0000350894-15-000069.txt : 20151209 0000350894-15-000069.hdr.sgml : 20151209 20151209110200 ACCESSION NUMBER: 0000350894-15-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151208 FILED AS OF DATE: 20151209 DATE AS OF CHANGE: 20151209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INVESTMENTS CO CENTRAL INDEX KEY: 0000350894 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 231707341 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 FORMER COMPANY: FORMER CONFORMED NAME: SEI INVESTMENT CO DATE OF NAME CHANGE: 20040806 FORMER COMPANY: FORMER CONFORMED NAME: SEI CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klauder N Jeffrey CENTRAL INDEX KEY: 0001187548 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10200 FILM NUMBER: 151277740 MAIL ADDRESS: STREET 1: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 FORMER NAME: FORMER CONFORMED NAME: KLAUDER N JEFFREY DATE OF NAME CHANGE: 20020909 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-12-08 0 0000350894 SEI INVESTMENTS CO SEIC 0001187548 Klauder N Jeffrey ONE FREEDOM VALLEY DRIVE OAKS PA 19456 0 1 0 0 EXECUTIVE VICE PRESIDENT STOCK OPTION (RIGHT TO PURCHASE) 53.34 2015-12-08 4 M 0 24000 53.34 A 2022-12-08 2025-12-08 STOCK OPTION (RIGHT TO PURCHASE) 24000 24000 D COMPANY GRANT OF NON-QUALIFIED STOCK OPTIONS - 50% WILL VEST WHEN REPORTED, ADJUSTED EARNINGS PER SHARE EQUALS OR EXCEEDS $2.35, 100% WILL VEST WHEN REPORTED, ADJUSTED EARNINGS PER SHARE EQUALS OR EXCEEDS $3.10. RUTH MONTGOMERY (ATTORNEY IN FACT 2015-12-09