-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BDHN6Q2SDRpJL+jLYy6ZYAEwyUigWqMmcjgdgNOkPscl96vmG4m95bRutpu8VbzC /Ke51kFeaIQFs7BckQyn1Q== /in/edgar/work/20000731/0000950133-00-003117/0000950133-00-003117.txt : 20000921 0000950133-00-003117.hdr.sgml : 20000921 ACCESSION NUMBER: 0000950133-00-003117 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000731 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BFX HOSPITALITY GROUP INC CENTRAL INDEX KEY: 0000351220 STANDARD INDUSTRIAL CLASSIFICATION: [3679 ] IRS NUMBER: 751732794 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-35264 FILM NUMBER: 682933 BUSINESS ADDRESS: STREET 1: 226 BAILEY AVE STE 101 CITY: FORT WORTH STATE: TX ZIP: 76107 BUSINESS PHONE: 8173324761 MAIL ADDRESS: STREET 1: 226 BAILEY AVE STE 101 CITY: FORT WORTH STATE: TX ZIP: 76107 FORMER COMPANY: FORMER CONFORMED NAME: BUFFTON CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BUFFTON OIL & GAS INC DATE OF NAME CHANGE: 19830405 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCLEAN ROBERT H CENTRAL INDEX KEY: 0000949456 STANDARD INDUSTRIAL CLASSIFICATION: [3679 ] STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 226 BAILEY AVE STE 101 CITY: FORT WORTH STATE: TX ZIP: 76107 BUSINESS PHONE: 8173324761 MAIL ADDRESS: STREET 1: 226 BAILEY AVE STE 101 CITY: FORT WORTH STATE: TX ZIP: 76107 SC 13D/A 1 sc13da.txt AMENDMENT NO. 8 ON SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 8 for Robert H. McLean) Under the Securities Exchange Act of 1934 BFX HOSPITALITY GROUP, INC. (formerly Buffton Corporation) - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 119885200 - -------------------------------------------------------------------------------- (CUSIP Number) Robert H. McLean 226 Bailey Avenue Suite 101 Fort Worth, Texas 76107 (817) 332-4761 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 27, 2000 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. - 1 - 2 1. Names of Reporting persons: Robert H. McLean - SS No. ###-##-#### ----------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a)____________ (b)____________ ----------------------------------------------------------------------- 3. SEC Use Only ----------------------------------------------------------------------- 4. Source of Funds ----------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ----------------------------------------------------------------------- 6. Citizenship or Place of Organization Mr. McLean is a citizen of the United States of America. ----------------------------------------------------------------------- Number of Shares Beneficially Owned By Each Reporting Person With 7. Sole Voting Power 688,601 ----------------------------------------------------------------------- 8. Shared Voting Power -0- ----------------------------------------------------------------------- - 2 - 3 9. Sole Dispositive Power 688,601 ----------------------------------------------------------------------- 10. Shared Dispositive Power -0- ----------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 340,570 Actual Ownership 300,000 Stock Options 4,831 ESOP Shares 22,100 Shares owned by a limited partnership controlled by Reporting Person 20,000 Shares owned by a limited partnership of which Reporting Person is a limited partner and an officer of the general partner but does not have an ownership interest in the general partner. Reporting Person disclaims beneficial ownership of all of these securities and this report shall not be deemed an admission of beneficial ownership for Section 16 purposes. 1,100 Shares owned by Reporting Person's spouse ------- 688,601 ----------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares _______ ----------------------------------------------------------------------- 13. Percent of Class Represented by Amount of Row (11) 16.31%, based on the 3,968,866 Shares outstanding as of January 7, 2000 plus 300,000 shares represented by options currently exercisable by Reporting Person. ----------------------------------------------------------------------- 14. Type of Reporting Person IN ----------------------------------------------------------------------- CUSIP No. 119885200 - 3 - 4 THE STATEMENT ON SCHEDULE 13D FOR ROBERT H. MCLEAN IS AMENDED AS FOLLOWS: - -------------------------------------------------------------------------------- Item 4. (a), (b), (h), and (i). See Item 6. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. On July 27, 2000, BFX Hospitality Group, Inc. (the "Company") issued a press release announcing that negotiations have commenced for the possible acquisition of all of the outstanding common stock of the Company pursuant to a merger of the Company with an entity that would be formed by Mr. Robert H. McLean, Chairman of the Board and Chief Executive Officer of the Company. Mr. McLean has made a preliminary proposal to an Independent Committee of the Board of Directors of the Company to acquire the common stock at $2.25 per share, subject to certain conditions. The press release is attached as Exhibit 4(a) to this amendment number 8 to Schedule 13D. Mr. McLean also is currently discussing with certain other management members their possible participation in the acquisition. Any transaction that might result from these negotiations would be subject to: (a) the execution of a definitive agreement satisfactory to the parties, (b) obtaining necessary financing, (c) receipt of opinions from investment bankers that the transaction is fair from a financial point of view to shareholders, (d) filing appropriate disclosure and other necessary or appropriate documents with the SEC, and any other agencies or regulatory bodies, (e) obtaining any necessary or appropriate approvals and consents from governmental agencies or authorities, (f) obtaining the approval of the Independent Committee of the Board of Directors, the Board of Directors and Shareholders of the Company (g) satisfying any conditions or prerequisites to the transaction, and (h) doing any and all other things that may be necessary or appropriate to conclude the transaction. Item 7. Material to be Filed as Exhibits. (a) Press Release of BFX Hospitality Group, Inc., issued July 27, 2000. - 4 - 5 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 31, 2000 /s/ ROBERT H. MCLEAN ----------------------------- ROBERT H. MCLEAN - 5 - EX-99.A 2 ex99-a.txt PRESS RELEASE 1 PRESS RELEASE For Immediate Release: BFX Hospitality Group, Inc. Announces Proposed Purchase By Management FORT WORTH, TEXAS, July 27, 2000 - Robert H. McLean, Chairman of the Board and Chief Executive Officer of BFX Hospitality Group, Inc. (ASE - "BFX"), announced today that negotiations have commenced for the possible acquisition of all of the outstanding common stock of the Company pursuant to a merger of the Company with an entity that would be formed by Mr. McLean and certain other members of management yet to be determined. In making the announcement, Mr. McLean stated, "I have made a preliminary proposal to the Board of Directors of the Company to acquire all of the outstanding stock of the Company at $2.25 per share, subject to obtaining satisfactory financing and certain other conditions including, but not limited to: 1. No significantly increased liability related to the Company's Superfund Site located in Vestal, New York in excess of that provided in the Company's financial statements. The Company is making preparations to commence the clean up of the contaminated soil at the Superfund Site. 2. Extension on satisfactory terms of the existing lease for the Company's Cat's Meow facility located in New Orleans, Louisiana. The present lease expires September 2009. 3. Renewal of the existing lease for the Company's Vestal, New York plant site. The current lease expires February 28, 2001." Mr. McLean concluded, "The Company's Board of Directors has formed an Independent Committee to consider management's preliminary proposal as well as the prospects for the Company continuing to stay public. Any transaction that may be entered into would be subject to approval by the Independent Committee, the Board of Directors and the shareholders, and to any other conditions or approvals." For more information contact: Robert Korman Vice President and Chief Financial Officer 226 Bailey Avenue, Suite 101 Fort Worth, Texas 76107 (817) 332-4761 - 6 - -----END PRIVACY-ENHANCED MESSAGE-----