13F-HR 1 cumberlandassociates123112.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cumberland Associates Address: 767 Third Avenue,New York, NY 10017 13 File Number: 28-1010 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: John K. Lewis Title: Controller Phone: Signature, Place and Date of Signing: John K. Lewis February 13, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 33 Form 13F Information Table Value Total: 68754 List of Other Included Managers: No. 13F File Number Name 01 28-1010 CUMBERLAND ASSOCIATES2 02 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AMERICAN INTERNATION AL GROUP COMMON STOCK 026874784 3163 89600 SH SOLE 0102 84298 5302 0 D ANADARKO PETE CORP COM STK COMMON STOCK 032511107 1059 14246 SH SOLE 0102 13417 829 0 D APPLE INC COM STK COMMON STOCK 037833100 1823 3426 SH SOLE 0102 3224 202 0 D ASCENA RETAIL GROUP INC COM COMMON STOCK 04351G101 2712 146843 SH SOLE 0102 138274 8569 0 D BED BATH BEYOND INC COM STK COMMON STOCK 075896100 1593 28500 SH SOLE 0102 26818 1682 0 D BERKSHIRE HATHAWAY INC CLASS B COMMON STOCK 084670702 2352 26219 SH SOLE 0102 24042 2177 0 D BRAVO BRIO RESTAURAN T GROUP COMMON STOCK 10567B109 2023 150640 SH SOLE 0102 141241 9399 0 D COACH INC COM STK COMMON STOCK 189754104 1316 23700 SH SOLE 0102 22302 1398 0 D COMVERSE INC COM STK COMMON STOCK 20585P105 2475 86764 SH SOLE 0102 81637 5127 0 D COMVERSE TECHNOLOGY INC COM ST COMMON STOCK 205862402 2349 611652 SH SOLE 0102 573815 37837 0 D DOLLAR TREE INC COM STK COMMON STOCK 256746108 2860 70509 SH SOLE 0102 66481 4028 0 D ECHOSTAR CORPORATION COMMON STOCK 278768106 2067 60414 SH SOLE 0102 56764 3650 0 D EMULEX CORP COM NEW COMMON STOCK 292475209 863 118211 SH SOLE 0102 111281 6930 0 D GENERAL MOTORS COMMON STOCK 37045V100 2235 77529 SH SOLE 0102 72901 4628 0 D GORDMANS STORES INC COMMON STOCK 38269P100 1186 78979 SH SOLE 0102 74349 4630 0 D HARVEST NATURAL RESO URCES INC COMMON STOCK 41754V103 4993 550466 SH SOLE 0102 509964 40502 0 D HERTZ GLOBAL HOLDING COMMON STOCK 42805T105 2500 153681 SH SOLE 0102 144501 9180 0 D INVENSENSE INC CL A COM STK COMMON STOCK 46123D205 1266 113950 SH SOLE 0102 107252 6698 0 D LIBERTY MEDIA CORP C INTER A COMMON STOCK 53071M104 2512 127621 SH SOLE 0102 120200 7421 0 D LIBERTY MEDIA CORP N EW COM ST COMMON STOCK 530322106 3714 32017 SH SOLE 0102 30139 1878 0 D LIBERTY VENTURES SER IES A COMMON STOCK 53071M880 2516 37132 SH SOLE 0102 34783 2349 0 D OCCIDENTAL PETE CORP COMMON STOCK 674599105 1430 18665 SH SOLE 0102 17587 1078 0 D OMNIVISION TECHNOLOG IES INC C COMMON STOCK 682128103 1901 135049 SH SOLE 0102 127362 7687 0 D ON SEMICONDUCTOR COR P / SEMI COMMON STOCK 682189105 1528 216731 SH SOLE 0102 203751 12980 0 D RYMAN HOSPITALITY PROPERTIES C REITS/RICS 78377T107 2109 54836 SH SOLE 0102 51636 3200 0 D SIGNET JEWELERS LTD COM STK COMMON STOCK G81276100 2244 42030 SH SOLE 0102 39626 2404 0 D SPREADTRUM COMMUNICA TION SPO ADRS STOCKS 849415203 1751 99375 SH SOLE 0102 93684 5691 0 D SYNAPTICS INC COM STK COMMON STOCK 87157D109 1503 50136 SH SOLE 0102 47181 2955 0 D TELEPHONE AND DATA SYSTEMS INC COMMON STOCK 879433829 1674 75624 SH SOLE 0102 71188 4436 0 D TRIANGLE PETE CORP COM STK COMMON STOCK 89600B201 237 39634 SH SOLE 0102 39634 0 0 D VISHAY INTERTECHNLGY INC COMMON STOCK 928298108 2876 270512 SH SOLE 0102 252152 18360 0 D Visteon Corporation COMMON STO COMMON STOCK 92839U206 1741 32354 SH SOLE 0102 30072 2282 0 D WALGREEN CO COM STK COMMON STOCK 931422109 2183 58987 SH SOLE 0102 55441 3546 0 S REPORT SUMMARY 33 DATA RECORDS 68754 2 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED