-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HF98cXsp0wfesGVVW9GlAcBBb47FuoVxuY8QUL7R5WlXxP+XsoDiCwX2L7a7+kp6 NtY0cB7sHIn6SLDLoVZpkg== 0000351262-11-000001.txt : 20110210 0000351262-11-000001.hdr.sgml : 20110210 20110210091436 ACCESSION NUMBER: 0000351262-11-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 EFFECTIVENESS DATE: 20110210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CUMBERLAND ASSOCIATES LLC CENTRAL INDEX KEY: 0000351262 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01010 FILM NUMBER: 11589604 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2125750900 13F-HR 1 cumberlandassociates1210.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cumberland Associates Address: 1114 Avenue Of the Americas New York, NY 10036 13 File Number: 28-1010 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Gary Tynes Title: CFO Phone: Signature, Place and Date of Signing: Gary Tynes January 19, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: 389844 List of Other Included Managers: No. 13F File Number Name 01 28-1010 CUMBERLAND ASSOCIATES2 02 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ADOBE SYS INC COM STK COMMON STOCK 00724F101 2309 75000 SH SOLE 0102 70870 4130 0 D ADVANCED MICRO DEVIC ES INC CO COMMON STOCK 007903107 3656 447000 SH SOLE 0102 419518 27482 0 D AMTRUST FINL SVCS IN C COM STK COMMON STOCK 032359309 2100 120000 SH SOLE 0102 113415 6585 0 D ANADARKO PETE CORP COM STK COMMON STOCK 032511107 9441 123967 SH SOLE 0102 116123 7844 0 D ANADARKO PETE CORP COM STK OPTIONS - CALLS 0325113AN 9901 130000 SH CALL SOLE 0102 121300 8700 0 D ANADARKO PETE CORP COM STK OPTIONS - CALLS 99O9JTQ22 9901 130000 SH CALL SOLE 0102 121300 8700 0 D APPLE INC COM STK COMMON STOCK 037833100 24745 76713 SH SOLE 0102 72486 4227 0 D BROCADE COMMUNICATIO NS SYSTEM COMMON STOCK 111621306 6401 1210000 SH SOLE 0102 1137168 72832 0 D CARDIONET INC COMMON STOCK 14159L103 6084 1300000 SH SOLE 0102 1216000 84000 0 D DG FAST CHANNEL INC COM COMMON STOCK 23326R109 4917 170257 SH SOLE 0102 160914 9343 0 D E TRADE FINL CORP COM STK COMMON STOCK 269246401 14003 875200 SH SOLE 0102 822553 52647 0 D ELECTRONIC ARTS INC COM STK COMMON STOCK 285512109 7963 486121 SH SOLE 0102 451436 34685 0 D EXXON MOBIL CORP COM STK COMMON STOCK 30231G102 13258 181325 SH SOLE 0102 171331 9994 0 D GENERAL MOTORS COMMON STOCK 37045V100 5013 136000 SH SOLE 0102 127734 8266 0 D HARVEST NATURAL RESO URCES INC COMMON STOCK 41754V103 20958 1722096 SH SOLE 0102 1626200 95896 0 D HEWLETT-PACKARD CO COM STK COMMON STOCK 428236103 13865 329331 SH SOLE 0102 309379 19952 0 D LIBERTY MEDIA CORP CAP SER A COMMON STOCK 53071M302 22521 359995 SH SOLE 0102 340209 19786 0 D LIBERTY MEDIA CORP C INTER A COMMON STOCK 53071M104 18681 1184609 SH SOLE 0102 1119387 65222 0 D LIBERTY MEDIA-STARZ SER A COMMON STOCK 53071M708 9995 150340 SH SOLE 0102 141194 9146 0 D OCCIDENTAL PETE CORP COMMON STOCK 674599105 18540 188995 SH SOLE 0102 177347 11648 0 D ON SEMICONDUCTOR COR P / SEMI COMMON STOCK 682189105 14102 1427331 SH SOLE 0102 1348764 78567 0 D ORACLE CORP COM STK COMMON STOCK 68389X105 3130 100000 SH SOLE 0102 94495 5505 0 D PLAINS EXPLORATION & PRODUCTI COMMON STOCK 726505100 19702 613000 SH SOLE 0102 579034 33966 0 D SPDR S&P MIDCAP 400 ETUTSER1 S OPTIONS - PUTS 99AMVK1X2 38700 235000 SH PUT SOLE 0102 223100 11900 0 D SPDR S&P MIDCAP 400 ETUTSER1 S OPTIONS - PUTS 99OD03648 49404 300000 SH PUT SOLE 0102 279500 20500 0 D SPREADTRUM COMMUNICA TION SPO ADRS STOCKS 849415203 3674 200000 SH SOLE 0102 187530 12470 0 D SYMANTEC CORP COM STK COMMON STOCK 871503108 10882 650060 SH SOLE 0102 614070 35990 0 D TERADYNE INC COM STK COMMON STOCK 880770102 3510 250000 SH SOLE 0102 236162 13838 0 D TRANSATLANTIC PETE C ORP COM S COMMON STOCK G89982105 8492 2550000 SH SOLE 0102 2404043 145957 0 D TRIANGLE PETE CORP COM STK COMMON STOCK 89600B201 1625 250000 SH SOLE 0102 236248 13752 0 D VIACOM INC CL B COM STK COMMON STOCK 92553P201 12116 305888 SH SOLE 0102 289162 16726 0 D VITACOST.COM INC COMMON STOCK 92847A200 255 160200 SH SOLE 0102 149451 10749 0 S REPORT SUMMARY 32 DATA RECORDS 389844 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
-----END PRIVACY-ENHANCED MESSAGE-----