT Mgmt WITH MAGYARCOM HOLDING GMBH. 23 APPROVAL OF THE ARTICLES OF INCORPORATION Mgmt IN LINE WITH UMAG
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
DEVON ENERGY CORPORATION SECURITY 25179M103 Meeting Type Annual TICKER SYMBOL DVN Meeting Date 08-Jun-05 ISIN Agenda 932331921 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN A. HILL Withhold Against 2 WILLIAM J. JOHNSON Withhold Against 3 ROBERT A. MOSBACHER JR. Withhold Against 02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2005 03 ADOPTION OF THE DEVON ENERGY CORPORATION 2005 Mgmt For For LONG-TERM INCENTIVE PLAN 04 REVISED DIRECTOR ELECTION VOTE STANDARD Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 12000 0 26-May-05 26-May-05 5108741 91B 3000 0 26-May-05 26-May-05
DIAMOND OFFSHORE DRILLING, INC. SECURITY 25271COIH Meeting Type Annual TICKER SYMBOL Meeting Date 23-May-05 ISIN Agenda 932267823 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES S. TISCH For For 2 LAWRENCE R. DICKERSON For For 3 ALAN R. BATKIN For For 4 CHARLES L. FABRIKANT For For 5 PAUL G. GAFFNEY, II For For 6 HERBERT C. HOFMANN For For 7 ARTHUR L. REBELL For For 8 RAYMOND S. TROUBH For For 02 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Mgmt For For THE AMENDED AND RESTATED DIAMOND OFFSHORE DRILLING, INC. 2000 STOCK OPTION PLAN. 03 TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For APPROVE THE DIAMOND OFFSHORE DRILLING, INC. INCENTIVE COMPENSATION PLAN FOR EXECUTIVE OFFICERS. 04 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 03-May-05 03-May-05
DOMINION RESOURCES, INC. SECURITY 25746U109 Meeting Type Annual TICKER SYMBOL D Meeting Date 22-Apr-05 ISIN Agenda 932284641 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PETER W. BROWN For For 2 RONALD J. CALISE For For 3 THOS. E. CAPPS For For 4 GEORGE A. DAVIDSON, JR. For For 5 THOMAS F. FARRELL, II For For 6 JOHN W. HARRIS For For 7 ROBERT S. JEPSON, JR. For For 8 MARK J. KINGTON For For 9 BENJAMIN J. LAMBERT III For For 10 RICHARD L. LEATHERWOOD For For 11 MARGARET A. MCKENNA For For 12 KENNETH A. RANDALL For For 13 FRANK S. ROYAL For For 14 S. DALLAS SIMMONS For For 15 DAVID A. WOLLARD For For 02 APPROVE THE ADOPTION OF THE NON-EMPLOYEE Mgmt For For DIRECTORS COMPENSATION PLAN. 03 APPROVE THE ADOPTION OF THE 2005 Mgmt For For INCENTIVE COMPENSATION PLAN. 04 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS FOR THE 2005 FINANCIAL STATEMENTS. 05 SHAREHOLDER PROPOSAL. Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 7000 0 20-Apr-05 20-Apr-05
DORAL FINANCIAL CORPORATION SECURITY 25811P100 Meeting Type Annual TICKER SYMBOL DRL Meeting Date 20-Apr-05 ISIN Agenda 932281710 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 RICHARD F. BONINI For For 2 EDGAR M. CULLMAN, JR. For For 3 JOHN L. ERNST For For 4 PETER A. HOFFMAN For For 5 EFRAIM KIER For For 6 SALOMON LEVIS For For 7 ZOILA LEVIS For For 8 HAROLD D. VICENTE For For 9 JOHN B. HUGHES For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 20-Apr-05 20-Apr-05
DRS TECHNOLOGIES, INC. SECURITY 23330X100 Meeting Type Annual TICKER SYMBOL DRS Meeting Date 05-Aug-04 ISIN Agenda 932206382 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 WILLIAM F. HEITMANN Withhold Against 2 C. SHELTON JAMES Withhold Against 3 RADM S.F. PLATT USN RET Withhold Against 4 ERIC J. ROSEN Withhold Against 02 TO APPROVE THE INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM RATIFICATION
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 6500 0 23-Jul-04 23-Jul-04
DUKE ENERGY CORPORATION SECURITY 264399106 Meeting Type Annual TICKER SYMBOL DUK Meeting Date 12-May-05 ISIN Agenda 932272684 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROGER AGNELLI* Withhold Against 2 G. ALEX BERNHARDT, SR.* Withhold Against 3 DENNIS R. HENDRIX* Withhold Against 4 A. MAX LENNON** Withhold Against 02 APPROVAL OF AMENDMENTS TO DUKE ENERGY'S Mgmt For For RESTATED ARTICLES OF INCORPORATION TO ELIMINATE CLASSIFICATION OF DUKE ENERGY'S BOARD OF DIRECTORS. 03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Mgmt For For ENERGY'S INDEPENDENT AUDITORS FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 15462 0 12-Apr-05 12-Apr-05
DUKE REALTY CORPORATION SECURITY 264411505 Meeting Type Annual TICKER SYMBOL DRE Meeting Date 27-Apr-05 ISIN Agenda 932281570 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 BARRINGTON H. BRANCH 2 GEOFFREY BUTTON 3 WILLIAM CAVANAUGH III 4 NGAIRE E. CUNEO 5 CHARLES R. EITEL 6 R. GLENN HUBBARD 7 MARTIN C. JISCHKE 8 L. BEN LYTLE 9 WILLIAM O. MCCOY 10 JOHN W. NELLEY, JR. 11 DENNIS D. OKLAK 12 JACK R. SHAW 13 ROBERT J. WOODWARD, JR. 02 PROPOSAL TO APPROVE THE 2005 LONG-TERM Mgmt INCENTIVE PLAN 03 PROPOSAL TO APPROVE AMENDMENTS TO Mgmt ANTI-DILUTION PROVISIONS OF PREVIOUSLY EXISTING LONG-TERM INCENTIVE PLANS 04 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt OF KPMG LLP AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 10000 0
ELECTRONIC ARTS, INC. SECURITY 285512109 Meeting Type Annual TICKER SYMBOL ERTS Meeting Date 29-Jul-04 ISIN Agenda 932197468 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 M. RICHARD ASHER For For 2 WILLIAM J. BYRON For For 3 LEONARD S. COLEMAN For For 4 GARY M. KUSIN For For 5 GREGORY B. MAFFEI For For 6 TIMOTHY MOTT For For 7 ROBERT W. PITTMAN For For 8 LAWRENCE F. PROBST III For For 9 LINDA J. SRERE For For 02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For PLAN 03 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Mgmt For For PLAN 04 AMENDMENT OF THE CERTIFICATE OF INCORPORATION Mgmt For For TO CONSOLIDATE COMMON STOCK 05 AMENDMENT OF THE CERTIFICATE OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK 06 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3500 0 30-Jun-04 30-Jun-04
EMERSON ELECTRIC CO. SECURITY 291011104 Meeting Type Annual TICKER SYMBOL EMR Meeting Date 01-Feb-05 ISIN Agenda 932245726 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 D.N. FARR 2 C.A. PETERS 3 D.C. FARRELL 4 J.W. PRUEHER 5 R.B. HORTON 02 APPROVAL OF THE EMERSON ELECTRIC CO. RESTRICTED Mgmt STOCK PLAN FOR NON-MANAGEMENT DIRECTORS 03 REAPPROVAL OF PERFORMANCE MEASURES UNDER THE Mgmt EMERSON ELECTRIC CO. ANNUAL INCENTIVE PLAN 04 RATIFICATION OF INDEPENDENT AUDITORS Mgmt 05 THE STOCKHOLDER PROPOSAL ON SEXUAL ORIENTATION Shr DESCRIBED IN THE PROXY STATEMENT
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 8300 0 5108741 91B 3500 0
ENERGEN CORPORATION SECURITY 29265N108 Meeting Type Annual TICKER SYMBOL EGN Meeting Date 27-Apr-05 ISIN Agenda 932279981 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 J. MASON DAVIS, JR. Withhold Against 2 JAMES S.M. FRENCH Withhold Against 3 DAVID W. WILSON Withhold Against 02 PROPOSAL TO AMEND THE COMPANY'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY'S AUTHORIZED SHARES OF COMMON STOCK FROM 75,000,000 TO 150,000,000 SHARES AS DISCUSSED IN THE COMPANY'S PROXY STATEMENT WITH RESPECT TO THE ANNUAL MEETING.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 500 0 11-Apr-05 11-Apr-05
ENERPLUS RESOURCES FUND SECURITY 29274D604 Meeting Type Special TICKER SYMBOL ERF Meeting Date 12-Apr-05 ISIN Agenda 932269889 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 THE NOMINATION AS DIRECTORS OF ENERMARK INC. Mgmt For For OF THE NOMINEES DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR AND PROXY STATEMENT. 02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP, Mgmt For For CHARTERED ACCOUNTANTS, AS AUDITORS OF THE FUND, AT A REMUNERATION TO BE FIXED BY THE DIRECTORS OF ENERMARK INC. UPON THE RECOMMENDATION OF THE AUDIT COMMITTEE. 03 THE AMENDMENT OF THE FUND'S TRUST UNIT RIGHTS Mgmt For For INCENTIVE PLAN AS DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR AND PROXY STATEMENT. 04 THE CONTINUATION AND AMENDMENT AND Mgmt For For RESTATEMENT OF THE FUND'S UNITHOLDER RIGHTS PLAN AGREEMENT AS DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR AND PROXY STATEMENT.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 8000 0 28-Mar-05 28-Mar-05
ENSCO INTERNATIONAL INCORPORATED SECURITY 26874QOIH Meeting Type Annual TICKER SYMBOL Meeting Date 03-May-05 ISIN Agenda 932279741 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MORTON H. MEYERSON Against Against 2 JOEL V. STAFF Against Against 02 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO CONSOLIDATE THE EXISTING AUTHORIZED TWO CLASSES OF PREFERRED STOCK INTO A SINGLE CLASS OF PREFERRED STOCK. 03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO REMOVE RESTRICTIONS ON OWNERSHIP AND CONTROL OF SHARES OF THE COMPANY BY NON-UNITED STATES CITIZENS. 04 APPROVAL OF AMENDMENTS TO SIMPLIFY AND Mgmt For For MODERNIZE THE COMPANY'S CERTIFICATE OF INCORPORATION. 05 APPROVAL OF THE 2005 CASH INCENTIVE PLAN. Mgmt For For 06 APPROVAL OF THE 2005 LONG-TERM INCENTIVE PLAN. Mgmt For For 07 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 27-Apr-05 27-Apr-05
ERESEARCH TECHNOLOGY, INC. SECURITY 29481V108 Meeting Type Annual TICKER SYMBOL ERES Meeting Date 26-Apr-05 ISIN Agenda 932281431 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOEL MORGANROTH, MD. Withhold Against 2 STEPHEN S. PHILLIPS Withhold Against 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 7000 0 20-Apr-05 20-Apr-05
EVEREST RE GROUP, LTD. SECURITY G3223R108 Meeting Type Annual TICKER SYMBOL RE Meeting Date 25-May-05 ISIN Agenda 932317008 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 THOMAS J. GALLAGHER Withhold Against 2 WILLIAM F. GALTNEY, JR. Withhold Against 02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Mgmt For For COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2005 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE INDEPENDENT AUDITORS. 03 TO APPROVE AN AMENDMENT TO THE EVEREST RE Mgmt For For GROUP, LTD. 2003 NON-EMPLOYEE DIRECTOR EQUITY COMPENSATION PLAN. 04 TO APPROVE AN AMENDMENT TO THE EVEREST RE. Mgmt For For GROUP, LTD. EXECUTIVE PERFORMANCE ANNUAL INCENTIVE PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3000 0 03-May-05 03-May-05
EXXON MOBIL CORPORATION SECURITY 30231G102 Meeting Type Annual TICKER SYMBOL XOM Meeting Date 25-May-05 ISIN Agenda 932295442 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 M.J. BOSKIN For For 2 W.W. GEORGE For For 3 J.R. HOUGHTON For For 4 W.R. HOWELL For For 5 R.C. KING For For 6 P.E. LIPPINCOTT For For 7 H.A. MCKINNELL, JR. For For 8 M.C. NELSON For For 9 L.R. RAYMOND For For 10 W.V. SHIPLEY For For 11 R.W. TILLERSON For For 02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 28) Mgmt For For THE DIRECTORS RECOMMEND A VOTE "AGAINST" SHAREHOLDER PROPOSAL ITEMS 3 THROUGH 10. 03 POLITICAL CONTRIBUTIONS (PAGE 30). Shr Against For 04 BOARD COMPENSATION (PAGE 31). Shr Against For 05 INDUSTRY EXPERIENCE (PAGE 32). Shr Against For 06 ACEH SECURITY REPORT (PAGE 33). Shr Against For 07 AMENDMENT OF EEO POLICY (PAGE 34). Shr Against For 08 BIODIVERSITY IMPACT REPORT (PAGE 36). Shr Against For 09 CLIMATE SCIENCE REPORT (PAGE 37). Shr Against For 10 KYOTO COMPLIANCE REPORT (PAGE 40). Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 15004 0 03-May-05 03-May-05 5108741 91B 5100 0 03-May-05 03-May-05
FEDERAL SIGNAL CORPORATION SECURITY 313855108 Meeting Type Annual TICKER SYMBOL FSS Meeting Date 27-Apr-05 ISIN Agenda 932279599 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CHARLES R. CAMPBELL Withhold Against 2 PAUL W. JONES Withhold Against 02 APPROVE THE FEDERAL SIGNAL CORPORATION 2005 Mgmt For For EXECUTIVE INCENTIVE COMPENSATION PLAN, THE RESERVATION OF 4,000,000 SHARES OF FEDERAL SIGNAL CORPORATION COMMON STOCK FOR FUTURE ISSUANCE UNDER THE PLAN AND THE PERFORMANCE CRITERIA AND LIMITS UNDER THE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M). 03 APPROVE THE FEDERAL SIGNAL CORPORATION Mgmt For For EXECUTIVE INCENTIVE PERFORMANCE PLAN. 04 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For FEDERAL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 45000 0 20-Apr-05 20-Apr-05
FIFTH THIRD BANCORP SECURITY 316773100 Meeting Type Annual TICKER SYMBOL FITB Meeting Date 22-Mar-05 ISIN Agenda 932262380 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES P. HACKETT Withhold Against 2 JOAN R. HERSCHEDE Withhold Against 3 ROBERT L. KOCH II Withhold Against 4 KENNETH W. LOWE Withhold Against 5 THOMAS W. TRAYLOR Withhold Against 02 PROPOSAL TO AMEND THE CODE OR REGULATIONS TO Mgmt For For REDUCE THE DEFAULT NUMBER OF DIRECTORS AND TO REDUCE THE MINIMUM NUMBER OF DIRECTORS THE BOARD MAY SET WITHOUT SHAREHOLDER APPROVAL. 03 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 15-Mar-05 15-Mar-05
FIFTH THIRD BANCORP SECURITY 316773RKH Meeting Type Annual TICKER SYMBOL Meeting Date 22-Mar-05 ISIN Agenda 932267683 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES P. HACKETT Withhold Against 2 JOAN R. HERSCHEDE Withhold Against 3 ROBERT L. KOCH II Withhold Against 4 KENNETH W. LOWE Withhold Against 5 THOMAS W. TRAYLOR Withhold Against 02 PROPOSAL TO AMEND THE CODE OR REGULATIONS TO Mgmt For For REDUCE THE DEFAULT NUMBER OF DIRECTORS AND TO REDUCE THE MINIMUM NUMBER OF DIRECTORS THE BOARD MAY SET WITHOUT SHAREHOLDER APPROVAL. 03 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 15-Mar-05 15-Mar-05
FIRST BANCORP P R SECURITY 318672102 Meeting Type Annual TICKER SYMBOL FBP Meeting Date 28-Apr-05 ISIN Agenda 932293436 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ANNIE ASTOR-CARBONELL Withhold Against 2 JORGE L. DIAZ Withhold Against 3 JOSE MENENDEZ CORTADA Withhold Against 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE CORPORATIONS INDEPENDENT ACCOUNTANTS FOR FISCAL YEAR 2005. 03 TO CONSIDER ANY OTHER MATTERS THAT MAY BE Mgmt For For PROPERLY BROUGHT UP FOR CONSIDERATION AT THE ANNUAL MEETING.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 3750 0 27-Apr-05 27-Apr-05
FIRSTENERGY CORP. SECURITY 337932107 Meeting Type Annual TICKER SYMBOL FE Meeting Date 17-May-05 ISIN Agenda 932276240 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 A.J. ALEXANDER Withhold Against 2 R.W. MAIER Withhold Against 3 R.N. POKELWALDT Withhold Against 4 W.M. TAYLOR Withhold Against 5 J.T. WILLIAMS, SR Withhold Against 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL Shr Against For 04 SHAREHOLDER PROPOSAL Shr Against For 05 SHAREHOLDER PROPOSAL Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 4000 0 28-Apr-05 28-Apr-05
FLIR SYSTEMS, INC. SECURITY 302445101 Meeting Type Annual TICKER SYMBOL FLIR Meeting Date 20-Apr-05 ISIN Agenda 932277165 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN C. HART Withhold Against 2 ANGUS L. MACDONALD Withhold Against 02 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT THE COMPANY IS AUTHORIZED TO ISSUE FROM 100,000,000 TO 200,000,000.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 4000 0 20-Apr-05 20-Apr-05
FLUOR CORPORATION SECURITY 343412102 Meeting Type Annual TICKER SYMBOL FLR Meeting Date 27-Apr-05 ISIN Agenda 932286506 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PETER J. FLUOR Withhold Against 2 DAVID P. GARDNER Withhold Against 3 JOSEPH W. PRUEHER Withhold Against 4 SUZANNE H. WOOLSEY Withhold Against 02 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS AUDITORS FOR 2005. 03 SHAREHOLDER PROPOSAL FOR MAJORITY VOTE Shr For Against STANDARD IN DIRECTOR ELECTIONS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 14700 0 20-Apr-05 20-Apr-05
FOREST LABORATORIES, INC. SECURITY 345838106 Meeting Type Annual TICKER SYMBOL FRX Meeting Date 11-Aug-04 ISIN Agenda 932201736 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HOWARD SOLOMON For For 2 WILLIAM J. CANDEE, III For For 3 GEORGE S. COHAN For For 4 DAN L. GOLDWASSER For For 5 LESTER B. SALANS For For 6 KENNETH E. GOODMAN For For 7 PHILLIP M. SATOW For For 02 RATIFICATION OF AMENDMENT OF THE COMPANY S Mgmt For For CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL SHARES OF THE COMPANY S COMMON STOCK. 03 RATIFICATION OF 2004 STOCK OPTION PLAN Mgmt For For 04 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Mgmt For For AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 5500 0 23-Jul-04 23-Jul-04
FOREST LABORATORIES, INC. SECURITY 345838PPH Meeting Type Annual TICKER SYMBOL FRX Meeting Date 11-Aug-04 ISIN Agenda 932204263 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HOWARD SOLOMON For For 2 WILLIAM J. CANDEE, III For For 3 GEORGE S. COHAN For For 4 DAN L. GOLDWASSER For For 5 LESTER B. SALANS For For 6 KENNETH E. GOODMAN For For 7 PHILLIP M. SATOW For For 02 RATIFICATION OF AMENDMENT OF THE COMPANY S Mgmt For For CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL SHARES OF THE COMPANY S COMMON STOCK. 03 RATIFICATION OF 2004 STOCK OPTION PLAN Mgmt For For 04 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Mgmt For For AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 23-Jul-04 23-Jul-04
FORTUNE BRANDS, INC. SECURITY 349631101 Meeting Type Annual TICKER SYMBOL FO Meeting Date 26-Apr-05 ISIN Agenda 932272432 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 THOMAS C. HAYS Withhold Against 2 PIERRE E. LEROY Withhold Against 3 GORDON R. LOHMAN Withhold Against 4 J. CHRISTOPHER REYES Withhold Against 02 RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 APPROVE THE 2005 NON-EMPLOYEE DIRECTOR STOCK Mgmt For For PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2500 0 12-Apr-05 12-Apr-05
FOUNDRY NETWORKS, INC. SECURITY 35063R100 Meeting Type Annual TICKER SYMBOL FDRY Meeting Date 28-Jun-05 ISIN Agenda 932348293 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 BOBBY R. JOHNSON, JR. For For 2 ANDREW K. LUDWICK For For 3 ALFRED J. AMOROSO For For 4 C. NICHOLAS KEATING For For 5 J. STEVEN YOUNG For For 6 ALAN L. EARHART For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 9000 0 03-Jun-05 03-Jun-05
FPL GROUP, INC. SECURITY 302571104 Meeting Type Annual TICKER SYMBOL FPL Meeting Date 20-May-05 ISIN Agenda 932292167 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- A DIRECTOR DIRECTOR Mgmt 1 H. JESSE ARNELLE For For 2 SHERRY S. BARRAT For For 3 ROBERT M. BEALL, II For For 4 J. HYATT BROWN For For 5 JAMES L. CAMAREN For For 6 LEWIS HAY, III For For 7 RUDY E. SCHUPP For For 8 MICHAEL H. THAMAN For For 9 HANSEL E. TOOKES II For For 10 PAUL R. TREGURTHA For For 11 FRANK G. ZARB For For B RATIFICATION OF THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 11000 0 03-May-05 03-May-05
FRANKLIN ELECTRIC CO., INC. SECURITY 353514102 Meeting Type Annual TICKER SYMBOL FELE Meeting Date 29-Apr-05 ISIN Agenda 932276822 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 DAVID A. ROBERTS Withhold Against 2 HOWARD B. WITT Withhold Against 02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For THE FRANKLIN ELECTRIC CO., INC. PERFORMANCE INCENTIVE STOCK PLAN. 03 APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM - PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2005 FISCAL YEAR.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 3000 0 11-Apr-05 11-Apr-05
FREMONT GENERAL CORPORATION SECURITY 357288109 Meeting Type Annual TICKER SYMBOL FMT Meeting Date 19-May-05 ISIN Agenda 932316828 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES A. MCINTYRE For For 2 LOUIS J. RAMPINO For For 3 WAYNE R. BAILEY For For 4 THOMAS W. HAYES For For 5 ROBERT F. LEWIS For For 6 RUSSELL K. MAYERFELD For For 7 DICKINSON C. ROSS For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3000 0 09-May-05 09-May-05
GARMIN LTD. SECURITY G37260109 Meeting Type Annual TICKER SYMBOL GRMN Meeting Date 03-Jun-05 ISIN Agenda 932335931 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DONALD H. ELLER* Withhold Against 2 CLIFTON A. PEMBLE* Withhold Against 3 CHARLES W. PEFFER** Withhold Against 02 APPROVAL OF THE GARMIN LTD. 2005 EQUITY Mgmt For For INCENTIVE PLAN
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3500 0 20-May-05 20-May-05
GENERAL DYNAMICS CORPORATION SECURITY 369550108 Meeting Type Annual TICKER SYMBOL GD Meeting Date 04-May-05 ISIN Agenda 932269118 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 N.D. CHABRAJA For For 2 J.S. CROWN For For 3 L. CROWN For For 4 W.P. FRICKS For For 5 C.H. GOODMAN For For 6 J.L. JOHNSON For For 7 G.A. JOULWAN For For 8 P.G. KAMINSKI For For 9 J.M. KEANE For For 10 L.L. LYLES For For 11 C.E. MUNDY, JR. For For 12 R. WALMSLEY For For 02 SELECTION OF INDEPENDENT AUDITORS Mgmt For For 03 SHAREHOLDER PROPOSAL WITH REGARD TO FUTURE Shr Against For SEVERANCE AGREEMENTS 04 SHAREHOLDER PROPOSAL WITH REGARD TO FOREIGN Shr Against For MILITARY SALES
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 2000 0 01- Apr-05 01-Apr-05
GENERAL ELECTRIC COMPANY SECURITY 369604103 Meeting Type Annual TICKER SYMBOL GE Meeting Date 27-Apr-05 ISIN Agenda 932264916 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- A DIRECTOR Mgmt 1 JAMES I. CASH, JR. For For 2 WILLIAM M. CASTELL For For 3 DENNIS D. DAMMERMAN For For 4 ANN M. FUDGE For For 5 CLAUDIO X. GONZALEZ For For 6 JEFFREY R. IMMELT For For 7 ANDREA JUNG For For 8 ALAN G. LAFLEY For For 9 RALPH S. LARSEN For For 10 ROCHELLE B. LAZARUS For For 11 SAM NUNN For For 12 ROGER S. PENSKE For For 13 ROBERT J. SWIERINGA For For 14 DOUGLAS A. WARNER III For For 15 ROBERT C. WRIGHT For For B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For AUDITOR 01 CUMULATIVE VOTING Shr Against For 02 REPORT ON NUCLEAR RISK Shr Against For 03 REPORT ON PCB CLEANUP COSTS Shr Against For 04 CURB OVER-EXTENDED DIRECTORS Shr Against For 05 REPORT ON SUSTAINABILITY Shr Against For 06 DISCLOSE POLITICAL CONTRIBUTIONS Shr Against For 07 ANIMAL TESTING Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 23000 0 07-Mar-05 07-Mar-05
GENERAL MILLS, INC. SECURITY 370334104 Meeting Type Annual TICKER SYMBOL GIS Meeting Date 27-Sep-04 ISIN Agenda 932210444 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 STEPHEN R. DEMERITT For For 2 LIVIO D. DESIMONE For For 3 WILLIAM T. ESREY For For 4 RAYMOND V. GILMARTIN For For 5 JUDITH R. HOPE For For 6 ROBERT L. JOHNSON For For 7 HEIDI G. MILLER For For 8 H. OCHOA-BRILLEMBOURG For For 9 MICHAEL D. ROSE For For 10 STEPHEN W. SANGER For For 11 A. MICHAEL SPENCE For For 12 DOROTHY A. TERRELL For For 02 APPROVAL OF APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITOR. 03 APPROVAL OF AMENDMENTS TO THE COMPANY S BY- Mgmt For For LAWS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 3000 0 30-Aug-04 30-Aug-04
GLADSTONE CAPITAL CORPORATION SECURITY 376535100 Meeting Type Annual TICKER SYMBOL GLAD Meeting Date 09-Feb-05 ISIN Agenda 932252947 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MICHELA ENGLISH Withhold Against 2 ANTHONY W. PARKER Withhold Against 3 GEORGE STELLJES III Withhold Against 02 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For AMENDED AND RESTATED 2001 EQUITY INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF CAPITAL STOCK AUTHORIZED FOR ISSUANCE UNDER SUCH PLAN BY 250,000 SHARES AND TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO REDUCE THE EXERCISE PRICE FOR EACH OUTSTANDING OPTION, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 6000 0 21-Jan-05 21-Jan-05
GLAXOSMITHKLINE PLC SECURITY 37733WEKH Meeting Type Annual TICKER SYMBOL Meeting Date 25-May-05 ISIN Agenda 932285516 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- O1 DIRECTORS' REPORT AND FINANCIAL STATEMENTS Mgmt O2 REMUNERATION REPORT Mgmt O3 TO ELECT SIR CHRISTOPHER GENT AS A DIRECTOR Mgmt O4 TO ELECT SIR DERYCK MAUGHAN AS A DIRECTOR Mgmt O5 TO ELECT MR JULIAN HESLOP AS A DIRECTOR Mgmt O6 TO RE-ELECT DR JEAN-PIERRE GARNIER AS A Mgmt DIRECTOR O7 TO RE-ELECT SIR IAN PROSSER AS A DIRECTOR Mgmt O8 TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR Mgmt O9 TO RE-ELECT DR LUCY SHAPIRO AS A DIRECTOR Mgmt O10 RE-APPOINTMENT OF AUDITORS Mgmt O11. REMUNERATION OF AUDITORS Mgmt S12 TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO Mgmt EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL EXPENDITURE S13 DISAPPLICATION OF PRE-EMPTION RIGHTS* Mgmt S14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Mgmt SHARES* S15 INSERTION OF NEW ARTICLE 48A INTO ARTICLES OF Mgmt ASSOCIATION* S16 DELETION OF ARTICLE 154.2 OF ARTICLES OF Mgmt ASSOCIATION* S17 AMENDMENT OF ARTICLE 81 OF ARTICLES OF Mgmt ASSOCIATION*
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
GLOBALSANTAFE CORPORATION SECURITY G3930EOIH Meeting Type Annual TICKER SYMBOL Meeting Date 07-Jun-05 ISIN Agenda 932338052 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 RICHARD L. GEORGE Withhold Against 2 ROBERT E. ROSE Withhold Against 3 STEPHEN J. SOLARZ Withhold Against 4 NADER H. SULTAN Withhold Against 02 PROPOSAL TO AMEND THE COMPANY'S 2003 LONG-TERM Mgmt For For INCENTIVE PLAN TO REDUCE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND INCREASE THE NUMBER OF SUCH SHARES AVAILABLE FOR FULL-VALUE STOCK AWARDS. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 20-May-05 20-May-05
GOLDEN WEST FINANCIAL CORPORATION SECURITY 381317106 Meeting Type Annual TICKER SYMBOL GDW Meeting Date 26-Apr-05 ISIN Agenda 932269079 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 LOUIS J. GALEN Withhold Against 2 ANTONIA HERNANDEZ Withhold Against 3 BERNARD A. OSHER Withhold Against 02 APPROVAL OF THE 2005 STOCK INCENTIVE PLAN Mgmt For For 03 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP TO SERVE AS THE COMPANY'S INDEPENDENT OUTSIDE AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 2000 0 31-Mar-05 31-Mar-05
GRANT PRIDECO, INC. SECURITY 38821GOIH Meeting Type Annual TICKER SYMBOL Meeting Date 11-May-05 ISIN Agenda 932309013 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTORS DIRECTORS Mgmt 1 DAVID J. BUTTERS For For 2 ELIOT M. FRIED For For 3 DENNIS R. HENDRIX For For 4 HAROLD E. LAYMAN For For 5 SHELDON B. LUBAR For For 6 MICHAEL MCSHANE For For 7 ROBERT K. MOSES, JR. For For 8 JOSEPH E. REID For For 9 DAVID A. TRICE For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055989 91B 3500 0 28-Apr-05 28-Apr-05
GTECH HOLDINGS CORPORATION SECURITY 400518106 Meeting Type Annual TICKER SYMBOL GTK Meeting Date 02-Aug-04 ISIN Agenda 932202651 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 CHRISTINE M. COURNOYER Withhold Against 2 ROBERT M. DEWEY, JR. Withhold Against 3 PHILIP R. LOCHNER, JR. Withhold Against 02 APPROVAL OF THE GTECH HOLDINGS CORPORATION 2004 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. 03 APPROVAL OF THE AMENDMENT TO THE CERTIFICATE OF Mgmt For For INCORPORATION OF GTECH HOLDINGS CORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, $.01 PAR VALUE, FROM 150,000,000 TO 200,000,000. 04 RATIFICATION OF ERNST & YOUNG LLP, INDEPENDENT Mgmt For For CERTIFIED PUBLIC ACCOUNTANTS, AS AUDITORS FOR THE FISCAL YEAR ENDING FEBRUARY 26, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2500 0 26-Jul-04 26-Jul-04
GULFTERRA ENERGY PARTNERS, L.P. SECURITY 40274U108 Meeting Type Special TICKER SYMBOL GTM Meeting Date 29-Jul-04 ISIN Agenda 932202839 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 ADOPTION AND APPROVAL OF THE MERGER AGREEMENT, Mgmt For For DATED AS OF DECEMBER 15, 2003, BY AND AMONG ENTERPRISE PRODUCTS PARTNERS, L.P., ENTERPRISE PRODUCTS GP, L.L.C., ENTERPRISE PRODUCTS MANAGEMENT L.L.C., GULFTERRA AND GULFTERRA ENERGY COMPANY, L.L.C., AS IT MAY BE AMENDED FROM TIME TO TIME.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 14000 0 26-Jul-04 26-Jul-04
H.J. HEINZ COMPANY SECURITY 423074103 Meeting Type Annual TICKER SYMBOL HNZ Meeting Date 08-Sep-04 ISIN Agenda 932201267 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 W.R. JOHNSON For For 2 C.E. BUNCH For For 3 M.C. CHOKSI For For 4 L.S. COLEMAN, JR. For For 5 P.H. COORS For For 6 E.E. HOLIDAY For For 7 C. KENDLE For For 8 D.R. O'HARE For For 9 L.C. SWANN For For 10 T.J. USHER For For 11 J.M. ZIMMERMAN For For 02 RATIFICATION OF AUDITORS. Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 11900 0 23-Jul-04 23-Jul-04
HALLIBURTON COMPANY SECURITY 406216101 Meeting Type Annual TICKER SYMBOL HAL Meeting Date 18-May-05 ISIN Agenda 932290226 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 R.L. CRANDALL For For 2 K.T. DERR For For 3 S.M. GILLIS For For 4 W.R. HOWELL For For 5 R.L. HUNT For For 6 D.J. LESAR For For 7 J.L. MARTIN For For 8 J.A. PRECOURT For For 9 D.L. REED For For 02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For AUDITORS. 03 STOCKHOLDER PROPOSAL ON SEVERANCE Shr Against For AGREEMENTS. 04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION Shr Against For VOTE THRESHOLD.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 1500 0 11-Apr-05 11-Apr-05
HALLIBURTON COMPANY SECURITY 406216OIH Meeting Type Annual TICKER SYMBOL Meeting Date 18-May-05 ISIN Agenda 932295757 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 R.L. CRANDALL For For 2 K.T. DERR For For 3 S.M. GILLIS For For 4 W.R. HOWELL For For 5 R.L. HUNT For For 6 D.J. LESAR For For 7 J.L. MARTIN For For 8 J.A. PRECOURT For For 9 D.L. REED For For 02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For AUDITORS. 03 STOCKHOLDER PROPOSAL ON SEVERANCE Shr Against For AGREEMENTS. 04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION Shr Against For VOTE THRESHOLD.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 11-Apr-05 11-Apr-05
HANOVER COMPRESSOR COMPANY SECURITY 410768OIH Meeting Type Annual TICKER SYMBOL Meeting Date 19-May-05 ISIN Agenda 932311789 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 I. JON BRUMLEY For For 2 TED COLLINS, JR. For For 3 MARGARET K. DORMAN For For 4 ROBERT R. FURGASON For For 5 VICTOR E. GRIJALVA For For 6 GORDAN T. HALL For For 7 JOHN E. JACKSON For For 8 STEPHEN M. PAZUK For For 9 ALVIN V. SHOEMAKER For For 02 RATIFICATION OF REAPPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 09-May-05 09-May-05
HEAD N.V. SECURITY 422070102 Meeting Type Annual TICKER SYMBOL HED Meeting Date 25-May-05 ISIN Agenda 932332036 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 03 TO ADOPT THE DUTCH STATUTORY ANNUAL ACCOUNTS Mgmt FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2004. 4A SUB (A) - TO DISCHARGE EACH MEMBER OF THE BOARD Mgmt OF MANAGEMENT FROM LIABILITY IN RESPECT OF ACTS AND OMISSIONS. 4B SUB (B) - TO DISCHARGE EACH MEMBER OF THE Mgmt SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF ACTS AND OMISSIONS. 05 TO ADOPT RENUMERATION POLICY OF THE BOARD OF Mgmt MANAGEMENT. 06 TO EXTEND THE AUTHORITY OF THE BOARD Mgmt MANAGEMENT TO REPURCHASE SHARES FOR A MAXIMUM OF 30% OF THE ISSUED SHARE CAPITAL. 7A SUB (A) - TO CANCEL ORDINARY SHARES WHICH HAVE Mgmt BEEN REPURCHASED BY THE COMPANY FOR A MAXIMUM OF 30% OF THE ISSUED SHARE CAPITAL. 7B SUB (B) - TO AMEND THE ARTICLES OF ASSOCIATION Mgmt TO REDUCE THE AUTHORISED SHARE CAPITAL OF THE COMPANY. 08 TO EXTEND THE DESIGNATION OF THE BOARD OF Mgmt MANAGEMENT AS THE CORPORATE BODY AUTHORISED TO ISSUE SHARES. 09 TO EXTEND THE DESIGNATION OF THE BOARD OF Mgmt MANAGEMENT TO LIMIT OR EXCLUDE THE RIGHT OF PREEMPTION OF HOLDERS OF ORDINARY SHARES. 10 TO AUTHORISE THE BOARD OF MANAGEMENT TO Mgmt APPROVE A NEW HEAD EXECUTIVE STOCK OPTION PLAN. 11 TO AUTHORISE THE BOARD OF MANAGEMENT TO APPLY Mgmt FOR A DE-LISTING FROM THE NEW YORK STOCK EXCHANGE AND TO TERMINATE THE "COMMON SHARE AGREEMENT" BETWEEN THE COMPANY AND THE BANK OF NEW YORK. 12 TO AUTHORISE THE BOARD OF MANAGEMENT TO APPLY Mgmt FOR A SUSPENSION OF THE COMPANY'S REPORTING OBLIGATIONS WITH THE SECURITIES AND EXCHANGE COMMISSION.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 170600 0
HERLY INDUSTRIES, INC. SECURITY 427398102 Meeting Type Annual TICKER SYMBOL HRLY Meeting Date 20-Jan-05 ISIN Agenda 932249659 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 MYRON LEVY Withhold Against 2 DR. EDWARD A. BOGUCZ Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 500 0 04-Jan-05 04-Jan-05
HSBC HOLDINGS PLC SECURITY 404280406 Meeting Type Annual TICKER SYMBOL HBC Meeting Date 27-May-05 ISIN Agenda 932298373 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 TO RECEIVE THE REPORT AND ACCOUNTS FOR 2004 Mgmt For For 02 DIRECTORS Mgmt 1 SIR JOHN BOND For For 2 R K F CH'IEN For For 3 J D COOMBE For For 4 BARONESS DUNN For For 5 D J FLINT For For 6 J W J HUGHES-HALLETT For For 7 SIR BRIAN MOFFAT For For 8 S W NEWTON For For 9 H SOHMEN For For 03 TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE Mgmt. For For DETERMINED BY THE GROUP AUDIT COMMITTEE 04 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt. For For FOR 2004 05 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt. For For 06 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL Mgmt. For For RESOLUTION) 07 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN Mgmt. For For ORDINARY SHARES 08 TO AMEND THE HSBC HOLDINGS SAVINGS-RELATED Mgmt For For SHARE OPTION PLAN. 09 TO AMEND THE HSBC HOLDINGS SAVINGS-RELATED Mgmt For For SHARE OPTION PLAN: INTERNATIONAL 10 TO APPROVE THE HSBC US EMPLOYEE STOCK PLAN Mgmt For For 11 TO APPROVE THE HSBC SHARE PLAN Mgmt For For 12 TO ALTER THE ARTICLES OF ASSOCIATION (SPECIAL Mgmt For For RESOLUTION)
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 3155 0 09-May-05 09-May-05
HUANENG POWER INTERNATIONAL, INC. SECURITY 443304100 Meeting Type Special TICKER SYMBOL HNP Meeting Date 17-Dec-04 ISIN Agenda 932241552 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 1A TO APPROVE THE ACQUISITION OF 60% EQUITY Mgmt INTEREST IN SICHUAN HUANENG HYDRO POWER DEVELOPMENT LIMITED LIABILITY COMPANY BY THE COMPANY FROM CHINA HUANENG GROUP AND THE TRANSFER AGREEMENT THEREOF. 1B TO APPROVE THE ACQUISITION OF 65% EQUITY Mgmt INTEREST IN GANSU HUANENG PINGLIANG POWER GENERATION LIMITED LIABILITY COMPANY BY THE COMPANY FROM CHINA HUANENG GROUP AND THE TRANSFER AGREEMENT THEREOF. 2A TO APPROVE THE GUARANTEE ARRANGEMENT AND THE Mgmt RELEVANT AGREEMENTS BETWEEN GANSU HUANENG PINGLIANG POWER GENERATION LIMITED LIABILITY COMPANY, SICHUAN HUANENG HYDRO POWER DEVELOPMENT LIMITED LIABILITY COMPANY AND THE SUBSIDIARIES THEREOF AND CHINA HUANENG GROUP. 2B TO APPROVE TO CONTINUE TO IMPLEMENT THE ASSET Mgmt SWAP ARRANGEMENT BETWEEN SICHUAN HUANENG HYDRO POWER DEVELOPMENT LIMITED LIABILITY COMPANY SICHUAN HUANENG INDUSTRIAL COMPANY. 2C TO APPROVE THE LOAN AND DEPOSIT ARRANGEMENT Mgmt BETWEEN GANSU HUANENG PINGLIANG POWER GENERATION LIMITED LIABILITY COMPANY, SICHUAN HUANENG HYDRO POWER DEVELOPMENT LIMITED LIABILITY COMPANY AND THE SUBSIDIARIES THEREOF AND CHINA HUANENG FINANCE LIMITED LIABILITY COMPANY.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 4000 0
HUANENG POWER INTERNATIONAL, INC. SECURITY 443304100 Meeting Type Annual TICKER SYMBOL HNP Meeting Date 11-May-05 ISIN Agenda 932325118 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- O1 TO CONSIDER AND APPROVE THE WORKING REPORT Mgmt FROM THE BOARD OF DIRECTORS OF THE COMPANY FOR YEAR 2004. O2 TO CONSIDER AND APPROVE THE WORKING REPORT Mgmt FROM THE SUPERVISORY COMMITTEE OF THE COMPANY FOR YEAR 2004. O3 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL Mgmt STATEMENTS OF THE COMPANY FOR YEAR 2004. O4 TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION Mgmt PLAN OF THE COMPANY FOR YEAR 2004. 05 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt ZHONG TIAN CPAS CO. LTD AS THE PRC AUDITORS AND PRICEWATERHOUSECOOPERS AS THE COMPANY'S INTERNATIONAL AUDITORS FOR 2005 WITH A TOTAL REMUNERATION OF US$2.01 MILLION. O6 DIRECTOR Mgmt 1 MR. LI XIAOPENG 2 MR. HUANG YONGDA 3 MR. WANG XIAOSONG 4 MR. NA XIZHI 5 MR. HUANG LONG 6 MR. WU DAWEI 7 MR. SHAN QUNYING 8 MR. YANG SHENGMING 9 MR. XU ZUJIAN 10 MR. LIU SHUYUAN 11 MR. QIAN ZHONGWEI 12 MR. XIA DONGLIN 13 MR. LIU JIPENG 14 MR. WU YUSHENG 15 MR. YU NING O7A APPOINTMENT OF MR. YE DAJI AS THE COMPANY'S Mgmt SUPERVISOR. O7B APPOINTMENT OF MR. SHEN WEIBING AS THE Mgmt COMPANY'S SUPERVISOR. O7C APPOINTMENT OF MR. SHEN ZONGMIN AS THE Mgmt COMPANY'S SUPERVISOR. O7D APPOINTMENT OF MS. YU YING AS THE COMPANY'S Mgmt SUPERVISOR. S8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt AMENDMENTS TO THE ARTICLES OF ASSOCIATION. S9 TO CONSIDER AND APPROVE THAT (I) AN APPROVAL Mgmt TO BE GIVEN TO THE COMPANY TO ISSUE A SHORT- TERM DEBENTURE.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 4000 0
ICU MEDICAL, INC. SECURITY 44930G107 Meeting Type Annual TICKER SYMBOL ICUI Meeting Date 13-May-05 ISIN Agenda 932311777 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN J. CONNORS Withhold Against 2 M.T. KOVALCHIK, III MD Withhold Against 3 JOSEPH R. SAUCEDO Withhold Against 02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS AUDITORS FOR THE COMPANY
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 7000 0 28-Apr-05 28-Apr-05
IMPERIAL OIL LIMITED SECURITY 453038408 Meeting Type Annual TICKER SYMBOL IMO Meeting Date 21-Apr-05 ISIN Agenda 932272759 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS Mgmt For For AUDITORS OF THE COMPANY. 02 DIRECTOR Mgmt 1 B.J. (BRIAN) FISCHER For For 2 T.J. (TIM) HEARN For For 3 J.M. (JACK) MINTZ For For 4 R. (ROGER) PHILLIPS For For 5 J.F. (JIM) SHEPARD For For 6 P.A. (PAUL) SMITH For For 7 SHEELAGH WHITTAKER For For 8 J.M. (MICHAEL) YEAGER For For 9 V.L. (VICTOR) YOUNG For For 3A SHAREHOLDER PROPOSAL NO. 1 Shr Against For 3B SHAREHOLDER PROPOSAL NO. 2 Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3000 0 20-Apr-05 20-Apr-05 5108741 91B 1700 0 20-Apr-05 20-Apr-05
INDYMAC BANCORP, INC. SECURITY 456607100 Meeting Type Annual TICKER SYMBOL NDE Meeting Date 27-Apr-05 ISIN Agenda 932268914 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MICHAEL W. PERRY For For 2 LOUIS E. CALDERA For For 3 LYLE E. GRAMLEY For For 4 HUGH M. GRANT For For 5 PATRICK C. HADEN For For 6 TERRANCE G. HODEL For For 7 ROBERT L. HUNT II For For 8 SENATOR JOHN SEYMOUR For For 9 JAMES R. UKROPINA For For 02 RATIFICATION OF APPOINTMENT OF INDYMAC'S Mgmt For For INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 11-Apr-05 11-Apr-05
INFOSYS TECHNOLOGIES LIMITED SECURITY 456788108 Meeting Type Annual TICKER SYMBOL INFY Meeting Date 11-Jun-05 ISIN Agenda 932355262 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 TO RECEIVE, CONSIDER AND ADOPT THE BALANCE SHEET Mgmt AND THE PROFIT & LOSS ACCOUNT AND THE REPORT OF THE DIRECTORS. ON THAT DATE AND THE REPORT OF THE DIRECTORS AND THE AUDITORS THERON. 02 TO DECLARE A FINAL DIVIDEND. Mgmt 03 TO APPOINT A DIRECTOR IN PLACE OF MR. N.R Mgmt NARAYANA MURTHY, WHO RETIRES BY ROTATION AND OFFERS HIMSELF FOR RE-ELECTION. RE-ELECTION. 04 TO APPOINT A DIRECTOR IN PLACE OF MR. NANDAN M. Mgmt NILEKANI, WHO RETIRES BY ROTATION AND OFFERS HIMSELF FOR RE-ELECTION. RE-ELECTION. 05 TO APPOINT A DIRECTOR IN PLACE OF MR. K. DINESH, Mgmt WHO RETIRES BY ROTATION AND OFFERS HIMSELF FOR RE-ELECTION. 06 TO APPOINT A DIRECTOR IN PLACE OF MR. CLAUDE Mgmt SMADJA, WHO RETIRES BY ROTATION AND OFFERS HIMSELF FOR RE-ELECTION. 07 TO RESOLVE NOT TO FILL THE VACANCY FOR THE TIME Mgmt BEING IN THE BOARD, DUE TO THE RETIREMENT OF MR. PHILIP YEO. ROTATION AND DOES NOT SEEK RE- ELECTION. 08 TO APPOINT STATUTORY AUDITORS FOR THE FINANCIAL Mgmt YEAR 2005-2006. 09 TO APPROVE THE RE-APPOINTMENT OF MR. T.V. Mgmt MOHANDAS PAI AS DIRECTOR IN THE WHOLE-TIME EMPLOYMENT OF THE COMPANY. 10 TO APPROVE THE RE-APPOINTMENT OF MR. SRINATH Mgmt BATNI AS DIRECTOR IN THE WHOLE-TIME EMPLOYMENT OF THE COMPANY. 11 TO APPROVE KEEPING OF REGISTER OF MEMBERS, INDEX Mgmt OF MEMBERS, RETURNS AND COPIES OF CERTIFICATES AND DOCUMENTS IN THE OFFICE OF KARVY COMPUTERSHARE PRIVATE LIMITED, THE COMPANY'S REGISTRAR AND SHARE TRANSFER AGENTS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0
ING GROEP N.V. SECURITY 456837103 Meeting Type Annual TICKER SYMBOL ING Meeting Date 26-Apr-05 ISIN Agenda 932284350 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 3A ANNUAL ACCOUNTS FOR 2004. Mgmt For For 3B DIVIDEND FOR 2004. Mgmt For For 4A DISCHARGE OF THE EXECUTIVE BOARD IN RESPECT OF Mgmt For For THE DUTIES PERFORMED DURING THE YEAR 2004. 4B DISCHARGE OF THE SUPERVISORY BOARD IN RESPECT Mgmt For For OF THE DUTIES PERFORMED DURING THE YEAR 2004. 5A ING'S RESPONSE TO THE DUTCH CORPORATE Mgmt For For GOVERNANCE CODE. 6A REAPPOINTMENT OF LUELLA GROSS GOLDBERG. Mgmt Against Against 6B REAPPOINTMENT OF GODFRIED VAN DER LUGT. Mgmt Against Against 6C APPOINTMENT OF JAN HOMMEN. Mgmt Against Against 6D APPOINTMENT OF CHRISTINE LAGARDE. Mgmt Against Against PERFORMANCE SHARES TO BE GRANTED TO MEMBERS OF THE EXECUTIVE BOARD FOR 2004. 7 MAXIMUM NUMBER OF STOCK OPTIONS AND Mgmt For For PERFORMANCE SHARES TO BE GRANTED TO MEMBERS OF THE EXECUTIVE BOARD FOR 2004. 8A AUTHORIZATION TO ISSUE ORDINARY SHARES WITH OR Mgmt For For WITHOUT PREFERENTIAL RIGHTS. 8B AUTHORIZATION TO ISSUE PREFERENCE B SHARES WITH Mgmt For For OR WITHOUT PREFERENTIAL RIGHTS. RECEIPTS FOR SHARES IN ITS OWN CAPITAL. 9 AUTHORIZATION TO ACQUIRE SHARES OR DEPOSITARY Mgmt For For RECEIPTS FOR SHARES IN ITS OWN CAPITAL.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 21764 0 20-Apr-05 20-Apr-05
INTEL CORPORATION SECURITY 458140SMH Meeting Type Annual TICKER SYMBOL Meeting Date 18-May-05 ISIN Agenda 932297472 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CRAIG R. BARRETT For For 2 CHARLENE BARSHEFSKY For For 3 E. JOHN P. BROWNE For For 4 D. JAMES GUZY For For 5 REED E. HUNDT For For 6 PAUL S. OTELLINI For For 7 DAVID S. POTTRUCK For For 8 JANE E. SHAW For For 9 JOHN L. THORNTON For For 10 DAVID B. YOFFIE For For 02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF AMENDMENT AND EXTENSION OF THE 2004 Mgmt For For EQUITY INCENTIVE PLAN. 04 APPROVAL OF AMENDMENT AND EXTENSION OF THE Mgmt For For EXECUTIVE OFFICER INCENTIVE PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 11-Apr-05 11-Apr-05
INTERNATIONAL BUSINESS MACHINES CORP SECURITY 459200101 Meeting Type Annual TICKER SYMBOL IBM Meeting Date 26-Apr-05 ISIN Agenda 932265576 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 C. BLACK For For 2 K.I. CHENAULT For For 3 J. DORMANN For For 4 M.L. ESKEW For For 5 C. GHOSN For For 6 C.F. KNIGHT For For 7 M. MAKIHARA For For 8 L.A. NOTO For For 9 S.J. PALMISANO For For 10 J.E. SPERO For For 11 S. TAUREL For For 12 C.M. VEST For For 13 L.H. ZAMBRANO For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 24) 03 STOCKHOLDER PROPOSAL ON--CUMULATIVE VOTING Shr Against For (PAGE 25) 04 STOCKHOLDER PROPOSAL ON--PENSION AND Shr Against For RETIREMENT MEDICAL (PAGE 25) 05 STOCKHOLDER PROPOSAL ON--EXECUTIVE Shr Against For COMPENSATION (PAGE 27) 06 STOCKHOLDER PROPOSAL ON--EXPENSING STOCK Shr Against For OPTIONS (PAGE 28) 07 STOCKHOLDER PROPOSAL ON--DISCLOSURE OF Shr Against For EXECUTIVE COMPENSATION (PAGE 29) 08 STOCKHOLDER PROPOSAL ON--OFFSHORING (PAGE 30) Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 5000 0 20-Apr-05 20-Apr-05
INTERNATIONAL GAME TECHNOLOGY SECURITY 459902102 Meeting Type Annual TICKER SYMBOL IGT Meeting Date 01-Mar-05 ISIN Agenda 932251058 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 NEIL BARSKY For For 2 ROBERT A. BITTMAN For For 3 RICHARD R. BURT For For 4 LESLIE S. HEISZ For For 5 ROBERT A. MATHEWSON For For 6 THOMAS J. MATTHEWS For For 7 ROBERT MILLER For For 8 FREDERICK B. RENTSCHLER For For 02 APPROVAL OF THE AMENDMENT TO THE INTERNATIONAL Mgmt For For GAME TECHNOLOGY 2002 STOCK INCENTIVE PLAN. 03 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS IGT'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 500 0 24-Jan-05 24-Jan-05
IVAX CORPORATION SECURITY 465823PPH Meeting Type Annual TICKER SYMBOL IVX Meeting Date 15-Jul-04 ISIN Agenda 932195325 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 BETTY G. AMOS For For 2 MARK ANDREWS For For 3 ERNST BIEKERT, PH.D. For For 4 PAUL L. CEJAS For For 5 JACK FISHMAN, PH.D. For For 6 NEIL FLANZRAICH For For 7 PHILLIP FROST, M.D. For For 8 BRUCE W. GREER For For 9 JANE HSIAO, PH.D. For For 10 DAVID A. LIEBERMAN For For 11 RICHARD C. PFENNIGER JR For For 12 BERTRAM PITT, M.D. For For 02 APPROVAL OF 2004 INCENTIVE COMPENSATION PLAN Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 10-Jun-04 10-Jun-04
JOHN HANCOCK PATRIOT SELECT DIVIDEND SECURITY 41013U102 Meeting Type Annual TICKER SYMBOL DIV Meeting Date 02-Mar-05 ISIN Agenda 932257428 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES F. CARLIN 2 WILLIAM H. CUNNINGHAM 3 RICHARD P. CHAPMAN, JR. 4 JAMES A. SHEPHERDSON 02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt AS THE TRUST'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 10000 0
JPMORGAN CHASE & CO. SECURITY 46625H100 Meeting Type Annual TICKER SYMBOL JPM Meeting Date 17-May-05 ISIN Agenda 932288156 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HANS W. BECHERER For For 2 JOHN H. BIGGS For For 3 LAWRENCE A. BOSSIDY For For 4 STEPHEN B. BURKE For For 5 JAMES S. CROWN For For 6 JAMES DIMON For For 7 ELLEN V. FUTTER For For 8 WILLIAM H. GRAY III For For 9 WILLIAM B. HARRISON JR. For For 10 LABAN P. JACKSON JR. For For 11 JOHN W. KESSLER For For 12 ROBERT I. LIPP For For 13 RICHARD A. MANOOGIAN For For 14 DAVID C. NOVAK For For 15 LEE R. RAYMOND For For 16 WILLIAM C. WELDON For For 02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Mgmt For For 04 DIRECTOR TERM LIMITS Shr Against For 05 SEPARATION OF CHAIRMAN AND CEO Shr Against For 06 COMPETITIVE PAY Shr Against For 07 RECOUP UNEARNED MANAGEMENT BONUSES Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 2000 0 28-Apr-05 28-Apr-05
JPMORGAN CHASE & CO. SECURITY 46625HRKH Meeting Type Annual TICKER SYMBOL Meeting Date 17-May-05 ISIN Agenda 932286330 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 HANS W. BECHERER For For 2 JOHN H. BIGGS For For 3 LAWRENCE A. BOSSIDY For For 4 STEPHEN B. BURKE For For 5 JAMES S. CROWN For For 6 JAMES DIMON For For 7 ELLEN V. FUTTER For For 8 WILLIAM H. GRAY, III For For 9 WILLIAM B. HARRISON, JR For For 10 LABAN P. JACKSON, JR. For For 11 JOHN W. KESSLER For For 12 ROBERT I. LIPP For For 13 RICHARD A. MANOOGIAN For For 14 DAVID C. NOVAK For For 15 LEE R. RAYMOND For For 16 WILLIAM C. WELDON For For 02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Mgmt For For 04 DIRECTOR TERM LIMITS Shr Against For 05 SEPARATION OF CHAIRMAN AND CEO Shr Against For 06 COMPETITIVE PAY Shr Against For 07 RECOUP UNEARNED MANAGEMENT BONUSES Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 28-Apr-05 28-Apr-05
KANEB PIPE LINE PARTNERS, L.P. SECURITY 484169107 Meeting Type Special TICKER SYMBOL KPP Meeting Date 11-Mar-05 ISIN Agenda 932259369 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Mgmt For For THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 31, 2004, BY AND AMONG VALERO L.P., KANEB PIPE LINE PARTNERS, L.P. AND THE OTHER PARTIES THERETO, AS IT MAY BE AMENDED FROM TIME TO TIME, UNDER WHICH, AMONG OTHER THINGS, KANEB PIPE LINE PARTNERS, L.P. WILL MERGE WITH A SUBSIDIARY OF VALERO L.P. 02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Mgmt For For THE SPECIAL MEETING IF NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE MERGER AGREEMENT DESCRIBED IN THE IMMEDIATELY ABOVE PROPOSAL.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 5000 0 02-Feb-05 02-Feb-05
KEYCORP SECURITY 493267RKH Meeting Type Annual TICKER SYMBOL Meeting Date 05-May-05 ISIN Agenda 932283346 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 EDWARD P. CAMPBELL Withhold Against 2 H. JAMES DALLAS Withhold Against 3 CHARLES R. HOGAN Withhold Against 4 LAURALEE E. MARTIN Withhold Against 5 BILL R. SANFORD Withhold Against 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 27-Apr-05 27-Apr-05
KIMBERLY-CLARK CORPORATION SECURITY 494368103 Meeting Type Annual TICKER SYMBOL KMB Meeting Date 28-Apr-05 ISIN Agenda 932261201 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN F. BERGSTROM Withhold Against 2 ROBERT W. DECHERD Withhold Against 3 G. CRAIG SULLIVAN Withhold Against 02 APPROVAL OF AUDITORS Mgmt For For 03 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF Shr Against For GLOBAL HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL LABOR ORGANIZATION CONVENTIONS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 2000 0 11-Apr-05 11-Apr-05
KLA-TENCOR CORPORATION SECURITY 482480SMH Meeting Type Annual TICKER SYMBOL KLAC Meeting Date 18-Oct-04 ISIN Agenda 932219151 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 EDWARD W. BARNHOLT Withhold Against 2 STEPHEN P. KAUFMAN Withhold Against 3 KENNETH L. SCHROEDER Withhold Against 02 TO APPROVE THE COMPANY S 2004 EQUITY INCENTIVE Mgmt For For PLAN, INCLUDING APPROVAL OF ITS MATERIAL TERMS AND PERFORMANCE GOALS FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M). 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 28-Sep-04 28-Sep-04
L-3 COMMUNICATIONS HOLDINGS, INC. SECURITY 502424104 Meeting Type Annual TICKER SYMBOL LLL Meeting Date 26-Apr-05 ISIN Agenda 932295682 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 FRANK C. LANZA 2 JOHN M. SHALIKASHVILI 3 JOHN P. WHITE 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 2000 0
LABORATORY CORP. OF AMERICA HOLDINGS SECURITY 50540R409 Meeting Type Annual TICKER SYMBOL LH Meeting Date 18-May-05 ISIN Agenda 932306017 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 THOMAS P. MAC MAHON For For 2 JEAN-LUC BELINGARD For For 3 WENDY E. LANE For For 4 R.E. MITTELSTAEDT, JR. For For 5 ARTHUR H. RUBENSTEIN For For 6 ANDREW G. WALLACE For For 7 M. KEITH WEIKEL For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 6400 0 28-Apr-05 28-Apr-05
LAN AIRLINES SECURITY 501723100 Meeting Type Annual TICKER SYMBOL LFL Meeting Date 29-Apr-05 ISIN Agenda 932316272 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- Mgmt A APPROVAL OF: COMPANY'S ANNUAL REPORT, BALANCE SHEET AND FINANCIAL STATEMENTS FOR THE YEAR CONCLUDED ON DECEMBER 31, 2004 B APPROVAL OF A DIVIDEND TO BE PAID NOT LESS THAN Mgmt THE LEGAL 30% MINIMUM TO BE CHARGED TO THE 2004 PROFITS C FIX THE DIRECTOR'S FEES FOR 2005 Mgmt D FIX THE DIRECTORS' COMMITTEE FEES FOR 2005 AND Mgmt DETERMINATION OF ITS BUDGET E APPOINTMENT OF EXTERNAL AUDITORS Mgmt F APPOINTMENT OF RATING AGENCIES Mgmt G STATUS OF TRANSACTIONS REFERRED TO IN ARTICLE 44 Mgmt OF ACT NO. 18,064 ON CORPORATIONS (TRANSACTIONS HELD WITH RELATED PERSONS) H INFORMATION ON THE PROCESSING, PRINTING AND Mgmt MAILING COSTS OF THE INFORMATION REFERRED TO IN ORDER NO. 1494 OF THE CHILEAN SECURITIES AUTHORITY (SUPERINTENDENCIA DE VALORES Y SEGUROS) I ANY OTHER MATTER OF THE COMPANY'S INTEREST Mgmt WHICH SHALL BE SUBMITTED TO THE ANNUAL SHAREHOLDERS' MEETING
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 1500 0
LANCASTER COLONY CORPORATION SECURITY 513847103 Meeting Type Annual TICKER SYMBOL LANC Meeting Date 15-Nov-04 ISIN Agenda 932231107 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 JOHN L. BOYLAN Withhold Against 2 HENRY M. O'NEILL, JR. Withhold Against 3 ZUHEIR SOFIA Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 3000 0 08-Nov-04 08-Nov-04
LANDSTAR SYSTEM, INC. SECURITY 515098101 Meeting Type Annual TICKER SYMBOL LSTR Meeting Date 12-May-05 ISIN Agenda 932294022 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DAVID G. BANNISTER Withhold Against 2 JEFFREY C. CROWE Withhold Against 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2005. 03 TO CONSIDER APPROVAL OF AN AMENDMENT TO ARTICLE Mgmt For For IV OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 6000 0 28-Apr-05 28-Apr-05
LIBERTY MEDIA CORPORATION SECURITY 530718105 Meeting Type Annual TICKER SYMBOL L Meeting Date 08-Jun-05 ISIN Agenda 932336856 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DAVID E. RAPLEY Withhold Against 2 LARRY E. ROMRELL Withhold Against 02 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 13000 0 26-May-05 26-May-05
LINEAR TECHNOLOGY CORPORATION SECURITY 535678SMH Meeting Type Annual TICKER SYMBOL LLTC Meeting Date 03-Nov-04 ISIN Agenda 932225990 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT H. SWANSON, JR. For For 2 DAVID S. LEE For For 3 LEO T. MCCARTHY For For 4 RICHARD M. MOLEY For For 5 THOMAS S. VOLPE For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS THE COMPANY S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 3, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 07-Oct-04 07-Oct-04
LSI LOGIC CORPORATION SECURITY 502161SMH Meeting Type Annual TICKER SYMBOL Meeting Date 12-May-05 ISIN Agenda 932296848 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILFRED J. CORRIGAN For For 2 JAMES H. KEYES For For 3 MALCOLM R. CURRIE For For 4 T.Z. CHU For For 5 R. DOUGLAS NORBY For For 6 MATTHEW J. O'ROURKE For For 7 GREGORIO REYES For For 8 LARRY W. SONSINI For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2005 FISCAL YEAR.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 28-Apr-05 28-Apr-05
M.D.C. HOLDINGS, INC. SECURITY 552676108 Meeting Type Annual TICKER SYMBOL MDC Meeting Date 21-Apr-05 ISIN Agenda 932266706 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 GILBERT GOLDSTEIN Withhold Against 2 WILLIAM B. KEMPER Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 5000 0 22-Mar-05 22-Mar-05
MANULIFE FINANCIAL CORPORATION SECURITY 56501R106 Meeting Type Annual TICKER SYMBOL MFC Meeting Date 05-May-05 ISIN Agenda 932271303 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 KEVIN E. BENSON For For 2 JOHN M. CASSADAY For For 3 LINO J. CELESTE For For 4 GAIL C. A. COOK-BENNETT For For 5 DOMINIC D'ALESSANDRO For For 6 THOMAS P. D'AQUINO For For 7 RICHARD B. DEWOLFE For For 8 ROBERT E. DINEEN, JR. For For 9 PIERRE Y. DUCROS For For 10 ALLISTER P. GRAHAM For For 11 THOMAS E. KIERANS For For 12 LORNA R. MARSDEN For For 13 ARTHUR R. SAWCHUK For For 14 HUGH W. SLOAN, JR. For For 15 GORDON G. THIESSEN For For 16 MICHAEL H. WILSON For For 02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For 03 SHAREHOLDER PROPOSAL NO. 1 Shr Against For 04 SHAREHOLDER PROPOSAL NO. 2 Shr Against For 05 SHAREHOLDER PROPOSAL NO. 3 Shr Against For 06 SHAREHOLDER PROPOSAL NO. 4 Shr Against For 07 SHAREHOLDER PROPOSAL NO. 5 Shr Against For 08 SHAREHOLDER PROPOSAL NO. 6 Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2360 0 27-Apr-05 27-Apr-05
MARATHON OIL CORPORATION SECURITY 565849106 Meeting Type Annual TICKER SYMBOL MRO Meeting Date 27-Apr-05 ISIN Agenda 932274638 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 SHIRLEY ANN JACKSON** Withhold Against 2 PHILIP LADER** Withhold Against 3 SETH E. SCHOFIELD** Withhold Against 4 DOUGLAS C. YEARLEY** Withhold Against 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT AUDITORS 03 STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shr For Against OF DIRECTORS 04 STOCKHOLDER PROPOSAL TO ELECT DIRECTORS BY A Shr Against For MAJORITY VOTE
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3500 0 12-Apr-05 12-Apr-05
MARSHALL & ILSLEY CORPORATION SECURITY 571834RKH Meeting Type Annual TICKER SYMBOL Meeting Date 26-Apr-05 ISIN Agenda 932275983 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ANDREW N. BAUR Withhold Against 2 JOHN W. DANIELS, JR. Withhold Against 3 JOHN A. MELLOWES Withhold Against 4 ROBERT J. O'TOOLE Withhold Against 5 JOHN S. SHIELY Withhold Against 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP TO AUDIT THE FINANCIAL STATEMENTS OF MARSHALL & ILSLEY CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 11-Apr-05 11-Apr-05
MAVERICK TUBE CORPORATION SECURITY 577914104 Meeting Type Annual TICKER SYMBOL MVK Meeting Date 16-May-05 ISIN Agenda 932304277 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 C. ROBERT BUNCH For For 2 GERALD HAGE For For 3 DAVID H. KENNEDY For For 4 WAYNE P. MANG For For 5 PAUL MCDERMOTT For For 6 C. ADAMS MOORE For For 02 APPROVAL OF SECOND AMENDED AND RESTATED 2004 Mgmt For For OMNIBUS INCENTIVE PLAN. 03 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3000 0 28-Apr-05 28-Apr-05
MAXIM INTEGRATED PRODUCTS, INC. SECURITY 57772KSMH Meeting Type Special TICKER SYMBOL MXIM Meeting Date 17-Sep-04 ISIN Agenda 932217397 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 RATIFICATION AND APPROVAL OF THE AMENDMENT AND Mgmt For For RESTATEMENT OF THE COMPANY S 1996 STOCK INCENTIVE PLAN TO (A) INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 13,000,000 SHARES FROM 104,600,000 SHARES TO 117,600,000 SHARES AND (B) REQUIRE THAT ALL STOCK OPTIONS BE GRANTED WITH AN EXERCISE PRICE NO LESS THAN 100% OF THE FAIR MARKET VALUE OF THE COMMON STOCK.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 30-Aug-04 30-Aug-04
MAXIM INTEGRATED PRODUCTS, INC. SECURITY 57772KSMH Meeting Type Annual TICKER SYMBOL MXIM Meeting Date 18-Nov-04 ISIN Agenda 932232642 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES R. BERGMAN For For 2 JOHN F. GIFFORD For For 3 B. KIPLING HAGOPIAN For For 4 M.D. SAMPELS For For 5 A.R. FRANK WAZZAN For For 02 TO RATIFY AND APPROVE THE AMENDMENT AND Mgmt For For RESTATEMENT OF THE COMPANY S 1987 EMPLOYEE STOCK PARTICIPATION PLAN, INCLUDING THE INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 1,500,000 SHARES FROM 15,051,567 SHARES TO 16,551,567 SHARES. 03 TO RATIFY THE RETENTION OF ERNST & YOUNG LLP AS Mgmt For For THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 25, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 08-Nov-04 08-Nov-04
MCDONALD'S CORPORATION SECURITY 580135101 Meeting Type Annual TICKER SYMBOL MCD Meeting Date 11-May-05 ISIN Agenda 932291711 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HALL ADAMS, JR. Withhold Against 2 CARY D. MCMILLAN Withhold Against 3 MICHAEL J. ROBERTS Withhold Against 4 JAMES A. SKINNER Withhold Against 5 ANNE-MARIE SLAUGHTER Withhold Against 02 APPROVAL OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 APPROVAL OF A SHAREHOLDER PROPOSAL RELATING TO Shr Against For GENETIC ENGINEERING OF FOOD AND SEED
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 25300 0 20-Apr-05 20-Apr-05
MDU RESOPURCES GROUP, INC. SECURITY 552690109 Meeting Type Annual TICKER SYMBOL MDU Meeting Date 26-Apr-05 ISIN Agenda 932266275 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 THOMAS EVERIST Withhold Against 2 PATRICIA L. MOSS Withhold Against 3 ROBERT L. NANCE Withhold Against 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2005 03 REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS UNDER THE 1997 EXECUTIVE LONG-TERM INCENTIVE PLAN
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 5250 0 11-Apr-05 11-Apr-05
MEDTRONIC, INC. SECURITY 585055106 Meeting Type Annual TICKER SYMBOL MDT Meeting Date 26-Aug-04 ISIN Agenda 932209326 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 WILLIAM R BRODY MD PHD Withhold Against 2 ARTHUR D COLLINS JR Withhold Against 3 ANTONIO M GOTTO JR MD Withhold Against 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO CONSIDER AND ACT UPON A SHAREHOLDER Shr Against For PROPOSAL REGARDING ELIMINATION OF CHARITABLE CONTRIBUTIONS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 3000 0 26-Jul-04 26-Jul-04
MELLON FINANCIAL CORPORATION SECURITY 58551ARKH Meeting Type Annual TICKER SYMBOL Meeting Date 19-Apr-05 ISIN Agenda 932273244 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 RUTH E. BRUCH Withhold Against 2 STEVEN G. ELLIOTT Withhold Against 3 EDMUND F. KELLY Withhold Against 4 ROBERT MEHRABIAN Withhold Against 5 WESLEY W. VON SCHACK Withhold Against 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT PUBLIC ACCOUNTANTS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 28-Mar-05 28-Mar-05
MERCK & CO., INC. SECURITY 589331107 Meeting Type Annual TICKER SYMBOL MRK Meeting Date 26-Apr-05 ISIN Agenda 932226205 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROCHELLE B. LAZARUS Withhold Against 2 WILLIAM G. BOWEN Withhold Against 3 RAYMOND V. GILMARTIN Withhold Against 4 THOMAS E. SHENK Withhold Against 5 ANNE M. TATLOCK Withhold Against 6 SAMUEL O. THIER Withhold Against 7 WENDELL P. WEEKS Withhold Against 8 PETER C. WENDELL Withhold Against 02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005 THE BOARD OF DIRECTORS RECOMMENDS A VOTE "AGAINST" ITEMS 3 THROUGH 9. 03 STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION Shr Against For AWARDS. 04 STOCKHOLDER PROPOSAL CONCERNING SUBJECTING Shr Against For NON-DEDUCTIBLE EXECUTIVE COMPENSATION TO SHAREHOLDER VOTE 05 STOCKHOLDER PROPOSAL CONCERNING ELIMINATION OF Shr Against For ANIMAL-BASED TEST METHODS 06 STOCKHOLDER PROPOSAL CONCERNING SEPARATING Shr Against For THE ROLES OF BOARD CHAIR AND CEO 07 STOCKHOLDER PROPOSAL CONCERNING AVAILABILITY OF Shr Against For COMPANY PRODUCTS TO CANADIAN WHOLESALERS 08 STOCKHOLDER PROPOSAL CONCERNING USE OF Shr For For SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES 09 STOCKHOLDER PROPOSAL CONCERNING A REPORT Shr Against For RELATED TO THE GLOBAL HIV\AIDS-TB-MALARIA PANDEMICS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 30000 0 20-Apr-05 20-Apr-05
MEXICO FUND, INC. SECURITY 592835102 Meeting Type Annual TICKER SYMBOL MXF Meeting Date 09-Mar-05 ISIN Agenda 932262164 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 EUGENIO CLARIOND Withhold Against 2 EMILIO CARRILLO GAMBOA Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 22226 0 07-Mar-05 07-Mar-05
MICRON TECHNOLOGY, INC. SECURITY 595112SMH Meeting Type Annual TICKER SYMBOL MU Meeting Date 18-Nov-04 ISIN Agenda 932233884 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 STEVEN R. APPLETON For For 2 JAMES W. BAGLEY For For 3 RONALD C. FOSTER For For 4 ROBERT A. LOTHROP For For 5 THOMAS T. NICHOLSON For For 6 GORDON C. SMITH For For 7 WILLIAM P. WEBER For For 02 PROPOSAL BY THE COMPANY TO APPROVE AN Mgmt For For AMENDMENT TO THE COMPANY S 1989 EMPLOYEE STOCK PURCHASE PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 4,000,000 03 PROPOSAL BY THE COMPANY TO APPROVE 2004 EQUITY Mgmt For For INCENTIVE PLAN WITH 14,000,000 SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER 04 PROPOSAL BY THE COMPANY TO APPROVE THE Mgmt For For EXECUTIVE OFFICER PERFORMANCE INCENTIVE PLAN 05 PROPOSAL BY THE COMPANY TO RATIFY THE Mgmt For For APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR FISCAL 2005
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 08-Nov-04 08-Nov-04
MICROSOFT CORPORATION SECURITY 594918104 Meeting Type Annual TICKER SYMBOL MSFT Meeting Date 09-Nov-04 ISIN Agenda 932226067 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLIAM H. GATES III For For 2 STEVEN A. BALLMER For For 3 JAMES I. CASH JR. For For 4 RAYMOND V. GILMARTIN For For 5 A. MCLAUGHLIN KOROLOGOS For For 6 DAVID F. MARQUARDT For For 7 CHARLES H. NOSKI For For 8 HELMUT PANKE For For 9 JON A. SHIRLEY For For 02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Mgmt For For PLAN AND THE 1991 STOCK OPTION PLAN 03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Mgmt For For PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK OPTION PLAN FOR CONSULTANTS AND ADVISORS 04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Mgmt For For CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN 05 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 6500 0 07-Oct-04 07-Oct-04 4056503 91B 23000 0 07-Oct-04 07-Oct-04
MOODY'S CORPORATION SECURITY 615369105 Meeting Type Annual TICKER SYMBOL MCO Meeting Date 26-Apr-05 ISIN Agenda 932281176 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- I DIRECTOR Mgmt Vote is Contrary to Policy 1 ROBERT R. GLAUBER Withhold Against 2 CONNIE MACK Withhold Against 3 NANCY S. NEWCOMB Withhold Against II APPROVAL OF AMENDMENT TO MOODY'S CORPORATION'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 400 MILLION TO 1 BILLION III RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 8000 0 11-Apr-05 11-Apr-05
MORGAN STANLEY ASIA-PACIFIC FUND, IN SECURITY 61744U106 Meeting Type Annual TICKER SYMBOL APF Meeting Date 21-Jun-05 ISIN Agenda 932357470 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 JOSEPH J. KEARNS Withhold Against 2 MICHAEL NUGENT Withhold Against 3 FERGUS REID Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 46000 0 31-May-05 31-May-05
MULTIMEDIA GAMES, INC. SECURITY 625453105 Meeting Type Annual TICKER SYMBOL MGAM Meeting Date 02-Mar-05 ISIN Agenda 832260134 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 THOMAS W. SARNOFF For For 2 CLIFTON E. LIND For For 3 MICHAEL J. MAPLES, SR. For For 4 ROBERT D. REPASS For For 5 JOHN M. WINKELMAN For For 02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Mgmt For For THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 1500 0 11-Feb-05 11-Feb-05
MYLAN LABORATORIES INC. SECURITY 628530107 Meeting Type Annual TICKER SYMBOL MYL Meeting Date 30-Jul-04 ISIN Agenda 932202663 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MILAN PUSKAR For For 2 ROBERT J. COURY For For 3 WENDY CAMERON For For 4 LAURENCE S. DELYNN For For 5 DOUGLAS J. LEECH For For 6 JOSEPH C. MAROON, M.D. For For 7 ROD PIATT For For 8 PATRICIA A. SUNSERI For For 9 C.B. TODD For For 10 R.L. VANDERVEEN, PH.D. For For 11 STUART A. WILLIAMS, ESQ For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 1500 0 26-Jul-04 26-Jul-04
MYLAN LABORATORIES INC. SECURITY 628530PPH Meeting Type Annual TICKER SYMBOL MYL Meeting Date 30-Jul-04 ISIN Agenda 932203160 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MILAN PUSKAR For For 2 ROBERT J. COURY For For 3 WENDY CAMERON For For 4 LAURENCE S. DELYNN For For 5 DOUGLAS J. LEECH For For 6 JOSEPH C. MAROON, M.D. For For 7 ROD PIATT For For 8 PATRICIA A. SUNSERI For For 9 C.B. TODD For For 10 R.L. VANDERVEEN, PH.D. For For 11 STUART A. WILLIAMS, ESQ For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 26-Jul-04 26-Jul-04
NABORS INDUSTRIES LTD. SECURITY G6359FOIH Meeting Type Annual TICKER SYMBOL Meeting Date 07-Jun-05 ISIN Agenda 932328126 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ANTHONY G. PETRELLO Withhold Against 2 MYRON M. SHEINFELD Withhold Against 3 MARTIN J. WHITMAN Withhold Against Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET AUDITORS' REMUNERATION. 03 AMENDMENT TO AMENDED AND RESTATED BYE-LAWS TO Mgmt For For REQUIRE SHAREHOLDER APPROVAL OF CERTAIN DISPOSITIONS OF COMPANY'S ASSETS. 04 AMENDMENT TO 2003 EMPLOYEE STOCK PLAN TO MAKE Mgmt For For NONEMPLOYEE DIRECTORS ELIGIBLE PARTICIPANTS. 05 SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY Shr Against For TO ADOPT A POLICY THAT A SIGNIFICANT AMOUNT OF FUTURE STOCK GRANTS TO SENIOR EXECUTIVES BE PERFORMANCE BASED.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 20-May-05 20-May-05
NATIONAL CITY CORPORATION SECURITY 635405RKH Meeting Type Annual TICKER SYMBOL Meeting Date 26-Apr-05 ISIN Agenda 932272709 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J.E. BARFIELD For For 2 J.S. BROADHURST For For 3 C.M. CONNOR For For 4 D.A. DABERKO For For 5 J.T. GORMAN For For 6 B.P. HEALY For For 7 S.C. LINDNER For For 8 P.A. ORMOND For For 9 R.A. PAUL For For 10 G.L. SHAHEEN For For 11 J.S. THORNTON For For 12 M. WEISS For For 02 THE RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 12-Apr-05 12-Apr-05
NATIONAL COMMERCE FINANCIAL CORP. SECURITY 63545P104 Meeting Type Special TICKER SYMBOL NCF Meeting Date 15-Sep-04 ISIN Agenda 932213301 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Mgmt For For DATED AS OF MAY 7, 2004, BY AND BETWEEN SUNTRUST BANKS, INC. AND NATIONAL COMMERCE FINANCIAL CORPORATION (THE MERGER AGREEMENT ), AS DESCRIBED IN THE JOINT PROXY STATEMENT- PROSPECTUS AND THE MERGER AGREEMENT. 02 TO ADJOURN OR POSTPONE THE NCF SPECIAL MEETING, Mgmt For For IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 3500 0 30-Aug-04 30-Aug-04
NATIONAL FUEL GAS COMPANY SECURITY 636180101 Meeting Type Annual TICKER SYMBOL NFG Meeting Date 17-Feb-05 ISIN Agenda 932251678 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 ROBERT T. BRADY* Withhold Against 2 ROLLAND E. KIDDER* Withhold Against 3 RICHARD G. REITEN** Withhold Against 4 CRAIG G. MATTHEWS** Withhold Against 02 APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM. 03 APPROVAL OF AMENDMENTS TO THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 04 ADOPTION OF, IF PRESENTED AT THE MEETING, A Shr Against For SHAREHOLDER PROPOSAL.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 10000 0 04-Jan-05 04-Jan-05
NATIONAL SEMICONDUCTOR CORPORATION SECURITY 637640SMH Meeting Type Annual TICKER SYMBOL NSM Meeting Date 01-Oct-04 ISIN Agenda 932218945 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 BRIAN L. HALLA For For 2 STEVEN R. APPLETON For For 3 GARY P. ARNOLD For For 4 RICHARD J. DANZIG For For 5 ROBERT J. FRANKENBERG For For 6 E. FLOYD KVAMME For For 7 MODESTO A. MAIDIQUE For For 8 EDWARD R. MCCRACKEN For For 02 TO APPROVE KPMG LLP AS AUDITORS OF THE COMPANY. Mgmt For For 03 TO APPROVE THE ADOPTION OF THE EXECUTIVE OFFICER Mgmt For For INCENTIVE PLAN, AS AMENDED. 04 TO APPROVE THE ADOPTION OF THE 2005 EXECUTIVE Mgmt For For OFFICER EQUITY PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 30-Aug-04 30-Aug-04
NATIONAL-OILWELL, INC. SECURITY 637071OIH Meeting Type Special TICKER SYMBOL NFG Meeting Date 11-Mar-05 ISIN Agenda 932261960 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 TO APPROVE THE ADOPTION OF THE AMENDED AND Mgmt For For RESTATED AGREEMENT AND PLAN OF MERGER, EFFECTIVE AS OF AUGUST 11, 2004, BETWEEN NATIONAL- OILWELL, INC. AND VARCO INTERNATIONAL, INC. AS AMENDED PRIOR TO THE SPECIAL MEETING, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO APPROVE THE NATIONAL OILWELL VARCO LONG-TERM Mgmt For For INCENTIVE PLAN, SUBJECT TO COMPLETION OF THE MERGER CONTEMPLATED BY THE AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER, EFFECTIVE AS OF AUGUST 11, 2004, BETWEEN NATIONAL-OILWELL, INC. AND VARCO INTERNATIONAL, INC. AS AMENDED PRIOR TO THE SPECIAL MEETING. 03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For MEETING, FOR ANY REASON, INCLUDING TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSALS. 04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Mgmt For For TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 11-Feb-05 11-Feb-05
NESTLE S.A. SECURITY 641069406 Meeting Type Annual TICKER SYMBOL NSRGY Meeting Date 14-Apr-05 ISIN Agenda 932281241 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 1A APPROVAL OF THE 2004 ANNUAL REPORT AND ACCOUNTS Mgmt For For OF NESTLE S.A. 1B APPROVAL OF 2004 CONSOLIDATED ACCOUNTS OF THE Mgmt For For NESTLE GROUP. 02 APPROVAL OF THE RELEASE OF THE BOARD OF Mgmt For For DIRECTORS AND OF THE MANAGEMENT. 03 APPROVAL OF THE DECISION ON THE APPROPRIATION OF Mgmt For For PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. 4A PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt Against For ASSOCIATION SUBMITTED BY CERTAIN SHAREHOLDERS, RELATING TO THE ORGANIZATION OF THE BOARD OF DIRECTORS (AMENDMENT TO ARTICLE 24 PARA.1). 4B PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt Against For ASSOCIATION SUBMITTED BY CERTAIN SHAREHOLDERS, RELATING TO THE TERM OF OFFICE AND ELECTION OF THE BOARD OF DIRECTORS (AMENDMENT TO ARTICLE 23 PARA.S 1 AND 2). 4C PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt Against For ASSOCIATION SUBMITTED BY CERTAIN SHAREHOLDERS (AMENDMENT TO ARTICLE 20). 05 APPROVAL OF THE ELECTION TO THE BOARD OF Mgmt Against Against DIRECTORS, AS SET FORTH IN THE COMPANY'S INVITATION TO THE GENERAL MEETING. 06 APPROVAL OF THE ELECTION OF THE AUDITORS, AS SET Mgmt For For FORTH IN THE COMPANY'S INVITATION TO THE GENERAL MEETING. 07 MARK THE "FOR" BOX AT RIGHT IF YOU WISH TO GIVE Mgmt A PROXY TO THE INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN THE COMPANY'S INVITATION).
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 12300 0 31-Mar-05 31-Mar-05
NEW CENTURY FINANCIAL CORPORATION SECURITY 64352D101 Meeting Type Annual TICKER SYMBOL NCEN Meeting Date 15-Sep-04 ISIN Agenda 932216179 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Mgmt For For MERGER DATED AS OF APRIL 21, 2004, BY AND AMONG THE COMPANY, NEW CENTURY REIT, INC. AND NC MERGER SUB, INC., WHICH WILL IMPLEMENT THE RESTRUCTURING OF THE COMPANY TO ALLOW THE COMPANY TO QUALIFY AS A REAL ESTATE INVESTMENT TRUST, OR REIT, FOR U.S. FEDERAL INCOME TAX PURPOSES. Vote is Contrary to Policy 02 DIRECTOR Mgmt 1 FREDRIC J. FORSTER Withhold Against 2 EDWARD F. GOTSCHALL Withhold Against 3 RICHARD A. ZONA Withhold Against 03 TO APPROVE THE PROPOSED NEW CENTURY FINANCIAL Mgmt For For CORPORATION 2004 PERFORMANCE INCENTIVE PLAN, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT/PROSPECTUS. 04 TO RATIFY KPMG LLP S APPOINTMENT AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2004.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 30-Aug-04 30-Aug-04
NEW CENTURY FINANCIAL CORPORATION SECURITY 6435EV108 Meeting Type Annual TICKER SYMBOL NEW Meeting Date 17-May-05 ISIN Agenda 932293880 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MARILYN A. ALEXANDER Withhold Against 2 HAROLD A. BLACK. PH.D. Withhold Against 3 BRAD A. MORRICE Withhold Against 4 MICHAEL M. SACHS Withhold Against 02 TO APPROVE THE AMENDMENT TO THE NEW CENTURY Mgmt For For FINANCIAL CORPORATION 2004 PERFORMANCE INCENTIVE PLAN, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 TO RATIFY KPMG LLP'S APPOINTMENT AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 5000 0 28-Apr-05 28-Apr-05
NEWMONT MINING CORPORATION SECURITY 651639106 Meeting Type Annual TICKER SYMBOL NEM Meeting Date 27-Apr-05 ISIN Agenda 932281708 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 G.A. BARTON 2 V.A. CALARCO 3 M.S. HAMSON 4 L.I. HIGDON, JR. 5 P. LASSONDE 6 R.J. MILLER 7 W.W. MURDY 8 R.A. PLUMBRIDGE 9 J.B. PRESCOTT 10 D.C. ROTH 11 S. SCHULICH 12 J.V. TARANIK 02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Mgmt 03 APPROVE 2005 STOCK INCENTIVE PLAN Mgmt
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 9000 0
NEWS CORPORATION SECURITY 65248E203 Meeting Type Special TICKER SYMBOL NWS Meeting Date 30-Jun-05 ISIN Agenda 932359955 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 PROPOSED ADOPTION OF THE 2005 LONG-TERM Mgmt For For INCENTIVE PLAN
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 45000 0 03-Jun-05 03-Jun-05
NIPPON TELGRAPH & TELEPHONE CORPORA SECURITY 654624105 Meeting Type Annual TICKER SYMBOL NTT Meeting Date 28-Jun-05 ISIN Agenda 932364146 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 APPROVAL OF PROPOSED APPROPRIATION OF Mgmt For For UNAPPROPRIATED RETAINED EARNINGS FOR THE 20TH FISCAL YEAR ENDED MARCH 31, 2005. 02 REPURCHASE OF OWN SHARES. Mgmt For For 03 DIRECTOR Mgmt Vote is Contrary to Policy 1 SATOSHI MIURA Withhold Against 2 AKIRA ARIMA Withhold Against 3 KIYOSHI KOUSAKA Withhold Against 04 ELECTION OF A CORPORATE AUDITOR. Mgmt For For 05 PRESENTATION OF RETIREMENT ALLOWANCE TO Mgmt For For RETIRING DIRECTORS AND A CORPORATE AUDITOR.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 11000 0 13-Jun-05 13-Jun-05
NOBLE CORPORATION SECURITY G65422OIH Meeting Type Annual TICKER SYMBOL Meeting Date 28-Apr-05 ISIN Agenda 932281304 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 LAWRENCE J. CHAZEN Withhold Against 2 MARY P. RICCIARDELLO Withhold Against 3 WILLIAM A. SEARS* Withhold Against 02 APPROVAL OF ADOPTION OF SPECIAL RESOLUTION OF Mgmt For For MEMBERS TO AMEND ARTICLES OF ASSOCIATION TO INCREASE DIRECTOR RETIREMENT AGE. 03 APPROVAL OF THE PROPOSAL REGARDING THE AMENDED Mgmt For For AND RESTATED NOBLE CORPORATION 1992 NONQUALIFIED STOCK OPTION PLAN FOR NON- EMPLOYEE DIRECTORS. 04 APPROVAL OF THE PROPOSAL TO AMEND THE NOBLE Mgmt For For CORPORATION EQUITY COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS. 05 APPROVAL OF THE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 31-Mar-05 31-Mar-05
NOKIA CORPORATION SECURITY 654902EKH Meeting Type Annual TICKER SYMBOL Meeting Date 07-Apr-05 ISIN Agenda 932245067 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 02 APPROVAL OF THE INCOME STATEMENTS AND THE Mgmt For For BALANCE SHEET. 03 APPROVAL OF A PROPOSAL TO THE ANNUAL GENERAL Mgmt For For MEETING OF A DIVIDEND OF EUR 0.33 PER SHARE. 04 DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS, AND THE PRESIDENT, FROM LIABILITY. 06 PROPOSAL ON THE COMPOSITION OF THE BOARD AS Mgmt For For PROPOSED BY THE CORPORATE GOVERNANCE AND NOMINATION COMMITTEE. 07 DIRECTORS Mgmt 1 PAUL J. COLLINS For For 2 GEORG EHRNROOTH For For 3 BENGT HOLMSTROM For For 4 PER KARLSSON For For 5 JORMA OLLILA For For 6 MARJORIE SCARDINO For For 7 VESA VAINIO For For 8 ARNE WESSBERG For For 9 DAN HESSE For For 10 EDOUARD MICHELIN For For 08 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Mgmt AUDITOR. AS THE AUDITORS FOR FISCAL YEAR 2005. 09 APPROVAL OF THE RE-ELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS OY AS THE AUDITORS FOR FISCAL YEAR 2005. 10 APPROVAL OF THE PROPOSAL TO GRANT STOCK OPTIONS Mgmt For For TO SELECTED PERSONNEL OF THE COMPANY. 11 APPROVAL OF THE PROPOSAL OF THE BOARD TO Mgmt For For REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY COMPANY. 12 AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE Mgmt For For CAPITAL OF THE COMPANY. 13 AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA Mgmt For For SHARES. 14 AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA Mgmt For For SHARES HELD BY THE COMPANY. 15 MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA'S Mgmt No Action LEGAL COUNSELS TO VOTE IN THEIR DISCRETION ON YOUR BEHALF ONLY UPON ITEM 15.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0 07-Mar-05 07-Mar-05
NORDIC AMERICAN TANKER SHIPPING LIMI SECURITY G65773106 Meeting Type Annual TICKER SYMBOL NAT Meeting Date 20-Jun-05 ISIN Agenda 932365326 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HERBJORN HANSSON For For 2 TORBJORN GLADSO For For 3 SIR DAVID GIBBONS For For 4 GEORGE C. LODGE For For 5 ANDREAS OVE UGLAND For For 6 ANDREW W. MARCH For For 7 PAUL J. HOPKINS For For 02 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 4000 0 13-Jun-05 13-Jun-05
NORTEL NETWORKS CORPORATION SECURITY 656568102 Meeting Type Annual TICKER SYMBOL NT Meeting Date 29-Jun-05 ISIN Agenda 932339092 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JALYNN H. BENNETT 2 DR. MANFRED BISCHOFF 3 ROBERT E. BROWN 4 JOHN E. CLEGHORN 5 HON. JAMES B. HUNT, JR. 6 ROBERT A. INGRAM 7 JOHN A. MACNAUGHTON 8 HON. JOHN P. MANLEY 9 RICHARD D. MCCORMICK 10 RONALD W. OSBORNE 11 WILLIAM A. OWENS 12 HARRY J. PEARCE 2 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt INDEPENDENT AUDITORS. 3 THE ADOPTION OF THE NORTEL U.S. STOCK PURCHASE Mgmt PLAN, THE NORTEL GLOBAL STOCK PURCHASE PLAN, AND THE NORTEL STOCK PURCHASE PLAN FOR MEMBERS OF THE NORTEL SAVINGS AND RETIREMENT PROGRAM. 4 THE ADOPTION OF THE NORTEL 2005 STOCK INCENTIVE Mgmt PLAN. INCENTIVE PLAN. 5 SHAREHOLDER PROPOSAL NO. 1 Shr 6 SHAREHOLDER PROPOSAL NO. 2 Shr 7 SHAREHOLDER PROPOSAL NO. 3 Shr 8 SHAREHOLDER PROPOSAL NO. 4 Shr 9 SHAREHOLDER PROPOSAL NO. 5 Shr 010 SHAREHOLDER PROPOSAL NO. 6 Shr 011 SHAREHOLDER PROPOSAL NO. 7 Shr 012 SHAREHOLDER PROPOSAL NO. 8 Shr 013 SHAREHOLDER PROPOSAL NO. 9 Shr 014 SHAREHOLDER PROPOSAL NO. 10 Shr 015 SHAREHOLDER PROPOSAL NO. 11 Shr
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 110000 0
NORTH AMERICAN PALLADIUM LTD. SECURITY 656912102 Meeting Type Annual TICKER SYMBOL PAL Meeting Date 25-May-05 ISIN Agenda 932288776 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- A DIRECTOR Mgmt 1 MICHAEL P. AMSDEN For For 2 ANDRE J. DOUCHANE For For 3 LOUIS J. FOX For For 4 STEVEN R. BERLIN For For 5 JAMES D. EXCELL For For 6 GREGORY J. VAN STAVEREN For For B THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 30000 0 03-May-05 03-May-05
NORTHERN TRUST CORPORATION SECURITY 656859RKH Meeting Type Annual TICKER SYMBOL Meeting Date 19-Apr-05 ISIN Agenda 932274587 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DUANE L. BURNHAM For For 2 SUSAN CROWN For For 3 ROBERT A. HELMAN For For 4 DIPAK C. JAIN For For 5 ARTHUR L. KELLY For For 6 ROBERT C. MCCORMACK For For 7 EDWARD J. MOONEY For For 8 WILLIAM A. OSBORN For For 9 JOHN W. ROWE For For 10 HAROLD B. SMITH For For 11 WILLIAM D. SMITHBURG For For 12 CHARLES A. TRIBBETT III For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 28-Mar-05 28-Mar-05
NOVASTAR FINANCIAL, INC. SECURITY 669947400 Meeting Type Annual TICKER SYMBOL NFI Meeting Date 20-May-05 ISIN Agenda 932290442 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 SCOTT F. HARTMAN Withhold Against 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2500 0 03-May-05 03-May-05
NOVELLUS SYSTEMS, INC. SECURITY 670008SMH Meeting Type Annual TICKER SYMBOL Meeting Date 29-Apr-05 ISIN Agenda 932274208 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 RICHARD S. HILL For For 2 NEIL R. BONKE For For 3 YOUSSEF A. EL-MANSY For For 4 J. DAVID LITSTER For For 5 YOSHIO NISHI For For 6 GLEN G. POSSLEY For For 7 ANN D. RHOADS For For 8 WILLIAM R. SPIVEY For For 9 DELBERT A. WHITAKER For For 02 PROPOSAL TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For THE COMPANY'S 2001 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER FROM 6,360,000 SHARES TO 10,860,000 SHARES. 03 PROPOSAL TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For THE COMPANY'S AMENDED AND RESTATED 1992 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER FROM 4,900,000 SHARES TO 5,900,000 SHARES. 04 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Mgmt For For OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 27-Apr-05 27-Apr-05
NSTAR SECURITY 67019E107 Meeting Type Annual TICKER SYMBOL NST Meeting Date 28-Apr-05 ISIN Agenda 932299236 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 CHARLES K. GIFFORD Withhold Against 2 PAUL A. LA CAMERA Withhold Against 3 SHERRY H. PENNEY Withhold Against 4 WILLIAM C. VAN FAASEN Withhold Against 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2005. 03 TO AMEND SECTION 28 OF THE COMPANY'S DECLARATION Mgmt For For OF TRUST TO INCREASE THE NUMBER OF THE COMPANY'S AUTHORIZED COMMON SHARES FROM 100,000,000 TO 200,000,000.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 3000 0 27-Apr-05 27-Apr-05
NUCOR CORPORATION SECURITY 670346105 Meeting Type Annual TICKER SYMBOL NUE Meeting Date 12-May-05 ISIN Agenda 932280427 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PETER C. BROWNING Withhold Against 2 VICTORIA F. HAYNES Withhold Against 3 THOMAS A. WALTERMIRE Withhold Against 02 RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS NUCOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2005 03 APPROVE THE AMENDMENT TO NUCOR'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION INCREASING ITS AUTHORIZED COMMON STOCK FROM 200,000,000 SHARES TO 400,000,000 SHARES 04 APPROVE THE 2005 STOCK OPTION AND AWARD PLAN Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 4000 0 28-Apr-05 28-Apr-05
OMI CORPORATION SECURITY Y6476W104 Meeting Type Annual TICKER SYMBOL OMM Meeting Date 19-May-05 ISIN Agenda 932315307 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 ROBERT BUGBEE Withhold Against 2 JAMES N. HOOD Withhold Against 3 PHILIP J. SHAPIRO Withhold Against 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 19500 0 03-May-05 03-May-05
OMNICARE, INC SECURITY 681904108 Meeting Type Annual TICKER SYMBOL OCR Meeting Date 17-May-05 ISIN Agenda 932307855 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 EDWARD L. HUTTON For For 2 JOEL F. GEMUNDER For For 3 JOHN T. CROTTY For For 4 CHARLES H. ERHART, JR. For For 5 DAVID W. FROESEL, JR. For For 6 SANDRA E. LANEY For For 7 A.R. LINDELL, DNSC, RN For For 8 JOHN H. TIMONEY For For 9 AMY WALLMAN For For 02 TO RATIFY THE SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 3000 0 28-Apr-05 28-Apr-05
OMNIVISION TECHNOLOGIES, INC. SECURITY 682128103 Meeting Type Annual TICKER SYMBOL OVTI Meeting Date 28-Sep-04 ISIN Agenda 932220421 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 SHAW HONG Withhold Against 2 EDWARD C.V. WINN Withhold Against 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING APRIL 30, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2500 0 08-Sep-04 08-Sep-04
ONEOK, INC. SECURITY 682680103 Meeting Type Annual TICKER SYMBOL OKE Meeting Date 19-May-05 ISIN Agenda 932301283 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES C. DAY* Withhold Against 2 DAVID L. KYLE* Withhold Against 3 BERT H. MACKIE* Withhold Against 4 MOLLIE B. WILLIFORD* Withhold Against 5 EDUARDO A. RODRIGUEZ** Withhold Against 02 TO APPROVE THE ONEOK, INC. EQUITY COMPENSATION Mgmt For For PLAN. 03 TO APPROVE AN AMENDMENT TO THE ONEOK, INC. Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. 04 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITOR OF THE CORPORATION FOR THE 2005 FISCAL YEAR.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 28000 0 09-May-05 09-May-05
OVERSEAS SHIPHOLDING GROUP, INC. SECURITY 690368105 Meeting Type Annual TICKER SYMBOL OSG Meeting Date 07-Jun-05 ISIN Agenda 932336325 - Management
- ----------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ----------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MORTEN ARNTZEN For For 2 OUDI RECANATI For For 3 G. ALLEN ANDREAS III For For 4 ALAN R. BATKIN For For 5 THOMAS B. COLEMAN For For 6 CHARLES A. FRIBOURG For For 7 STANLEY KOMAROFF For For 8 SOLOMON N. MERKIN For For 9 JOEL I. PICKET For For 10 ARIEL RECANATI For For 11 THOMAS F. ROBARDS For For 12 MICHAEL J. ZIMMERMAN For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 9000 0 20-May-05 20-May-05
PACIFICARE HEALTH SYSTEMS, INC. SECURITY 695112102 Meeting Type Annual TICKER SYMBOL PHS Meeting Date 19-May-05 ISIN Agenda 932315775 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 AIDA ALVAREZ For For 2 BRADLEY C. CALL For For 3 TERRY O. HARTSHORN For For 4 DOMINIC NG For For 5 HOWARD G. PHANSTIEL For For 6 WARREN E. PINCKERT II For For 7 DAVID A. REED For For 8 CHARLES R. RINEHART For For 9 LINDA ROSENSTOCK For For 10 LLOYD E. ROSS For For 02 APPROVAL OF THE PACIFICARE HEALTH SYSTEMS, INC. Mgmt For For 2005 EQUITY INCENTIVE PLAN. 03 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP. Mgmt For For AS INDEPENDENT AUDITORS FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 1500 0 03-May-05 03-May-05
PEDIATRIX MEDICAL GROUP, INC. SECURITY 705324101 Meeting Type Annual TICKER SYMBOL PDX Meeting Date 06-May-05 ISIN Agenda 932301384 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CESAR L. ALVAREZ For For 2 WALDEMAR A. CARLO, M.D. For For 3 MICHAEL B. FERNANDEZ For For 4 ROGER K. FREEMAN, M.D. For For 5 PAUL G. GABOS For For 6 ROGER J. MEDEL M.D. For For 7 LAWRENCE M. MULLEN For For 8 ENRIQUE J. SOSA, PH. D. For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 8000 0 27-Apr-05 27-Apr-05
PEPSICO, INC. SECURITY 713448108 Meeting Type Annual TICKER SYMBOL PEP Meeting Date 04-May-05 ISIN Agenda 932284754 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J.F. AKERS For For 2 R.E. ALLEN For For 3 R.L. HUNT For For 4 A.C. MARTINEZ For For 5 I.K. NOOYI For For 6 S.S REINEMUND For For 7 S.P. ROCKEFELLER For For 8 J.J. SCHIRO For For 9 F.A. THOMAS For For 10 C.M. TRUDELL For For 11 S.D. TRUJILLO For For 12 D. VASELLA For For 02 APPROVAL OF AUDITORS Mgmt For For 03 SHAREHOLDER PROPOSAL Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 4000 0 11-Apr-05 11-Apr-05
PFIZER INC. SECURITY 717081103 Meeting Type Annual TICKER SYMBOL PFE Meeting Date 28-Apr-05 ISIN Agenda 932269423 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MICHAEL S. BROWN For For 2 M. ANTHONY BURNS For For 3 ROBERT N. BURT For For 4 W. DON CORNWELL For For 5 WILLIAM H. GRAY III For For 6 CONSTANCE J. HORNER For For 7 WILLIAM R. HOWELL For For 8 STANLEY O. IKENBERRY For For 9 GEORGE A. LORCH For For 10 HENRY A. MCKINNELL For For 11 DANA G. MEAD For For 12 RUTH J. SIMMONS For For 13 WILLIAM C. STEERE, JR. For For 14 JEAN-PAUL VALLES For For 02 A PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 SHAREHOLDER PROPOSAL RELATING Shr Against For TO TERM LIMITS FOR DIRECTORS. 04 SHAREHOLDER PROPOSAL REQUESTING Shr Against For A REPORT ON INCREASING ACCESS TO PFIZER PRODUCTS. 05 SHAREHOLDER PROPOSAL RELATING Shr Against For TO IMPORTATION OF PRESCRIPTION DRUGS. 06 SHAREHOLDER PROPOSAL RELATING Shr Against For TO POLITICAL CONTRIBUTIONS. 07 SHAREHOLDER PROPOSAL RELATING Shr Against For TO PRODUCT AVAILABILITY IN CANADA. 08 SHAREHOLDER PROPOSAL RELATING Shr Against For TO THE SEPARATION OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL PRODUCTS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 116000 0 31-Mar-05 31-Mar-05
PIPER JAFFRAY COMPANIES SECURITY 724078RKH Meeting Type Annual TICKER SYMBOL Meeting Date 27-Apr-05 ISIN Agenda 932277139 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTORS Mgmt 1 MICHAEL R. FRANCIS Withhold Against 2 ADDISON L. PIPER Withhold Against 02 RATIFY SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITOR FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 20-Apr-05 20-Apr-05
POGO PRODUCING COMPANY SECURITY 730448107 Meeting Type Annual TICKER SYMBOL PPP Meeting Date 26-Apr-05 ISIN Agenda 932283423 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT H. CAMPBELL 2 THOMAS A. FRY, III 3 STEPHEN A. WELLS 02 RATIFICATION OF THE APPOINTMENT Mgmt OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3000 0
POLYMEDICA CORPORATION SECURITY 731738100 Meeting Type Annual TICKER SYMBOL PLMD Meeting Date 17-Sep-04 ISIN Agenda 932212347 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 FRANK W. LOGERFO, M.D. Withhold Against 2 MARCIA J. HOOPER Withhold Against 3 EDWARD A. BURKHARDT Withhold Against 02 TO APPROVE AN AMENDMENT TO THE Mgmt For For COMPANYS 2000 STOCK INCENTIVE PLAN, INCREASING FROM 4,600,000 TO 6,400,000 THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE 2000 STOCK INCENTIVE PLAN. 03 TO RATIFY THE SELECTION BY THE BOARD Mgmt For For OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANYS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3100 0 30-Aug-04 30-Aug-04
POSSIS MEDICAL, INC. SECURITY 737407106 Meeting Type Annual TICKER SYMBOL POSS Meeting Date 08-Dec-04 ISIN Agenda 932237363 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT G. DUTCHER For For 2 MARY K. BRAINERD For For 3 SEYMOUR J. MANSFIELD For For 4 WILLIAM C. MATTISON, JR For For 5 WHITNEY A. MCFARLIN For For For 6 DONALD C. WEGMILLER For For 7 RODNEY A. YOUNG For For 02 PROPOSAL TO RATIFY SELECTION Mgmt For For OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 100 0 29-Nov-04 29-Nov-04
PRECISION DRILLING CORPORATION SECURITY 74022D100 Meeting Type Special TICKER SYMBOL PDS Meeting Date 10-May-05 ISIN Agenda 932296420 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 W.C. (MICKEY) DUNN For For 2 ROBERT J.S. GIBSON For For 3 PATRICK M. MURRAY For For 4 FRED W. PHEASEY For For 5 ROBERT L. PHILLIPS For For 6 HANK B. SWARTOUT For For 7 H. GARTH WIGGINS For For 02 TO APPOINT KPMG LLP, CHARTERED Mgmt For For ACCOUNTANTS AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR. 03 TO AMEND THE CORPORATION'S ARTICLES Mgmt For For TO DIVIDE THE ISSUED AND OUTSTANDING COMMON SHARES ON A TWO- FOR-ONE BASIS. 04 TO APPROVE THE 2005 STOCK OPTION Mgmt For For PLAN AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2500 0 27-Apr-05 27-Apr-05
PROVIDENT ENERGY TRUST SECURITY 74386K104 Meeting Type Annual TICKER SYMBOL PVX Meeting Date 05-May-05 ISIN Agenda 932304532 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 THE RESOLUTION APPOINTING Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE TRUST. 02 THE RESOLUTION ELECTING THE ELEVEN Mgmt For For DIRECTORS OF PROVIDENT ENERGY LTD. TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF TRUST UNITHOLDERS OR UNTIL THEIR SUCCESSORS ARE ELECTED OR APPOINTED. 03 THE RESOLUTION RE-APPOINTING Mgmt For For COMPUTERSHARE TRUST COMPANY OF CANADA AS TRUSTEE OF THE TRUST.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 12000 0 27-Apr-05 27-Apr-05
QIAGEN N.V. SECURITY N72482EKH Meeting Type Annual TICKER SYMBOL Meeting Date 17-Jun-05 ISIN Agenda 932351593 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For FOR THE YEAR ENDED DECEMBER 31, 2004 ("FISCAL YEAR 2004"). 02 PROPOSAL TO APPROVE THE PERFORMANCE OF Mgmt For For THE MANAGING BOARD DURING FISCAL YEAR 2004, INCLUDING A DISCHARGE FROM LIABILITY. 03 PROPOSAL TO APPROVE THE PERFORMANCE Mgmt For For OF THE SUPERVISORY BOARD DURING FISCAL YEAR 2004, INCLUDING A DISCHARGE FROM LIABILITY. 04 PROPOSAL TO REAPPOINT DR. METIN Mgmt For For COLPAN, DR. HEINRICH HORNEF, MR. ERIK HORNNAESS, PROF. DR. MANFRED KAROBATH, PROF. DR. DETLEV H. RIESNER, MR. JOCHEN WALTER AND DR. FRANZ A. WIRTZ AS SUPERVISORY DIRECTORS OF THE COMPANY. 05 PROPOSAL TO REAPPOINT MR. PEER M. Mgmt For For SCHATZ, DR. JOACHIM SCHORR AND MR. BERND UDER AS MANAGING DIRECTORS OF THE COMPANY. 06 PROPOSAL TO ADOPT THE REMUNERATION Mgmt For For POLICY WITH RESPECT TO THE MANAGING BOARD AND APPROVE GUIDELINES REGARDING REMUNERATION. 07 PROPOSAL TO ADOPT CASH REMUNERATION Mgmt For For OF THE SUPERVISORY BOARD. 08 PROPOSAL TO ADOPT EQUITY-BASED Mgmt For For REMUNERATION OF THE SUPERVISORY BOARD. 09 PROPOSAL TO REAPPOINT ERNST & YOUNG Mgmt For For LLP AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 10 PROPOSAL TO EXTEND THE AUTHORITY Mgmt For For OF THE MANAGING BOARD UNTIL DECEMBER 14, 2006, PURSUANT TO ARTICLE 6 OF THE ARTICLES OF ASSOCIATION. 11 PROPOSAL TO AMEND THE ARTICLES Mgmt For For OF ASSOCIATION OF THE COMPANY. 12 PROPOSAL TO APPROVE THE AMENDED Mgmt For For AND RESTATED 2005 STOCK PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0 27-May-05 27-May-05
QLT INC. SECURITY 746927102 Meeting Type Special TICKER SYMBOL QLTI Meeting Date 19-Nov-04 ISIN Agenda 932233389 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 TO APPROVE THE ISSUANCE OF THE COMPANYS Mgmt For For COMMON SHARES PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 14, 2004, BY AND AMONG THE COMPANY, ASPEN ACQUISITION CORP., WHICH IS A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, AND ATRIX LABORATORIES, INC.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 5000 0 08-Nov-04 08-Nov-04
QUEST DIAGNOSTICS INCORPORATED SECURITY 74834L100 Meeting Type Annual TICKER SYMBOL DGX Meeting Date 10-May-05 ISIN Agenda 932297509 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLIAM F. BUEHLER Withhold Against 2 ROSANNE HAGGERTY Withhold Against 3 GARY M. PFEIFFER Withhold Against 4 DANIEL C. STANZIONE PHD Withhold Against 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 PROPOSAL TO APPROVE THE AMENDED EMPLOYEE Mgmt For For LONG-TERM INCENTIVE PLAN. 04 PROPOSAL TO APPROVE THE AMENDED DIRECTOR LONG- Mgmt For For TERM INCENTIVE PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 27-Apr-05 27-Apr-05
QUESTAR CORPORATION SECURITY 748356102 Meeting Type Annual TICKER SYMBOL STR Meeting Date 17-May-05 ISIN Agenda 932309467 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 PHILLIPS S. BAKER* Withhold Against 2 L. RICHARD FLURY* Withhold Against 3 JAMES A. HARMON* Withhold Against 4 M.W. SCOGGINS** Withhold Against 02 TO APPROVE THE ANNUAL MANAGEMENT INCENTIVE Mgmt For For PLAN II.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 7500 0 28-Apr-05 28-Apr-05
RAMBUS, INC. SECURITY 750917106 Meeting Type Annual TICKER SYMBOL RMBS Meeting Date 03-May-05 ISIN Agenda 932292496 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J. THOMAS BENTLEY Withhold Against 2 P. MICHAEL FARMWALD Withhold Against 3 KEVIN KENNEDY Withhold Against 4 GEOFF TATE Withhold Against 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 7000 0 20-Apr-05 20-Apr-05
REGIONS FINANCIAL CORP. SECURITY 7591EP100 Meeting Type Annual TICKER SYMBOL RF Meeting Date 19-May-05 ISIN Agenda 932321502 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ALLEN B. MORGAN, JR. Withhold Against 2 JORGE M. PEREZ Withhold Against 3 SPENCE L. WILSON Withhold Against 4 HARRY W. WITT Withhold Against 02 TO APPROVE THE REGIONS FINANCIAL CORPORATION Mgmt For For EXECUTIVE BONUS PLAN. 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS REGIONS' INDEPENDENT AUDITORS FOR THE YEAR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 17000 0 20-Apr-05 20-Apr-05
RENAL CARE GROUP, INC. SECURITY 759930100 Meeting Type Annual TICKER SYMBOL RCI Meeting Date 08-Jun-05 ISIN Agenda 932329938 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PETER J. GRUA Withhold Against 2 WILLIAM P. JOHNSTON Withhold Against 3 C. THOMAS SMITH Withhold Against 02 PROPOSAL TO: CONSIDER AND VOTE UPON A PROPOSAL Mgmt For For TO AMEND THE RENAL CARE GROUP, INC. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN, WHICH WE REFER TO AS THE EMPLOYEE STOCK PURCHASE PLAN, TO INCREASE THE NUMBER OF SHARES AVAILABLE UNDER THE EMPLOYEE STOCK PURCHASE PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 7500 0 26-May-05 26-May-05
ROWAN COMPANIES, INC. SECURITY 779382OIH Meeting Type Annual TICKER SYMBOL Meeting Date 22-Apr-05 ISIN Agenda 932283194 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTORS Mgmt 1 R.G. CROYLE Withhold Against 2 D.F. MCNEASE Withhold Against 3 LORD MOYNIHAN Withhold Against 02 THE APPROVAL OF THE 2005 ROWAN COMPANIES, INC. Mgmt For For LONG-TERM INCENTIVE PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 31-Mar-05 31-Mar-05
ROYAL DUTCH PETROLEUM COMPANY SECURITY 780257804 Meeting Type Annual TICKER SYMBOL RD Meeting Date 28-Jun-05 ISIN Agenda 932360706 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 02 ANNUAL ACCOUNTS 2004 Mgmt For For 03B DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR Mgmt For For 2004 04A DISCHARGE OF THE MANAGING DIRECTORS Mgmt For For 4B DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt For For BOARD 05 APPOINTMENT OF MR. L.R. RICCIARDI AS A MEMBER OF Mgmt Against Against THE SUPERVISORY BOARD 06 AUTHORIZATION FOR THE ACQUISITION OF ORDINARY Mgmt For For SHARES 07 CANCELLATION OF THE ORDINARY SHARES HELD BY THE Mgmt For For COMPANY 9B APPROVAL OF THE IMPLEMENTATION AGREEMENT Mgmt For For 10 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF Mgmt For For THE COMPANY 11A APPOINTMENT OF MR A.G. JACOBS AS A NON-EXECUTIVE Mgmt For For DIRECTOR 11B APPOINTMENT OF MS CH. MORIN-POSTEL AS A NON- Mgmt Against Against EXECUTIVE DIRECTOR 11C APPOINTMENT OF MR A.A. LOUDON AS A NON-EXECUTIVE Mgmt Against Against DIRECTOR 11D APPOINTMENT OF MR L.R. RICCIARDI AS A NON- Mgmt Against Against EXECUTIVE DIRECTOR 12 ADOPTION OF THE REMUNERATION POLICY FOR THE Mgmt For For BOARD OF DIRECTORS 13 APPROVAL OF AMENDED LONG-TERM INCENTIVE PLAN Mgmt For For 14 APPROVAL OF AMENDED RESTRICTED SHARE PLAN Mgmt For For 15 APPROVAL OF AMENDED DEFERRED BONUS PLAN Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 3500 0 03-Jun-05 03-Jun-05
ROYAL KPN N.V. SECURITY 780641EKH Meeting Type Annual TICKER SYMBOL RD Meeting Date 12-Apr-05 ISIN Agenda 932288675 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 3A PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR Mgmt THE FINANCIAL YEAR 2004. 3C PROPOSAL TO ADOPT A DIVIDEND OVER THE FINANCIAL Mgmt YEAR 2004. 4A PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD Mgmt OF MANAGEMENT FROM LIABILITY. 4B PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt SUPERVISORY BOARD FROM LIABILITY. 5B PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION. Mgmt 6 PROPOSAL TO APPOINT THE AUDITOR. Mgmt 7C1 APPOINTMENT OF MR. A.H.J. RISSEEUW TO THE Mgmt SUPERVISORY BOARD. 7C2 APPOINTMENT OF MS. M.E. VAN LIER LELS TO THE Mgmt SUPERVISORY BOARD. 7E PROPOSAL TO AMEND THE REMUNERATION OF MEMBERS Mgmt OF THE SUPERVISORY BOARD. 8A PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT Mgmt TO RESOLVE FOR THE COMPANY TO ACQUIRE ITS OWN SHARES. 8B PROPOSAL TO EXTEND THE DESIGNATION OF THE BOARD Mgmt OF MANAGEMENT AS COMPETENT BODY TO ISSUE SHARES. 8C PROPOSAL TO EXTEND THE DESIGNATION OF THE BOARD Mgmt OF MANAGEMENT AS COMPETENT BODY TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS. 8D PROPOSAL TO REDUCE THE CAPITAL THROUGH Mgmt CANCELLATION OF OWN SHARES. * VOTING CUT-OFF DATE: APRIL 4, 2005 AT 10:00 AM EDT
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
ROYCE VALUE TRUST, INC. SECURITY 780910105 Meeting Type Annual TICKER SYMBOL RVTPRA Meeting Date 28-Sep-04 ISIN Agenda 932217284 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 MARK R. FETTING Withhold Against 2 RICHARD M. GALKIN Withhold Against 3 ARTHUR S. MEHLMAN Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 387 0 30-Aug-04 30-Aug-04
SAFEWAY INC. SECURITY 786514208 Meeting Type Annual TICKER SYMBOL SWY Meeting Date 25-May-05 ISIN Agenda 932312565 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 STEVEN A. BURD For For 2 JANET E. GROVE For For 3 MOHAN GYANI For For 4 PAUL HAZEN For For 5 ROBERT I. MACDONNELL For For 6 DOUGLAS J. MACKENZIE For For 7 REBECCA A. STIRN For For 8 WILLIAM Y. TAUSCHER For For 9 RAYMOND G. VIAULT For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT AUDITORS FOR FISCAL YEAR 2005. 03 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE Shr Against For VOTING. 04 STOCKHOLDER PROPOSAL REQUESTING THE SALE OF Shr Against For SAFEWAY TO THE HIGHEST BIDDER. 05 STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For INDEPENDENT DIRECTOR AS CHAIRMAN OF THE BOARD. 06 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For COMPANY ISSUE AN ANNUAL SUSTAINABILITY REPORT. 07 STOCKHOLDER PROPOSAL REQUESTING THAT 50% OF Shr Against For EACH DIRECTOR'S COMPENSATION BE PAID IN RESTRICTED STOCK. 08 STOCKHOLDER PROPOSAL REQUESTING MAJORITY VOTE Shr Against For FOR ELECTION OF DIRECTORS. 09 STOCKHOLDER PROPOSAL REQUESTING INDEPENDENT Shr Against For BOARD COMMITTEES. 10 STOCKHOLDER PROPOSAL REQUESTING AN OFFICE OF Shr Against For THE BOARD OF DIRECTORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 40000 0 20-Apr-05 20-Apr-05
SANDISK CORPORATION SECURITY 80004CSMH Meeting Type Annual TICKER SYMBOL Meeting Date 27-May-05 ISIN Agenda 932304239 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DR. ELI HARARI For For 2 IRWIN FEDERMAN For For 3 CATHERINE P. LEGO For For 4 MICHAEL E. MARKS For For 5 DR. JAMES D. MEINDL For For 6 ALAN F. SHUGART For For 02 TO APPROVE THE IMPLEMENTATION OF THE SANDISK Mgmt For For CORPORATION 2005 STOCK INCENTIVE PLAN. 03 TO APPROVE THE IMPLEMENTATION OF THE SANDISK Mgmt For For CORPORATION 2005 EMPLOYEE STOCK PURCHASE PLAN AND THE SANDISK CORPORATION 2005 INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN, WHICH WILL SHARE A COMMON SHARE RESERVE OF THE COMPANY'S COMMON STOCK. 04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 1, 2006.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 03-May-05 03-May-05
SAP AG SECURITY 803054EKH Meeting Type Annual TICKER SYMBOL Meeting Date 12-May-05 ISIN Agenda 932316258 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 02 RESOLUTION ON THE APPROPRIATION OF THE RETAINED Mgmt EARNINGS OF THE FISCAL YEAR 2004 03 RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS Mgmt OF THE EXECUTIVE BOARD IN THE FISCAL YEAR 2004 04 RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS Mgmt OF THE SUPERVISORY BOARD IN THE FISCAL YEAR 2004 05 APPOINTMENT OF THE AUDITOR OF THE FINANCIAL Mgmt STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2005 06 ELECTION OF MEMBERS OF THE SUPERVISORY BOARD Mgmt CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2005. 7A RESOLUTION ON THE ADJUSTMENT OF THE AMOUNTS Mgmt AND FIGURES STATED IN SECTION 4 (1) OF THE ARTICLES OF ASSOCIATION (CAPITAL STOCK) 7B RESOLUTION ON THE CANCELLATION OF CONTINGENT Mgmt CAPITAL IIA AND ON THE DELETION OF SECTION 4 (5) OF THE ARTICLES OF ASSOCIATION 7C REDUCTION OF CONTINGENT CAPITAL IIIA AND Mgmt ADJUSTMENT OF THE AMOUNTS AND FIGURES STATED IN SECTION 4 (7) OF THE ARTICLES 08 RESOLUTION ON THE AMENDMENT OF SECTION 1 (1) OF Mgmt THE ARTICLES OF ASSOCIATION (CORPORATE NAME) 09 RESOLUTION ON THE ADJUSTMENT OF THE ARTICLES OF Mgmt ASSOCIATION TO REFLECT THE PROVISIONS OF THE GERMAN ACT 10A CANCELLATION OF AUTHORIZED CAPITAL I AND Mgmt CREATION OF A NEW AUTHORIZED CAPITAL I 10B CANCELLATION OF AUTHORIZED CAPITAL II AND Mgmt CREATION OF A NEW AUTHORIZED CAPITAL II 11 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE AND Mgmt USE TREASURY SHARES PURSUANT TO THE GERMAN STOCK CORPORATION ACT 12 RESOLUTION ON THE AUTHORIZATION TO USE EQUITY Mgmt DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
SBC COMMUNICATIONS INC. SECURITY 78387G103 Meeting Type Annual TICKER SYMBOL SBC Meeting Date 29-Apr-05 ISIN Agenda 932269675 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GILBERT F. AMELIO 2 AUGUST A. BUSCH III 3 MARTIN K. EBY, JR. 4 JAMES A. HENDERSON 5 CHARLES F. KNIGHT 6 LYNN M. MARTIN 7 JOHN B. MCCOY 8 MARY S. METZ 9 TONI REMBE 10 S. DONLEY RITCHEY 11 JOYCE M. ROCHE 12 LAURA D'ANDREA TYSON 13 PATRICIA P. UPTON 14 EDWARD E. WHITACRE, JR 02 APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt 03 APPROVAL OF STOCK PURCHASE AND DEFERRAL PLAN Mgmt 04 STOCKHOLDER PROPOSAL A Shr 05 STOCKHOLDER PROPOSAL B Shr 06 STOCKHOLDER PROPOSAL C Shr 07 STOCKHOLDER PROPOSAL D Shr
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 20000 0
SCHLUMBERGER LIMITED (SCHLUMBERGER N SECURITY 806857OIH Meeting Type Annual TICKER SYMBOL Meeting Date 13-Apr-05 ISIN Agenda 932276062 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR DIRECTOR Mgmt 1 J. DEUTCH For For 2 J.S. GORELICK For For 3 A. GOULD For For 4 T. ISAAC For For 5 A. LAJOUS For For 6 A. LEVY-LANG For For 7 M.E. MARKS For For 8 D. PRIMAT For For 9 T.I. SANDVOLD For For 10 N. SEYDOUX For For 11 L.G. STUNTZ For For 12 R. TALWAR For For 02 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For DIVIDENDS 3A ADOPTION OF MANDATORY AMENDMENTS TO THE Mgmt For For ARTICLES OF INCORPORATION 3B ADOPTION OF VOLUNTARY AMENDMENTS TO THE Mgmt For For ARTICLES OF INCORPORATION 4 APPROVAL OF ADOPTION OF THE SCHLUMBERGER 2005 Mgmt For For OPTION PLAN 5 APPROVAL OF ADOPTION OF AN AMENDMENT TO THE Mgmt For For SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN 6 APPROVAL OF INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 31-Mar-05 31-Mar-05
SCHNITZER STEEL INDUSTRIES, INC. SECURITY 806882106 Meeting Type Annual TICKER SYMBOL SCHN Meeting Date 31-Jan-05 ISIN Agenda 932253191 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT W. PHILIP For For 2 KENNETH M. NOVACK For For 3 GARY SCHNITZER For For 4 DORI SCHNITZER For For 5 CAROL S. LEWIS For For 6 JEAN S. REYNOLDS For For 7 SCOTT LEWIS For For 8 ROBERT S. BALL For For 9 WILLIAM A. FURMAN For For 10 RALPH R. SHAW For For 02 APPROVAL OF EXECUTIVE ANNUAL BONUS PLAN. Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3000 0 21-Jan-05 21-Jan-05
SEMPRA ENERGY SECURITY 816851109 Meeting Type Annual TICKER SYMBOL SRE Meeting Date 05-Apr-05 ISIN Agenda 932266148 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 RICHARD A. COLLATO Withhold Against 2 DENISE K. FLETCHER Withhold Against 3 WILLIAM C. RUSNACK Withhold Against 4 WILLIAM P. RUTLEDGE Withhold Against 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For 03 PROPOSAL REGARDING STOCK OPTION EXPENSING Shr Against For 04 PROPOSAL REGARDING ANNUAL ELECTION OF Shr For Against DIRECTORS 05 PROPOSAL REGARDING PERFORMANCE-BASED STOCK Shr Against For OPTIONS 06 PROPOSAL REGARDING SHAREHOLDER RIGHTS PLAN Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 5000 0 28-Mar-05 28-Mar-05
SERONO S.A. SECURITY 81752MEKH Meeting Type Annual TICKER SYMBOL Meeting Date 26-Apr-05 ISIN Agenda 932304138 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 APPROVAL OF SERONO S.A.'S ANNUAL REPORT, Mgmt ACCOUNTS AND CONSOLIDATED ACCOUNTS OF THE SERONO GROUP 02 PROPOSED APPROPRIATION OF AVAILABLE EARNINGS IN Mgmt THE 2004 BALANCE SHEET AND DIVIDEND PROPOSAL 03 REDUCTION OF SHARE CAPITAL Mgmt 04 DISCHARGE TO THE BOARD OF DIRECTORS AND THE Mgmt MANAGEMENT 5A DIRECTOR Mgmt 1 ERNESTO BERTARELLI 2 PIERRE E. DOUAZE 3 PATRICK GAGE 4 BERNARD MACH 5 SERGIO MARCHIONNE 6 GEORGES MULLER 7 JACQUES THEURILLAT 8 ALBERTO TOGNI 5B AUDITORS Mgmt 5C SPECIAL AUDITORS Mgmt
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
SHELL TRANSPORT & TRADING COMPANY, P SECURITY 822703609 Meeting Type Special TICKER SYMBOL SC Meeting Date 28-Jun-05 ISIN Agenda 932361102 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- C1 TO APPROVE THE SCHEME OF ARRANGEMENT Mgmt For For E1 CANCELLATION OF THE FIRST PREFERENCE SHARES Mgmt For For E2 CANCELLATION OF THE SECOND PREFERENCE SHARES Mgmt For For E3 SCHEME OF ARRANGEMENT Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 10200 0 03-Jun-05 03-Jun-05 5108741 91B 3000 0 03-Jun-05 03-Jun-05
SHELL TRANSPORT & TRADING COMPANY, P SECURITY 822703609 Meeting Type Annual TICKER SYMBOL SC Meeting Date 28-Jun-05 ISIN Agenda 932361227 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 ADOPTION OF ANNUAL REPORT & ACCOUNTS Mgmt For For 02 APPROVAL OF REMUNERATION REPORT Mgmt For For 03 ELECTION OF PETER VOSER Mgmt Against Against 04 RE-ELECTION OF SIR PETER JOB*@# Mgmt Against Against 05 RE-ELECTION OF LORD OXBURGH@# Mgmt Against Against 06 REAPPOINTMENT OF AUDITORS Mgmt For For 07 REMUNERATION OF AUDITORS Mgmt For For 08 SPECIAL RESOLUTION TO AUTHORIZE SHARE PURCHASES Mgmt For For 09 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Mgmt For For 10 APPROVAL OF DEFERRED BONUS PLAN Mgmt For For 11 APPROVAL OF RESTRICTED SHARE PLAN Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 10200 0 03-Jun-05 03-Jun-05 5108741 91B 3000 0 03-Jun-05 03-Jun-05
SHUFFLE MASTER, INC. SECURITY 825549108 Meeting Type Annual TICKER SYMBOL SHFL Meeting Date 15-Mar-05 ISIN Agenda 932263661 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MARK L. YOSELOFF For For 2 KEN ROBSON For For 3 GARRY W. SAUNDERS For For 4 LOUIS CASTLE For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 750 0 07-May-05 07-May-05
SMITH INTERNATIONAL, INC. SECURITY 832110OIH Meeting Type Annual TICKER SYMBOL Meeting Date 26-Apr-05 ISIN Agenda 932269461 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 G. CLYDE BUCK For For 2 LOREN K. CARROLL For For 3 DOD A. FRASER For For 02 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Mgmt OF INCORPORATION. 03 APPROVAL OF LONG-TERM INCENTIVE COMPENSATION Mgmt PLAN, AS AMENDED AND RESTATED. 04 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt AUDITORS OF THE COMPANY.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0
SOUTH JERSEY INDUSTRIES, INC. SECURITY 838518108 Meeting Type Annual TICKER SYMBOL SJI Meeting Date 21-Apr-05 ISIN Agenda 932278357 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 CHARLES BISCIEGLIA Withhold Against 2 KEITH S. CAMPBELL Withhold Against 3 W. CARY EDWARDS Withhold Against 02 TO APPROVE A PROPOSAL TO AMEND OUR CERTIFICATE Mgmt For For OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM 20,000,000 SHARES TO 60,000,000 SHARES TO AMONG OTHER THINGS PERMIT A STOCK SPLIT. 03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR Mgmt For For 1997 STOCK-BASED COMPENSATION PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES AUTHORIZED UNDER THE PLAN, EXTEND ITS TERM AND PERMIT NON-EMPLOYEE DIRECTORS TO PARTICIPATE IN THE PLAN. 04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS AUDITORS FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 2700 0 31-Mar-05 31-Mar-05
SOUTHERN PERU COPPER CORPORATION SECURITY 843611104 Meeting Type Special TICKER SYMBOL PCU Meeting Date 28-Mar-05 ISIN Agenda 932268003 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 AMENDMENT OF THE RESTATED CERTIFICATE OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK AND TO DESIGNATE SUCH NEWLY-AUTHORIZED SHARES AS SHARES OF COMMON STOCK 02 ISSUANCE OF 67,207,640 NEWLY-AUTHORIZED SHARES Mgmt For For OF COMMON STOCK IN THE MERGER 03 AMENDMENT OF THE RESTATED CERTIFICATE OF Mgmt For For INCORPORATION TO CHANGE THE COMPOSITION AND RESPONSIBILITIES OF CERTAIN COMMITTEES OF THE BOARD OF DIRECTORS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3000 0 15-Mar-05 15-Mar-05 5108741 91B 2500 0 15-Mar-05 15-Mar-05
SOUTHERN PERU COPPER CORPORATION SECURITY 843611104 Meeting Type Annual TICKER SYMBOL PCU Meeting Date 16-May-05 ISIN Agenda 932311727 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 L.M. PALOMINO BONILLA Withhold Against 2 G.P. CIFUENTES Withhold Against 02 APPROVE THE EXTENSION OF THE TERM OF THE Mgmt For For COMPANY'S DIRECTORS' STOCK AWARD PLAN. 03 RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3000 0 09-May-05 09-May-05 5108741 91B 2500 0 09-May-05 09-May-05
STANDARD PACIFIC CORP. SECURITY 85375C101 Meeting Type Annual TICKER SYMBOL SPF Meeting Date 10-May-05 ISIN Agenda 932295238 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 STEPHEN J. SCARBOROUGH Withhold Against 2 DOUGLAS C. JACOBS Withhold Against 3 LARRY D. MCNABB Withhold Against 02 APPROVAL OF THE 2005 STOCK INCENTIVE PLAN. Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2500 0 12-Apr-05 12-Apr-05
STANDEX INTERNATIONAL CORPORATION SECURITY 854231107 Meeting Type Annual TICKER SYMBOL SXI Meeting Date 26-Oct-04 ISIN Agenda 932223807 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 THOMAS E. CHORMAN* Withhold Against 2 GERALD H. FICKENSCHER* Withhold Against 3 CHARLES H. CANNON, JR** Withhold Against 4 CHRISTIAN STORCH** Withhold Against 5 WILLIAM R. FENOGLIO*** Withhold Against 6 WALTER F. GREELEY*** Withhold Against 7 THOMAS L. KING*** Withhold Against 8 DEBORAH A. ROSEN*** Withhold Against 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 18800 0 07-Oct-04 07-Oct-04
STATE STREET CORPORATION SECURITY 857477RKH Meeting Type Annual TICKER SYMBOL Meeting Date 20-Apr-05 ISIN Agenda 932281215 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 T. ALBRIGHT For For 2 K. BURNES For For 3 T. CASNER For For 4 N. DAREHSHORI For For 5 A. GOLDSTEIN For For 6 D. GRUBER For For 7 L. HILL For For 8 C. LAMANTIA For For 9 R. LOGUE For For 10 R. SERGEL For For 11 R. SKATES For For 12 G. SUMME For For 13 D. WALSH For For 14 R. WEISSMAN For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 20-Apr-05 20-Apr-05
SUN MICROSYSTEMS, INC. SECURITY 866810104 Meeting Type Annual TICKER SYMBOL SUNW Meeting Date 10-Nov-04 ISIN Agenda 932216840 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 SCOTT G. MCNEALY For For 2 JAMES L. BARKSDALE For For 3 STEPHEN M. BENNETT For For 4 L. JOHN DOERR For For 5 ROBERT J. FISHER For For 6 MICHAEL E. LEHMAN For For 7 M. KENNETH OSHMAN For For 8 NAOMI O. SELIGMAN For For 9 LYNN E. TURNER For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AS SUN S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 139800 0 07-Oct-04 07-Oct-04
SUNCOR ENERGY INC. SECURITY 867229106 Meeting Type Special TICKER SYMBOL SU Meeting Date 28-Apr-05 ISIN Agenda 932269245 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MEL E. BENSON 2 BRIAN A. CANFIELD 3 BRYAN P. DAVIES 4 BRIAN A. FELESKY 5 JOHN T. FERGUSON 6 W. DOUGLAS FORD 7 RICHARD L. GEORGE 8 JOHN R. HUFF 9 ROBERT W. KORTHALS 10 M. ANN MCCAIG 11 MICHAEL W. O'BRIEN 12 JR SHAW 02 REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR. 03 AMENDMENT AND CONTINUATION OF SHAREHOLDER Mgmt RIGHTS PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 4000 0
SUNTRUST BANKS, INC. SECURITY 867914RKH Meeting Type Special TICKER SYMBOL STIKO Meeting Date 15-Sep-04 ISIN Agenda 932214389 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 TO APPROVE THE ISSUANCE OF SUNTRUST COMMON Mgmt For For STOCK TO NATIONAL COMMERCE FINANCIAL CORPORATION SHAREHOLDERS IN THE MERGER PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 7, 2004, BY AND BETWEEN SUNTRUST BANKS, INC. AND NATIONAL COMMERCE FINANCIAL CORPORATION (THE MERGER AGREEMENT ), AS DESCRIBED IN THE JOINT PROXY STATEMENT- PROSPECTUS AND THE MERGER AGREEMENT. 02 TO ADJOURN OR POSTPONE THE SUNTRUST SPECIAL Mgmt For For MEETING, IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 30-Aug-04 30-Aug-04
SUNTRUST BANKS, INC. SECURITY 867914103 Meeting Type Annual TICKER SYMBOL STI Meeting Date 19-Apr-05 ISIN Agenda 932274551 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 THOMAS C FARNSWORTH JR* Withhold Against 2 PATRICIA C. FRIST* Withhold Against 3 BLAKE P. GARRETT, JR.* Withhold Against 4 L. PHILLIP HUMANN* Withhold Against 5 M. DOUGLAS IVESTER* Withhold Against 6 KAREN HASTIE WILLIAMS* Withhold Against 7 PHAIL WYNN, JR.** Withhold Against 8 THOMAS M GARROTT III*** Withhold Against 9 E. NEVILLE ISDELL*** Withhold Against 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2005. 03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC. MANAGEMENT INCENTIVE PLAN. 04 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC. PERFORMANCE UNIT PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 1733 0 28-Mar-05 28-Mar-05
SUNTRUST BANKS, INC. SECURITY 867914RKH Meeting Type Annual TICKER SYMBOL Meeting Date 19-Apr-05 ISIN Agenda 932274551 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 THOMAS C FARNSWORTH JR* Withhold Against 2 PATRICIA C. FRIST* Withhold Against 3 BLAKE P. GARRETT, JR.* Withhold Against 4 L. PHILLIP HUMANN* Withhold Against 5 M. DOUGLAS IVESTER* Withhold Against 6 KAREN HASTIE WILLIAMS* Withhold Against 7 PHAIL WYNN, JR.** Withhold Against 8 THOMAS M GARROTT III*** Withhold Against 9 E. NEVILLE ISDELL*** Withhold Against 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2005. 03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC. MANAGEMENT INCENTIVE PLAN. 04 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC. PERFORMANCE UNIT PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 28-Mar-05 28-Mar-05
SYMANTEC CORPORATION SECURITY 871503108 Meeting Type Annual TICKER SYMBOL SYMC Meeting Date 15-Sep-04 ISIN Agenda 932210026 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 TANIA AMOCHAEV For For 2 WILLIAM T. COLEMAN For For 3 FRANCISCUS LION For For 4 DAVID MAHONEY For For 5 ROBERT S. MILLER For For 6 GEORGE REYES For For 7 DANIEL H. SCHULMAN For For 8 JOHN W. THOMPSON For For 02 TO APPROVE THE ADOPTION OF SYMANTEC S AMENDED Mgmt For For AND RESTATED CERTIFICATE OF INCORPORATION WHICH WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 900,000,000 TO 1,600,000,000. 03 TO APPROVE THE ADOPTION OF THE SYMANTEC 2004 Mgmt For For EQUITY INCENTIVE PLAN, AND THE RESERVATION OF 9,000,000 SHARES OF COMMON STOCK FOR ISSUANCE THEREUNDER. 04 TO APPROVE AMENDMENTS TO SYMANTEC S 2000 Mgmt For For DIRECTOR EQUITY INCENTIVE PLAN, AS AMENDED (THE DIRECTOR PLAN ), TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER FROM 25,000 TO 50,000 AND TO PROVIDE FOR PROPORTIONATE ADJUSTMENT TO SHARES SUBJECT TO THE DIRECTOR PLAN UPON ANY STOCK DIVIDEND, STOCK SPLIT OR SIMILAR CHANGE IN SYMANTEC S CAPITAL STRUCTURE. 05 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For SYMANTEC S INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 7800 0 30-Aug-04 30-Aug-04
SYMANTEC CORPORATION SECURITY 871503108 Meeting Type Special TICKER SYMBOL SYMC Meeting Date 24-Jun-05 ISIN Agenda 932354638 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 TO APPROVE THE ISSUANCE AND RESERVATION FOR Mgmt For For ISSUANCE OF SYMANTEC COMMON STOCK TO HOLDERS OF VERITAS SOFTWARE CORPORATION SECURITIES PURSUANT TO THE AGREEMENT AND PLAN OF REORGANIZATION DATED DECEMBER 15, 2004, BY AND AMONG SYMANTEC, CARMEL ACQUISITION CORP., A WHOLLY OWNED SUBSIDIARY OF SYMANTEC, AND VERITAS, AS THE SAME MAY BE AMENDED FROM TIME TO TIME. 02 TO APPROVE AMENDMENTS TO SYMANTEC'S CERTIFICATE Mgmt For For OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK OF SYMANTEC FROM 1,600,000,000 SHARES, $0.01 PAR VALUE PER SHARE, TO 3,000,000,000 SHARES, $0.01 PAR VALUE PER SHARE, AND TO AUTHORIZE ONE SHARE OF A CLASS OF SPECIAL VOTING STOCK, $1.00 PAR VALUE PER SHARE. 03 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, IF Mgmt For For A QUORUM IS PRESENT, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF THE FOREGOING PROPOSALS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 1000 0 01-Jun-05 01-Jun-05
SYNGENTA AG SECURITY 87160A100 Meeting Type Annual TICKER SYMBOL SYT Meeting Date 26-Apr-05 ISIN Agenda 932282178 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 APPROVAL OF THE ANNUAL REPORT, THE ANNUAL Mgmt For For FINANCIAL STATEMENTS AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2004 02 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE EXECUTIVE COMMITTEE 03 APPROPRIATION OF BALANCE SHEET PROFIT 2004 Mgmt For For 04 REDUCTION OF SHARE CAPITAL BY CANCELLATION OF Mgmt For For SHARES REPURCHASED ON THE SECOND TRADING LINE 05 REDUCTION OF SHARE CAPITAL BY REPAYMENT OF Mgmt For For NOMINAL VALUE OF SHARES 6A ELECTIONS TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt Against Against OF MARTIN TAYLOR FOR A THREE-YEAR TERM Vote is Contrary to Policy 6B ELECTIONS TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt Against Against OF PETER THOMPSON FOR A THREE-YEAR TERM 6C ELECTIONS TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt Against Against OF ROLF WATTER FOR A THREE-YEAR TERM 6D ELECTIONS TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt Against Against OF FELIX WEBER FOR A THREE-YEAR TERM 6E ELECTIONS TO THE BOARD OF DIRECTORS: NEW- Mgmt Against Against ELECTION OF JACQUES VINCENT FOR A TWO-YEAR TERM 07 ELECTION OF THE AUDITORS AND GROUP AUDITORS Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3000 0 31-Mar-05 31-Mar-05
SYNOVUS FINANCIAL CORP. SECURITY 87161CRKH Meeting Type Annual TICKER SYMBOL SYT Meeting Date 28-Apr-05 ISIN Agenda 932291216 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DANIEL P. AMOS Withhold Against 2 RICHARD E. ANTHONY Withhold Against 3 C. EDWARD FLOYD Withhold Against 4 MASON H. LAMPTON Withhold Against 5 ELIZABETH C. OGIE Withhold Against 6 MELVIN T. STITH Withhold Against 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For SYNOVUS' INDEPENDENT AUDITOR.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 27-Apr-05 27-Apr-05
SYSCO CORPORATION SECURITY 871829107 Meeting Type Annual TICKER SYMBOL SYY Meeting Date 12-Nov-04 ISIN Agenda 932224431 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 COLIN G. CAMPBELL Withhold Against 2 JOHN M. CASSADAY Withhold Against 3 J.K. STUBBLEFIELD, JR. Withhold Against 4 JACKIE M. WARD Withhold Against 02 APPROVAL OF RATIFICATION OF APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR FISCAL 2005. 03 APPROVAL OF THE 2004 STOCK OPTION PLAN. Mgmt For For 04 APPROVAL OF THE PAYMENT OF COMPENSATION TO Mgmt For For CERTAIN EXECUTIVE OFFICERS UNDER THE 2004 LONG- TERM INCENTIVE CASH PLAN PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. 05 SHAREHOLDER PROPOSAL REQUESTING THAT THE Shr Against For BOARD REVIEW THE COMPANY S POLICIES FOR FOOD PRODUCTS CONTAINING GENETICALLY ENGINEERED INGREDIENTS AND REPORT TO SHAREHOLDERS WITHIN SIX MONTHS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 5000 0 28-Sep-04 28-Sep-04
TECO ENERGY, INC. SECURITY 872375100 Meeting Type Annual TICKER SYMBOL TE Meeting Date 27-Apr-05 ISIN Agenda 932266718 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DUBOSE AUSLEY Withhold Against 2 JAMES L. FERMAN, JR. Withhold Against 3 JAMES O. WELCH, JR. Withhold Against 4 PAUL L. WHITING Withhold Against 02 RATIFICATION OF THE CORPORATION'S INDEPENDENT Mgmt For For AUDITOR
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 65000 0 20-Apr-05 20-Apr-05
TEEKAY SHIPPING CORPORATION SECURITY Y8564W103 Meeting Type Annual TICKER SYMBOL TK Meeting Date 01-Jun-05 ISIN Agenda 932340766 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 THOMAS KUO-YUEN HSU Withhold Against 2 AXEL KARLSHOEJ Withhold Against 3 BJORN MOLLER Withhold Against 02 RATIFY THE SELECTION OF ERNST & YOUNG LLP, Mgmt For For CHARTERED ACCOUNTANTS, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 1500 0 20-May-05 20-May-05
TELEFONICA, S.A. SECURITY 879382EKH Meeting Type Annual TICKER SYMBOL Meeting Date 31-May-05 ISIN Agenda 932339458 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE Mgmt For For MANAGEMENT REPORT OF TELEFONICA, S.A., AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS THE PROPOSAL FOR THE APPLICATION OF THE RESULTS OF TELEFONICA, S.A., AND THAT OF THE MANAGEMENT OF ITS BOARD OF DIRECTORS CORRESPONDING TO THE FISCAL YEAR 2004. 02 APPROVAL OF THE SHAREHOLDER REMUNERATION: A) Mgmt For For DISTRIBUTION OF DIVIDENDS WITH A CHARGE TO THE ADDITIONAL PAID-IN CAPITAL RESERVE AND B) EXTRAORDINARY NON-CASH DISTRIBUTIONS OF ADDITIONAL PAID-IN CAPITAL. 03 APPROVAL OF THE MERGER PLAN BETWEEN TELEFONICA, Mgmt For For S.A. AND TERRA NETWORKS, S.A. AND APPROVAL, AS THE MERGER BALANCE SHEET, OF TELEFONICA S.A.'S BALANCE SHEET CLOSED AS OF DECEMBER 31, 2004, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. 04 APPROVAL OF THE APPOINTMENT OF DIRECTORS. Mgmt For For 05 APPROVAL OF THE DESIGNATION OF THE ACCOUNTS Mgmt For For AUDITOR FOR TELEFONICA S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES. 06 APPROVAL OF THE AUTHORIZATION FOR THE Mgmt For For ACQUISITION OF TREASURY STOCK. 07 APPROVAL OF THE REDUCTION OF SHARE CAPITAL Mgmt For For THROUGH THE AMORTIZATION OF TREASURY STOCK. 08 DELEGATION OF POWERS FOR THE FORMALIZING, Mgmt For For INTERPRETING, CORRECTING AND EXECUTING OF THE RESOLUTIONS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0 26-May-05 26-May-05
TEMPLETON DRAGON FUND, INC. SECURITY 88018T101 Meeting Type Annual TICKER SYMBOL TDF Meeting Date 20-May-05 ISIN Agenda 932312010 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HARRIS J. ASHTON Withhold Against 2 FRANK J. CROTHERS Withhold Against 3 S. JOSEPH FORTUNATO Withhold Against 4 C.D. TSERETOPOULOS Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 37000 0 09-May-05 09-May-05
TERADYNE, INC. SECURITY 880770SMH Meeting Type Annual TICKER SYMBOL Meeting Date 26-May-05 ISIN Agenda 932314026 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 JAMES W. BAGLEY Withhold Against 2 MICHAEL A. BRADLEY Withhold Against 3 VINCENT M. O'REILLY Withhold Against 02 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 03-May-05 03-May-05
TERRA NETWORKS S.A. SECURITY 88100WEKH Meeting Type Annual TICKER SYMBOL Meeting Date 02-Jun-05 ISIN Agenda 932337149 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt For For MANAGEMENT REPORT OF THE COMPANY AND FOR ITS CONSOLIDATED GROUP. 03 APPROVAL OF THE SHAREHOLDER REMUNERATION: Mgmt For For DISTRIBUTION OF DIVIDENDS WITH A CHARGE TO THE ADDITIONAL PAID-IN CAPITAL RESERVE. 04 APPROVAL OF THE APPOINTMENT OF AUDITOR OF TERRA Mgmt For For NETWORKS, S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES. 05 APPROVAL OF THE MERGER PLAN BETWEEN TELEFONICA, Mgmt For For S.A. AND TERRA NETWORKS, S.A. AND APPROVAL, AS THE MERGER BALANCE SHEET, OF TERRA NETWORKS'BALANCE SHEET CLOSED AS OF DECEMBER 31, 2004. 06 APPROVAL OF THE RESOLUTIONS TO BE ADOPTED BY Mgmt For For THE ANNUAL SHAREHOLDERS' MEETING OF TELEFONICA, S.A. UNDER ITEMS 4 AND 7 OF THE AGENDA FOR THE MEETING RELATING TO: (I) APPOINTMENT OF DIRECTORS; AND (II) CAPITAL REDUCTION BY MEANS OF THE RETIREMENT OF TREASURY STOCK, WITH THE EXCLUSION OF THE RIGHT OF CREDITORS TO OBJECT, RE-WORDING THE ARTICLE IN THE CORPORATE BYLAWS. 07 APPROVAL OF THE DELEGATION OF POWERS TO Mgmt For For FORMALIZE, INTERPRET, RECTIFY AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE ANNUAL GENERAL SHAREHOLDERS' MEETING.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0 20-May-05 20-May-05
TEXAS INSTRUMENTS INCORPORATED SECURITY 882508SMH Meeting Type Annual TICKER SYMBOL Meeting Date 21-Apr-05 ISIN Agenda 932268863 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J.R. ADAMS For For 2 D.L. BOREN For For 3 D.A. CARP For For 4 C.S. COX For For 5 T.J. ENGIBOUS For For 6 G.W. FRONTERHOUSE For For 7 D.R. GOODE For For 8 P.H. PATSLEY For For 9 W.R. SANDERS For For 10 R.J. SIMMONS For For 11 R.K. TEMPLETON For For 12 C.T. WHITMAN For For 02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For 2005 STOCK PURCHASE PLAN. 04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Mgmt For For OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS 2000 LONG-TERM INCENTIVE PLAN.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 31-Mar-05 31-Mar-05
THE ARBITRAGE FUND SECURITY 03875R106 Meeting Type Special TICKER SYMBOL ARBFX Meeting Date 22-Oct-04 ISIN Agenda 932220786 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN S. ORRICO For For 2 JOEL C. ACKERMAN For For 3 JOHN C. ALVARADO For For 4 JAY N. GOLDBERG For For 5 ALEXANDER GREENBERG For For 02 WITH RESPECT TO RATIFICATION OF THE SELECTION Mgmt For For OF TAIT, WELLER & BAKER AS THE TRUST S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING MAY 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 14788 0 28-Sep-04 28-Sep-04
THE BOEING COMPANY SECURITY 097023105 Meeting Type Annual TICKER SYMBOL BA Meeting Date 02-May-05 ISIN Agenda 932284843 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 KENNETH M. DUBERSTEIN Withhold Against 2 W. JAMES MCNERNEY, JR. Withhold Against 3 LEWIS E. PLATT Withhold Against 4 MIKE S. ZAFIROVSKI Withhold Against 02 ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For AS INDEPENDENT AUDITORS. 03 ADOPT HUMAN RIGHTS POLICIES. Shr Against For 04 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For 05 PREPARE A REPORT ON POLITICAL CONTRIBUTIONS. Shr Against For 06 DECLASSIFY THE BOARD OF DIRECTORS. Shr Against For 07 ADOPT SIMPLE MAJORITY VOTE. Shr Against For 08 CREATE A MAJORITY VOTE SHAREHOLDER COMMITTEE. Shr Against For 09 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Shr Against For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 8200 0 20-Apr-05 20-Apr-05
THE COCA-COLA COMPANY SECURITY 191216100 Meeting Type Annual TICKER SYMBOL KO Meeting Date 19-Apr-05 ISIN Agenda 932270351 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 HERBERT A. ALLEN For For 2 RONALD W. ALLEN For For 3 CATHLEEN P. BLACK For For 4 WARREN E. BUFFETT For For 5 BARRY DILLER For For 6 E. NEVILLE ISDELL For For 7 DONALD R. KEOUGH For For 8 MARIA ELENA LAGOMASINO For For 9 DONALD F. MCHENRY For For 10 SAM NUNN For For 11 J. PEDRO REINHARD For For 12 JAMES D. ROBINSON III For For 13 PETER V. UEBERROTH For For 14 JAMES B. WILLIAMS For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS 03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shr Against For DELEGATION OF INQUIRY TO COLOMBIA 04 SHAREOWNER PROPOSAL REGARDING RESTRICTED Shr Against For STOCK 05 SHAREOWNER PROPOSAL REGARDING SEVERANCE Shr Against For AGREEMENTS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 20000 0 06-Apr-05 06-Apr-05
THE COOPER COMPANIES, INC. SECURITY 216648402 Meeting Type Special TICKER SYMBOL COO Meeting Date 16-Nov-04 ISIN Agenda 932232868 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 APPROVE THE ISSUANCE OF COOPER COMMON STOCK Mgmt For For PURSUANT TO THE AGREEMENT AND PLAN OF MERGER BY AND AMONG THE COOPER COMPANIES, INC., TCC ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF COOPER, AND OCULAR SCIENCES, INC., AS DESCRIBED IN THE JOINT PROXY STATEMENT/PROSPECTUS DATED OCTOBER 12, 2004.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 6000 0 08-Nov-04 08-Nov-04
THE COOPER COMPANIES, INC. SECURITY 216648402 Meeting Type Annual TICKER SYMBOL COO Meeting Date 22-Mar-05 ISIN Agenda 932261908 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 A. THOMAS BENDER For For 2 EDGAR J. CUMMINS For For 3 JOHN D. FRUTH For For 4 MICHAEL H. KALKSTEIN For For 5 MOSES MARX For For 6 DONALD PRESS For For 7 STEVEN ROSENBERG For For 8 ALLAN E RUBENSTEIN M.D. For For 9 ROBERT S. WEISS For For 10 STANLEY ZINBERG, M.D. For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COOPER COMPANIES, INC. FOR THE FISCAL YEAR ENDING OCTOBER 31, 2005. 03 THE AMENDMENT OF THE COMPANY'S AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK FROM 70,000,000 TO 120,000,000 SHARES.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 6000 0 07-Mar-05 07-Mar-05
THE GERMANY FUND, INC. SECURITY 374143105 Meeting Type Annual TICKER SYMBOL GER Meeting Date 21-Jun-05 ISIN Agenda 932356290 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MR. FRED H. LANGHAMMER Withhold Against 2 MR. CHRISTIAN STRENGER Withhold Against 3 MR. WERNER WALBROL Withhold Against 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 12072 0 31-May-05 31-May-05
THE GOLDMAN SACHS GROUP, INC. SECURITY 38141G104 Meeting Type Annual TICKER SYMBOL GS Meeting Date 06-Apr-05 ISIN Agenda 932263609 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN H. BRYAN Withhold Against 2 STEPHEN FRIEDMAN Withhold Against 3 WILLIAM W. GEORGE Withhold Against 4 HENRY M. PAULSON, JR. Withhold Against 02 APPROVAL OF AMENDMENTS TO OUR AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF ALL OF OUR DIRECTORS. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2005 FISCAL YEAR.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 1000 0 22-Mar-05 22-Mar-05
THE INDIA FUND, INC. SECURITY 454089103 Meeting Type Annual TICKER SYMBOL IFN Meeting Date 21-Apr-05 ISIN Agenda 932284920 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 LESLIE H. GELB Withhold Against 2 STEPHANE R.F. HENRY Withhold Against 3 LUIS F. RUBIO Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3000 0 31-Mar-05 31-Mar-05
THE KROGER CO. SECURITY 501044101 Meeting Type Annual TICKER SYMBOL KR Meeting Date 23-Jun-05 ISIN Agenda 932352242 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERT D. BEYER Withhold Against 2 JOHN T. LAMACCHIA Withhold Against 3 EDWARD M. LIDDY Withhold Against 4 KATHERINE D. ORTEGA Withhold Against 5 BOBBY S. SHACKOULS Withhold Against 02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Mgmt For For 03 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS Mgmt For For AUDITORS. 04 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For PRESENTED, TO AMEND REGULATIONS TO ELIMINATE THE SUPER-MAJORITY SHAREHOLDER APPROVAL REQUIREMENT. 05 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For PRESENTED, TO RECOMMEND FEASIBILITY REPORT ON SUPPLIERS'CONTROLLED-ATMOSPHERE KILLING OF CHICKENS. F 06 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For PRESENTED, TO RECOMMEND SHAREHOLDER APPROVAL OF SEVERANCE AGREEMENTS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 20000 0 03-Jun-05 03-Jun-05
THE MALAYSIA FUND, INC. SECURITY 560905101 Meeting Type Annual TICKER SYMBOL MF Meeting Date 21-Jun-05 ISIN Agenda 932357470 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOSEPH J. KEARNS Withhold Against 2 MICHAEL NUGENT Withhold Against 3 FERGUS REID Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 43000 0 31-May-05 31-May-05
THE NEW IRELAND FUND, INC. SECURITY 645673104 Meeting Type Annual TICKER SYMBOL IRL Meeting Date 07-Jun-05 ISIN Agenda 932351327 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JAMES J. BOYLE Withhold Against 2 BRENDAN DONOHOE Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 15000 0 20-May-05 20-May-05
THE PNC FINANCIAL SERVICES GROUP, IN SECURITY 693475RKH Meeting Type Annual TICKER SYMBOL Meeting Date 26-Apr-05 ISIN Agenda 932289083 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MR. CHELLGREN Withhold Against 2 MR. CLAY Withhold Against 3 MR. COOPER Withhold Against 4 MR. DAVIDSON Withhold Against 5 MR. KELSON Withhold Against 6 MR. LINDSAY Withhold Against 7 MR. MASSARO Withhold Against 8 MR. O'BRIEN Withhold Against 9 MS. PEPPER Withhold Against 10 MR. ROHR Withhold Against 11 MS. STEFFES Withhold Against 12 MR. STRIGL Withhold Against 13 MR. THIEKE Withhold Against 14 MR. USHER Withhold Against 15 MR. WASHINGTON Withhold Against 16 MR. WEHMEIER Withhold Against 02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0
THE SERVICEMASTER COMPANY SECURITY 81760N109 Meeting Type Annual TICKER SYMBOL SVM Meeting Date 06-May-05 ISIN Agenda 932291379 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 ROBERTO R. HERENCIA Withhold Against 2 LOUIS J. GIULIANO Withhold Against 3 BETTY JANE HESS Withhold Against 4 JONATHAN P. WARD Withhold Against 5 EILEEN A. KAMERICK Withhold Against 6 COLEMAN H. PETERSON Withhold Against 02 APPROVE THE AMENDMENT TO THE AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 45000 0 20-Apr-05 20-Apr-05
THE SOUTHERN COMPANY SECURITY 81760N107 Meeting Type Annual TICKER SYMBOL SO Meeting Date 25-May-05 ISIN Agenda 932308819 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 D.P. AMOS For For 2 D.J. BERN For For 3 F.S. BLAKE For For 4 T.F. CHAPMAN For For 5 B.S. GORDON For For 6 D.M. JAMES For For 7 Z.T. PATE For For 8 J.N. PURCELL For For 9 D.M. RATCLIFFE For For 10 G.J. ST. PE For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE AS INDEPENDENT AUDITORS FOR 2005 03 STOCKHOLDER PROPOSAL ON POLITICAL Shr Against For CONTRIBUTIONS REPORT
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 4000 0 03-May-05 03-May-05
THE SPAIN FUND, INC. SECURITY 846330108 Meeting Type Annual TICKER SYMBOL SNF Meeting Date 29-Jun-05 ISIN Agenda 932359777 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 D. DE FERNANDO GARCIA Withhold Against 2 IGNACIO GOMEZ-ACEBO Withhold Against 3 JOSE IGNACIO COMENGE Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 25200 0 31-May-05 31-May-05
THE SWISS HELVETIA FUND, INC. SECURITY 870875101 Meeting Type Annual TICKER SYMBOL SWZ Meeting Date 26-May-05 ISIN Agenda 932309796 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PAUL R. BRENNER, ESQ. Withhold Against 2 D. PINEAU-VALENCIENNE Withhold Against 3 SAMUEL B. WITT, III Withhold Against 02 TO APPROVE THE INVESTMENT ADVISORY AGREEMENT Mgmt For For BETWEEN THE SWISS HELVETIA FUND, INC. AND HOTTINGER CAPITAL CORP.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 25479 0 09-May-05 09-May-05
THE TAIWAN FUND, INC. SECURITY 874036106 Meeting Type Annual TICKER SYMBOL TWN Meeting Date 28-Jan-05 ISIN Agenda 932251224 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 M.C. CANAVAN, JR. For For 2 HARVEY CHANG For For 3 BENNY T. HU For For 4 CHRISTINA LIU For For 5 ANTHONY KAI YIU LO For For 6 BLAIR PICKERELL For For 7 JOE O. ROGERS For For 8 SHAO-YU WANG For For 9 LAWRENCE F. WEBER For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 10000 0 21-Jan-05 21-Jan-05
THORNBURG MORTGAGE, INC. SECURITY 885218107 Meeting Type Annual TICKER SYMBOL TMA Meeting Date 19-Apr-05 ISIN Agenda 932268990 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 OWEN M. LOPEZ Withhold Against 2 FRANCIS I. MULLIN III Withhold Against
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 4000 0 12-Apr-05 12-Apr-05
TIDEWATER INC. SECURITY 886423OIH Meeting Type Annual TICKER SYMBOL TDW Meeting Date 15-Jul-04 ISIN Agenda 932196264 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt Vote is Contrary to Policy 1 RICHARD T. DU MOULIN Withhold Against 2 J. WAYNE LEONARD Withhold Against 3 PAUL W. MURRILL Withhold Against 4 DEAN E. TAYLOR Withhold Against 02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS. 03 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against DECLASSIFICATION OF THE BOARD OF DIRECTORS AND THE ANNUAL ELECTION OF ALL DIRECTORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 10-Jun-04 10-Jun-04
TOTAL S.A. SECURITY 89151E109 Meeting Type Annual TICKER SYMBOL TOT Meeting Date 17-May-05 ISIN Agenda 932319343 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- O1 APPROVAL OF THE PARENT COMPANY FINANCIAL Mgmt STATEMENTS O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt STATEMENTS O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Mgmt O4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE Mgmt FRENCH COMMERCIAL CODE O5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt TRADE SHARES OF THE COMPANY O6 RENEWAL OF THE APPOINTMENT OF MR. PAUL Mgmt DESMARAIS JR. AS A DIRECTOR O7 RENEWAL OF THE APPOINTMENT OF MR. BERTRAND Mgmt JACQUILLAT AS A DIRECTOR O8 RENEWAL OF THE APPOINTMENT OF MR. MAURICE Mgmt LIPPENS AS A DIRECTOR O9 APPOINTMENT OF LORD LEVENE OF PORTSOKEN, KBE, Mgmt AS A DIRECTOR E10 AUTHORITY TO BOARD TO RAISE CAPITAL BY ISSUING Mgmt EQUITY OR EQUITY- LINKED SECURITIES WITH PREFERENTIAL SUBSCRIPTION RIGHTS E11 AUTHORITY TO BOARD TO RAISE CAPITAL BY ISSUING Mgmt EQUITY OR EQUITY- LINKED SECURITIES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS E12 AUTHORITY TO THE BOARD FOR THE PURPOSE OF Mgmt CAPITAL INCREASES PURSUANT TO ARTICLE L. 443-5 OF THE FRENCH LABOR CODE E13 AUTHORIZATION TO GRANT SHARES OF THE COMPANY TO Mgmt EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY AND GROUP COMPANIES A AMENDED AUTHORIZATION TO GRANT SHARES TO Mgmt EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY AND GROUP COMPANIES
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 5500 0 5108741 91B 500 0
TOTAL S.A. SECURITY 89151EEKH Meeting Type Annual TICKER SYMBOL Meeting Date 17-May-05 ISIN Agenda 932319343 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- O1 APPROVAL OF THE PARENT COMPANY FINANCIAL Mgmt STATEMENTS O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt STATEMENTS O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Mgmt O4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE Mgmt FRENCH COMMERCIAL CODE O5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt TRADE SHARES OF THE COMPANY O6 RENEWAL OF THE APPOINTMENT OF MR. PAUL Mgmt DESMARAIS JR. AS A DIRECTOR O7 RENEWAL OF THE APPOINTMENT OF MR. BERTRAND Mgmt JACQUILLAT AS A DIRECTOR O8 RENEWAL OF THE APPOINTMENT OF MR. MAURICE Mgmt LIPPENS AS A DIRECTOR O9 APPOINTMENT OF LORD LEVENE OF PORTSOKEN, KBE, Mgmt AS A DIRECTOR E10 AUTHORITY TO BOARD TO RAISE CAPITAL BY ISSUING Mgmt EQUITY OR EQUITY- LINKED SECURITIES WITH PREFERENTIAL SUBSCRIPTION RIGHTS E11 AUTHORITY TO BOARD TO RAISE CAPITAL BY ISSUING Mgmt EQUITY OR EQUITY- LINKED SECURITIES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS E12 AUTHORITY TO THE BOARD FOR THE PURPOSE OF Mgmt CAPITAL INCREASES PURSUANT TO ARTICLE L. 443-5 OF THE FRENCH LABOR CODE E13 AUTHORIZATION TO GRANT SHARES OF THE COMPANY TO Mgmt EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY AND GROUP COMPANIES A AMENDED AUTHORIZATION TO GRANT SHARES TO Mgmt EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY AND GROUP COMPANIES
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
TRANSOCEAN INC. SECURITY G90078OIH Meeting Type Annual TICKER SYMBOL Meeting Date 12-May-05 ISIN Agenda 932290187 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JUDY J. KELLY Withhold Against 2 ROBERTO MONTI Withhold Against 3 IAN C. STRACHAN Withhold Against 02 APPROVAL OF THE AMENDMENT OF OUR EMPLOYEE Mgmt For For STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF ORDINARY SHARES RESERVED FOR ISSUANCE UNDER THE PLAN FROM 2,500,000 TO 3,500,000. 03 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 28-Apr-05 28-Apr-05
TXU CORP. SECURITY 873168108 Meeting Type Annual TICKER SYMBOL TXU Meeting Date 20-May-05 ISIN Agenda 932291139 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DEREK C. BONHAM For For 2 E. GAIL DE PLANQUE For For 3 WILLIAM M. GRIFFIN For For 4 KERNEY LADAY For For 5 JACK E. LITTLE For For 6 ERLE NYE For For 7 J.E. OESTERREICHER For For 8 MICHAEL W. RANGER For For 9 HERBERT H. RICHARDSON For For 10 C. JOHN WILDER For For 02 APPROVAL OF THE 2005 OMNIBUS INCENTIVE PLAN Mgmt For For 03 APPROVAL OF AUDITORS - DELOITTE & TOUCHE LLP Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 03-May-05 03-May-05
TYCO INTERNATIONAL LTD. SECURITY 902124106 Meeting Type Annual TICKER SYMBOL TYC Meeting Date 10-Mar-05 ISIN Agenda 932255789 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 DENNIS C. BLAIR For For 2 EDWARD D. BREEN For For 3 GEORGE W. BUCKLEY For For 4 BRIAN DUPERREAULT For For 5 BRUCE S. GORDON For For 6 RAJIV L. GUPTA For For 7 JOHN A. KROL For For 8 MACKEY J. MCDONALD For For 9 H. CARL MCCALL For For 10 BRENDAN R. O'NEILL For For 11 SANDRA S. WIJNBERG For For 12 JEROME B. YORK For For 02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For TYCO'S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS' REMUNERATION.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3000 0 07-Mar-05 07-Mar-05 4056503 91B 28000 0 07-Mar-05 07-Mar-05
U.S. BANCORP SECURITY 902973304 Meeting Type Annual TICKER SYMBOL USB Meeting Date 19-Aprl-05 ISIN Agenda 932267772 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOEL W. JOHNSON Withhold Against 2 DAVID B. O'MALEY Withhold Against 3 O'DELL M. OWENS MD, MPH Withhold Against 4 CRAIG D. SCHNUCK Withhold Against 5 WARREN R. STALEY Withhold Against 02 RATIFY SELECTION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITOR FOR THE 2005 FISCAL YEAR. 03 AMEND CERTIFICATE OF INCORPORATION TO ELIMINATE Mgmt For For SUPERMAJORITY VOTING. 04 SHAREHOLDER PROPOSAL: PERFORMANCE VESTING Shr For Against SHARES. 05 SHAREHOLDER PROPOSAL: PROHIBITION ON TAX AND Shr For Against NON-AUDIT WORK BY INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 13700 0 20-Apr-05 20-Apr-05
U.S. BANCORP SECURITY 902973RKH Meeting Type Annual TICKER SYMBOL Meeting Date 19-Apr-05 ISIN Agenda 932267772 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOEL W. JOHNSON Withhold Against 2 DAVID B. O'MALEY Withhold Against 3 O'DELL M. OWENS MD, MPH Withhold Against 4 CRAIG D. SCHNUCK Withhold Against 5 WARREN R. STALEY Withhold Against 02 RATIFY SELECTION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITOR FOR THE 2005 FISCAL YEAR. 03 AMEND CERTIFICATE OF INCORPORATION TO ELIMINATE Mgmt For For SUPERMAJORITY VOTING. 04 SHAREHOLDER PROPOSAL: PERFORMANCE VESTING Shr For Against SHARES. 05 SHAREHOLDER PROPOSAL: PROHIBITION ON TAX AND Shr For Against NON-AUDIT WORK BY INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 20-Apr-05 20-Apr-05
UBS AG SECURITY H8920MEKH Meeting Type Annual TICKER SYMBOL Meeting Date 21-Apr-05 ISIN Agenda 932278282 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For ACCOUNTS FOR 2004. REPORTS OF THE GROUP AND STATUTORY AUDITORS 02 APPROPRIATION OF RETAINED EARNINGS. DIVIDEND Mgmt For For FOR FINANCIAL YEAR 2004 03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE GROUP EXECUTIVE BOARD 4A1 RE-ELECTION OF BOARD MEMBER: MARCEL OSPEL Mgmt Against Against 4A2 RE-ELECTION OF BOARD MEMBER: LAWRENCE A. Mgmt Against Against WEINBACH 4B1 ELECTION OF NEW BOARD MEMBER: MARCO SUTER Mgmt Against Against 4B2 ELECTION OF NEW BOARD MEMBER: PETER R. VOSER Mgmt Against Against 4C RE-ELECTION OF GROUP AND STATUTORY AUDITORS: Mgmt For For ERNST & YOUNG LTD., BASEL 5A CANCELLATION OF SHARES REPURCHASED UNDER THE Mgmt For For 2004/2005 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION 5B APPROVAL OF A NEW 2005/2006 SHARE BUYBACK Mgmt For For PROGRAM 06 IN CASE OF AD-HOC SHAREHOLDERS' MOTIONS DURING Mgmt For THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO VOTE IN ACCORDANCE WITH THE BOARD OF DIRECTORS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0 20-Apr-05 20-Apr-05
UGI CORPORATION SECURITY 902681105 Meeting Type Annual TICKER SYMBOL UGI Meeting Date 23-Feb-05 ISIN Agenda 932247845 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J.W. STRATTON For For 2 S.D. BAN For For 3 R.C. GOZON For For 4 L.R. GREENBERG For For 5 T.F. DONOVANFor For For 6 M.O. SCHLANGER For For 7 A. POL For For 8 E.E. JONES For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108717 91B 5000 0 21-Jan-05 21-Jan-05
UNITEDHEALTH GROUP INCORPORATED SECURITY 91324P102 Meeting Type Annual TICKER SYMBOL UNH Meeting Date 03-May-05 ISIN Agenda 932303491 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 THOMAS H. KEAN Withhold Against 2 ROBERT L. RYAN Withhold Against 3 WILLIAM G. SPEARS Withhold Against 4 GAIL R. WILENSKY, PH.D. Withhold Against 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 SHAREHOLDER PROPOSAL CONCERNING Shr Against For PERFORMANCE-VESTING SHARES. 04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For PERFORMANCE-BASED OPTIONS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 4000 0 27-Apr-05 27-Apr-05
VALERO ENERGY CORPORATION SECURITY 91913Y100 Meeting Type Special TICKER SYMBOL VLO Meeting Date 13-Sep-04 ISIN Agenda 932212006 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 APPROVAL OF AN AMENDMENT TO VALERO S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, THAT VALERO HAS THE AUTHORITY TO ISSUE FROM 300,000,000 SHARES TO 600,000,000 SHARES.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 2000 0 30-Aug-04 30-Aug-04
VALERO ENERGY CORPORATION SECURITY 91913Y100 Meeting Type Annual TICKER SYMBOL VLO Meeting Date 28-Apr-05 ISIN Agenda 932289475 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 W.E. 'BILL' BRADFORD Withhold Against 2 RONALD K. CALGAARD Withhold Against 3 WILLIAM E. GREEHEY Withhold Against 02 RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO'S Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 APPROVE THE 2005 OMNIBUS STOCK INCENTIVE PLAN. Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 15800 0 11-Apr-05 11-Apr-05
VISTEON CORPORATION SECURITY 92839U107 Meeting Type Annual TICKER SYMBOL VC Meeting Date 11-May-05 ISIN Agenda 932293789 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MARLA C. GOTTSCHALK Withhold Against 2 WILLIAM H. GRAY, III Withhold Against 3 JAMES D. THORNTON Withhold Against 02 RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2005. 03 A SHAREHOLDER PROPOSAL RELATING TO THE ANNUAL Shr Against For ELECTION OF DIRECTORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 4056503 91B 50000 0 20-Apr-05 20-Apr-05
VITESSE SEMICONDUCTOR CORPORATION SECURITY 928497SMH Meeting Type Annual TICKER SYMBOL VTSS Meeting Date 24-Jan-05 ISIN Agenda 932248607 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 VINCENT CHAN For For 2 JAMES A. COLE For For 3 ALEX DALY For For 4 JOHN C. LEWIS For For 5 LOUIS R. TOMASETTA For For 02 TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 23-Dec-04 23-Dec-04
VIVENDI UNIVERSAL SECURITY 92851SEKH Meeting Type Consent TICKER SYMBOL Meeting Date 28-Apr-05 ISIN Agenda 932307780 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 APPROVAL OF THE STATUTORY REPORTS AND Mgmt STATUTORY FINANCIAL STATEMENTS FOR FISCAL YEAR 2004. 02 APPROVAL OF THE REPORTS AND CONSOLIDATED Mgmt FINANCIAL STATEMENTS FOR FISCAL YEAR 2004. 03 APPROVAL OF THE AGREEMENTS COVERED BY THE Mgmt STATUTORY AUDITORS' SPECIAL REPORT. 04 ALLOCATION OF NET INCOME AND DETERMINATION OF Mgmt THE DIVIDEND FOR FISCAL YEAR 2004. 15 DETERMINATION OF THE AMOUNT OF THE SUPERVISORY Mgmt BOARD MEMBERS' FEES. 16 RENEWAL OF SALUSTRO REYDEL AS STATUTORY Mgmt AUDITORS. 17 APPOINTMENT OF MR. JEAN-CLAUDE REYDEL AS Mgmt ALTERNATE STATUTORY AUDITOR. 18 AUTHORIZATION FOR THE COMPANY TO PURCHASE ITS Mgmt OWN SHARES 19 AUTHORIZATION FOR PERFORMANCE OF LEGAL Mgmt FORMALITIES. 05 TRANSFORMATION OF THE COMPANY'S STRUCTURE TO A Mgmt STRUCTURE WITH A MANAGEMENT BOARD AND A SUPERVISORY BOARD. 06 ADOPTION OF THE COMPANY'S AMENDED BY-LAWS. Mgmt 6A AMENDMENT OF ARTICLE 17 OF THE BY-LAWS ("VOTING Mgmt RIGHTS") BY INSERTION OF A FOURTH SUB-PARAGRAPH: ADJUSTMENT OF THE VOTING RIGHTS IN SHAREHOLDERS' MEETINGS. 07 DELEGATION OF AUTHORITY TO THE MANAGEMENT Mgmt BOARD TO ISSUE ORDINARY SHARES OR MARKETABLE SECURITIES GIVING RIGHTS TO SHARES WHICH ARE OR WILL BE ISSUED AS A PART OF A SHARE CAPITAL INCREASE. 08 DELEGATION OF AUTHORITY TO THE MANAGEMENT Mgmt BOARD TO ISSUE ORDINARY SHARES OR MARKETABLE SECURITIES GIVING RIGHTS TO SHARES WHICH ARE OR WILL BE ISSUED AS A PART OF A SHARE CAPITAL INCREASE. 09 AUTHORIZATION FOR THE MANAGEMENT BOARD TO Mgmt INCREASE THE NUMBER OF SHARES OR MARKETABLE SECURITIES TO BE ISSUED IN THE EVENT OF AN INCREASE IN THE SHARE CAPITAL. 10 DELEGATION OF AUTHORITY TO THE MANAGEMENT Mgmt BOARD TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, INCOME OR OTHER ITEMS. 11 AUTHORIZATION FOR THE MANAGEMENT BOARD TO Mgmt PROCEED WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES AND PENSION SCHEMES OF THE COMPANY AND COMPANIES IN THE GROUP TAKING PART IN THE GROUP'S SAVINGS PLAN 12 AUTHORIZATION FOR THE MANAGEMENT BOARD TO Mgmt GRANT COMPANY STOCK OPTIONS. 13 AUTHORIZATION FOR THE MANAGEMENT BOARD TO Mgmt GRANT RESTRICTED STOCK FROM TREASURY STOCK OR SHARES TO BE ISSUED. 14 AUTHORIZATION FOR THE MANAGEMENT BOARD TO Mgmt DECREASE THE SHARE CAPITAL BY CANCELLATION OF TREASURY STOCK.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
VIVENDI UNIVERSAL SECURITY 92851SEKH Meeting Type Consent TICKER SYMBOL Meeting Date 28-Apr-05 ISIN Agenda 932319658 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 14 DIRECTORS STOCK FROM TREASURY STOCK OR Mgmt SHARES TO BE ISSUED. 1 FOUTOU 2 BEBAER 3 BREMOND 4 FERNANDEZ 5 FRIBOURG 6 HAWAWINI 7 LACHMANN 8 RODOCANACHI 9 MIERT 10 FRANK 11 KRON 12 OLECHOWSKI
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1000 0
WACHOVIA CORPORATION SECURITY 929903RKH Meeting Type Special TICKER SYMBOL WB Meeting Date 28-Oct-04 ISIN Agenda 932227184 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 A PROPOSAL TO APPROVE THE PLAN OF MERGER Mgmt For For CONTAINED IN THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 20, 2004, BETWEEN SOUTHTRUST CORPORATION AND WACHOVIA, PURSUANT TO WHICH SOUTHTRUST WILL MERGE WITH AND INTO WACHOVIA, AS MORE FULLY DESCRIBED IN THE JOINT PROXY STATEMENT-PROSPECTUS DATED SEPTEMBER 24, 2004. A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED IN THE
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 28-Sep-04 28-Sep-04
WACHOVIA CORPORATION SECURITY 929903RKH Meeting Type Annual TICKER SYMBOL Meeting Date 19-Apr-05 ISIN Agenda 932273422 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 JOHN D. BAKER, II* Withhold Against 2 PETER C. BROWNING* Withhold Against 3 DONALD M. JAMES* Withhold Against 4 VAN L. RICHEY* Withhold Against 5 G. KENNEDY THOMPSON* Withhold Against 6 JOHN C. WHITAKER, JR.* Withhold Against 7 WALLACE D. MALONE, JR** Withhold Against 8 ROBERT J. BROWN*** Withhold Against 02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For OF KPMG LLP AS AUDITORS FOR THE YEAR 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 11-Apr-05 11-Apr-05
WASHINGTON MUTUAL, INC. SECURITY 939322103 Meeting Type Annual TICKER SYMBOL WM Meeting Date 19-Apr-05 ISIN Agenda 932267140 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 PHILLIP D. MATTHEWS Withhold Against 2 MARY E. PUGH Withhold Against 3 WILLIAM G. REED, JR. Withhold Against 4 JAMES H. STEVER Withhold Against 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2005
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 4000 0 20-Apr-05 20-Apr-05 4056503 91B 23300 0 20-Apr-05 20-Apr-05
WATERFORD WEDGWOOD PLC SECURITY 941513301 Meeting Type Special TICKER SYMBOL WATFZ Meeting Date 26-Jul-04 ISIN Agenda 932205455 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- O1 TO APPROVE THE SALE OF ALL-CLAD Mgmt For For O2 TO APPROVE THE PROPOSED INCREASE IN THE Mgmt For For AUTHORISED SHARE CAPITAL OF THE COMPANY O3 TO AMEND THE ARTICLES FOR THE PURPOSES OF Mgmt For For AUTHORISING THE DIRECTORS TO ALLOT RELEVANT SECURITIES UP TO THE AUTHORISED BUT AS YET UNISSUED SHARE CAPITAL OF THE COMPANY S4 TO AUTHORISE THE DIRECTRS TO ALLOT EQUITY Mgmt For For SECURITIES IN CERTAIN CIRCUMSTANCES
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 49800 0 23-Jul-04 23-Jul-04
WATERFORD WEDGWOOD PLC SECURITY 941513301 Meeting Type Annual TICKER SYMBOL WATFZ Meeting Date 21-Oct-04 ISIN Agenda 932225445 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- O1 ADOPTION OF ACCOUNTS Mgmt For For O2A RE-ELECTION OF P.B. CAMERON Mgmt Against Against Vote is Contrary to Policy O2B RE-ELECTION OF G.P. DEMPSEY Mgmt Against Against Vote is Contrary to Policy O2C RE-ELECTION OF P.J. GOULANDRIS Mgmt Against Against Vote is Contrary to Policy O2D RE-ELECTION OF P.R. O DONOGHUE Mgmt Against Against Vote is Contrary to Policy O2E RE-ELECTION OF LADY O REILLY Mgmt Against Against Vote is Contrary to Policy O2F RE-ELECTION OF D.W. SCULLEY Mgmt Against Against Vote is Contrary to Policy O3 ELECTION OF P. D ALTON Mgmt Against Against Vote is Contrary to Policy O4 REMUNERATION OF AUDITORS Mgmt For For S5 AUTHORITIES RELATED TO PURCHASE OF OWN SHARES Mgmt For For AND RE-ISSUE PRICE OF TREASURY SHARES
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 49800 0 28-Sep-04 28-Sep-04
WATERFORD WEDGWOOD PLC SECURITY 941513301 Meeting Type Special TICKER SYMBOL WATFZ Meeting Date 14-Dec-04 ISIN Agenda 932245271 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- O1 TO APPROVE THE WAIVER Mgmt O2 TO APPROVE THE PROPOSED INCREASE IN THE Mgmt AUTHORIZED SHARE CAPITAL OF THE COMPANY O3 TO AMEND THE ARTICLES FOR THE PURPOSES OF Mgmt AUTHORISING THE DIRECTORS TO ALLOT RELEVANT SECURITIES UP TO THE AUTHORISED BUT AS YET UNISSUED SHARE CAPITAL OF THE COMPANY S4 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt SECURITIES IN CERTAIN CIRCUMSTANCES
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 49800 0
WATERFORD WEDGWOOD PLC SECURITY 941513301 Meeting Type Special TICKER SYMBOL WATFZ Meeting Date 10-Jan-05 ISIN Agenda 932251010 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 TO APPROVE THE ACQUISITION OF ROYAL DOULTON Mgmt For For
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 49800 0 28-Dec-04 28-Dec-04
WATERFORD WEDGWOOD PLC SECURITY 941513301 Meeting Type Special TICKER SYMBOL WATFZ Meeting Date 20-Jun-05 ISIN Agenda 932366710 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- O1 TO APPROVE THE WAIVER Mgmt O2 TO APPROVE THE PROPOSED INCREASE IN THE Mgmt AUTHORISED SHARE CAPITAL OF THE COMPANY O3 TO AMEND THE ARTICLES FOR THE PURPOSES OF Mgmt AUTHORISING THE DIRECTORS TO ALLOT RELEVANT SECURITIES UP TO THE AUTHORISED BUT AS YET UNISSUED SHARE CAPITAL OF THE COMPANY S4 TO AUTHORISE THE DIRECTORS TO WAIVE PRE-EMPTION Mgmt RIGHTS FOR ANY OFFER OF SECURITIES BY WAY OF RIGHTS, OPEN OFFER OR OTHERWISE IN FAVOUR OF THE ORDINARY SHAREHOLDERS S5 TO AUTHORISE THE DIRECTORS TO WAIVE PRE-EMPTION Mgmt RIGHTS OTHER THAN IN THE CIRCUMSTANCES TO WHICH RESOLUTION 4 APPLIES UP TO A MAXIMUM AGGREGATE NOMINAL VALUE OF 10% OF THE ENLARGED ISSUED SHARE CAPITAL
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 49800 0
WEATHERFORD INTERNATIONAL LTD. SECURITY G95089OIH Meeting Type Annual TICKER SYMBOL Meeting Date 13-May-05 ISIN Agenda 932286316 - Management
- ---------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - ---------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 NICHOLAS F. BRADY For For 2 DAVID J. BUTTERS For For 3 BERNARD J. DUROC-DANNER For For 4 SHELDON B. LUBAR For For 5 WILLIAM E. MACAULAY For For 6 ROBERT B. MILLARD For For 7 ROBERT K. MOSES, JR. For For 8 ROBERT A. RAYNE For For 02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2005, AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP'S REMUNERATION.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 3500 0 28-Apr-05 28-Apr-05
WEINGARTEN REALTY INVESTORS SECURITY 948741103 Meeting Type Annual TICKER SYMBOL WRI Meeting Date 03-May-05 ISIN Agenda 932280198 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 STANFORD ALEXANDER For For 2 ANDREW M. ALEXANDER For For 3 J. MURRY BOWDEN For For 4 JAMES W. CROWNOVER For For 5 ROBERT J. CRUIKSHANK For For 6 MELVIN A. DOW For For 7 STEPHEN A. LASHER For For 8 DOUGLAS W. SCHNITZER For For 9 MARC J. SHAPIRO For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For WEINGARTEN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO TAKE ACTION UPON ANY OTHER BUSINESS AS MAY Mgmt For For PROPERLY COME BEFORE THE MEETING.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 4500 0 27-Apr-05 27-Apr-05
WELLS FARGO & COMPANY SECURITY 949746101 Meeting Type Annual TICKER SYMBOL WFC Meeting Date 26-Apr-05 ISIN Agenda 932269055 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J.A. BLANCHARD III For For 2 SUSAN E. ENGEL For For 3 ENRIQUE HERNANDEZ, JR. For For 4 ROBERT L. JOSS For For 5 REATHA CLARK KING For For 6 RICHARD M. KOVACEVICH For For 7 RICHARD D. MCCORMICK For For 8 CYNTHIA H. MILLIGAN For For 9 PHILIP J. QUIGLEY For For 10 DONALD B. RICE For For 11 JUDITH M. RUNSTAD For For 12 STEPHEN W. SANGER For For 13 SUSAN G. SWENSON For For 14 MICHAEL W. WRIGHT For For 02 PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN. 03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2005. 04 STOCKHOLDER PROPOSAL REGARDING PAYDAY LENDING. Shr Against For 05 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For COMPENSATION AND PREDATORY LENDING. 06 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE Shr Against For SHARES. 07 STOCKHOLDER PROPOSAL REGARDING CHIEF Shr Against For EXECUTIVE OFFICER COMPENSATION. 08 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against For BOARD CHAIR AND CEO POSITIONS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 3000 0 11-Apr-05 11-Apr-05
WELLS FARGO & COMPANY SECURITY 949746RKH Meeting Type Annual TICKER SYMBOL Meeting Date 26-Apr-05 ISIN Agenda 932269055 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 J.A. BLANCHARD III For For 2 SUSAN E. ENGEL For For 3 ENRIQUE HERNANDEZ, JR. For For 4 ROBERT L. JOSS For For 5 REATHA CLARK KING For For 6 RICHARD M. KOVACEVICH For For 7 RICHARD D. MCCORMICK For For 8 CYNTHIA H. MILLIGAN For For 9 PHILIP J. QUIGLEY For For 10 DONALD B. RICE For For 11 JUDITH M. RUNSTAD For For 12 STEPHEN W. SANGER For For 13 SUSAN G. SWENSON For For 14 MICHAEL W. WRIGHT For For 02 PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN. 03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2005. 04 STOCKHOLDER PROPOSAL REGARDING PAYDAY LENDING. Shr Against For 05 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For COMPENSATION AND PREDATORY LENDING. 06 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE Shr Against For SHARES. 07 STOCKHOLDER PROPOSAL REGARDING CHIEF Shr Against For EXECUTIVE OFFICER COMPENSATION. 08 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against For BOARD CHAIR AND CEO POSITIONS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 1400 0 11-Apr-05 11-Apr-05
WESTERN DIGITAL CORPORATION SECURITY 958102105 Meeting Type Annual TICKER SYMBOL WDC Meeting Date 18-Nov-04 ISIN Agenda 932228667 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 MATTHEW E. MASSENGILL For For 2 PETER D. BEHRENDT For For 3 KATHLEEN A. COTE For For 4 HENRY T. DENERO For For 5 WILLIAM L. KIMSEY For For 6 MICHAEL D. LAMBERT For For 7 ROGER H. MOORE For For 8 THOMAS E. PARDUN For For 9 ARIF SHAKEEL For For 02 TO APPROVE THE WESTERN DIGITAL CORPORATION 2004 Mgmt For For PERFORMANCE INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT ACCOUNTANTS FOR WESTERN DIGITAL CORPORATION FOR THE FISCAL YEAR ENDING JULY 1, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 5108741 91B 10000 0 12-Oct-04 12-Oct-04
XILINX, INC> SECURITY 983919SMH Meeting Type Annual TICKER SYMBOL XLNX Meeting Date 05-Aug-04 ISIN Agenda 932198573 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 WILLEM P. ROELANDTS For For 2 JOHN L. DOYLE For For 3 JERALD G. FISHMAN For For 4 PHILIP T. GIANOS For For 5 HAROLD E. HUGHES, JR. For For 6 WILLIAM G. HOWARD, JR. For For 7 RICHARD W. SEVCIK For For 8 ELIZABETH VANDERSLICE For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF XILINX FOR THE FISCAL YEAR ENDING APRIL 2, 2005.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055985 91B 9000 0 22-Jun-04 22-Jun-04
XM SATELLITE RADIO HOLDINGS INC. SECURITY 983759101 Meeting Type Annual TICKER SYMBOL XMSR Meeting Date 26-May-05 ISIN Agenda 932326336 - Management
- --------------------------------------------------------------------------------- For/Against Item Proposal Type Vote Management - --------------------------------------------------------------------------------- 01 DIRECTOR Mgmt 1 GARY M. PARSONS For For 2 HUGH PANERO For For 3 NATHANIEL A. DAVIS For For 4 THOMAS J. DONOHUE For For 5 EDDY W. HARTENSTEIN For For 6 GEORGE W. HAYWOOD For For 7 CHESTER A. HUBER, JR. For For 8 JOHN MENDEL For For 9 JARL MOHN For For 10 PIERCE J. ROBERTS, JR. For For 11 JACK SHAW For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------- Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed - ----------------------------------------------------------------------------------- 3055977 91B 6000 0 03-May-05 03-May-05
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. BMC FUND, INC. By: /s/ Paul H. Broyhill -------------------- Paul H. Broyhill, President Date: August 18, 2005 -----END PRIVACY-ENHANCED MESSAGE-----