-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CHtDAtvg4wC9BqgzzOgHSP7V5ff4xvcuhW8HE6CG9r18zUlqm+n7hDCMxqbi9HdN asVtirAlxZIKEmPsenUOaw== 0000905148-98-001984.txt : 19981111 0000905148-98-001984.hdr.sgml : 19981111 ACCESSION NUMBER: 0000905148-98-001984 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981031 FILED AS OF DATE: 19981110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEI INC CENTRAL INDEX KEY: 0000351298 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 410944876 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-10078 FILM NUMBER: 98741512 BUSINESS ADDRESS: STREET 1: 1495 STEIGER LAKE LN STREET 2: P O BOX 5000 CITY: VICTORIA STATE: MN ZIP: 55386 BUSINESS PHONE: 6124432500 MAIL ADDRESS: STREET 1: P O BOX 5000 STREET 2: 1495 STEIGER LAKE LANE CITY: VICTORIA STATE: MN ZIP: 55386 COMPANY DATA: COMPANY CONFORMED NAME: REYNOLDS DONALD R CENTRAL INDEX KEY: 0001060511 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] OFFICER STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1495 STEIGER LAKE LN STREET 2: P O BOX 5000 CITY: VICTORIA STATE: MN ZIP: 55386 BUSINESS PHONE: 6124432500 MAIL ADDRESS: STREET 1: 3564 BASSWOOD CIRCLE CITY: PRIOR LAKE STATE: MN ZIP: 55372 4 1 T:\EDGAR\508199.TXT
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP FORM 4 Filed pursuant to Section 16(a) of the OMB APPROVAL - ------ Securities Exchange Act of 1934, Section ------------ / / Check this box if no longer 17(a) of the Public Utility Holding Company OMB Number 3235-0287 subject to Section 16. Form 4 Act of 1935 or Section 30(f) of the Investment Expires: September 30, 1998 of Form 5 obligations may continue. Company Act of 1940 Estimated average See Instruction 1(b). burden hours per response....0.5
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer (Check all applicable) Reynolds, Donald R. HEI, Inc. (HEI) -------------------------------------------- ----------------------------------- _______________________________________ 3. IRS or Social Security 4. Statement for Director 10% Owner (Last) (First) (Middle) Number of Reporting Month/Year --- --- Person (Voluntary) October 1998 X Officer (give ____ Other --- title below) (specify EXECUTIVE VICE PRESIDENT below) 14177 Sandy Beach Trail 5. If Amendment, ____________________________________________________ Date of Original (Street) (Month/Year) Prior Lake, MN 55372 ____________________________________________________ (City) (State) (Zip) 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person --- ___ Form filed by More than One Reporting Person
- ------------------------------------------------------------------------------------------------------------------------------- TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Month/ (Instr. 8) Owned at Direct Bene- Day/ End of (D) or ficial Year) Month Indirect Owner- (Instr. 3 (I) ship and 4) (Instr. 4) (Instr. 4) -------------------------------------------- Code V Amount (A) or Price (D) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock $.05 par value 10/20/98 P 2,000 A $5.00 (D) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock $.05 par value 10/20/98 P 2,000 A $4.875 4,000 (D) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== *If the form is filed by more than reporting person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Conver- 3. Trans- 4. Transac- 5. Number of 6. Date Exer- 7. Title and 8. Price 9. Number 10. Owner- 11. Na- Derivative sion or action tion Derivative cisable and Amount of of of Ship ture Security Exercise Date Code Securities Expiration Underlying Deriva- Deriva- Form of of (Instr. 3) Price of (Instr. 8) Acquired (A) Date (Month/ Securities tive tive Deriva- In- Deriva- (Month/ or Disposed Day/Year) (Instr.3 Security Securi- tive di- tive Day/ of (D) and 4) (Instr. 5) ties Bene- Security: rect Security Year) (Instr. 3, ficially Direct Bene- 4, and 5) Owned at (D) or fi- End of Indirect cial Month (I) Own- (Instr. 4) (Instr. 4) er- ship ------------------------------------- (Instr. Date Expir- 4) Exer- ation Amount or cisable Date Title Number of Shares ------- ----- ----- ----- Code V (A) (D) - ------------ ----------- ---------- ------- ----- ----- ------ ------- ------ --------- ----- ---------- ---------- ------- ----- - ------------ ----------- ---------- ------- ----- ----- ------ ------- ------ --------- ----- ---------- ---------- ------- ----- - ------------ ----------- ---------- ------- ----- ----- ------ ------- ------ --------- ----- ---------- ---------- ------- ----- - ------------ ----------- ---------- ------- ----- ----- ------ ------- ------ --------- ----- ---------- ---------- ------- ----- - ------------ ----------- ---------- ------- ----- ----- ------ ------- ------ --------- -- -- ---------- ---------- ------- ----- - ------------ ----------- ---------- ------- ----- ----- ------ ------- ------ --------- --- - ---------- ---------- ------- -----
Explanation of Responses: /s/ Donald R. Reynolds 11/9/1998 ------------------------------- ----------------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----