0000350894-15-000075.txt : 20151209 0000350894-15-000075.hdr.sgml : 20151209 20151209112606 ACCESSION NUMBER: 0000350894-15-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151208 FILED AS OF DATE: 20151209 DATE AS OF CHANGE: 20151209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INVESTMENTS CO CENTRAL INDEX KEY: 0000350894 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 231707341 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 FORMER COMPANY: FORMER CONFORMED NAME: SEI INVESTMENT CO DATE OF NAME CHANGE: 20040806 FORMER COMPANY: FORMER CONFORMED NAME: SEI CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROMEO CARMEN CENTRAL INDEX KEY: 0001191727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10200 FILM NUMBER: 151277806 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-12-08 0 0000350894 SEI INVESTMENTS CO SEIC 0001191727 ROMEO CARMEN 1 0 0 0 STOCK OPTION (RIGHT TO PURCHASE) 53.34 2015-12-08 4 M 0 10000 53.34 A 2022-12-08 2025-12-08 STOCK OPTION (RIGHT TO PURCHASE) 10000 10000 D COMPANY GRANT OF NON-QUALIFIED STOCK OPTIONS - 50% WILL VEST WHEN REPORTED, ADJUSTED EARNINS PER SHARE EQUALS OR EXCEEDS $2.35, 100% WILL VEST WHEN REPORT, ADJUSTED EARNINGS PER SHARE EQUALS OR EXCEEDS $3.10. RUTH MONTGOMERY (ATTORNEY IN FACT) 2015-12-09