0000351262-11-000003.txt : 20110505
0000351262-11-000003.hdr.sgml : 20110505
20110505125326
ACCESSION NUMBER: 0000351262-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110505
DATE AS OF CHANGE: 20110505
EFFECTIVENESS DATE: 20110505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMBERLAND ASSOCIATES LLC
CENTRAL INDEX KEY: 0000351262
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01010
FILM NUMBER: 11813596
BUSINESS ADDRESS:
STREET 1: 767 THIRD AVENUE
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125750900
MAIL ADDRESS:
STREET 1: 767 THIRD AVENUE
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
CUMBERLANDASSOCIATES311.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Cumberland Associates
Address: 1114 Avenue Of the Americas
New York, NY 10036
13 File Number: 28-1010
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form
Person Signing this Report on Behalf of Reporting Manager:
Name: Gary Tynes
Title: CFO
Phone:
Signature, Place and Date of Signing:
Gary Tynes April 18, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 35
Form 13F Information Table Value Total: 339998
List of Other Included Managers:
No. 13F File Number Name
01 28-1010 CUMBERLAND ASSOCIATES2
02
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- --------
D ANADARKO PETE CORP COM STK OPTIONS - CALLS 0325113AN 3031 37000 SH CALL SOLE 0102 34400 2600 0
D ANADARKO PETE CORP COM STK OPTIONS - CALLS 99O9JTQ22 3031 37000 SH CALL SOLE 0102 34400 2600 0
D APPLE INC COM STK COMMON STOCK 037833100 24226 69513 SH SOLE 0102 64905 4608 0
D BROCADE COMMUNICATIO NS SYSTEM COMMON STOCK 111621306 14456 2350500 SH SOLE 0102 2194709 155791 0
D CAMECO CORP CAD COM COMMON STOCK 13321L108 3004 100000 SH SOLE 0102 93372 6628 0
D CARDIONET INC COMMON STOCK 14159L103 4790 1000000 SH SOLE 0102 933475 66525 0
D CISCO SYSTEMS INC COM STK COMMON STOCK 17275R102 12691 740000 SH SOLE 0102 690817 49183 0
D CYPRESS SHARPRIDGE I NVTS INC REITS/RICS 23281A307 9510 750000 SH SOLE 0102 700082 49918 0
D DOLLAR THRIFTY AUTOM OTIVE GR COMMON STOCK 256743105 3850 57700 SH SOLE 0102 53859 3841 0
D EXXON MOBIL CORP COM STK COMMON STOCK 30231G102 1683 20000 SH SOLE 0102 18676 1324 0
D FINANCIAL SELECT SEC TOR SPDR US ETF'S - US TR 81369Y605 6228 380000 SH SOLE 0102 354816 25184 0
D GENERAL MOTORS COMMON STOCK 37045V100 9961 321000 SH SOLE 0102 299631 21369 0
D GOOGLE INC CL A COM STK COMMON STOCK 38259P508 8801 15000 SH SOLE 0102 14001 999 0
D HARVEST NATURAL RESO URCES INC COMMON STOCK 41754V103 25038 1642901 SH SOLE 0102 1533384 109517 0
D HARVEST NATURAL RESO URCES INC OPTIONS - CALLS 99OCXTF47 3810 250000 SH CALL SOLE 0102 233400 16600 0
D HARVEST NATURAL RESO URCES INC OPTIONS - CALLS 99OD3W393 8230 540000 SH CALL SOLE 0102 504200 35800 0
D HEWLETT-PACKARD CO COM STK COMMON STOCK 428236103 25366 619131 SH SOLE 0102 577916 41215 0
D INTEL CORP COM STK COMMON STOCK 458140100 10090 500000 SH SOLE 0102 465884 34116 0
D LIBERTY MEDIA CORP CAP SER A COMMON STOCK 53071M302 19780 268495 SH SOLE 0102 251032 17463 0
D LIBERTY MEDIA CORP C INTER A COMMON STOCK 53071M104 17894 1115609 SH SOLE 0102 1041404 74205 0
D LIBERTY MEDIA-STARZ SER A COMMON STOCK 53071M708 11690 150640 SH SOLE 0102 140494 10146 0
D LIVE NATION INC COM STK COMMON STOCK 538034109 2500 250000 SH SOLE 0102 233431 16569 0
D MAGNUM HUNTER RESOUR CES CORP COMMON STOCK 55973B102 2100 245000 SH SOLE 0102 228736 16264 0
D OCCIDENTAL PETE CORP COMMON STOCK 674599105 15412 147495 SH SOLE 0102 137674 9821 0
D ON SEMICONDUCTOR COR P / SEMI COMMON STOCK 682189105 8739 886331 SH SOLE 0102 827361 58970 0
D PLAINS EXPLORATION & PRODUCTI COMMON STOCK 726505100 4485 123800 SH SOLE 0102 115565 8235 0
D SPDR S&P MIDCAP 400 ETUTSER1 S OPTIONS - PUTS 99AMVK1X2 31421 175000 SH PUT SOLE 0102 163100 11900 0
D SYMANTEC CORP COM STK COMMON STOCK 871503108 6203 334565 SH SOLE 0102 306838 27727 0
D SYNAPTICS INC COM STK COMMON STOCK 87157D109 2027 75000 SH SOLE 0102 70006 4994 0
D TARGET CORP COM STK COMMON STOCK 87612E106 5001 100000 SH SOLE 0102 93369 6631 0
D TRANSATLANTIC PETE C ORP COM S COMMON STOCK G89982105 5077 1637900 SH SOLE 0102 1529310 108590 0
D TRIANGLE PETE CORP COM STK COMMON STOCK 89600B201 6946 836859 SH SOLE 0102 781247 55612 0
D VIACOM INC CL B COM STK COMMON STOCK 92553P201 16533 355388 SH SOLE 0102 331697 23691 0
D VITACOST.COM INC COMMON STOCK 92847A200 255 160200 SH SOLE 0102 149451 10749 0
D Visteon Corporation COMMON STO COMMON STOCK 92839U206 6139 98235 SH SOLE 0102 91701 6534 0
S REPORT SUMMARY 35 DATA RECORDS 339998 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED