-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I0PtTB1J5n37q6U1vwYXe+Xt+Ge59zTVLYnMGNcdvyYIYMSXTqaD33pJ3LSvEX2F d6Teusr0wQeVwj1JCqdVTg== 0000950153-03-000862.txt : 20030429 0000950153-03-000862.hdr.sgml : 20030429 20030428204013 ACCESSION NUMBER: 0000950153-03-000862 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20030428 FILED AS OF DATE: 20030429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASM INTERNATIONAL N V CENTRAL INDEX KEY: 0000351483 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 980101743 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-13355 FILM NUMBER: 03667692 BUSINESS ADDRESS: STREET 1: JAN VAN EYCKLAAN 10 STREET 2: 3723 BC BILTHOVEN CITY: THE NETHERLANDS STATE: P7 BUSINESS PHONE: 6022434221 MAIL ADDRESS: STREET 1: JAN VAN EYCKLAAN 10 STREET 2: 3723 BC BILTHOVEN CITY: NETHERLANDS STATE: AR ZIP: 85012 FORMER COMPANY: FORMER CONFORMED NAME: ADVANCED SEMICONDUCTOR MATERIALS INTERNATIONAL N V DATE OF NAME CHANGE: 19950530 6-K 1 p67753ae6vk.htm 6-K e6vk
 

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934

For the month of April, 2003
Commission File Number 000-13355

ASM INTERNATIONAL N.V.
(Translation of registrant’s name into English)

JAN VAN EYCKLAAN 10
3723 BC BILTHOVEN
THE NETHERLANDS
(Address of principal executive offices)

 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F

Form 20-F [X]      Form 40-F [  ]

 
Indicate by check mark if the registrant is submitting the form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  [  ]
 
Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  [  ]

Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant’s “home country”), or under the rules of the home country exchange on which the registrant’s securities are traded, as long as the report or other document is not a press release, is not required to be and had not been distributed to the registrant’s security holders, and, if discussing a material event, has already been the subject of a form 6-K submission or other Commission filing on EDGAR.

 
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes [  ]      No [X]

 
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-          .

 


 

135c Disclosure

     On April 28, 2003, we issued a press release under Securities Act Rule 135c announcing our intention to commence a private placement of $60.0 million of convertible subordinated notes. The press release is attached hereto as Exhibit 99.1.

Exhibits

     See Exhibit Index following the Signatures page.

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

       
Dated:   April 28, 2003   ASM INTERNATIONAL N.V.  
       
    /s/ Robert L. de Bakker  
   
 
    Robert L. de Bakker  
    Managing Director and  
    Chief Financial Officer  

 


 

ASM INTERNATIONAL N.V.
(THE “REGISTRANT”)
(COMMISSION FILE NO. 0-13355)

EXHIBIT INDEX
TO
FORM 6-K
DATED APRIL 28, 2003

         
Exhibit No.   Exhibit Description   Filed Herewith

 
 
99.1   Press Release dated April 28, 2003   X

  EX-99.1 3 p67753aexv99w1.htm EXHIBIT 99.1 exv99w1

 

Exhibit 99.1

(ASM INTERNATIONAL LOGO)

Published: 22:11 28.04.2003 GMT+2 /HUGIN /Source: ASM International NV /AEX: ASM /ISIN: NL0000334118

ASM International N.V. Announces Proposed $60 Million Convertible Subordinated Notes Offering

Bilthoven, the Netherlands, April 28, 2003 — ASM International (Nasdaq: ASMI; Euronext Amsterdam: ASM) announced today that it proposes to offer a new issue of $60 million of Convertible Subordinated Notes due 2010.

The notes will be convertible into ASM International common stock, at the option of the holder, at a price to be determined. ASM International has also granted the initial purchaser an option to purchase up to an additional $15 million principal amount of notes. ASM International intends to use the net proceeds of the sale of the notes to repay outstanding short-term indebtedness and for other general corporate purposes.

The notes have not been registered under the Securities Act of 1933, as amended, or applicable state securities laws, and unless so registered, may not be offered or sold in the United States, except pursuant to an applicable exemption from the registration requirements of the Securities Act of 1933, as amended, and applicable state securities laws and may only be offered or sold in the Netherlands to individuals or legal entities who or which trade or invest in securities in the conduct of their profession or trade. This press release shall not constitute an offer to sell or the solicitation of an offer to buy the notes. This press release is being issued pursuant to and in accordance with Rule 135c under the Securities Act of 1933, as amended, and pursuant to and in accordance with the Exemption Regulation pursuant to the Netherlands Act for the Supervision of Securities Trading, as amended.

Contact:

Robert L. de Bakker
+31 30 2298540
Bilthoven, the Netherlands
robert.de.bakker@asm.com

Mary Jo Dieckhaus
+1 212-986-2900
New York City
maryjo.dieckhaus@asm.com

This press release was issued by ASM International N.V.

To alter your subscription profile or to unsubscribe, please go to: http://www.asm.com/newsroom

ASM International N.V. Investor Relations

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