0000350900-14-000013.txt : 20140826 0000350900-14-000013.hdr.sgml : 20140826 20140826123529 ACCESSION NUMBER: 0000350900-14-000013 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140826 DATE AS OF CHANGE: 20140826 EFFECTIVENESS DATE: 20140826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TEMPLETON GLOBAL SMALLER COMPANIES FUND CENTRAL INDEX KEY: 0000350900 IRS NUMBER: 592098933 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-03143 FILM NUMBER: 141064565 BUSINESS ADDRESS: STREET 1: 300 S.E. 2ND STREET CITY: FORT LAUDERDALE STATE: FL ZIP: 33301-1923 BUSINESS PHONE: 9545277500 MAIL ADDRESS: STREET 1: 300 S.E. 2ND STREET CITY: FORT LAUDERDALE STATE: FL ZIP: 33301-1923 FORMER COMPANY: FORMER CONFORMED NAME: TEMPLETON GLOBAL SMALLER COMPANIES FUND INC DATE OF NAME CHANGE: 19961112 FORMER COMPANY: FORMER CONFORMED NAME: TEMPLETON SMALLER COMPANIES GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: TEMPLETON GLOBAL FUNDS INC DATE OF NAME CHANGE: 19910115 0000350900 S000008758 Templeton Global Smaller Companies Fund C000023841 Class A TEMGX C000023842 Class C TESGX C000023843 Advisor Class TGSAX C000128753 Class R6 FBOGX N-PX 1 tgscf_formn-px614.htm TGSCF N-PX PE 6/30/14 tgscf_formn-px614.htm - Generated by SEC Publisher for SEC Filing

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-03143  

 

Templeton Global Smaller Companies Fund

(Exact name of registrant as specified in charter)

 

300 S.E. 2nd Street, Fort Lauderdale, Florida 33301-1923

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (954) 527-7500

 

Date of fiscal year end: 8/31

 

Date of reporting period: 6/30/14  

 

Item 1. Proxy Voting Records.

 

 

 

AALBERTS INDUSTRIES
Meeting Date:  APR 22, 2014
Record Date:  MAR 25, 2014
Meeting Type:  ANNUAL

Ticker:  AALB
Security ID:  N00089271

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Receive Report of Management Board (Non-Voting)

Management

None

None

3a

Discuss Remuneration Report Containing Remuneration Policy for Management Board Members

Management

None

None

3b

Adopt Consolidated Financial Statements

Management

For

For

4a

Receive Explanation on Company's Reserves and Dividend Policy

Management

None

None

4b

Approve Dividends of EUR 0.41 Per Share

Management

For

For

5

Approve Discharge of Management Board

Management

For

For

6

Approve Discharge of Supervisory Board

Management

For

For

7

Reelect M.C.J. van Pernis to Supervisory Board

Management

For

For

8

Elect O.N. Jager to Executive Board

Management

For

For

9

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

Management

For

For

10

Authorize Board to Exclude Preemptive Rights from Issuance under Item 9

Management

For

For

11

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

12

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

13

Announcements and Other Business (Non-Voting)

Management

None

None

14

Close Meeting

Management

None

None

 

 

 

 

 

ACCELL GROUP
Meeting Date:  APR 24, 2014
Record Date:  MAR 27, 2014
Meeting Type:  ANNUAL

Ticker:  ACCEL
Security ID:  N00432257

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Receive Report of Management Board (Non-Voting)

Management

None

None

3

Discuss Remuneration Report

Management

None

None

4

Adopt Financial Statements

Management

For

For

5a

Receive Explanation on Company's Reserves and Dividend Policy

Management

None

None

5b

Approve Dividends of EUR 0.55 Per Share

Management

For

For

6

Approve Discharge of Management Board

Management

For

For

7

Approve Discharge of Supervisory Board

Management

For

For

8a

Announce Intention of the Supervisory Board to Reappoint A.J. Pasman and J. van den Belt as Supervisory Board Members

Management

None

None

8b1

Elect A.J. Pasman to Supervisory Board

Management

For

For

8b2

Elect J. van den Belt to Supervisory Board

Management

For

For

8c

Opportunity to Make Recommendations

Management

None

None

9

Ratify Deloitte as Auditor

Management

For

For

10

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

11a

Grant Board Authority to Issue Cumulative Preference B Shares

Management

For

Against

11b

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

Management

For

For

11c

Authorize Board to Exclude Preemptive Rights from Issuance under Item 11b

Management

For

For

12

Allow Questions

Management

None

None

13

Close Meeting

Management

None

None

 

 

 

 

 

AFRICAN MINERALS LTD.
Meeting Date:  SEP 26, 2013
Record Date:  AUG 13, 2013
Meeting Type:  ANNUAL

Ticker:  AMI
Security ID:  G0114P100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports (Voting)

Management

For

For

2

Approve Remuneration Report

Management

For

Against

3

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4

Re-elect Murray John as Director

Management

For

Against

5

Re-elect Bernard Pryor as Director

Management

For

For

6

Elect Li Zhimin as Director

Management

For

For

7

Elect Ian Cockerill as Director

Management

For

For

 

 

AMER SPORTS CORPORATION
Meeting Date:  MAR 06, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL

Ticker:  AMEAS
Security ID:  X01416118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Call the Meeting to Order

Management

None

None

3

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

Management

For

For

4

Approve Agenda of Meeting

Management

For

For

5

Prepare and Approve List of Shareholders

Management

For

For

6

Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive Review by the CEO

Management

None

None

7

Accept Financial Statements and Statutory Reports

Management

For

For

8

Approve Allocation of Income and Dividends of EUR 0.40 Per Share

Management

For

For

9

Approve Discharge of Board and President

Management

For

For

10

Approve Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Vice Chairman, and EUR 50,000 for Board Members

Management

For

For

11

Fix Number of Directors at Seven

Management

For

For

12

Reelect Ilkka Brotherus, Martin Burkhalter, Christian Fischer, Hannu Ryopponen, Bruno Salzer, Anssi Vanjoki, and Indra Asander as Directors

Management

For

For

13

Approve Remuneration of Auditors

Management

For

For

14

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

15

Amend Articles Re: Change Maximum Number of Director from Seven (7) to Eight (8)

Management

For

For

16

Authorize Share Repurchase Program

Management

For

For

17

Approve Issuance of up to 10 Million Shares without Preemptive Rights

Management

For

For

18

Close Meeting

Management

None

None

 

 

 

 

 

AMPLIFON S.P.A.
Meeting Date:  APR 16, 2014
Record Date:  APR 07, 2014
Meeting Type:  ANNUAL/SPECIAL

Ticker:  AMP
Security ID:  T0388E118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements, Statutory Reports, and Allocation of Income

Management

For

For

2

Approve Remuneration of Directors

Management

For

For

3

Approve Remuneration Report

Management

For

Against

4

Approve Performance Stock Plan 2014-2021

Management

For

Against

5

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

Management

For

Against

1

Approve Capital Increase to Service Performance Stock Plan

Management

For

Against

 

 

ARCADIS NV
Meeting Date:  MAY 16, 2014
Record Date:  APR 18, 2014
Meeting Type:  ANNUAL

Ticker:  ARCAD
Security ID:  N0605M147

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Open Meeting

Management

None

None

1b

Receive Announcements (non-voting)

Management

None

None

2

Receive Report of Supervisory Board (Non-Voting)

Management

None

None

3

Receive Report of Management Board (Non-Voting)

Management

None

None

4a

Discuss Remuneration Report

Management

None

None

4b

Adopt Financial Statements and Statutory Reports

Management

For

For

4c

Approve Dividends of EUR 0.57 Per Share

Management

For

For

5a

Approve Discharge of Management Board

Management

For

For

5b

Approve Discharge of Supervisory Board

Management

For

For

6a

Ratify KPMG as Auditors for 2014

Management

For

For

6b

Ratify PricewaterhouseCoopers as Auditors for 2015

Management

For

For

7a

Amend Remuneration Policy for Management Board Members

Management

For

For

7b

Approve Restricted Stock Grants Re: Amendment of Remuneration Policy for Management Board Members

Management

For

For

8a

Elect S.K.H. Ritter to Executive Board

Management

For

For

8b

Reelect R. Vree to Executive Board

Management

For

For

9

Approve Remuneration of Supervisory Board

Management

For

For

10a

Reelect I.M. Grice to Supervisory Board

Management

For

For

10b

Announce Vacancies on the Supervisory Board Arising in 2015

Management

None

None

11

Amend Articles Re: Legal Changes, Transfer of Corporate Seat, and Textual Changes

Management

For

For

12a

Grant Board Authority to Issue Ordinary and Cumulative Finance Preference Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

Management

For

For

12b

Authorize Board to Issue Shares in Connection with Stock Dividend

Management

For

For

12c

Authorize Board to Issue Preference Shares up to 100 percent of the Issued Share Capital

Management

For

Against

12d

Authorize Board to Exclude Preemptive Rights from Issuance under Item 12a - 12c

Management

For

For

13

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

14

Approve Arcadis NV 2014 Long-Term Incentive Plan

Management

For

For

15

Other Business (Non-Voting)

Management

None

None

16

Close Meeting

Management

None

None

 

 

 

 

 

ARKANSAS BEST CORPORATION
Meeting Date:  APR 23, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL

Ticker:  ABFS
Security ID:  040790107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John W. Alden

Management

For

Withhold

1.2

Elect Director Fred A. Allardyce

Management

For

For

1.3

Elect Director William M. Legg

Management

For

For

1.4

Elect Director Judy R. McReynolds

Management

For

For

1.5

Elect Director John H. Morris

Management

For

For

1.6

Elect Director Craig E. Philip

Management

For

For

1.7

Elect Director Steven L. Spinner

Management

For

For

1.8

Elect Director Janice E. Stipp

Management

For

For

1.9

Elect Director Robert A. Young, III

Management

For

For

2

Ratify Auditors

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

 

 

 

 

 

ASAHI CO LTD
Meeting Date:  MAY 17, 2014
Record Date:  FEB 20, 2014
Meeting Type:  ANNUAL

Ticker:  3333
Security ID:  J02571107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 12

Management

For

For

2.1

Elect Director Shimoda, Yoshifumi

Management

For

Against

2.2

Elect Director Hayashi, Nobuyuki

Management

For

For

2.3

Elect Director Matsushita, Toru

Management

For

For

2.4

Elect Director Koga, Toshikatsu

Management

For

For

2.5

Elect Director Nishioka, Shiro

Management

For

For

2.6

Elect Director Omori, Takashi

Management

For

For

2.7

Elect Director Ikenaga, Takashi

Management

For

For

3

Approve Special Payments in Connection with Abolition of Retirement Bonus System

Management

For

Against

4

Approve Performance-Based Equity Compensation for Directors

Management

For

For

 

 

ASICS CORP.
Meeting Date:  JUN 19, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  7936
Security ID:  J03234150

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 17

Management

For

For

2

Amend Articles To Change Fiscal Year End

Management

For

For

3.1

Elect Director Oyama, Motoi

Management

For

For

3.2

Elect Director Hashimoto, Kosuke

Management

For

For

3.3

Elect Director Hijikata, Masao

Management

For

For

3.4

Elect Director Kato, Katsumi

Management

For

For

3.5

Elect Director Sano, Toshiyuki

Management

For

For

3.6

Elect Director Matsuo, Kazuhito

Management

For

For

3.7

Elect Director Kato, Isao

Management

For

For

3.8

Elect Director Tanaka, Katsuro

Management

For

For

3.9

Elect Director Miyakawa, Keiji

Management

For

For

3.10

Elect Director Kajiwara, Kenji

Management

For

For

3.11

Elect Director Hanai, Takeshi

Management

For

For

4

Appoint Statutory Auditor Mitsuya, Yuko

Management

For

For

5

Approve Takeover Defense Plan (Poison Pill)

Management

For

Against

 

 

 

 

 

ATS AUTOMATION TOOLING SYSTEMS INC.
Meeting Date:  AUG 15, 2013
Record Date:  JUL 05, 2013
Meeting Type:  ANNUAL

Ticker:  ATA
Security ID:  001940105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Neil D. Arnold

Management

For

For

1.2

Elect Director Anthony Caputo

Management

For

For

1.3

Elect Director Michael E. Martino

Management

For

For

1.4

Elect Director David L. McAusland

Management

For

For

1.5

Elect Director Gordon E. Presher

Management

For

For

1.6

Elect Director Neale X. Trangucci

Management

For

For

1.7

Elect Director Daryl C.F. Wilson

Management

For

For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

AYGAZ AS
Meeting Date:  MAR 31, 2014
Record Date:  
Meeting Type:  ANNUAL

Ticker:  AYGAZ
Security ID:  M1548S101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting and Elect Presiding Council of Meeting

Management

For

For

2

Accept Board Report

Management

For

For

3

Accept Audit Report

Management

For

For

4

Accept Financial Statements

Management

For

For

5

Approve Discharge of Board

Management

For

For

6

Approve Profit Distribution Policy

Management

For

For

7

Approve Allocation of Income

Management

For

For

8

Elect Directors

Management

For

For

9

Receive Information on Remuneration Policy

Management

None

None

10

Approve Director Remuneration

Management

For

For

11

Ratify External Auditors

Management

For

For

12

Receive Information on Related Party Transactions

Management

None

None

13

Receive Information on Charitable Donations

Management

None

None

14

Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Companies

Management

None

None

15

Receive Information on Commercial Transactions with Company

Management

None

None

16

Wishes

Management

None

None

 

 

 

 

 

AZIMUT HOLDING S.P.A.
Meeting Date:  APR 24, 2014
Record Date:  APR 11, 2014
Meeting Type:  ANNUAL

Ticker:  AZM
Security ID:  T0783G106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements, Statutory Reports, and Allocation of Income

Management

For

For

2

Increase Number of Directors on the Board; Elect Paolo Martini as Director

Management

For

Against

3

Approve Incentive Plan for Financial Advisers

Management

For

For

4

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

Management

For

For

5

Approve Remuneration Report

Management

For

For

6

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

Management

None

Against

 

 

BARCO
Meeting Date:  APR 24, 2014
Record Date:  APR 10, 2014
Meeting Type:  SPECIAL

Ticker:  BAR
Security ID:  B0833F107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Up to 20 Percent of Issued Share Capital

Management

For

For

2

Authorize Reissuance of Repurchased Shares

Management

For

For

3

Approve Cancellation of Repurchased Shares

Management

For

For

 

 

 

 

 

BARCO
Meeting Date:  APR 24, 2014
Record Date:  APR 10, 2014
Meeting Type:  ANNUAL

Ticker:  BAR
Security ID:  B0833F107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Directors' and Auditors' Reports (Non-Voting)

Management

None

None

2

Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.50 per Share

Management

For

For

3

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

Management

None

None

4

Approve Remuneration Report

Management

For

Against

5

Approve Discharge of Directors

Management

For

For

6

Approve Discharge of Auditors

Management

For

For

7.1

Acknowledge Increase in Board Size from 8 to 9 Directors

Management

For

For

7.2

Reelect Eric Van Zele as CEO

Management

For

For

7.3

Reelect Jan Pieter Oosterveld as Director

Management

For

For

7.4

Reelect BVBA Praksis, Permanently Represented by Bruno Holthof, as Independent Director

Management

For

For

7.5

Reelect Lumis NV, Permanently Represented by Luc Missorten as Independent Director

Management

For

For

7.6

Elect Hilde Laga as Independent Director

Management

For

For

8

Approve Remuneration of Directors

Management

For

For

9

Approve Stock Option Plans Re: Options Barco 06- Management 2013, Options Barco 06- Personnel Europe 2013, and Options Barco 06- Foreign Personnel 2013

Management

For

For

10

Approve Change-of-Control Clauses Re: Credit Facility Agreements

Management

For

For

 

 

BELLWAY PLC
Meeting Date:  DEC 13, 2013
Record Date:  DEC 11, 2013
Meeting Type:  ANNUAL

Ticker:  BWY
Security ID:  G09744155

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Re-elect John Watson as Director

Management

For

For

4

Re-elect Ted Ayres as Director

Management

For

For

5

Re-elect Keith Adey as Director

Management

For

For

6

Re-elect Mike Toms as Director

Management

For

For

7

Re-elect John Cuthbert as Director

Management

For

For

8

Elect Paul Hampden Smith as Director

Management

For

For

9

Elect Denise Jagger as Director

Management

For

For

10

Approve Remuneration Report

Management

For

For

11

Appoint KPMG LLP as Auditors

Management

For

For

12

Authorise Board to Fix Remuneration of Auditors

Management

For

For

13

Approve Performance Share Plan

Management

For

For

14

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

15

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

16

Authorise Market Purchase of Ordinary Shares and Preference Shares

Management

For

For

17

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

 

 

 

 

 

BOVIS HOMES GROUP PLC
Meeting Date:  MAY 16, 2014
Record Date:  MAY 14, 2014
Meeting Type:  ANNUAL

Ticker:  BVS
Security ID:  G12698109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

Abstain

3

Approve Remuneration Policy

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Elect Ian Tyler as Director

Management

For

For

6

Re-elect Alastair Lyons as Director

Management

For

For

7

Re-elect John Warren as Director

Management

For

For

8

Re-elect David Ritchie as Director

Management

For

For

9

Re-elect Jonathan Hill as Director

Management

For

For

10

Appoint KPMG LLP as Auditors

Management

For

For

11

Authorise Board to Fix Remuneration of Auditors

Management

For

For

12

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

13

Amend Long Term Incentive Plan 2010

Management

For

For

14

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

15

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

16

Authorise Market Purchase of Ordinary Shares

Management

For

For

 

 

 

 

 

BROCADE COMMUNICATIONS SYSTEMS, INC.
Meeting Date:  APR 08, 2014
Record Date:  FEB 14, 2014
Meeting Type:  ANNUAL

Ticker:  BRCD
Security ID:  111621306

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Judy Bruner

Management

For

For

1.2

Elect Director Lloyd A. Carney

Management

For

For

1.3

Elect Director Renato (Renny) A. DiPentima

Management

For

For

1.4

Elect Director Alan L. Earhart

Management

For

For

1.5

Elect Director John W. Gerdelman

Management

For

For

1.6

Elect Director Dave House

Management

For

For

1.7

Elect Director L. William Krause

Management

For

For

1.8

Elect Director David E. Roberson

Management

For

For

1.9

Elect Director Sanjay Vaswani

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Amend Bylaws -- Call Special Meetings

Shareholder

Against

For

 

 

BS FINANCIAL GROUP INC.
Meeting Date:  AUG 14, 2013
Record Date:  JUL 10, 2013
Meeting Type:  SPECIAL

Ticker:  138930
Security ID:  Y0997Y103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Sung Se-Hwan as CEO

Management

For

For

 

 

BS FINANCIAL GROUP INC.
Meeting Date:  MAR 28, 2014
Record Date:  DEC 31, 2013
Meeting Type:  ANNUAL

Ticker:  138930
Security ID:  Y0997Y103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements, Allocation of Income, and Dividend of KRW 280 per Share

Management

For

For

2

Amend Articles of Incorporation

Management

For

For

3.1

Elect Jung Min-Ju as Inside Director

Management

For

For

3.2

Elect Lee Bong-Chul as Non-independent Non-executive Director

Management

For

For

3.3

Reelect Kim Sung-Ho as Outside Director

Management

For

For

3.4

Reelect Kim Woo-Suk as Outside Director

Management

For

For

3.5

Reelect Lee Jong-Su as Outside Director

Management

For

For

3.6

Elect Moon Jae-Woo as Outside Director

Management

For

For

3.7

Elect Kim Chang-Soo as Outside Director

Management

For

For

4.1

Reelect Kim Sung-Ho as Member of Audit Committee

Management

For

For

4.2

Reelect Kim Woo-Suk as Member of Audit Committee

Management

For

For

4.3

Elect Moon Jae-Woo as Member of Audit Committee

Management

For

For

4.4

Elect Kim Chang-Soo as Member of Audit Committee

Management

For

For

5

Approve Total Remuneration of Inside Directors and Outside Directors

Management

For

For

 

 

 

 

 

CANACCORD FINANCIAL INC.
Meeting Date:  AUG 07, 2013
Record Date:  JUN 10, 2013
Meeting Type:  ANNUAL

Ticker:  CF
Security ID:  134801109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Fix Number of Directors at Nine

Management

For

For

2.1

Elect Director Charles N. Bralver

Management

For

For

2.2

Elect Director Peter M. Brown

Management

For

For

2.3

Elect Director Massimo C. Carello

Management

For

For

2.4

Elect Director William J. Eeuwes

Management

For

For

2.5

Elect Director Michael D. Harris

Management

For

For

2.6

Elect Director David J. Kassie

Management

For

For

2.7

Elect Director Terrence A. Lyons

Management

For

For

2.8

Elect Director Paul D. Reynolds

Management

For

For

2.9

Elect Director Dipesh J. Shah

Management

For

For

3

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

CAPCOM CO. LTD.
Meeting Date:  JUN 16, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  9697
Security ID:  J05187109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 25

Management

For

For

2

Amend Articles To Amend Business Lines - Reduce Directors' Term

Management

For

For

3

Approve Takeover Defense Plan (Poison Pill)

Management

For

Against

 

 

 

 

 

COLUMBIA SPORTSWEAR COMPANY
Meeting Date:  JUN 03, 2014
Record Date:  APR 02, 2014
Meeting Type:  ANNUAL

Ticker:  COLM
Security ID:  198516106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gertrude Boyle

Management

For

For

1.2

Elect Director Timothy P. Boyle

Management

For

For

1.3

Elect Director Sarah A. Bany

Management

For

For

1.4

Elect Director Murrey R. Albers

Management

For

For

1.5

Elect Director Stephen E. Babson

Management

For

For

1.6

Elect Director Andy D. Bryant

Management

For

For

1.7

Elect Director Edward S. George

Management

For

For

1.8

Elect Director Walter T. Klenz

Management

For

For

1.9

Elect Director Ronald E. Nelson

Management

For

For

1.10

Elect Director John W. Stanton

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA
Meeting Date:  SEP 25, 2013
Record Date:  
Meeting Type:  SPECIAL

Ticker:  CSMG3
Security ID:  P28269101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Fiscal Council Member

Management

For

Did Not Vote

2

Approve Loan Agreement with Caixa Economica Federal Re: Programa de Aceleracao de Crescimento (PAC-2)

Management

For

Did Not Vote

3

Approve Bidding Process for Public-Private Partnership Re: Divinopolis Sanitary Sewer System

Management

For

Did Not Vote

 

 

 

 

 

COMPANHIA DE SANEAMENTO DE MINAS GERAIS (COPASA)
Meeting Date:  FEB 14, 2014
Record Date:  
Meeting Type:  SPECIAL

Ticker:  CSMG3
Security ID:  P28269101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Issuance of Debentures

Management

For

For

2

Approve Loan Agreement with Caixa Economica Federal Re: Programa de Aceleracao de Crescimento (PAC-2)

Management

For

For

3

Amend Articles Re: Reserves

Management

For

For

 

 

COMPANHIA DE SANEAMENTO DE MINAS GERAIS (COPASA)
Meeting Date:  MAR 11, 2014
Record Date:  
Meeting Type:  ANNUAL

Ticker:  CSMG3
Security ID:  P28269101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013

Management

For

For

2

Approve Allocation of Income and Dividends

Management

For

For

3

Approve Investment Plan for Upcoming Fiscal Year

Management

For

For

4

Elect Board and Fiscal Council Members

Management

For

For

 

 

COMPANHIA DE SANEAMENTO DE MINAS GERAIS (COPASA)
Meeting Date:  MAR 11, 2014
Record Date:  
Meeting Type:  SPECIAL

Ticker:  CSMG3
Security ID:  P28269101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Remuneration of Company's Management

Management

For

For

 

 

COMPANHIA DE SANEAMENTO DE MINAS GERAIS (COPASA)
Meeting Date:  JUN 13, 2014
Record Date:  
Meeting Type:  SPECIAL

Ticker:  CSMG3
Security ID:  P28269101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Article 4

Management

For

For

2

Approve Donation of Assets

Management

For

For

 

 

 

 

 

CONSTRUCCIONES Y AUXILIAR DE FERROCARRILES S.A.
Meeting Date:  JUN 07, 2014
Record Date:  JUN 02, 2014
Meeting Type:  ANNUAL

Ticker:  CAF
Security ID:  E31774115

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Consolidated and Standalone Financial Statements, and Discharge of Board

Management

For

For

2

Approve Allocation of Income and Dividends

Management

For

For

3

Renew Appointment of Deloitte as Auditor

Management

For

For

4

Advisory Vote on Remuneration Policy Report

Management

For

Against

5

Authorize Issuance of Non-Convertible or Convertible Bonds, Debentures, Warrants, and Other Debt Securities Without Preemptive Rights

Management

For

Against

6

Authorize Board to Ratify and Execute Approved Resolutions

Management

For

For

 

 

D. CARNEGIE & CO AB
Meeting Date:  JUL 30, 2013
Record Date:  JUL 24, 2013
Meeting Type:  SPECIAL

Ticker:  CAR
Security ID:  W20708116

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Elect Chairman of Meeting

Management

For

For

3

Prepare and Approve List of Shareholders

Management

For

For

4

Approve Agenda of Meeting

Management

For

For

5

Designate Inspector(s) of Minutes of Meeting

Management

For

For

6

Acknowledge Proper Convening of Meeting

Management

For

For

7

Amend Articles of Association; Approve Creation of Pool of Capital without Preemptive Rights

Management

For

For

8

Receive Information Regarding Company's Operations

Management

None

None

9

Close Meeting

Management

None

None

 

 

 

 

 

D. CARNEGIE & CO AB
Meeting Date:  DEC 11, 2013
Record Date:  DEC 05, 2013
Meeting Type:  SPECIAL

Ticker:  CAR
Security ID:  W20708116

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Elect Chairman of Meeting

Management

For

For

3

Prepare and Approve List of Shareholders

Management

For

For

4

Approve Agenda of Meeting

Management

For

For

5

Designate Inspector(s) of Minutes of Meeting

Management

For

For

6

Acknowledge Proper Convening of Meeting

Management

For

For

7

Amend Corporate Purpose

Management

For

For

8

Approve 2,000:1 Reverse Stock Split

Management

For

For

9

Approve Creation of Pool of Capital without Preemptive Rights; Amend Articles Re: Set Minimum (SEK 100 Million) and Maximum (SEK 400 Million) Share Capital; Set Minimum (7.8 Million) and Maximum (31.2 Million) Number of Shares

Management

For

Against

10

Elect Knut Pousette and Ulf Nilsson as Directors

Management

For

Against

11

Ratify Ernst & Young as Auditors

Management

For

For

12

Approve Remuneration of Directors; Approve Remuneration of Auditors

Management

For

For

13

Receive Company Status Report

Management

None

None

14

Close Meeting

Management

None

None

 

 

D. CARNEGIE & CO AB
Meeting Date:  MAR 17, 2014
Record Date:  MAR 11, 2014
Meeting Type:  SPECIAL

Ticker:  CAR
Security ID:  ADPV23419

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Elect Chairman of Meeting

Management

For

For

3

Prepare and Approve List of Shareholders

Management

For

For

4

Approve Agenda of Meeting

Management

For

For

5

Designate Inspector(s) of Minutes of Meeting

Management

For

For

6

Acknowledge Proper Convening of Meeting

Management

For

For

7a

Approve SEK 98,893 Reduction In Preference Share Capital via Share Cancellation

Management

For

For

7b

Amend Articles Re: Remove Rights to Issue Preference Shares

Management

For

For

8a

Amend Articles Re: Approve Possibility to Issue Class A Shares

Management

For

Against

8b

Approve Directed Issuance of 26.8 Million Shares; Amend Articles Re: Equity-Related; Set Minimum (SEK 250 Million) and Maximum (SEK 1 Billion) Share Capital; Set Minimum (25 Million) and Maximum (100 Million) Number of Shares

Management

For

Against

8c

Approve Creation of Pool of Capital without Preemptive Rights

Management

For

Against

9

Approve Issuance of Warrants to Employees and Other Collaborators

Management

For

Against

10

Change Location of AGM to Veddesta (Jarfalla Municipality) or Stockholm, Sweden

Management

For

For

11

Close Meeting

Management

None

None

 

 

 

 

 

D. CARNEGIE & CO AB
Meeting Date:  MAY 21, 2014
Record Date:  MAY 15, 2014
Meeting Type:  ANNUAL

Ticker:  DCAR
Security ID:  ADPV23419

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Elect Chairman of Meeting

Management

For

For

3

Prepare and Approve List of Shareholders

Management

For

For

4

Approve Agenda of Meeting

Management

For

For

5

Designate Inspector(s) of Minutes of Meeting

Management

For

For

6

Acknowledge Proper Convening of Meeting

Management

For

For

7

Receive President's Report

Management

None

None

8

Receive Financial Statements and Statutory Reports

Management

None

None

9

Accept Financial Statements and Statutory Reports

Management

For

For

10

Approve Allocation of Income and Omission of Dividends

Management

For

For

11

Approve Discharge of Board and President

Management

For

For

12

Determine Number of Members (4) and Deputy Members (0) of Board; Determine Number of Auditors (2) and Deputy Auditors (0)

Management

For

For

13

Approve Remuneration of Directors in the Amount of SEK 200,000 for the Chairman and SEK 100,000 for Other Members; Approve Remuneration of Auditors

Management

For

For

14

Reelect Knut Pousette (Chairman), Ulf Nilsson, Ronald Bengtsson, and Mats Hoglund as Directors; Ratify Ingemar Rindstig and Mikael Ikonen as Auditors

Management

For

Against

15

Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee

Management

For

For

16

Close Meeting

Management

None

None

 

 

 

 

 

DAH SING FINANCIAL HOLDINGS LTD.
Meeting Date:  MAY 27, 2014
Record Date:  MAY 20, 2014
Meeting Type:  ANNUAL

Ticker:  00440
Security ID:  Y19182107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Gary Pak-Ling Wang as Director

Management

For

For

3b

Elect John Wai-Wai Chow as Director

Management

For

For

3c

Elect Takashi Morimura as Director

Management

For

Against

3d

Elect Blair Chilton Pickerell as Director

Management

For

For

4

Authorize Board to Fix Directors' Fees

Management

For

For

5

Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

9

Approve Issuance of Shares and Grant of Options Pursuant to the DSFH Share Option Scheme

Management

For

Against

10a

Adopt New Share Option Scheme of Dah Sing Banking Group Limited

Management

For

Against

10b

Terminate Existing Share Option Scheme of Dah Sing Banking Group Limited

Management

For

For

11

Amend Articles of Association and Adopt New Articles of Association

Management

For

For

 

 

DAPHNE INTERNATIONAL HOLDINGS LTD.
Meeting Date:  AUG 27, 2013
Record Date:  AUG 22, 2013
Meeting Type:  SPECIAL

Ticker:  00210
Security ID:  G2830J103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Share Option Scheme

Management

For

Against

 

 

 

 

 

DAPHNE INTERNATIONAL HOLDINGS LTD.
Meeting Date:  MAY 22, 2014
Record Date:  MAY 19, 2014
Meeting Type:  ANNUAL

Ticker:  00210
Security ID:  G2830J103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Chen Ying-Chieh as Director

Management

For

For

3b

Elect Chang Chih-Chiao as Director

Management

For

For

3c

Elect Lee Ted Tak Tai as Director

Management

For

For

3d

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

DAUM COMMUNICATIONS CORPORATION
Meeting Date:  MAR 28, 2014
Record Date:  DEC 31, 2013
Meeting Type:  ANNUAL

Ticker:  035720
Security ID:  Y2020U108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,133 per Share

Management

For

For

2

Amend Articles of Incorporation

Management

For

For

3.1

Reelect Choi Se-Hoon as Inside Director

Management

For

For

3.2

Reelect Lee Jae-Hyuk as Inside Director

Management

For

For

3.3

Elect Kwon Gi-Soo as Inside Director

Management

For

For

3.4

Elect Ho Chang-Sung Outside Director

Management

For

For

3.5

Elect Lim Bang-Hee as Outside Director

Management

For

For

4.1

Elect Lim Bang-Hee as Member of Audit Committee

Management

For

For

4.2

Reelect Choi Joon-Ho Member of Audit Committee

Management

For

For

4.3

Reelect David Hoffman Member of Audit Committee

Management

For

For

5

Approve Total Remuneration of Inside Directors and Outside Directors

Management

For

For

 

 

 

 

 

DECKERS OUTDOOR CORPORATION
Meeting Date:  JUN 18, 2014
Record Date:  APR 21, 2014
Meeting Type:  ANNUAL

Ticker:  DECK
Security ID:  243537107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Angel R. Martinez

Management

For

For

1.2

Elect Director John M. Gibbons

Management

For

For

1.3

Elect Director John G. Perenchio

Management

For

For

1.4

Elect Director Maureen Conners

Management

For

For

1.5

Elect Director Karyn O. Barsa

Management

For

For

1.6

Elect Director Michael F. Devine, III

Management

For

For

1.7

Elect Director James Quinn

Management

For

For

1.8

Elect Director Lauri Shanahan

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

DESCENTE LTD.
Meeting Date:  JUN 19, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  8114
Security ID:  J12138103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 10

Management

For

For

2.1

Elect Director Kuwayama, Nobuo

Management

For

For

2.2

Elect Director Ishimoto, Masatoshi

Management

For

For

2.3

Elect Director Tanaka, Yoshikazu

Management

For

For

2.4

Elect Director Mitsui, Hisashi

Management

For

For

2.5

Elect Director Haneda, Hitoshi

Management

For

For

2.6

Elect Director Tsujimoto, Kenichi

Management

For

For

2.7

Elect Director Nakabun, Koichi

Management

For

For

2.8

Elect Director Kim, Fundo

Management

For

For

2.9

Elect Director Ii, Masako

Management

For

For

 

 

 

 

 

DGB FINANCIAL GROUP CO LTD
Meeting Date:  MAR 21, 2014
Record Date:  DEC 31, 2013
Meeting Type:  ANNUAL

Ticker:  139130
Security ID:  Y2058E109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements, Allocation of Income, and Dividend of KRW 280 per Share

Management

For

For

2

Amend Articles of Incorporation

Management

For

For

3.1

Elect Park In-Gyu as Inside Director

Management

For

For

3.2

Reelect Park Dong-Gwan as Inside Director

Management

For

For

3.3

Reelect Lee Jung-Do as Ourside Director

Management

For

For

3.4

Elect Cho Hae-Nyung as Outside Director

Management

For

For

3.5

Reelect Jang Ik-Hyun as Outside Director

Management

For

For

3.6

Reelect Lee Ji-Un as Outside Director

Management

For

For

4.1

Reelect Lee Jung-Do as Member of Audit Committee

Management

For

For

4.2

Reelect Jang Ik-Hyun as Member of Audit Committee

Management

For

For

5

Approve Total Remuneration of Inside Directors and Outside Directors

Management

For

For

 

 

DIGITAL CHINA HOLDINGS LIMITED
Meeting Date:  MAY 26, 2014
Record Date:  MAY 22, 2014
Meeting Type:  ANNUAL

Ticker:  00861
Security ID:  G2759B107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Lin Yang as Director

Management

For

For

3b

Elect Wong Man Chung, Francis as Director

Management

For

For

3c

Elect Ong Ka Lueng, Peter as Director

Management

For

For

3d

Elect Liu Yun, John asDirector

Management

For

For

3e

Authorize Board to Fix Directors' Remuneration

Management

For

For

4

Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

DOREL INDUSTRIES INC.
Meeting Date:  MAY 28, 2014
Record Date:  APR 23, 2014
Meeting Type:  ANNUAL

Ticker:  DII.B
Security ID:  25822C205

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Martin Schwartz

Management

For

For

1.2

Elect Director Alan Schwartz

Management

For

For

1.3

Elect Director Jeffrey Schwartz

Management

For

For

1.4

Elect Director Jeff Segel

Management

For

For

1.5

Elect Director Maurice Tousson

Management

For

For

1.6

Elect Director Harold (Sonny) Gordon

Management

For

For

1.7

Elect Director Dian Cohen

Management

For

For

1.8

Elect Director Alain Benedetti

Management

For

For

1.9

Elect Director Rupert Duchesne

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

EKORNES ASA
Meeting Date:  MAY 12, 2014
Record Date:  
Meeting Type:  ANNUAL

Ticker:  EKO
Security ID:  R20126109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting; Registration of Attending Shareholders and Proxies

Management

None

None

2

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

Management

For

For

3

Approve Notice of Meeting and Agenda

Management

For

For

4

Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 5.50 Per Share

Management

For

For

5

Approve Remuneration Policy And Other Terms of Employment For Executive Management

Management

For

For

6

Approve Remuneration of Directors and Nominating Committee

Management

For

For

7

Approve Remuneration of Auditors

Management

For

For

8a

Reelect Stian Ekornes as Director

Management

For

For

8b

Elect Jarle Roth as Director

Management

For

For

8c

Elect Lars Roiri as Director

Management

For

For

8d

Elect Kersti Kleven as Chairman

Management

For

For

8e

Elect Jarle Roth as Vice Chairman

Management

For

For

9a

Elect Olav Fiskerstrand as Member of Nominating Committee

Management

For

For

9b

Elect Hege Sjo as Chairman of Nominating Committee

Management

For

For

10

Amend Articles Re: Nominating Committee

Management

For

For

11

Amend Nominating Committee Regulations

Management

For

For

 

 

 

 

 

EMECO HOLDINGS LIMITED
Meeting Date:  NOV 20, 2013
Record Date:  NOV 18, 2013
Meeting Type:  ANNUAL

Ticker:  EHL
Security ID:  Q34648107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Peter Richards as Director

Management

For

For

2

Approve the Remuneration Report

Management

For

For

 

 

EN-JAPAN INC.
Meeting Date:  JUN 25, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  4849
Security ID:  J1312X108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 24.5

Management

For

For

2.1

Elect Director Ochi, Michikatsu

Management

For

Against

2.2

Elect Director Suzuki, Takatsugu

Management

For

Against

2.3

Elect Director Kawai, Megumi

Management

For

For

2.4

Elect Director Craig Saphin

Management

For

For

3.1

Appoint Statutory Auditor Asada, Koji

Management

For

For

3.2

Appoint Statutory Auditor Kusumi, Yasunori

Management

For

For

3.3

Appoint Statutory Auditor Honda, Rintaro

Management

For

For

4

Appoint Alternate Statutory Auditor Terada, Akira

Management

For

For

5

Approve Deep Discount Stock Option Plan

Management

For

For

 

 

ENSIGN ENERGY SERVICES INC.
Meeting Date:  MAY 14, 2014
Record Date:  MAR 28, 2014
Meeting Type:  ANNUAL

Ticker:  ESI
Security ID:  293570107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Fix Number of Directors at Nine

Management

For

For

2.1

Elect Director N. Murray Edwards

Management

For

For

2.2

Elect Director Robert H. Geddes

Management

For

For

2.3

Elect Director James B. Howe

Management

For

For

2.4

Elect Director Len O. Kangas

Management

For

For

2.5

Elect Director Selby W. Porter

Management

For

For

2.6

Elect Director John G. Schroeder

Management

For

For

2.7

Elect Director Kenneth J. Skirka

Management

For

For

2.8

Elect Director Gail D. Surkan

Management

For

For

2.9

Elect Director Barth E. Whitham

Management

For

For

3

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

 

 

 

FIRSTMERIT CORPORATION
Meeting Date:  APR 16, 2014
Record Date:  FEB 21, 2014
Meeting Type:  ANNUAL

Ticker:  FMER
Security ID:  337915102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lizabeth A. Ardisana

Management

For

For

1.2

Elect Director Steven H. Baer

Management

For

For

1.3

Elect Director Karen S. Belden

Management

For

For

1.4

Elect Director R. Cary Blair

Management

For

For

1.5

Elect Director John C. Blickle

Management

For

For

1.6

Elect Director Robert W. Briggs

Management

For

For

1.7

Elect Director Richard Colella

Management

For

For

1.8

Elect Director Robert S. Cubbin

Management

For

For

1.9

Elect Director Gina D. France

Management

For

For

1.10

Elect Director Paul G. Greig

Management

For

For

1.11

Elect Director Terry L. Haines

Management

For

For

1.12

Elect Director J. Michael Hochschwender

Management

For

For

1.13

Elect Director Clifford J. Isroff

Management

For

For

1.14

Elect Director Philip A. Lloyd, II

Management

For

For

1.15

Elect Director Russ M. Strobel

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

 

 

 

GENWORTH MI CANADA INC.
Meeting Date:  JUN 05, 2014
Record Date:  APR 23, 2014
Meeting Type:  ANNUAL

Ticker:  MIC
Security ID:  37252B102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Brian Hurley

Management

For

For

2

Elect Director Sidney Horn

Management

For

For

3

Elect Director Brian Kelly

Management

For

For

4

Elect Director Samuel Marsico

Management

For

For

5

Elect Director Angel Mas

Management

For

For

6

Elect Director Heather Nicol

Management

For

For

7

Elect Director Leon Roday

Management

For

For

8

Elect Director Jerome Upton

Management

For

For

9

Elect Director John Walker

Management

For

For

10

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

GERRESHEIMER AG
Meeting Date:  APR 30, 2014
Record Date:  APR 08, 2014
Meeting Type:  ANNUAL

Ticker:  GXI
Security ID:  D2852S109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)

Management

None

None

2

Approve Allocation of Income and Dividends of EUR 0.70 per Share

Management

For

For

3

Approve Discharge of Management Board for Fiscal 2013

Management

For

For

4

Approve Discharge of Supervisory Board for Fiscal 2013

Management

For

For

5

Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2014

Management

For

For

6

Elect Axel Herberg to the Supervisory Board

Management

For

For

7

Amend Articles Re: Remuneration of the Supervisory Board; Editorial Changes

Management

For

For

8

Amend Affiliation Agreements with Subsidiary Gerresheimer Holdings GmbH

Management

For

For

9

Approve Affiliation Agreements with Subsidiary Gerresheimer Holdings GmbH

Management

For

For

 

 

 

 

 

GIANT MANUFACTURING CO., LTD.
Meeting Date:  JUN 23, 2014
Record Date:  APR 24, 2014
Meeting Type:  ANNUAL

Ticker:  9921
Security ID:  Y2708Z106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2013 Financial Statements

Management

For

For

2

Approve Plan on 2013 Profit Distribution

Management

For

For

3

Amend Articles of Association

Management

For

For

4

Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

5

Transact Other Business (Non-Voting)

Management

None

None

 

 

GLU MOBILE INC.
Meeting Date:  JUN 05, 2014
Record Date:  APR 09, 2014
Meeting Type:  ANNUAL

Ticker:  GLUU
Security ID:  379890106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Hany M. Nada

Management

For

For

1.2

Elect Director Benjamin T. Smith, IV

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

GRAND CITY PROPERTIES SA
Meeting Date:  JUN 25, 2014
Record Date:  
Meeting Type:  ANNUAL

Ticker:  GYC
Security ID:  L4459Y100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Board's Report

Management

None

None

2

Receive Auditor's Report

Management

None

None

3

Approve Financial Statements

Management

For

For

4

Approve Consolidated Financial Statements

Management

For

For

5

Confirm Allocation of Income Re: Period from Dec. 16, 2011- Dec. 31, 2012

Management

For

For

6

Approve Allocation of Income Re: FY 2013

Management

For

For

7

Approve Co-optation of Refael Zamir to the Board of Directors

Management

For

For

8

Approve Discharge of Directors

Management

For

For

9

Reelect Simone Runge-Brandner, Daniel Malkin and Refael Zamiras Directors

Management

For

For

10

Renew Appointment of KPMG as Auditor

Management

For

For

11

Authorize Issuance of 1 Million Shares through Incorporation of Profits or Reserves into Capital Re: Share Option Agreement

Management

For

Against

 

 

 

 

 

GREEN DOT CORPORATION
Meeting Date:  MAY 21, 2014
Record Date:  APR 04, 2014
Meeting Type:  ANNUAL

Ticker:  GDOT
Security ID:  39304D102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Samuel Altman

Management

For

For

1.2

Elect Director Mary J. Dent

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

Against

4

Ratify Auditors

Management

For

For

 

 

GREGGS PLC
Meeting Date:  MAY 01, 2014
Record Date:  APR 29, 2014
Meeting Type:  ANNUAL

Ticker:  GRG
Security ID:  G41076111

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Reappoint KPMG Audit plc as Auditors

Management

For

For

3

Authorise Board to Fix Remuneration of Auditors

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Re-elect Ian Durant as Director

Management

For

For

6

Re-elect Roger Whiteside as Director

Management

For

For

7

Re-elect Richard Hutton as Director

Management

For

For

8

Re-elect Raymond Reynolds as Director

Management

For

For

9

Re-elect Allison Kirkby as Director

Management

For

For

10

Elect Dr Helena Ganczakowski as Director

Management

For

For

11

Elect Peter McPhillips as Director

Management

For

For

12

Approve Remuneration Report

Management

For

For

13

Approve Remuneration Policy

Management

For

For

14

Approve Company Share Option Plan and the Executive Share Option Scheme

Management

For

For

15

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

16

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

17

Authorise Market Purchase of Ordinary Shares

Management

For

For

18

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

 

 

 

 

 

GULFMARK OFFSHORE, INC.
Meeting Date:  JUN 02, 2014
Record Date:  APR 17, 2014
Meeting Type:  ANNUAL

Ticker:  GLF
Security ID:  402629208

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Peter I. Bijur

Management

For

For

1.2

Elect Director David J. Butters

Management

For

For

1.3

Elect Director Brian R. Ford

Management

For

For

1.4

Elect Director Sheldon S. Gordon

Management

For

For

1.5

Elect Director Quintin V. Kneen

Management

For

For

1.6

Elect Director Steven W. Kohlhagen

Management

For

For

1.7

Elect Director Rex C. Ross

Management

For

For

1.8

Elect Director Charles K. Valutas

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

HANA MICROELECTRONICS PCL
Meeting Date:  APR 30, 2014
Record Date:  MAR 13, 2014
Meeting Type:  ANNUAL

Ticker:  HANA
Security ID:  Y29974188

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Minutes of Previous Meeting

Management

For

For

2

Acknowledge 2013 Performance Report

Management

None

None

3

Accept Financial Statements

Management

For

For

4

Approve Dividend of THB 1.50 Per Share

Management

For

For

5.1

Elect Bancha Tarnprakorn as Director

Management

For

For

5.2

Elect Salakchitt Preedaporn as Director

Management

For

For

6

Approve Remuneration of Directors

Management

For

For

7

Approve Ernst & Young Office Ltd. as Auditors and Authorize Board to Fix Their

Management

For

For

8

Other Business

Management

For

Against

 

 

 

 

 

HEIDRICK & STRUGGLES INTERNATIONAL, INC.
Meeting Date:  MAY 22, 2014
Record Date:  APR 01, 2014
Meeting Type:  ANNUAL

Ticker:  HSII
Security ID:  422819102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert E. Knowling, Jr.

Management

For

For

1.2

Elect Director V. Paul Unruh

Management

For

For

1.3

Elect Director Tracy R. Wolstencroft

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

Against

4

Ratify Auditors

Management

For

For

 

 

HIBBETT SPORTS, INC.
Meeting Date:  MAY 29, 2014
Record Date:  APR 01, 2014
Meeting Type:  ANNUAL

Ticker:  HIBB
Security ID:  428567101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Anthony F. Crudele

Management

For

For

1.2

Elect Director Albert C. Johnson

Management

For

For

1.3

Elect Director Ralph T. Parks

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

HILLENBRAND, INC.
Meeting Date:  FEB 26, 2014
Record Date:  DEC 20, 2013
Meeting Type:  ANNUAL

Ticker:  HI
Security ID:  431571108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas H. Johnson

Management

For

For

1.2

Elect Director Neil S. Novich

Management

For

For

1.3

Elect Director Joe A. Raver

Management

For

For

1.4

Elect Director W. August Hillenbrand

Management

For

For

1.5

Elect Director Joy M. Greenway

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Ratify Auditors

Management

For

For

 

 

 

 

 

HUDBAY MINERALS INC.
Meeting Date:  MAY 08, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL/SPECIAL

Ticker:  HBM
Security ID:  443628102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Establish Range for Board Size (Minimum of Six to Maximum of Thirteen)

Management

For

For

2a

Elect Director David Garofalo

Management

For

For

2b

Elect Director Igor A. Gonzales

Management

For

For

2c

Elect Director Tom A. Goodman

Management

For

For

2d

Elect Director Alan R. Hibben

Management

For

For

2e

Elect Director W. Warren Holmes

Management

For

For

2f

Elect Director Sarah B. Kavanagh

Management

For

For

2g

Elect Director John L. Knowles

Management

For

For

2h

Elect Director Alan J. Lenczner

Management

For

For

2i

Elect Director Kenneth G. Stowe

Management

For

For

2j

Elect Director G. Wesley Voorheis

Management

For

For

3

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

HUHTAMAKI OYJ
Meeting Date:  APR 24, 2014
Record Date:  APR 10, 2014
Meeting Type:  ANNUAL

Ticker:  HUH1V
Security ID:  X33752100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Call the Meeting to Order

Management

None

None

3

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

Management

For

For

4

Acknowledge Proper Convening of Meeting

Management

For

For

5

Prepare and Approve List of Shareholders

Management

For

For

6

Receive Financial Statements and Statutory Reports

Management

None

None

7

Accept Financial Statements and Statutory Reports

Management

For

For

8

Approve Allocation of Income and Dividends of EUR 0.57 Per Share

Management

For

For

9

Approve Discharge of Board and President

Management

For

For

10

Approve Remuneration of Directors in the Amount of EUR 100,000 for the Chairman, EUR 60,000 for the Vice-Chairman, and EUR 50,000 for Other Directors; Approve Attendance Fees

Management

For

For

11

Fix Number of Directors at Seven

Management

For

For

12

Reelect Eija Ailasmaa, Pekka Ala-Pietila (Chair), William Barker, Rolf Borjesson, Maria Corrales, Jukka Suominen (Vice Chair) and Sandra Turner as Directors

Management

For

For

13

Approve Remuneration of Auditors

Management

For

For

14

Ratify Ernst & Young Oy as Auditors

Management

For

For

15

Authorize Share Repurchase Program

Management

For

For

16

Approve Issuance of up to 10.8 Million Shares without Preemptive Rights

Management

For

For

17

Close Meeting

Management

None

None

 

 

 

 

 

HYSTER-YALE MATERIALS HANDLING, INC.
Meeting Date:  MAY 07, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL

Ticker:  HY
Security ID:  449172105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director J.C. Butler, Jr.

Management

For

For

1.2

Elect Director Carolyn Corvi

Management

For

For

1.3

Elect Director John P. Jumper

Management

For

For

1.4

Elect Director Dennis W. LaBarre

Management

For

For

1.5

Elect Director F. Joseph Loughrey

Management

For

For

1.6

Elect Director Alfred M. Rankin, Jr.

Management

For

For

1.7

Elect Director Claiborne R. Rankin

Management

For

For

1.8

Elect Director Michael E. Shannon

Management

For

For

1.9

Elect Director John M. Stropki

Management

For

For

1.10

Elect Director Britton T. Taplin

Management

For

For

1.11

Elect Director Eugene Wong

Management

For

For

2

Ratify Auditors

Management

For

For

 

 

 

 

 

INVESTMENT TECHNOLOGY GROUP, INC.
Meeting Date:  JUN 12, 2014
Record Date:  APR 16, 2014
Meeting Type:  ANNUAL

Ticker:  ITG
Security ID:  46145F105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Minder Cheng

Management

For

For

1.2

Elect Director Christopher V. Dodds

Management

For

For

1.3

Elect Director Robert C. Gasser

Management

For

For

1.4

Elect Director Timothy L. Jones

Management

For

For

1.5

Elect Director Kevin J.P. O'Hara

Management

For

For

1.6

Elect Director Maureen O'Hara

Management

For

For

1.7

Elect Director Steven S. Wood

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

IPSOS
Meeting Date:  APR 25, 2014
Record Date:  APR 17, 2014
Meeting Type:  ANNUAL/SPECIAL

Ticker:  IPS
Security ID:  F5310M109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Allocation of Income and Dividends of EUR 0.70 per Share

Management

For

For

4

Reelect LT Participations as Director

Management

For

Against

5

Elect Florence Von Erb as Director

Management

For

For

6

Approve Remuneration of Directors in the Aggregate Amount of EUR 130,000

Management

For

For

7

Advisory Vote on Compensation of Didier Truchot, Chairman and CEO

Management

For

Against

8

Advisory Vote on Compensation of Jean-Marc Lech, Vice-Chairman and Vice-CEO

Management

For

Against

9

Advisory Vote on Compensation of Brian Gosschalk, Executive Director

Management

For

Against

10

Advisory Vote on Compensation of Carlos Harding, Vice-CEO

Management

For

Against

11

Advisory Vote on Compensation of Pierre Le Manh, Vice-CEO

Management

For

Against

12

Advisory Vote on Compensation of Laurence Stoclet, Vice-CEO

Management

For

Against

13

Advisory Vote on Compensation of Henri Wallard, Vice-CEO

Management

For

Against

14

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

15

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

Management

For

For

16

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

Management

For

Against

17

Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 16, 19, 20, 22 to 24 at EUR 1.33 Million and Under Items 16, 18, 19, 20, 22 to 24, at EUR 5.67 Million

Management

For

For

18

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5.65 Million

Management

For

For

19

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.13 Million

Management

For

For

20

Approve Issuance of Equity or Equity-Linked Securities of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1.13 Million

Management

For

For

21

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

Management

For

Against

22

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 18 to 20

Management

For

For

23

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

Management

For

For

24

Authorize Capital Increase of Up to EUR 1.13 Million for Future Exchange Offers

Management

For

For

25

Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value

Management

For

For

26

Amend Article 12 of Bylaws Re: Directors' Length of Mandate

Management

For

For

27

Authorize Filing of Required Documents/Other Formalities

Management

For

For

 

 

 

 

 

JAIN IRRIGATION SYSTEMS LTD
Meeting Date:  SEP 27, 2013
Record Date:  
Meeting Type:  ANNUAL

Ticker:  500219
Security ID:  Y42531148

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Dividend of INR 0.50 Per Ordinary Equity Share and INR 0.50 Per DVR Equity Share

Management

For

For

3

Reelect R. Swaminathan as Director

Management

For

Against

4

Reelect R. Pereira as Director

Management

For

For

5

Approve Haribhakti and Co. as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Amend ESOP 2005 and ESOP 2011

Management

For

Against

 

 

JAKKS PACIFIC, INC.
Meeting Date:  DEC 06, 2013
Record Date:  OCT 11, 2013
Meeting Type:  ANNUAL

Ticker:  JAKK
Security ID:  47012E106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stephen G. Berman

Management

For

For

1.2

Elect Director Robert E. Glick

Management

For

Withhold

1.3

Elect Director Michael G. Miller

Management

For

For

1.4

Elect Director Murray L. Skala

Management

For

Withhold

1.5

Elect Director Peter F. Reilly

Management

For

For

1.6

Elect Director Rex H. Poulsen

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

Against

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Require a Majority Vote for the Election of Directors

Shareholder

None

For

 

 

JANUS CAPITAL GROUP INC.
Meeting Date:  APR 24, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL

Ticker:  JNS
Security ID:  47102X105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Timothy K. Armour

Management

For

Against

1.2

Elect Director G. Andrew Cox

Management

For

Against

1.3

Elect Director Jeffrey J. Diermeier

Management

For

For

1.4

Elect Director Eugene Flood, Jr.

Management

For

For

1.5

Elect Director J. Richard Fredericks

Management

For

For

1.6

Elect Director Deborah R. Gatzek

Management

For

For

1.7

Elect Director Seiji Inagaki

Management

For

For

1.8

Elect Director Lawrence E. Kochard

Management

For

Against

1.9

Elect Director Glenn S. Schafer

Management

For

For

1.10

Elect Director Richard M. Weil

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

 

 

 

JUMBO SA
Meeting Date:  NOV 06, 2013
Record Date:  OCT 31, 2013
Meeting Type:  ANNUAL

Ticker:  BELA
Security ID:  X4114P111

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Allocation of Income

Management

For

For

3

Approve Discharge of Board and Auditors

Management

For

For

4

Approve Auditors and Fix Their Remuneration

Management

For

For

5

Approve Director Remuneration for 2012-2013

Management

For

For

6

Elect Directors

Management

For

For

7

Elect Members of Audit Committee

Management

For

For

8

Pre-approve Director Remuneration for 2013-2014

Management

For

For

 

 

JUMBO SA
Meeting Date:  FEB 12, 2014
Record Date:  FEB 06, 2014
Meeting Type:  SPECIAL

Ticker:  BELA
Security ID:  X4114P111

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Capitalization of Reserves

Management

For

For

2

Authorize Debt Issuance

Management

For

For

 

 

 

 

 

KEIHIN CORP. (7251)
Meeting Date:  JUN 20, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  7251
Security ID:  J32083107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 16

Management

For

For

2.1

Elect Director Tanai, Tsuneo

Management

For

Against

2.2

Elect Director Watanabe, Masami

Management

For

For

2.3

Elect Director Irino, Hiroshi

Management

For

For

2.4

Elect Director Onuma, Koki

Management

For

For

2.5

Elect Director Konno, Genichiro

Management

For

For

2.6

Elect Director Amano, Hirohisa

Management

For

For

2.7

Elect Director Suzuki, Nobuaki

Management

For

For

2.8

Elect Director Omachi, Shinichi

Management

For

For

2.9

Elect Director Kawakatsu, Mikihito

Management

For

For

2.10

Elect Director Takayama, Yusuke

Management

For

For

2.11

Elect Director Shigemoto, Masayasu

Management

For

For

3.1

Appoint Statutory Auditor Matsui, Katsuyuki

Management

For

Against

3.2

Appoint Statutory Auditor Narita, Yasuhiko

Management

For

Against

 

 

KIWOOM SECURITIES CO.
Meeting Date:  MAR 14, 2014
Record Date:  DEC 31, 2013
Meeting Type:  ANNUAL

Ticker:  039490
Security ID:  Y4801C109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements, Allocation of Income, and Dividend of KRW 350 per Share

Management

For

For

2

Amend Articles of Incorporation

Management

For

For

3.1

Reelect Lee Yong-Hee as Outside Director

Management

For

For

3.2

Reelect Cho Sung-Il as Outside Director

Management

For

For

3.3

Elect Jung Gyung-Deuk as Outside Director

Management

For

For

3.4

Elect Hyun Woo-Young as Outside Director

Management

For

For

4.1

Reelect Cho Sung-Il as Member of Audit Committee

Management

For

For

4.2

Elect Jung Gyung-Deuk as Member of Audit Committee

Management

For

For

5

Approve Total Remuneration of Inside Directors and Outside Directors

Management

For

For

 

 

 

 

 

KLOECKNER & CO SE
Meeting Date:  MAY 23, 2014
Record Date:  
Meeting Type:  ANNUAL

Ticker:  KCO
Security ID:  D40376101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports; Appove Allocation of Income and Omission of Dividends for Fiscal 2013

Management

For

For

2

Approve Discharge of Management Board for Fiscal 2013

Management

For

For

3

Approve Discharge of Supervisory Board for Fiscal 2013

Management

For

For

4

Ratify KPMG AG as Auditors for Fiscal 2014

Management

For

For

5

Amend Affiliation Agreements with Subsidiary Kloeckner European Operations GmbH

Management

For

For

6

Approve Affiliation Agreements with Subsidiary Kloeckner Shared Services GmbH

Management

For

For

 

 

KOBAYASHI PHARMACEUTICAL CO. LTD.
Meeting Date:  JUN 27, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  4967
Security ID:  J3430E103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles To Amend Business Lines

Management

For

For

2.1

Elect Director Kobayashi, Kazumasa

Management

For

For

2.2

Elect Director Kobayashi, Yutaka

Management

For

For

2.3

Elect Director Kobayashi, Akihiro

Management

For

For

2.4

Elect Director Tsujino, Takashi

Management

For

For

2.5

Elect Director Yamane, Satoshi

Management

For

For

2.6

Elect Director Horiuchi, Susumu

Management

For

For

2.7

Elect Director Tsuji, Haruo

Management

For

For

2.8

Elect Director Ito, Kunio

Management

For

For

3

Appoint Alternate Statutory Auditor Fujitsu, Yasuhiko

Management

For

For

 

 

LAIRD PLC
Meeting Date:  MAY 02, 2014
Record Date:  APR 30, 2014
Meeting Type:  ANNUAL

Ticker:  LRD
Security ID:  G53508175

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Policy

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Elect Dr Martin Read as Director

Management

For

For

6

Elect Jack Boyer as Director

Management

For

For

7

Re-elect David Lockwood as Director

Management

For

For

8

Re-elect Jonathan Silver as Director

Management

For

For

9

Re-elect Paula Bell as Director

Management

For

For

10

Re-elect Sir Christopher Hum as Director

Management

For

For

11

Re-elect Michael Kelly as Director

Management

For

For

12

Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration

Management

For

For

13

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

14

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

15

Authorise Market Purchase of Ordinary Shares

Management

For

For

16

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

 

 

 

 

 

LEAPFROG ENTERPRISES, INC.
Meeting Date:  JUN 04, 2014
Record Date:  APR 10, 2014
Meeting Type:  ANNUAL

Ticker:  LF
Security ID:  52186N106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John Barbour

Management

For

For

1.2

Elect Director William B. Chiasson

Management

For

For

1.3

Elect Director Thomas J. Kalinske

Management

For

For

1.4

Elect Director Stanley E. Maron

Management

For

Withhold

1.5

Elect Director E. Stanton McKee, Jr.

Management

For

Withhold

1.6

Elect Director Joanna Rees

Management

For

For

1.7

Elect Director Randy O. Rissman

Management

For

For

1.8

Elect Director Caden C. Wang

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

LOGITECH INTERNATIONAL S.A.
Meeting Date:  SEP 04, 2013
Record Date:  AUG 29, 2013
Meeting Type:  ANNUAL

Ticker:  LOGI
Security ID:  H50430232

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Appropriation Of Retained Earnings

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Amend Executive Incentive Bonus Plan

Management

For

For

6

Authorize Repurchase of up to Ten Percent of Issued Share Capital

Management

For

Against

7

Approve Discharge of Board and Senior Management

Management

For

For

8.1

Reelect Daniel Borel as Director

Management

For

For

8.2

Reelect Kee-Lock Chua as Director

Management

For

For

8.3

Reelect Sally Davis as Director

Management

For

For

8.4

Reelect Guerrino De Luca as Director

Management

For

Against

8.5

Reelect Didier Hirsch as Director

Management

For

For

8.6

Reelect Neil Hunt as Director

Management

For

For

8.7

Reelect Monika Ribar as Director

Management

For

For

8.8

Elect Bracken P. Darrell as Director

Management

For

For

9

Ratify PricewaterhouseCoopers SA as Auditors

Management

For

For

 

 

MARR S.P.A.
Meeting Date:  APR 28, 2014
Record Date:  APR 15, 2014
Meeting Type:  ANNUAL/SPECIAL

Ticker:  MARR
Security ID:  T6456M106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Increase in Size of Board from Nine to 11

Management

For

For

1

Approve Financial Statements, Statutory Reports, and Allocation of Income

Management

For

For

2

Elect Directors (Bundled)

Shareholder

None

Against

3

Elect Internal Auditors (Bundled)

Shareholder

None

For

4

Approve Remuneration Report

Management

For

For

 

 

 

 

 

MEGANE TOP CO.
Meeting Date:  AUG 06, 2013
Record Date:  JUN 26, 2013
Meeting Type:  SPECIAL

Ticker:  7541
Security ID:  J4157V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles To Create Class A Shares

Management

For

Against

2

Amend Articles To Authorize Company to Acquire All Common Shares Outstanding in Exchange for Class A Shares

Management

For

Against

3

Approve Acquisition of All Common Shares Outstanding in Exchange for Class A Shares

Management

For

Against

4

Amend Articles To Authorize Company to Acquire All Common Shares Outstanding in Exchange for Class A Shares

Management

For

Against

 

 

MEITEC CORP.
Meeting Date:  JUN 19, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  9744
Security ID:  J42067108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 40.5

Management

For

For

2

Appoint Statutory Auditor Fukai, Makoto

Management

For

For

3

Appoint Alternate Statutory Auditor Kunibe, Toru

Management

For

For

 

 

MELIA HOTELS INTERNATIONAL SA
Meeting Date:  JUN 04, 2014
Record Date:  MAY 30, 2014
Meeting Type:  ANNUAL

Ticker:  MEL
Security ID:  E7366C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Consolidated and Standalone Financial Statements

Management

For

For

2

Approve Allocation of Financial Results and Payment of Dividends

Management

For

For

3

Approve Discharge of Board

Management

For

For

4.1

Reelect Juan Arena de la Mora as Director

Management

For

Against

4.2

Reelect Maria Amparo Moraleda Martinez as Director

Management

For

Against

5

Fix Number of Directors at 11

Management

For

For

6

Renew Appointment PricewaterhouseCoopers as Auditor

Management

For

For

7.1

Amend Article 3 Re: Registered Office

Management

For

For

7.2

Amend Article 24 Re: General Meeting Regulations

Management

For

For

8

Amend Article 6 of General Meeting Regulations Re: Publication of General Meeting Notice

Management

For

For

9

Receive Information on Bond Issuance Approved by June 2011 AGM

Management

None

None

10

Advisory Vote on Remuneration Policy Report

Management

For

Against

11

Authorize Board to Ratify and Execute Approved Resolutions

Management

For

For

 

 

 

 

 

MULLEN GROUP LTD.
Meeting Date:  APR 30, 2014
Record Date:  MAR 11, 2014
Meeting Type:  ANNUAL

Ticker:  MTL
Security ID:  625284104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Fix Number of Directors at Seven

Management

For

For

2.1

Elect Director Alan D. Archibald

Management

For

For

2.2

Elect Director Greg Bay

Management

For

For

2.3

Elect Director Steven C. Grant

Management

For

For

2.4

Elect Director Dennis J. Hoffman

Management

For

For

2.5

Elect Director Stephen H. Lockwood

Management

For

For

2.6

Elect Director David E. Mullen

Management

For

For

2.7

Elect Director Murray K. Mullen

Management

For

For

3

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

NAVISTAR INTERNATIONAL CORPORATION
Meeting Date:  MAR 10, 2014
Record Date:  JAN 10, 2014
Meeting Type:  ANNUAL

Ticker:  NAV
Security ID:  63934E108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Troy A. Clarke

Management

For

For

1.2

Elect Director John D. Correnti

Management

For

Withhold

1.3

Elect Director Michael N. Hammes

Management

For

Withhold

1.4

Elect Director Vincent J. Intrieri

Management

For

For

1.5

Elect Director James H. Keyes

Management

For

Withhold

1.6

Elect Director Stanley A. McChrystal

Management

For

Withhold

1.7

Elect Director Samuel J. Merksamer

Management

For

Withhold

1.8

Elect Director Mark H. Rachesky

Management

For

For

1.9

Elect Director Michael Sirignano

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote

Shareholder

None

For

 

 

 

 

 

NISSIN KOGYO
Meeting Date:  JUN 13, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  7230
Security ID:  J58074105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Okawara, Eiji

Management

For

Against

1.2

Elect Director Yanagisawa, Hideaki

Management

For

For

1.3

Elect Director Himori, Keiji

Management

For

For

1.4

Elect Director Beppu, Junichi

Management

For

For

1.5

Elect Director Tamai, Naotoshi

Management

For

For

1.6

Elect Director Terada, Kenji

Management

For

For

1.7

Elect Director Takei, Junya

Management

For

For

1.8

Elect Director Shimizu, Kenji

Management

For

For

1.9

Elect Director Sato, Kazuya

Management

For

For

1.10

Elect Director Ichikawa, Yuuichi

Management

For

For

2

Appoint Statutory Auditor Negishi, Hiroyuki

Management

For

For

3

Approve Annual Bonus Payment to Directors and Statutory Auditors

Management

For

For

 

 

NOBEL BIOCARE HOLDING AG
Meeting Date:  MAR 26, 2014
Record Date:  
Meeting Type:  ANNUAL

Ticker:  NOBN
Security ID:  H5783Q130

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report (Non-Binding)

Management

For

For

3.1

Approve Allocation of Income

Management

For

For

3.2

Approve Distribution of Dividends CHF 0.20 per Share from Capital Contribution Reserves

Management

For

For

4

Approve Discharge of Board and Senior Management

Management

For

For

5.1.1

Reelect Daniela Bosshardt-Hengartner as Director

Management

For

For

5.1.2

Reelect Raymund Breu as Director

Management

For

For

5.1.3

Reelect Edgar Fluri as Director

Management

For

For

5.1.4

Reelect Franz Maier as Director

Management

For

For

5.1.5

Reelect Michel Orsinger as Director

Management

For

For

5.1.6

Reelect Juha Raeisaenen as Director

Management

For

For

5.1.7

Reelect Oern Stuge as Director

Management

For

For

5.1.8

Reelect Georg Watzek as Director

Management

For

For

5.1.9

Reelect Rolf Watter as Director and Board Chairman

Management

For

For

5.2.1

Appoint Daniela Bosshardt-Hengartner as Member of the Compensation Committee

Management

For

For

5.2.2

Appoint Raymund Breu as Member of the Compensation Committee

Management

For

For

5.2.3

Appoint Rolf Watter as Member of the Compensation Committee

Management

For

For

5.3

Designate Lorenzo Olgiati as Independent Proxy

Management

For

For

6

Ratify KPMG AG as Auditors

Management

For

For

7

Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies

Management

For

For

 

 

 

 

 

ORIFLAME COSMETICS S.A.
Meeting Date:  MAY 19, 2014
Record Date:  MAY 05, 2014
Meeting Type:  ANNUAL/SPECIAL

Ticker:  ORI SDB
Security ID:  L7272A100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Appoint Pontus Andreasson as Chairman of Meeting

Management

For

For

2

Receive Board's Report on Conflict of Interests

Management

None

None

3

Receive and Approve Board's and Auditor's Reports

Management

For

For

4

Approve Standalone and Consolidated Financial Statements

Management

For

For

5.i

Approve To Carry Forward the 2013 Profit

Management

For

For

5.ii

Approve Dividends of EUR 1.00

Management

For

For

5.iii

Authorize Board to Decide on Timing and Size of Quarterly Installments

Management

For

For

6

Receive Information on Work of Board, Board Committees, and Nomination Committee

Management

None

None

7.i

Approve Discharge of Directors

Management

For

For

7.ii

Approve Discharge of Auditors

Management

For

For

8.i.1

Reelect Magnus Brannstrom as Director

Management

For

For

8.i.2

Reelect Anders Dahlvig as Director

Management

For

For

8.i.3

Reelect Lilian Fossum Biner as Director

Management

For

For

8.i.4

Reelect Alexander af Jochnick as Director

Management

For

For

8.i.5

Reelect Jonas af Jochnick as Director

Management

For

For

8.i.6

Reelect Robert af Jochnick as Director

Management

For

For

8.i.7

Elect Anna Malmhake as Director

Management

For

For

8.i.8

Reelect Helle Kruse Nielsen as Director

Management

For

For

8.i.9

Reelect Christian Salamon as Director

Management

For

For

8.ii

Reelect Robert af Jochnick as Chairman of the Board

Management

For

For

8.iii

Renew Appointment of KPMG as Auditor

Management

For

For

9

Approve (i) Continuation of Nomination Committee and (ii) Proposed Appointment Procedure for Nomination Committee Members

Management

For

For

10

Approve Remuneration of Directors

Management

For

For

11

Approve Remuneration Policy and Other Terms of Employment For Executive Management

Management

For

For

12

Receive Information on Cost Calculation of Oriflame Share Incentive Plan Allocations

Management

None

None

13

Acknowledgement of Universal Contribution Against Payment of Contribution Premium

Management

None

None

14

Acknowledgment That All Documents were Deposited Re: Universal Contribution

Management

None

None

15

Receive and Approve Directors' Special Reports Re: Universal Contribution

Management

For

For

16

Receive and Approve Auditors' Special Reports Re: Universal Contribution

Management

For

For

17

Receive Announcements from the CFO

Management

None

None

18

Approve Terms of the Universal Contribution

Management

For

For

19

Approve Universal Contribution

Management

For

For

20

Authorize Board to Complete Formalities in Relation to Universal Contribution

Management

For

For

21

Authorize Board to Ratify and Execute Approved Resolutions

Management

For

For

22

Approve Change of Jurisdiction from Luxembourg to Switzerland

Management

For

For

23

Transact Other Business (Voting)

Management

For

Against

 

 

 

 

 

PANALPINA WELTTRANSPORT (HOLDING) AG
Meeting Date:  MAY 09, 2014
Record Date:  
Meeting Type:  ANNUAL

Ticker:  PWTN
Security ID:  H60147107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Discharge of Board and Senior Management

Management

For

For

3

Approve Allocation of Income and Dividends of CHF 2.20 per Share

Management

For

For

4

Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies

Management

For

Against

5.1

Approve Remuneration of Directors in the Amount of CHF 1.9 Million

Management

For

For

5.2

Approve Remuneration of Executive Committee in the Amount of CHF 15.1 Million

Management

For

Against

6.1

Reelect Rudolf Hug as Director and Board Chairman

Management

For

Against

6.2

Reelect Beat Walti as Director

Management

For

Against

6.3

Reelect Ilias Laeber as Director

Management

For

Against

6.4

Reelect Chris Muntwyler as Director

Management

For

For

6.5

Reelect Roger Schmid as Director

Management

For

Against

6.6

Reelect Hans-Peter Strodel as Director

Management

For

For

6.7

Reelect Knud Elmholdt Stubkjaer as Director

Management

For

For

7.1

Appoint Rudolf Hug as Member of the Compensation Committee

Management

For

Against

7.2

Appoint Chris Muntwyler as Member of the Compensation Committee

Management

For

For

7.3

Appoint Knud Elmholdt Stubkjaer as Member of the Compensation Committee

Management

For

For

8

Designate Peter Andreas Zahn as Independent Proxy

Management

For

For

9

Ratify KPMG AG as Auditors

Management

For

For

10

Transact Other Business (Voting)

Management

For

Against

 

 

 

 

 

SERIA CO. LTD.
Meeting Date:  JUN 24, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  2782
Security ID:  J7113X106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 20

Management

For

For

2.1

Elect Director Kawai, Eiji

Management

For

Against

2.2

Elect Director Iwama, Yasushi

Management

For

For

2.3

Elect Director Tanaka, Masahiro

Management

For

For

2.4

Elect Director Kobayashi, Masanori

Management

For

For

3

Approve Retirement Bonus Payment for Director

Management

For

Against

 

 

 

 

 

SHENGUAN HOLDINGS (GROUP) LTD.
Meeting Date:  MAY 19, 2014
Record Date:  MAY 14, 2014
Meeting Type:  ANNUAL

Ticker:  00829
Security ID:  G8116M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2a

Declare Final Dividend and Special Final Dividend

Management

For

For

2b

Authorize Board to Do All Such Acts in Connection with the Implementation of the Payment of Final Dividend and Special Final Dividend

Management

For

For

3

Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4a

Elect Zhou Yaxian as Director

Management

For

For

4b

Elect Shi Guicheng as Director

Management

For

For

4c

Elect Ru Xiquan as Director

Management

For

For

4d

Elect Mo Yunxi as Director

Management

For

For

4e

Elect Low Jee Keong as Director

Management

For

For

4f

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

SHINKO PLANTECH CO LTD
Meeting Date:  JUN 25, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  6379
Security ID:  J73456105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 30

Management

For

For

2.1

Elect Director Yoshikawa, Yoshiharu

Management

For

For

2.2

Elect Director Otomo, Yoshiji

Management

For

For

2.3

Elect Director Ikeda, Toshiaki

Management

For

For

2.4

Elect Director Narutaki, Nobuo

Management

For

For

2.5

Elect Director Nakazawa, Nobuo

Management

For

For

2.6

Elect Director Wanibuchi, Akira

Management

For

For

2.7

Elect Director Yamazaki, Kazuo

Management

For

For

2.8

Elect Director Yamanouchi, Hiroto

Management

For

For

2.9

Elect Director Ninomiya, Teruoki

Management

For

For

 

 

 

 

 

SIMPSON MANUFACTURING CO., INC.
Meeting Date:  APR 22, 2014
Record Date:  FEB 27, 2014
Meeting Type:  ANNUAL

Ticker:  SSD
Security ID:  829073105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas J Fitzmyers

Management

For

For

1b

Elect Director Karen Colonias

Management

For

For

1c

Elect Director Celeste Volz Ford

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

SINDOH CO. LTD.
Meeting Date:  MAR 21, 2014
Record Date:  DEC 31, 2013
Meeting Type:  ANNUAL

Ticker:  029530
Security ID:  Y79924109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,250 per Share

Management

For

For

2

Reelect One Inside Director and Elect One Outside Director (Bundled)

Management

For

For

3

Elect Park Gyu-Sam as Member of Audit Committee

Management

For

For

4

Approve Total Remuneration of Inside Directors and Outside Directors

Management

For

For

 

 

SORIN S.P.A.
Meeting Date:  APR 30, 2014
Record Date:  APR 17, 2014
Meeting Type:  ANNUAL/SPECIAL

Ticker:  SRN
Security ID:  T8782F102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements, Statutory Reports, and Allocation of Income

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Long-Term Incentive Plan 2014-2016

Management

For

For

4

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

Management

For

For

1

Approve Capital Increase to Service Long-Term Incentive Plan 2014-2016

Management

For

For

 

 

 

 

 

SPARTAN STORES, INC.
Meeting Date:  JUL 30, 2013
Record Date:  JUN 03, 2013
Meeting Type:  ANNUAL

Ticker:  SPTN
Security ID:  846822104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director M. Shan Atkins

Management

For

For

1.2

Elect Director Wendy A. Beck

Management

For

For

1.3

Elect Director Dennis Eidson

Management

For

For

1.4

Elect Director Frank M. Gambino

Management

For

For

1.5

Elect Director Yvonne R. Jackson

Management

For

For

1.6

Elect Director Frederick J. Morganthall, II

Management

For

For

1.7

Elect Director Elizabeth A. Nickels

Management

For

For

1.8

Elect Director Timothy J. O'Donovan

Management

For

For

1.9

Elect Director Craig C. Sturken

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

SPARTAN STORES, INC.
Meeting Date:  NOV 18, 2013
Record Date:  OCT 15, 2013
Meeting Type:  SPECIAL

Ticker:  SPTN
Security ID:  846822104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Acquisition

Management

For

For

2

Increase Authorized Common Stock

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

 

 

 

SPARTAN STORES, INC.
Meeting Date:  MAY 28, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  SPTN
Security ID:  846822104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director M. Shan Atkins

Management

For

For

1.2

Elect Director Dennis Eidson

Management

For

For

1.3

Elect Director Mickey P. Foret

Management

For

For

1.4

Elect Director Frank M. Gambino

Management

For

For

1.5

Elect Director Douglas A. Hacker

Management

For

For

1.6

Elect Director Yvonne R. Jackson

Management

For

For

1.7

Elect Director Elizabeth A. Nickels

Management

For

For

1.8

Elect Director Timothy J. O'Donovan

Management

For

For

1.9

Elect Director Hawthorne L. Proctor

Management

For

For

1.10

Elect Director Craig C. Sturken

Management

For

For

1.11

Elect Director William R. Voss

Management

For

For

2

Change Company Name

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

SQUARE ENIX HOLDINGS CO., LTD.
Meeting Date:  JUN 25, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  9684
Security ID:  J7659R109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Matsuda, Yosuke

Management

For

For

1.2

Elect Director Philip Timo Rogers

Management

For

For

1.3

Elect Director Honda, Keiji

Management

For

For

1.4

Elect Director Chida, Yukinobu

Management

For

For

1.5

Elect Director Yamamura, Yukihiro

Management

For

For

1.6

Elect Director Nishiura, Yuuji

Management

For

For

 

 

STEINER LEISURE LIMITED
Meeting Date:  JUN 11, 2014
Record Date:  APR 15, 2014
Meeting Type:  ANNUAL

Ticker:  STNR
Security ID:  P8744Y102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Leonard I. Fluxman

Management

For

For

1.2

Elect Director Michele Steiner Warshaw

Management

For

For

1.3

Elect Director Steven J. Preston

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

STILLWATER MINING COMPANY
Meeting Date:  APR 30, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL

Ticker:  SWC
Security ID:  86074Q102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Brian Schweitzer

Management

For

For

1.2

Elect Director Michael (Mick) McMullen

Management

For

For

1.3

Elect Director Patrice E. Merrin

Management

For

For

1.4

Elect Director Michael S. Parrett

Management

For

For

1.5

Elect Director Charles R. Engles

Management

For

For

1.6

Elect Director George M. Bee

Management

For

For

1.7

Elect Director Gary A. Sugar

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

SWIFT ENERGY COMPANY
Meeting Date:  MAY 20, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL

Ticker:  SFY
Security ID:  870738101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Deanna L. Cannon

Management

For

For

1.2

Elect Director Douglas J. Lanier

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

 

 

 

TA CHONG BANK
Meeting Date:  MAY 14, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL

Ticker:  2847
Security ID:  Y83595101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2013 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2013 Profit Distribution

Management

For

For

3

Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

4

Approve Issuance of New Shares by Capitalization of Profit

Management

For

For

5

Approve Establishment of a Micro-credit Company in Chengdu City, PRC Through the Company's Wholly-owned Subsidiary Ta Chong International Finance & Investment Company

Management

For

For

6

Approve Issuance of Overseas Convertible Financial Bonds Via Private Placement

Management

For

For

7

Approve Amendments to Articles of Association

Management

For

For

 

 

TECHTRONIC INDUSTRIES CO., LTD.
Meeting Date:  MAY 23, 2014
Record Date:  MAY 21, 2014
Meeting Type:  ANNUAL

Ticker:  00669
Security ID:  Y8563B159

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Horst Julius Pudwill as Director

Management

For

For

3b

Elect Joseph Galli Jr. as Director

Management

For

For

3c

Elect Manfred Kuhlmann as Director

Management

For

For

3d

Elect Peter David Sullivan as Director

Management

For

For

3e

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

TECNICAS REUNIDAS S.A
Meeting Date:  JUN 26, 2014
Record Date:  JUN 20, 2014
Meeting Type:  ANNUAL

Ticker:  TRE
Security ID:  E9055J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Consolidated and Standalone Financial Statements

Management

For

For

2

Approve Allocation of Income and Dividends

Management

For

For

3

Approve Discharge of Board

Management

For

For

4

Renew Appointment of PriceWaterHouseCoopers as Auditor

Management

For

For

5

Authorize Share Repurchase Program

Management

For

For

6

Approve Charitable Donations

Management

For

For

7

Approve Remuneration of Directors

Management

For

For

8

Authorize Board to Ratify and Execute Approved Resolutions

Management

For

For

9

Advisory Vote on Remuneration Policy Report

Management

For

For

 

 

TOKAI RIKA CO. LTD.
Meeting Date:  JUN 12, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  6995
Security ID:  J85968105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 26

Management

For

For

2.1

Elect Director Ushiyama, Yuuzo

Management

For

For

2.2

Elect Director Miura, Kenji

Management

For

For

2.3

Elect Director Obayashi, Yoshihiro

Management

For

For

2.4

Elect Director Ishida, Shoji

Management

For

For

2.5

Elect Director Hamamoto, Tadanao

Management

For

For

2.6

Elect Director Kawaguchi, Kenji

Management

For

For

2.7

Elect Director Wakiya, Tadashi

Management

For

For

2.8

Elect Director Nakamura, Hiroyuki

Management

For

For

2.9

Elect Director Tanino, Masaharu

Management

For

For

2.10

Elect Director Buma, Koji

Management

For

For

2.11

Elect Director Mori, Mikihiro

Management

For

For

2.12

Elect Director Sato, Koki

Management

For

For

2.13

Elect Director Tanaka, Yoshihiro

Management

For

For

2.14

Elect Director Noguchi, Kazuhiko

Management

For

For

2.15

Elect Director Yamamoto, Toshimasa

Management

For

For

2.16

Elect Director Shirasaki, Shinji

Management

For

For

3

Appoint Statutory Auditor Goto, Masakazu

Management

For

For

4

Approve Annual Bonus Payment to Directors and Statutory Auditors

Management

For

For

5

Approve Retirement Bonus Payment for Director and Statutory Auditor

Management

For

Against

 

 

 

 

 

TRICAN WELL SERVICE LTD.
Meeting Date:  MAY 08, 2014
Record Date:  MAR 20, 2014
Meeting Type:  ANNUAL

Ticker:  TCW
Security ID:  895945103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Fix Number of Directors at Nine

Management

For

For

2.1

Elect Director Kenneth M. Bagan

Management

For

For

2.2

Elect Director G. Allen Brooks

Management

For

For

2.3

Elect Director Murray L. Cobbe

Management

For

For

2.4

Elect Director Dale M. Dusterhoft

Management

For

For

2.5

Elect Director Donald R. Luft

Management

For

For

2.6

Elect Director Kevin L. Nugent

Management

For

For

2.7

Elect Director Alexander J. Pourbaix

Management

For

For

2.8

Elect Director Douglas F. Robinson

Management

For

For

2.9

Elect Director Dean E. Taylor

Management

For

For

3

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

TRIPOD TECHNOLOGY CORPORATION
Meeting Date:  JUN 11, 2014
Record Date:  APR 11, 2014
Meeting Type:  ANNUAL

Ticker:  3044
Security ID:  Y8974X105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2013 Financial Statements

Management

For

For

2

Approve 2013 Plan on Profit Distribution

Management

For

For

3

Approve Amendments to Articles of Association

Management

For

For

4

Amend Partial Rules and Procedures for Election of Directors and Supervisors

Management

For

For

5

Amend Partial Rules and Procedures Regarding Shareholder's General Meeting

Management

For

For

6

Amend Partial Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

7

Amend Partial Trading Procedures Governing Derivatives Products

Management

For

For

8

Amend Partial Procedures for Endorsement and Guarantees

Management

For

For

9

Amend Partial Procedures for Lending Funds to Other Parties

Management

For

For

 

 

 

 

 

TRUE RELIGION APPAREL, INC.
Meeting Date:  JUL 29, 2013
Record Date:  JUN 27, 2013
Meeting Type:  SPECIAL

Ticker:  TRLG
Security ID:  89784N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

TUTOR PERINI CORPORATION
Meeting Date:  MAY 28, 2014
Record Date:  APR 10, 2014
Meeting Type:  ANNUAL

Ticker:  TPC
Security ID:  901109108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronald N. Tutor

Management

For

For

1.2

Elect Director Marilyn A. Alexander

Management

For

For

1.3

Elect Director Peter Arkley

Management

For

For

1.4

Elect Director Robert Band

Management

For

For

1.5

Elect Director Sidney J. Feltenstein

Management

For

For

1.6

Elect Director Michael R. Klein

Management

For

For

1.7

Elect Director Raymond R. Oneglia

Management

For

For

1.8

Elect Director Dale Anne Reiss

Management

For

For

1.9

Elect Director Donald D. Snyder

Management

For

For

1.10

Elect Director Dickran M. Tevrizian, Jr.

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

 

 

 

UBM PLC
Meeting Date:  MAY 20, 2014
Record Date:  MAY 18, 2014
Meeting Type:  ANNUAL

Ticker:  UBM
Security ID:  G91709108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Policy

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Reappoint Ernst & Young LLP as Auditors

Management

For

For

6

Authorise Board to Fix Remuneration of Auditors

Management

For

For

7

Elect Tim Cobbold as Director

Management

For

For

8

Elect John McConnell as Director

Management

For

For

9

Re-elect Dame Helen Alexander as Director

Management

For

For

10

Re-elect Alan Gillespie as Director

Management

For

For

11

Re-elect Robert Gray as Director

Management

For

For

12

Re-elect Pradeep Kar as Director

Management

For

For

13

Re-elect Greg Lock as Director

Management

For

For

14

Re-elect Terry Neill as Director

Management

For

For

15

Re-elect Jonathan Newcomb as Director

Management

For

For

16

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

17

Approve Performance Share Plan

Management

For

For

18

Approve International Sharesave Plan

Management

For

For

19

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

20

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

21

Authorise Market Purchase of Ordinary Shares

Management

For

For

22

Amend Articles of Association

Management

For

For

 

 

UNIPRES CORP.
Meeting Date:  JUN 25, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL

Ticker:  5949
Security ID:  J9425W107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 12.5

Management

For

For

2.1

Elect Director Yoshizawa, Masanobu

Management

For

Against

2.2

Elect Director Asahi, Shigeru

Management

For

For

2.3

Elect Director Uotsu, Tetsuo

Management

For

For

2.4

Elect Director Masuda, Masahide

Management

For

For

2.5

Elect Director Ogoshi, Hideki

Management

For

For

2.6

Elect Director Ito, Yoshio

Management

For

For

2.7

Elect Director Shizuta, Atsushi

Management

For

For

2.8

Elect Director Yamakawa, Hiroyoshi

Management

For

For

2.9

Elect Director Morita, Yukihiko

Management

For

For

2.10

Elect Director Shiokawa, Shinji

Management

For

For

3

Appoint Statutory Auditor Masuda, Kazunori

Management

For

For

 

 

 

 

 

UNIT CORPORATION
Meeting Date:  MAY 07, 2014
Record Date:  MAR 10, 2014
Meeting Type:  ANNUAL

Ticker:  UNT
Security ID:  909218109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director J. Michael Adcock

Management

For

For

1.2

Elect Director Steven B. Hildebrand

Management

For

For

1.3

Elect Director Larry C. Payne

Management

For

For

1.4

Elect Director G. Bailey Peyton, IV

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Require a Majority Vote for the Election of Directors

Shareholder

None

For

 

 

USG PEOPLE NV
Meeting Date:  MAY 08, 2014
Record Date:  APR 10, 2014
Meeting Type:  ANNUAL

Ticker:  USG
Security ID:  N9040V117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Receive Report of Management Board (Non-Voting)

Management

None

None

3

Discuss Remuneration Report

Management

None

None

4

Adopt Financial Statements

Management

For

For

5a

Receive Explanation on Company's Reserves and Dividend Policy

Management

None

None

5b

Approve Allocation of Income and Dividends of EUR 0.14 per Share

Management

For

For

6

Approve Discharge of Management Board

Management

For

For

7

Approve Discharge of Supervisory Board

Management

For

For

8

Announcement of Reappointment of R. Zandbergen as CEO

Management

None

None

9

Announcement of Reappointment of L. Geirnaerdt as CFO

Management

None

None

10a

Announce Vacancies on the Supervisory Board

Management

None

None

10b

Discussion of Supervisory Board Profile

Management

None

None

10c

Opportunity to Make Recommendations

Management

None

None

10d

Announce Intention of the Supervisory Board to Nominate W.J. Maas, J.F.F.E. Thijs, A.D. Mulder, and R. de Jong as Supervisory Board Members

Management

None

None

11

Elect W.J. Maas to Supervisory Board

Management

For

For

12

Elect J.F.F.E. Thijs to Supervisory Board

Management

For

For

13

Reelect A.D. Mulder to Supervisory Board

Management

For

For

14

Reelect R. de Jong to Supervisory Board

Management

For

For

15a

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

Management

For

For

15b

Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a

Management

For

For

16

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

17

Other Business (Non-Voting)

Management

None

None

18

Close Meeting

Management

None

None

 

 

 

 

 

VALUE PARTNERS GROUP LTD.
Meeting Date:  APR 29, 2014
Record Date:  APR 25, 2014
Meeting Type:  ANNUAL

Ticker:  00806
Security ID:  G93175100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect So Chun Ki Louis as Director

Management

For

For

3a2

Elect Tse Wai Ming, Timothy as Director

Management

For

For

3a3

Elect Chen Shih-Ta Michael as Director

Management

For

For

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Appoint Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

VASCO DATA SECURITY INTERNATIONAL, INC.
Meeting Date:  JUN 18, 2014
Record Date:  APR 22, 2014
Meeting Type:  ANNUAL

Ticker:  VDSI
Security ID:  92230Y104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director T. Kendall 'Ken' Hunt

Management

For

For

1.2

Elect Director Michael P. Cullinane

Management

For

For

1.3

Elect Director John N. Fox, Jr.

Management

For

For

1.4

Elect Director Jean K. Holley

Management

For

Withhold

1.5

Elect Director Matthew Moog

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Executive Incentive Bonus Plan

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Ratify Auditors

Management

For

For

 

 

VECTURA GROUP PLC
Meeting Date:  SEP 23, 2013
Record Date:  SEP 19, 2013
Meeting Type:  ANNUAL

Ticker:  VEC
Security ID:  G9325J100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Elect Paul Oliver as Director

Management

For

For

4

Re-elect Dr Chris Blackwell as Director

Management

For

For

5

Re-elect Neil Warner as Director

Management

For

For

6

Re-elect Jack Cashman as Director

Management

For

For

7

Re-elect Dr John Brown as Director

Management

For

For

8

Reappoint Deloitte LLP as Auditors

Management

For

For

9

Authorise Board to Fix Remuneration of Auditors

Management

For

For

10

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

11

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

12

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

 

 

 

 

 

VONTOBEL HOLDING AG
Meeting Date:  APR 01, 2014
Record Date:  
Meeting Type:  ANNUAL

Ticker:  VONN
Security ID:  H92070210

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Discharge of Board and Senior Management

Management

For

For

3

Approve Allocation of Income and Dividends of CHF 1.30 per Share

Management

For

For

4.1

Elect Herbert Scheidt as Board Chairman

Management

For

For

4.2

Elect Bruno Basler as Director

Management

For

For

4.3

Elect Dominic Brenninkmeyer as Director

Management

For

For

4.4

Elect Nicolas Oltramare as Director

Management

For

For

4.5

Elect Peter Quadri as Director

Management

For

For

4.6

Elect Frank Schnewlin as Director

Management

For

For

4.7

Elect Clara Streit as Director

Management

For

For

4.8

Elect Marcel Zoller as Director

Management

For

For

5.1

Appoint Bruno Basler as Member of the Compensation Committee

Management

For

For

5.2

Appoint Nicolas Oltramare as Member of the Compensation Committee

Management

For

For

5.3

Appoint Clara Streit as Member of the Compensation Committee

Management

For

For

6

Designate Vischer AG as Independent Proxy

Management

For

For

7

Ratify Ernst & Young as Auditors

Management

For

For

8.1

Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies

Management

For

For

8.2

Amend Articles Re: Compensation of the Board of Directors and Executives

Management

For

Against

8.3

Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies

Management

For

For

9.1

Approve Remuneration of Directors in the Amount of CHF 2.3 million

Management

For

For

9.2

Approve Performance-Realted Remuneration of the Board Chairman of CHF 1.5 million

Management

For

Against

9.3

Approve Maximum Value of Performance Share Award to the Board Chairman of CHF 937,576

Management

For

Against

9.4

Approve Fixed Remuneration of Executive Committee in the Amount of CHF 4.4 million

Management

For

For

9.5

Approve Variable Remuneration of Executive Committee in the Amount of CHF 8.1 million

Management

For

For

9.6

Approve Maximum Value of Performance Share Awards to Executive Committee in the Amount of CHF 5 million

Management

For

For

 

 

 

 

 

WEST MARINE, INC.
Meeting Date:  MAY 15, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL

Ticker:  WMAR
Security ID:  954235107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Randolph K. Repass

Management

For

For

1.2

Elect Director Matthew L. Hyde

Management

For

For

1.3

Elect Director Dennis F. Madsen

Management

For

For

1.4

Elect Director James F. Nordstrom, Jr.

Management

For

For

1.5

Elect Director Robert D. Olsen

Management

For

For

1.6

Elect Director Barbara L. Rambo

Management

For

For

1.7

Elect Director Alice M. Richter

Management

For

For

1.8

Elect Director Christiana Shi

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

WIENERBERGER AG
Meeting Date:  MAY 16, 2014
Record Date:  MAY 06, 2014
Meeting Type:  ANNUAL

Ticker:  WIE
Security ID:  A95384110

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports (Non-Voting)

Management

None

None

2

Approve Allocation of Income

Management

For

For

3

Approve Discharge of Management Board

Management

For

For

4

Approve Discharge of Supervisory Board

Management

For

For

5.1

Approve the Increase in the Number of Supervisory Board Members

Management

For

For

5.2

Elect Supervisory Board Member Franz-Josef Haslberger

Management

For

For

5.3

Elect Supervisory Board Member Christian Jourquin

Management

For

For

6

Ratify Auditors

Management

For

For

7.1

Approve Creation of EUR 17.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights

Management

For

For

7.2

Approve Creation of EUR 17.6 Million Pool of Capital with Preemptive rights, if Item 7.1 is Rejected

Management

For

For

8

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

Management

For

For

 

 

 

 

 

X5 RETAIL GROUP NV
Meeting Date:  APR 25, 2014
Record Date:  MAR 28, 2014
Meeting Type:  ANNUAL

Ticker:  FIVE
Security ID:  98387E205

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Receive Report of Management Board (Non-Voting)

Management

None

None

3a

Discuss Remuneration Report

Management

None

None

3b

Receive Explanation on Company's Reserves and Dividend Policy

Management

None

None

3c

Approve Allocation of Income

Management

For

For

3d

Adopt Financial Statements and Statutory Reports

Management

For

For

4

Approve Discharge of Management Board

Management

For

For

5

Approve Discharge of Supervisory Board

Management

For

For

6

Reelect David Gould to Supervisory Board

Management

For

Against

7

Reelect Christian Couvreux to Supervisory Board

Management

For

For

8

Approve Remuneration of Supervisory Board

Management

For

Against

9

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

Management

For

For

10

Authorize Board to Exclude Preemptive Rights from Issuance under Item 9

Management

For

For

11

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

12

Amend Articles Re: Composition, Decision-making, Delegation of Powers and Representation of the Management Board

Management

For

For

13

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

14

Close Meeting

Management

None

None

 

 

YINGDE GASES GROUP CO., LTD.
Meeting Date:  NOV 28, 2013
Record Date:  NOV 25, 2013
Meeting Type:  SPECIAL

Ticker:  02168
Security ID:  G98430104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Approve Subscription Agreement and Supplemental Agreements in Relation to the Subscription of Non-Listed Warrants By Bubbly Brooke Holdings Ltd.

Management

For

Against

1b

Approve Subscription Agreement and Supplemental Agreements in Relation to the Subscription of Non-Listed Warrants By Baslow Technology Ltd.

Management

For

Against

1c

Approve Subscription Agreement and Supplemental Agreements in Relation to the Subscription of Non-Listed Warrants By Rongton Investments Ltd.

Management

For

Against

2

Approve Issue of Warrants in Accordance with the Subscription Agreements and Supplemental Agreements

Management

For

Against

3

Approve Issue of the Warrant Shares

Management

For

Against

4

Authorize Board to Do All Such Acts Necessary to Implement the Subscription Agreements and Supplemental Agreements

Management

For

Against

 

 

 

 

 

YINGDE GASES GROUP CO., LTD.
Meeting Date:  MAY 09, 2014
Record Date:  MAY 02, 2014
Meeting Type:  ANNUAL

Ticker:  02168
Security ID:  G98430104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a1

Elect Trevor Raymond Strutt as Director

Management

For

For

3a2

Elect Zheng Fuya as Director

Management

For

For

3a3

Elect He Yuanping as Director

Management

For

For

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

6a

Approve Grant of Options to Zhongguo Sun Under the Share Option Scheme

Management

For

Against

6b

Approve Grant of Options to Trevor Raymond Strutt Under the Share Option Scheme

Management

For

Against

6c

Approve Grant of Options to Zhao Xiangti Under the Share Option Scheme

Management

For

Against

 

 

 

 

 

YOUNGONE CORP.
Meeting Date:  MAR 14, 2014
Record Date:  DEC 31, 2013
Meeting Type:  ANNUAL

Ticker:  111770
Security ID:  Y9849C102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements, Allocation of Income, and Dividend of KRW 200 per Share

Management

For

For

2

Amend Articles of Incorporation

Management

For

For

3.1

Elect Lee Heung-Nam as Inside Director

Management

For

For

3.2

Elect Lee Young-Hoe as Inside Director

Management

For

For

3.3

Elect Yoon Je-Cheol as Outside Director

Management

For

For

4.1

Elect Sun Joon-Young as Member of Audit Committee

Management

For

For

4.2

Elect William E. Ferry as Member of Audit Committee

Management

For

For

4.3

Elect Yoon Je-Cheol as Member of Audit Committee

Management

For

For

5

Approve Total Remuneration of Inside Directors and Outside Directors

Management

For

For

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Templeton Global Smaller Companies Fund       

 

 

 

By (Signature and Title)* _/s/LAURA F. FERGERSON     

Laura F. Fergerson,

Chief Executive Officer – Finance and Administration

 

 

Date  August 25, 2014  

 

 

* Print the name and title of each signing officer under his or her signature.