-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QivLIKiVzzSXKz4iDDTA6fRcfr06uQzCOTVp8bow7NQ47ezoRvAA6vt2ZQqoSfur z+/razQLnfYJbhwW4MxaZw== 0000905148-98-000248.txt : 19980220 0000905148-98-000248.hdr.sgml : 19980220 ACCESSION NUMBER: 0000905148-98-000248 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980212 FILED AS OF DATE: 19980219 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEI INC CENTRAL INDEX KEY: 0000351298 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 410944876 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-10078 FILM NUMBER: 98545548 BUSINESS ADDRESS: STREET 1: 1495 STEIGER LAKE LN STREET 2: P O BOX 5000 CITY: VICTORIA STATE: MN ZIP: 55386 BUSINESS PHONE: 6124432500 MAIL ADDRESS: STREET 1: P O BOX 5000 STREET 2: 1495 STEIGER LAKE LANE CITY: VICTORIA STATE: MN ZIP: 55386 COMPANY DATA: COMPANY CONFORMED NAME: FANT ANTHONY J CENTRAL INDEX KEY: 0001055933 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 2154 HIGHLAND AVENUE CITY: BIRMINGHAM STATE: AL ZIP: 35205 BUSINESS PHONE: 2059331030 MAIL ADDRESS: STREET 1: 2154 HIGHLAND AVENUE CITY: BIRMINGHAM STATE: AL ZIP: 35205 3 1 FORM 3 OMB APPROVAL - ------ ------------ OMB NUMBER 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response . . . 0.5 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
1. Name and Address of Reporting Person 2. Date of Event Re- 4. Issuer Name and Ticker or Trading Symbol quiring Statement Fant Anthony J. (Month/Day/Year) HEI, Inc. ("HEII") _______________________________________ (Last) (First) (Middle) 02/12/98 5. Relationship of Reporting Person to 6. If Amendment, Issuer Date of Original 2154 Highland Avenue (Month/Day/Year) (Check all applicable) _______________________________________ ___ Director _x_ 10% Owner (Street) 3. IRS or Social Se- 7. Individual or curity Number of ___ Officer (give title ___ Other (specify Joint/Group Reporting Person below) below)* Filing (Check (Voluntary) Applicable Line) Birmingham AL 35205 _X_ Form filed by One _______________________________________ Reporting Person (City) (State) (Zip) ___ Form filed by More than One Reporting Person TABLE I- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED
1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial Ownership (Instr. 4) Beneficially Owned Form: Direct (Instr. 5) (Instr. 4) (D) or Indirect (I) (Instr. 5) Common Stock, $.05 par value 480,100 D
Reminder: Report on a separate line for each class of (Over) securities beneficially owned directly SEC 1473(8-92) or indirectly. (Print or Type Responses) FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
1. Title of Derivative Security 2. Date Exer- 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of (Instr. 4) cisable and Underlying Derivative Security sion or ship Indirect Expiration (Instr. 4) Exercise Form of Beneficial Date Price of Deriv- Ownership (Month/Day/ Deri- ative (Instr. 5) Year) vative Security: Security Direct Date Expira- Amount (D) or Exer- tion Title or Indirect cisable Date Number (I) of (Instr. 5) Shares
Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. /s/ Anthony J. Fant February 19, 1998 78ff(a). ------------------- ----------------- Anthony J. Fant Date Note: File three copies of this Form, one of which must be manually signed. If space provided is Page 2 insufficient, see Instruction 6 for procedure. SEC 1473 (8-92) -----END PRIVACY-ENHANCED MESSAGE-----