o | Registration Statement pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934. |
x | Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. |
o | Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. |
o | Shell company report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. |
Title of each class | Name of each exchange on which registered | |
Common Shares, par value € 0.04 | The NASDAQ Stock Market LLC |
Large accelerated filer x | Accelerated filer o | Non-accelerated filer o |
Exhibit Number | Description | Incorporated by Reference to: | Included Herein: |
1.1 | English Informal Translation of ASM International NV’s Articles of Association, as amended | X | |
4.1 | 2001 Stock Option Plan | Exhibit 99.1 to the Registrant’s Form S-8 filed on April 30, 2002 | |
4.2 | Overview of Remuneration of Members of the Management Board, dated May 20, 2010 | Exhibit 4.6 to the Registrant's Form 20-F filed on April 4, 2013 | |
4.3 | Overview of Remuneration of Mr Peter van Bommel | Exhibit 4.7 to the Registrant’s Form 20-F filed on March 25, 2011 | |
4.4 | Form of Supervisory Board Member Indemnification Agreement | Exhibit 10.1 to the Registrant’s Form 20-F filed on March 16, 2007 | |
4.5 | Form of Management Board Member Indemnification Agreement | Exhibit 10.2 to the Registrant’s Form 20-F filed on March 16, 2007 | |
4.6 | Amended and Restated Settlement Agreement dated as of December 16, 1998 by and among ASM International NV, ASM America, Inc. and Applied Materials, Inc. -2- | Exhibit 10.3 to the Registrant’s Form 20-F filed on March 16, 2007 | |
4.7 | Summary of the material elements of employment contract with Mr C.D. del Prado (effective as of March 1, 2008) | Exhibit 99.9 to the Registrant’s Form 6-K filed on May 20, 2008 | |
4.8 | ASM International NV 2011 Stock Option Plan for Members of the Management Board | Exhibit 4.14 to the Registrant's Form 20-F filed on March 28, 2012 | |
8.1 | Subsidiaries | Exhibit 8.1 to the Registrant’s Form 20-F filed on April 9, 2014 | |
12.1 | Certification of CEO pursuant to Rule 13a-14(a) | X | |
12.2 | Certification of CFO pursuant to Rule 13a-14(a) | X | |
13.1 | Certification of CEO and CFO pursuant to Rule 13a-14(b) and 18 U.S.C. 1350 | X | |
15.1 | Consent of Independent Registered Public Accounting Firm | Exhibit 15.1 to the Registrant’s Form 20-F filed on April 9, 2014 | |
15.2 | Annual Audited Financial Statements of ASM Pacific Technology Ltd as of and for the fiscal year ended December 31, 2013 | X | |
15.3 | Consent of Deloitte Touche Tohmatsu, independent auditors of ASM Pacific Technology Ltd* | X | |
101.INS | XBRL Instance Document* | Exhibit 101.INS to the Registrant’s Form 20-F filed on April 9, 2014 | |
101.SCH | XBRL Taxonomy Extension Schema Document* | Exhibit 101.SCH to the Registrant’s Form 20-F filed on April 9, 2014 | |
101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document* | Exhibit 101.CAL to the Registrant’s Form 20-F filed on April 9, 2014 | |
101.DEF | XBRL Taxonomy Extension Definition Linkbase Document* | Exhibit 101.DEF to the Registrant’s Form 20-F filed on April 9, 2014 | |
101.LAB | XBRL Taxonomy Extension Label Linkbase Document* | Exhibit 101.LAB to the Registrant’s Form 20-F filed on April 9, 2014 | |
101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document* | Exhibit 101.PRE to the Registrant’s Form 20-F filed on April 9, 2014 |
ASM INTERNATIONAL NV | ||
Date: | June 25, 2014 | /S/ CHARLES D. DEL PRADO |
Charles D. del Prado | ||
Chief Executive Officer |
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