-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K/S5BieII2WxdZyi7xIkfLFsduVcNFLmMCouz3NSj/cUUkyVJ/LTURksKl8MWJkW mzw6fKpDXqCc+uGh6vhCTg== 0000905148-99-000403.txt : 19990311 0000905148-99-000403.hdr.sgml : 19990311 ACCESSION NUMBER: 0000905148-99-000403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990228 FILED AS OF DATE: 19990310 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEI INC CENTRAL INDEX KEY: 0000351298 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 410944876 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-10078 FILM NUMBER: 99561590 BUSINESS ADDRESS: STREET 1: 1495 STEIGER LAKE LN STREET 2: P O BOX 5000 CITY: VICTORIA STATE: MN ZIP: 55386 BUSINESS PHONE: 6124432500 MAIL ADDRESS: STREET 1: P O BOX 5000 STREET 2: 1495 STEIGER LAKE LANE CITY: VICTORIA STATE: MN ZIP: 55386 COMPANY DATA: COMPANY CONFORMED NAME: TONDERA STEVE E JR CENTRAL INDEX KEY: 0001070776 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2154 HIGHLAND AVENUE CITY: BIRMINGHAM STATE: AL ZIP: 35205 4 1 T:\EDGAR\529507V3.SUB
FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer (Check all applicable) Tondera, Jr. Steve E. HEI, Inc. (HEII) -------------------------------------------- ----------------------------------- _______________________________________ 3. IRS or Social Security 4. Statement for X Director 10% Owner (Last) (First) (Middle) Number of Reporting Month/Year --- Person (Voluntary) February 1999 Officer (give ____ Other --- title below) (specify below) 4433 Corinth Drive 5. If Amendment, ____________________________________________________ Date of Original (Street) (Month/Year) Birmingham AL 35213 ____________________________________________________ (City) (State) (Zip) 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person --- Form filed by More than One --- Reporting Person
- ------------------------------------------------------------------------------------------------------------------------------- Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Month/ (Instr. 8) Owned at Direct Bene- Day/ End of (D) or ficial Year) Month Indirect Owner- (Instr. 3 (I) ship and 4) (Instr. 4) (Instr. 4) -------------------------------------------- Code V Amount (A) or Price (D) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== *If the form is filed by more than reporting person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Conver- 3. Trans- 4. Transac- 5. Number of 6. Date Exer- 7. Title and Amount of Derivative sion or action tion Derivative cisable and Underlying Securities Security Exercise Date Code Securities Expiration (Instr.3 and 4) (Instr. 3) Price of (Instr. 8) Acquired (A) Date (Month/ Deriva- (Month/ or Disposed Day/Year) tive Day/ of (D) Security Year) (Instr. 3, 4, and 5) ----------------------------------------------------------- Date Expir- Exer- ation Amount or cisable Date Title Number of Shares ------------------------- Code V (A) (D) - ----------------------------------------------------------------------------------------------------------------------------------- Stock Option $5.75 2/19/99 J 10,000 2/19/00 2/19/02 Common Stock 10,000 par value $.05 per share - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- (TABLE CONTINEU) 1. Title of 8. Price 9. Number 10. Ownership 11. Nature of Derivative of of Form of Indirect Security Deriva- Deriva- Derivative Beneficial (Instr. 3) tive tive Security: Ownership Security Securi- Direct (D) (Instr. 4) (Instr. 5) ties Bene or Indirect ficially (I)(Instr. 4) Owned at End of Month (Instr. 4) - ------------------------------------------------------------------------------- Stock Option 10,000 D - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - -------------------------------------------------------------------------------
Explanation of Responses: Options received as compensation for services performed for Fant Industries Inc. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ Steve E. Tondera, Jr. March 10, 1999 ------------------------------- ----------------- **Signature of Reporting Person Date See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----