-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IDrKw87eIPCVMkwVG5i4mynd495bwMEfGXmQ0kOvvoP2MTWMZRn0Mlon28qlKTK4 1wTyEArtulZciVxZqawZbQ== 0001193125-07-011969.txt : 20070124 0001193125-07-011969.hdr.sgml : 20070124 20070124171527 ACCESSION NUMBER: 0001193125-07-011969 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20070124 FILED AS OF DATE: 20070124 DATE AS OF CHANGE: 20070124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASM INTERNATIONAL N V CENTRAL INDEX KEY: 0000351483 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 980101743 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-13355 FILM NUMBER: 07550481 BUSINESS ADDRESS: STREET 1: JAN VAN EYCKLAAN 10 STREET 2: 3723 BC BILTHOVEN CITY: THE NETHERLANDS STATE: P7 BUSINESS PHONE: 6022434221 MAIL ADDRESS: STREET 1: JAN VAN EYCKLAAN 10 STREET 2: 3723 BC BILTHOVEN CITY: NETHERLANDS STATE: AR ZIP: 85012 FORMER COMPANY: FORMER CONFORMED NAME: ADVANCED SEMICONDUCTOR MATERIALS INTERNATIONAL N V DATE OF NAME CHANGE: 19950530 6-K 1 d6k.htm FORM 6-K Form 6-K

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

For the month of January, 2007

Commission File Number 000-13355

ASM INTERNATIONAL N.V.

(Translation of registrant’s name into English)

JAN VAN EYCKLAAN 10

3723 BC BILTHOVEN

THE NETHERLANDS

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  x    Form 40-F  ¨

Indicate by check mark if the registrant is submitting the form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant’s “home country”), or under the rules of the home country exchange on which the registrant’s securities are traded, as long as the report or other document is not a press release, is not required to be and had not been distributed to the registrant’s security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.    Yes  ¨    No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-                     .

 



Exhibits     
Exhibit 99.1   

ASM International N.V. Provides Front-end Operations Update.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: January 24, 2007   ASM INTERNATIONAL N.V.
      /s/    ARNOLD J.M. VAN DER VEN        
    Arnold J.M. van der Ven
   

Managing Director and

Chief Financial Officer


ASM INTERNATIONAL N.V.

(THE “REGISTRANT”)

(COMMISSION FILE NO. 0-13355)

EXHIBIT INDEX

TO

FORM 6-K

DATED JANUARY 24, 2007

 

Exhibit No.   

Exhibit Description

   Filed Herewith
99.1   

ASM International N.V. Provides Front-end Operations Update.

   X
EX-99.1 2 dex991.htm PRESS RELEASE ASM INTERNATIONAL N.V. PROVIDES FRONT-END OPERATIONS UPDATE Press Release ASM International N.V. Provides Front-end Operations Update

Exhibit 99.1

LOGO   

 

ASM International N.V.

ASM International N.V. Provides Front-end Operations Update

BILTHOVEN, the Netherlands, January 24, 2007 – ASM International N.V. (NASDAQ: ASMI and Euronext Amsterdam: ASM) announced today that it expects Front-end sales reached a record level for 2006. The Company expects to report fourth quarter Front-end sales of € 108 million and Front-end bookings of € 113 million. ASMI also noted that based on current customer activity, the 2007 first-half outlook for Front-end orders is positive, and the Company reiterated its guidance that Front-end operations will be profitable for the year 2007.

The increase in Front-end fourth quarter bookings reflects strong contributions from vertical furnaces, an ASMI’s core product, and from the Company’s developing atomic layer deposition (ALD and PEALD) products for both transistor and capacitor applications.

“In line with our guidance, 2006 second-half Front-end sales were comparable to first-half and we confirm our 2006 Front-end EBITDA will be double-digit millions of Euros” commented Arthur del Prado, President and CEO of ASM International. ASMI’s prior guidance indicated that for the full-year 2006, it expected the Front-end EBITDA, excluding one-time charges related to the discontinued operations of NuTool®, would be double digit.

In December 2006, the Company announced it received net cash proceeds of approximately € 11 million from the transfer of the NuTool IP to an undisclosed party. Consequently, the Company will have to disclose NuTool’s operations as ‘discontinued operations’ in 2006. As such, ASMI will record net impairment losses amounting to € 5 million and a non-cash charge for cumulative currency losses also amounting to € 5 million.

“Entering 2007, we feel comfortable with the prospects for business in the first-half year, and while visibility is limited for the second-half, we believe our leading-edge technologies will benefit ASMI as the industry will enter the 45nm era later in the year,” concluded Mr. del Prado.

ASMI will report audited 2006 financial statements on March 8, 2007. The delayed reporting date relates to the additional time required by the Company and its auditors to complete the documentation as mandated by Section 404 of the Sarbanes-Oxley Act of 2002 in the United States.

 


About ASM

ASM International N.V. and its subsidiaries design and manufacture equipment and materials used to produce semiconductor devices. The company provides production solutions for wafer processing (Front-end segment) as well as assembly and packaging (Back-end segment) through facilities in the United States, Europe, Japan and Asia. ASM International’s common stock trades on NASDAQ (symbol ASMI) and the Euronext Amsterdam Stock Exchange (symbol ASM). For more information, visit ASMI’s web site at www.asm.com.

Safe Harbor Statement under the U.S. Private Securities Litigation Reform Act of 1995: All matters discussed in this statement, except for any historical data, are forward-looking statements. Forward-looking statements involve risks and uncertainties that could cause actual results to differ materially from those in the forward-looking statements. These include, but are not limited to, economic conditions and trends in the semiconductor industry generally and the timing of the industry cycles specifically, currency fluctuations, the timing of significant orders, market acceptance of new products, competitive factors, litigation involving intellectual property, shareholder and other issues, commercial and economic disruption due to natural disasters, terrorist activity, armed conflict or political instability, epidemics, and other risks indicated in the Company’s filings from time to time with the U.S. Securities and Exchange Commission, including, but not limited to, the Company’s reports on Form 20-F and Form 6-K. The Company assumes no obligation nor intends to update or revise any forward-looking statements to reflect future developments or circumstances.

 

Contacts:      
Naud van der Ven    Erik Kamerbeek    Mary Jo Dieckhaus
Chief Financial Officer    Investor Relations    Investor Relations
+31 (0)30-229-8540    +31 (0)30-229-8500    +1 212-986-2900
Naud.van.der.ven@asm.com    erik.kamerbeek@asm.com    maryjo.dieckhaus@asm.com
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