0000929638-23-003452.txt : 20231219 0000929638-23-003452.hdr.sgml : 20231219 20231219173403 ACCESSION NUMBER: 0000929638-23-003452 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sharma Sanjay CENTRAL INDEX KEY: 0001964495 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10200 FILM NUMBER: 231498654 MAIL ADDRESS: STREET 1: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INVESTMENTS CO CENTRAL INDEX KEY: 0000350894 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 231707341 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 FORMER COMPANY: FORMER CONFORMED NAME: SEI INVESTMENT CO DATE OF NAME CHANGE: 20040806 FORMER COMPANY: FORMER CONFORMED NAME: SEI CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml X0508 4 2023-12-15 0000350894 SEI INVESTMENTS CO SEIC 0001964495 Sharma Sanjay ONE FREEDOM VALLEY DRIVE OAKS PA 19456 true EVP (*Remarks) false Common Stock 2023-12-15 4 A 0 4000 A 16894.992 D Option to Purchase Common Stock 62 2023-12-15 4 A 0 12500 A 2033-12-15 Common Stock 12500 12500 D Option to Purchase Common Stock 62 2023-12-15 4 A 0 12500 A 2033-12-15 Common Stock 12500 12500 D Restricted stock units subject to vesting. Received as employment compensation. Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.25 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments. Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments. * Executive Vice President and Global Head of Private Banking & Wealth Management, SEI /s/ Sanjay Sharma, by John Munch, attorney in fact 2023-12-19