0000351262-12-000004.txt : 20120813 0000351262-12-000004.hdr.sgml : 20120813 20120813120708 ACCESSION NUMBER: 0000351262-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120813 DATE AS OF CHANGE: 20120813 EFFECTIVENESS DATE: 20120813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CUMBERLAND ASSOCIATES LLC CENTRAL INDEX KEY: 0000351262 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01010 FILM NUMBER: 121026664 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125750900 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 cumberlandassociates063012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 29, 2012 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cumberland Associates Address: 1114 Avenue Of the Americas New York, NY 10036 13 File Number: 28-1010 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: John Lewis Title: Controller Phone: Signature, Place and Date of Signing: John Lewis July 23, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: 80404 List of Other Included Managers: No. 13F File Number Name 01 28-1010 CUMBERLAND ASSOCIATES2 02 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ANADARKO PETE CORP COM STK COMMON STOCK 032511107 1324 20000 SH SOLE 0102 18896 1104 0 D APPLE INC COM STK COMMON STOCK 037833100 2628 4500 SH SOLE 0102 4272 228 0 D ASCENA RETAIL GROUP INC COM COMMON STOCK 04351G101 2979 160000 SH SOLE 0102 150164 9836 0 D BERKSHIRE HATHAWAY INC CLASS B COMMON STOCK 084670702 2917 35000 SH SOLE 0102 33233 1767 0 D CITIGROUP INC COM STK COMMON STOCK 172967424 1096 40000 SH SOLE 0102 37995 2005 0 D COMVERSE TECHNOLOGY INC COM ST COMMON STOCK 205862402 3024 520000 SH SOLE 0102 494125 25875 0 D ECHOSTAR CORPORATION COMMON STOCK 278768106 2749 104065 SH SOLE 0102 98817 5248 0 D GENERAL MOTORS COMMON STOCK 37045V100 2503 126946 SH SOLE 0102 120535 6411 0 D GEOPETRO COMPANY COM STK COMMON STOCK 37248H304 235 1827400 SH SOLE 0102 1711024 116376 0 D GOOGLE INC CL A COM STK COMMON STOCK 38259P508 876 1510 SH SOLE 0102 1424 86 0 D HARVEST NATURAL RESO URCES INC COMMON STOCK 41754V103 8048 941288 SH SOLE 0102 910264 31024 0 D HERTZ GLOBAL HOLDING COMMON STOCK 42805T105 4306 336429 SH SOLE 0102 319507 16922 0 D HIMAX TECHNOLOGIES I NC ADR ADRS STOCKS 43289P106 113 60000 SH SOLE 0102 56993 3007 0 D IPATH S&P 500 VIX S/ T FU ETN ETN'S 06740C261 1521 100000 SH SOLE 0102 95098 4902 0 D LAS VEGAS SANDS CORP COM STK COMMON STOCK 517834107 3175 73000 SH SOLE 0102 69361 3639 0 D LIBERTY MEDIA CORP C INTER A COMMON STOCK 53071M104 4623 260074 SH SOLE 0102 244305 15769 0 D LIBERTY MEDIA CORP N EW COM ST COMMON STOCK 530322106 6243 71011 SH SOLE 0102 65372 5639 0 D MARVELL TECHNOLOGY G ROUP LTD COMMON STOCK G5876H105 3102 275000 SH SOLE 0102 261335 13665 0 D MURPHY OIL CORP COM STK COMMON STOCK 626717102 2967 59000 SH SOLE 0102 55697 3303 0 D OCCIDENTAL PETE CORP COMMON STOCK 674599105 4058 47315 SH SOLE 0102 44931 2384 0 D ON SEMICONDUCTOR COR P / SEMI COMMON STOCK 682189105 3018 425000 SH SOLE 0102 398633 26367 0 D QUALCOMM INC COM STK COMMON STOCK 747525103 2227 40000 SH SOLE 0102 38038 1962 0 D SIGNET JEWELERS LTD COM STK COMMON STOCK G81276100 3873 88000 SH SOLE 0102 83220 4780 0 D SOLAR CAPITAL LTD COMMON STOCK 83413U100 445 20000 SH SOLE 0102 19010 990 0 D TRIANGLE PETE CORP COM STK COMMON STOCK 89600B201 780 139831 SH SOLE 0102 139831 0 0 D VERINT SYS INC COM STK COMMON STOCK 92343X100 295 10000 SH SOLE 0102 9511 489 0 D VIACOM INC CL B COM STK COMMON STOCK 92553P201 1678 35694 SH SOLE 0102 33939 1755 0 D VISHAY INTERTECHNLGY INC COMMON STOCK 928298108 2820 299000 SH SOLE 0102 283918 15082 0 D Visteon Corporation COMMON STO COMMON STOCK 92839U206 3527 94064 SH SOLE 0102 88785 5279 0 D WALGREEN CO COM STK COMMON STOCK 931422109 3254 110000 SH SOLE 0102 104442 5558 0 S REPORT SUMMARY 30 DATA RECORDS 80404 2 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED