-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EWVv6THXInrOlybU06lLAc4bPtdE+oF1A9Mk3t9LjRUexvW8u90cvozzmjIjl1g2 hPfAR0qApN8mDD6Iv09K3w== 0001015402-01-501277.txt : 20010517 0001015402-01-501277.hdr.sgml : 20010517 ACCESSION NUMBER: 0001015402-01-501277 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010516 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20010516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HEI INC CENTRAL INDEX KEY: 0000351298 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 410944876 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-10078 FILM NUMBER: 1641088 BUSINESS ADDRESS: STREET 1: 1495 STEIGER LAKE LN STREET 2: P O BOX 5000 CITY: VICTORIA STATE: MN ZIP: 55386 BUSINESS PHONE: 9524432500 MAIL ADDRESS: STREET 1: P O BOX 5000 STREET 2: 1495 STEIGER LAKE LANE CITY: VICTORIA STATE: MN ZIP: 55386 8-K 1 doc1.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): MAY 16, 2001 ------------ HEI, INC. --------- (Exact Name of Registrant as Specified in Its Charter) MINNESOTA --------- (State or Other Jurisdiction of Incorporation) 0-10078 41-0944876 ------- ---------- (Commission File Number) (IRS Employer Identification No.) 1495 STEIGER LAKE LANE, VICTORIA, MINNESOTA 55386 - ------------------------------------------------ ----- (Address of Principal Executive Offices) (Zip Code) 952-443-2500 ------------ (Registrant's Telephone Number, Including Area Code) N/A --- (Former Name or Former Address, if Changed Since Last Report) ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits: 99.1 Investor and financial analyst information memorandum, May 15, 2001. ITEM 9. REGULATION FD DISCLOSURE. On May 15, 2001, HEI, Inc. management met with financial analysts. A copy of the memorandum of information discussed at this meeting is filed as Exhibit 99.1 hereto. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on behalf of the undersigned thereunto duly authorized. Dated: May 16, 2001 HEI, INC. By /s/ Anthony J. Fant ----------------------- Anthony J. Fant Chairman and Chief Executive Officer 3 INDEX TO EXHIBITS Exhibit No. Description - ------------ ----------- 99.1 Investor and financial analyst information memorandum, May 15, 2001. 4 EX-99.1 2 doc2.txt HEI INC MEMORANDUM SEC FD Disclosure On May 15, 2001, HEI, Inc. management met with market analysts in a series of meetings which began on November 16, 2000. The following information was disclosed: BROADBAND PRODUCTS HEI believes that installed production capacity will reach 200,000 chip carrier packages per month by the end of this calendar year. This production capacity is expected to double to 400,000 chip carrier packages by the end of calendar 2002. FORWARD LOOKING INFORMATION Information in this news release, which is not historical, includes forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. Statements contained in this press release, including the estimated HEI production capacity related to the chip carrier packages are forward looking statements. All of such forward-looking statements involve risks and uncertainties including, without limitation, adverse business or market conditions, the ability of HEI to secure and satisfy customers, the availability and cost of materials from HEI's suppliers, adverse competitive developments, change in or cancellation of customer requirements, and other risks detailed from time to time in HEI's SEC filings. -----END PRIVACY-ENHANCED MESSAGE-----