-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wb61O+DkF9Bhi36Z1WjfbChzR6Lry69dC+J5/fS06gpL0t99QbQEZZCSbyefoNXE 9lMHrB89NJzxNrvmwGA2sA== 0000351262-07-000002.txt : 20070510 0000351262-07-000002.hdr.sgml : 20070510 20070510135446 ACCESSION NUMBER: 0000351262-07-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070510 DATE AS OF CHANGE: 20070510 EFFECTIVENESS DATE: 20070510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CUMBERLAND ASSOCIATES LLC CENTRAL INDEX KEY: 0000351262 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01010 FILM NUMBER: 07836573 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2125750900 13F-HR 1 cumberlandassociates0307.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 30, 2007 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cumberland Associates Address: 1114 Avenue Of the Americas New York, NY 10036 13 File Number: 28-1010 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Gary Tynes Title: CFO Phone: Signature, Place and Date of Signing: Gary Tynes April 18, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 87 Form 13F Information Table Value Total: 1030151 List of Other Included Managers: No. 13F File Number Name 01 28-1010 CUMBERLAND ASSOCIATES2 02 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ACORDA THERAPEUTICS INC COM ST COMMON STOCK 00484M106 1359 70000 SH SOLE 0102 57117 12883 0 D ADVANCE AUTO PTS INC COM STK COMMON STOCK 00751Y106 1157 30000 SH SOLE 0102 24479 5521 0 D ADVANCED MEDICAL OPT ICS INC C COMMON STOCK 00763M108 27906 750158 SH SOLE 0102 611908 138250 0 D ALLSTATE CORP COM STK COMMON STOCK 020002101 15306 254843 SH SOLE 0102 207870 46973 0 D AMER EXPRESS CO COM COMMON STOCK 025816109 1692 30000 SH SOLE 0102 24463 5537 0 D AMERICAN HOME MORTGA GE INVEST REITS/RICS 02660R107 3291 121952 SH SOLE 0102 99436 22516 0 D AMGEN INC COM STK COMMON STOCK 031162100 257 4600 SH SOLE 0102 3680 920 0 D AMTRUST FINL SVCS IN C COM STK COMMON STOCK 032359309 22953 2173625 SH SOLE 0102 1773442 400183 0 D ANDREW CORP COM STK COMMON STOCK 034425108 4766 450017 SH SOLE 0102 366095 83922 0 D ARCH CAPITAL GROUP L TD BERMU COMMON STOCK G0450A105 3273 47987 SH SOLE 0102 39128 8859 0 D AVAYA INC COM STK COMMON STOCK 053499109 22548 1909200 SH SOLE 0102 1575155 334045 0 D AXIS CAPITAL HLDGS COMMON STOCK G0692U109 2554 75414 SH SOLE 0102 61572 13842 0 D BANK OF AMERICA CORP COM STK COMMON STOCK 060505104 14443 283078 SH SOLE 0102 229599 53479 0 D BEARINGPOINT INC COM STK COMMON STOCK 074002106 20091 2622800 SH SOLE 0102 2138555 484245 0 D BIOENVISION INC COM STK COMMON STOCK 09059N100 7384 1805311 SH SOLE 0102 1467899 337412 0 D BLOCKBUSTER INC CL A COM STK COMMON STOCK 093679108 11268 1749728 SH SOLE 0102 1424962 324766 0 D BUILD-A-BEAR WORKSHO P INC COM COMMON STOCK 120076104 687 25000 SH SOLE 0102 20396 4604 0 D C H ROBINSON WORLDWI DE INC CO COMMON STOCK 12541W209 721 15000 SH SOLE 0102 12241 2759 0 D CAPSTONE TURBINE COR P COM STK COMMON STOCK 14067D102 1272 1200214 SH SOLE 0102 978985 221229 0 D CENTEX CORP COM STK COMMON STOCK 152312104 7987 191157 SH SOLE 0102 155658 35499 0 D CENTRAL EUROPEAN MED IA ENTERP COMMON STOCK G20045202 8703 98391 SH SOLE 0102 80015 18376 0 D CHAMPION ENTERPRISES INC COM COMMON STOCK 158496109 1783 202600 SH SOLE 0102 165309 37291 0 D CHORDIANT SFTWR COM STK COMMON STOCK 170404305 14393 1390646 SH SOLE 0102 1134290 256356 0 D CONSOL ENERGY INC COM STK COMMON STOCK 20854P109 9785 250064 SH SOLE 0102 203959 46105 0 D CURTISS WRIGHT CORP COM STK COMMON STOCK 231561101 948 24600 SH SOLE 0102 24600 0 0 D DEARBORN BANCORP COM STK COMMON STOCK 24242R108 4111 235028 SH SOLE 0102 192132 42896 0 D DOUBLE EAGLE PETROLE UM CO COM COMMON STOCK 258570209 9777 542864 SH SOLE 0102 442975 99889 0 D DYNEGY INC CL A COM STK COMMON STOCK 26816Q101 40719 4397313 SH SOLE 0102 3587741 809572 0 D E TRADE FINL CORP COM STK COMMON STOCK 269246104 9549 450023 SH SOLE 0102 366951 83072 0 D EFJ INC COM STK COMMON STOCK 26843B101 5418 1014628 SH SOLE 0102 827938 186690 0 D EMPLOYERS HLDGS INC COM STK COMMON STOCK 292218104 8109 405066 SH SOLE 0102 331321 73745 0 D ETHAN ALLEN INTERIOR S INC COM COMMON STOCK 297602104 530 15000 SH SOLE 0102 12331 2669 0 D FIRST DATA CORP COM STK COMMON STOCK 319963104 2690 100000 SH SOLE 0102 81588 18412 0 D FOUNDRY NETWORKS INC COM STK COMMON STOCK 35063R100 23494 1731349 SH SOLE 0102 1411673 319676 0 D GLATFELTER COM STK COMMON STOCK 377316104 18099 1213865 SH SOLE 0102 999689 214176 0 D HANOVER COMPRESSOR C O COM STK COMMON STOCK 410768105 37969 1706482 SH SOLE 0102 1406743 299739 0 D HARVEST NATURAL RESO URCES INC COMMON STOCK 41754V103 30775 3159683 SH SOLE 0102 2642715 516968 0 D HOME DEPOT INC COM STK COMMON STOCK 437076102 8288 225581 SH SOLE 0102 183717 41864 0 D HORIZON OFFSHORE INC COM STK COMMON STOCK 44043J204 32159 2223995 SH SOLE 0102 1835192 388803 0 D I2 TECHNOLOGIES INC COM STK COMMON STOCK 465754208 17494 728907 SH SOLE 0102 594773 134134 0 D IMPAC MORTGAGE HOLDI NGS INC C REITS/RICS 45254P102 6575 1315059 SH SOLE 0102 1073081 241978 0 D INPHONIC INC COM COMMON STOCK 45772G105 18719 1717361 SH SOLE 0102 1397042 320319 0 D INTERNATIONAL COAL G ROUP INC COMMON STOCK 45928H106 5776 1100264 SH SOLE 0102 895285 204979 0 D ISIS PHARMACEUTICALS CALIF CO COMMON STOCK 464330109 24397 2631844 SH SOLE 0102 2125613 506231 0 D KODIAK OIL & GAS CO COMMON STOCK 50015Q100 1917 367218 SH SOLE 0102 299532 67686 0 D KOHLS CORP COM STK COMMON STOCK 500255104 1532 20000 SH SOLE 0102 16320 3680 0 D KOPPERS HLDGS INC COM STK COMMON STOCK 50060P106 30637 1193953 SH SOLE 0102 981229 212724 0 D KRISPY KREME DOUGHNU TS INC CO COMMON STOCK 501014104 19887 1951585 SH SOLE 0102 1587802 363783 0 D LIBERTY GLOBAL INC CL-A COM ST COMMON STOCK 530555101 31087 944029 SH SOLE 0102 769842 174187 0 D LIBERTY GLOBAL INC SR-C COM ST COMMON STOCK 530555309 19203 626716 SH SOLE 0102 511128 115588 0 D LIBERTY MEDIA HLDG C ORP COM S COMMON STOCK 53071M302 32795 296550 SH SOLE 0102 240665 55885 0 D LOWES COS INC COM STK COMMON STOCK 548661107 787 25000 SH SOLE 0102 20400 4600 0 D MASTEC INC COM STK COMMON STOCK 576323109 12943 1175594 SH SOLE 0102 958917 216677 0 D MENTOR GRAPHICS CORP COM STK COMMON STOCK 587200106 7353 450014 SH SOLE 0102 367187 82827 0 D NET 1 UEPS TECHNOLOG IES INC C COMMON STOCK 64107N206 16960 681670 SH SOLE 0102 554542 127128 0 D NOKIA CORP ADR ADRS STOCKS 654902204 28487 1242877 SH SOLE 0102 1013784 229093 0 D NORDSTROM INC COM COMMON STOCK 655664100 1324 25000 SH SOLE 0102 20396 4604 0 D PENN VA CORP COM STK COMMON STOCK 707882106 17436 237551 SH SOLE 0102 196941 40610 0 D PETROHAWK ENERGY COR P COM STK COMMON STOCK 716495106 11712 889324 SH SOLE 0102 725380 163944 0 D PLAINS EXPLORATION & PRODUCTI COMMON STOCK 726505100 34986 775057 SH SOLE 0102 638653 136404 0 D POLARIS INDS INC COM STK COMMON STOCK 731068102 720 15000 SH SOLE 0102 12236 2764 0 D PURE CYCLE CORP COM STK COMMON STOCK 746228303 5694 710026 SH SOLE 0102 585901 124125 0 D QC HOLDING COMMON STOCK 74729T101 9303 700019 SH SOLE 0102 570972 129047 0 D QUIKSILVER INC COM STK COMMON STOCK 74838C106 174 15000 SH SOLE 0102 12235 2765 0 D RAM ENE RES COMMON STOCK 75130P109 5673 1225176 SH SOLE 0102 1045758 179418 0 D RANGE RES CORP COM STK COMMON STOCK 75281A109 1169 35000 SH SOLE 0102 35000 0 0 D RED ROBIN GOURMET BU RGERS INC COMMON STOCK 75689M101 13199 340005 SH SOLE 0102 277436 62569 0 D RESPIRONICS INC COM STK COMMON STOCK 761230101 2309 55000 SH SOLE 0102 44748 10252 0 D S1 CORP COM STK COMMON STOCK 78463B101 14430 2405065 SH SOLE 0102 1962481 442584 0 D SILICON IMAGE INC COM STK COMMON STOCK 82705T102 20278 2485067 SH SOLE 0102 2027753 457314 0 D SIRVA INC COM STK COMMON STOCK 82967Y104 1981 555015 SH SOLE 0102 452524 102491 0 D SONY CORP AMERN SH NEWADR ADRS STOCKS 835699307 15697 310888 SH SOLE 0102 253655 57233 0 D THE RYLAND GROUP INC COM STK COMMON STOCK 783764103 13334 316039 SH SOLE 0102 258070 57969 0 D TOLL BROTHERS INC COM STK COMMON STOCK 889478103 11255 411074 SH SOLE 0102 335509 75565 0 D TOWER GROUP INC COM STK COMMON STOCK 891777104 1611 50001 SH SOLE 0102 40802 9199 0 D TRANSDIGM GROUP INC COM STK COMMON STOCK 893641100 2951 81124 SH SOLE 0102 65994 15130 0 D UNITED RENTALS INC COM STK COMMON STOCK 911363109 26381 959304 SH SOLE 0102 780363 178941 0 D URBAN OUTFITTERS INC COM STK COMMON STOCK 917047102 663 25000 SH SOLE 0102 20397 4603 0 D UTILITIES SELECT SEC TOR SPDR US ETF'S - US TR 81369Y886 1191 30000 SH SOLE 0102 24404 5596 0 D VIASYS HEALTHCARE IN C COM STK COMMON STOCK 92553Q209 38496 1132571 SH SOLE 0102 922284 210287 0 D VIRGIN MEDIA INC COM STK COMMON STOCK 92769L101 18742 742238 SH SOLE 0102 605425 136813 0 D VISHAY INTERTECHNLGY INC COMMON STOCK 928298108 25109 1796092 SH SOLE 0102 1465573 330519 0 D WEATHERFORD INTERNAT IONAL LTD COMMON STOCK G95089101 451 10000 SH SOLE 0102 10000 0 0 D WEBMETHODS INC COM STK COMMON STOCK 94768C108 7478 1040105 SH SOLE 0102 848728 191377 0 D WEBSIDESTORY INC COM STK COMMON STOCK 947685103 4171 322111 SH SOLE 0102 262089 60022 0 D YAHOO INC COM STK COMMON STOCK 984332106 6402 204616 SH SOLE 0102 167287 37329 0 D ZIMMER HOLDINGS INC COM STK COMMON STOCK 98956P102 1068 12500 SH SOLE 0102 10193 2307 0 S REPORT SUMMARY 87 DATA RECORDS 1030151 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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