-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UG3KOHk2sL8lCu1dSmdTomPfs2TyNlHs6yrGjAeppmdPQEtFgv5ituaQ25aFUUtw 4Nq1LGy4uQl+0r591raamg== 0000930661-99-000949.txt : 19990428 0000930661-99-000949.hdr.sgml : 19990428 ACCESSION NUMBER: 0000930661-99-000949 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990427 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BFX HOSPITALITY GROUP INC CENTRAL INDEX KEY: 0000351220 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 751732794 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-35264 FILM NUMBER: 99601705 BUSINESS ADDRESS: STREET 1: 226 BAILEY AVE STE 101 CITY: FORT WORTH STATE: TX ZIP: 76107 BUSINESS PHONE: 8173324761 MAIL ADDRESS: STREET 1: 226 BAILEY AVE STE 101 CITY: FORT WORTH STATE: TX ZIP: 76107 FORMER COMPANY: FORMER CONFORMED NAME: BUFFTON CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BUFFTON OIL & GAS INC DATE OF NAME CHANGE: 19830405 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCLEAN ROBERT H CENTRAL INDEX KEY: 0000949456 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 226 BAILEY AVE STE 101 CITY: FORT WORTH STATE: TX ZIP: 76107 BUSINESS PHONE: 8173324761 MAIL ADDRESS: STREET 1: 226 BAILEY AVE STE 101 CITY: FORT WORTH STATE: TX ZIP: 76107 SC 13D/A 1 AMENDMENT NO. 5 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 5 for Robert H. McLean) Under the Securities Exchange Act of 1934 BFX HOSPITALITY GROUP, INC. (formerly Buffton Corporation) - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - ------------------------------------------------------------------------------- (Title of Class of Securities) 119885200 - ------------------------------------------------------------------------------- (CUSIP Number) Robert H. McLean 226 Bailey Avenue Suite 101 Fort Worth, Texas 76107 (817) 332-4761 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 1, 1999 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with the statement [_]. 1 1. Names of Reporting persons: Robert H. McLean - SS No. ###-##-#### -------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a)________ (b)________ -------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------- 4. Source of Funds SC -------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) _______ -------------------------------------------------------------------------- 6. Citizenship of Place of Organization Mr. McLean is a citizen of the United States of America. -------------------------------------------------------------------------- 7. Number of Shares Owned By Each Reporting Person 388,601 -------------------------------------------------------------------------- 8. Shared Voting Power -0- -------------------------------------------------------------------------- 2 9. Sole Dispositive Power 388,601 -------------------------------------------------------------------------- 10. Shares Dispositive Power -0- -------------------------------------------------------------------------- 11. Aggregate Amount Beneficially owned by Reporting Persons 347,670 Actual Ownership 4,831 ESOP Shares 15,000 Shares held in a trust of which Reporting Person is trustee 1,100 Shares owned by Reporting Person's spouse 20,000 Shares owned by a limited partnership of which Reporting Person is a limited partner and an officer of the general partner but does not have an ownership interest in the general partner. Reporting Person disclaims beneficial ownership of all of these securities and this report shall not be deemed an admission of beneficial ownership for Section 16 purposes. _______ 388,601 -------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount of (11) Excludes ____ Certain Shares -------------------------------------------------------------------------- 13. Percent of Class Represented by Amount of Row (11) 9.67%, based on the 4,020,263 Shares outstanding as of April 26, 1999 -------------------------------------------------------------------------- 14. Type of Report Person IN -------------------------------------------------------------------------- 3 CUSIP No. 119885200 THE STATEMENT ON SCHEDULE 13D FOR ROBERT H. MCLEAN IS AMENDED AS FOLLOWS: --------------------------- Item 5. Is amended in its entirety as follows: Item 5. Interest in Securities of the Issuer. (a) Mr. McLean beneficially owns a total of 388,601 shares of the Common Stock of Issuer, or approximately 9.67% of all issued and outstanding shares of common stock as of April 26, 1999. This figure also includes 347,670 shares actually issued to Mr. McLean in his name, 4,831 shares owned by Issuer's Employee Stock Option Plan, which have been allocated to and are voted by Mr. McLean, 1,100 shares owned by Mr. McLean's spouse and 15,000 shares owned by a trust of which Mr. McLean is trustee. This figure includes 20,000 shares owned by a limited partnership of which Mr. McLean is a limited partner and an officer of the general partner, but does not have an ownership interest in the general partner. Mr. McLean disclaims beneficial ownership of all of these 20,000 shares and this report shall not be deemed an admission of beneficial ownership for Section 16 purposes. (b) Mr. McLean has the sole power to vote or to direct the vote of 368,601 shares of Issuer Common Stock and the sole power to dispose or direct the disposition of 368,601 shares of Issuer's Common Stock. Mr. McLean disclaims beneficial ownership of the 20, 000 shares of Issuer's Common Stock owned by a limited partnership discussed above. (c) On March 1, 1999, Mr. McLean and the Company terminated an agreement that granted Mr. McLean the option to purchase 300,000 shares of Issuer's Common Stock at a purchase price of $3.00 per share. Since Amendment Number 4 was filed for Robert H. McLean as of October 8, 1997, he has made the following immaterial transactions: . Acquisition of 20,000 shares of Issuer's stock in January 1998 at an average price of $2.50 per share. 4 . Acquisition of 5,000 shares of Issuer's stock in April 1998 at an average price of $2.11 per share. . Acquisition of 7,100 shares of Issuer's stock through inheritance. . Acquisition of 20,000 shares of Issuer's stock by a limited partnership of which Mr. McLean is a limited partner and an officer of the general partner, but does not have an ownership interest in the general partner. Mr. McLean disclaims beneficial ownership of all of these 20,000 shares and this report shall not be deemed an admission of beneficial ownership for Section 16 purposes. Acquisitions were made in April 1998 at an average price of $2.24 per share. (d) None (e) Not applicable. SIGNATURES ----------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 26, 1999 /s/ Robert H. McLean ------------------------------ ROBERT H. MCLEAN 5 -----END PRIVACY-ENHANCED MESSAGE-----