0001628280-24-008635.txt : 20240304 0001628280-24-008635.hdr.sgml : 20240304 20240304180517 ACCESSION NUMBER: 0001628280-24-008635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240229 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergera J. Joseph CENTRAL INDEX KEY: 0001653403 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 24716927 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER NAME: FORMER CONFORMED NAME: Bergera J. Joe DATE OF NAME CHANGE: 20150921 FORMER NAME: FORMER CONFORMED NAME: Bergera Joe DATE OF NAME CHANGE: 20150917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1250 S. CAPITAL OF TEXAS HWY. STREET 2: BLDG. 1, SUITE 330 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-716-0808 MAIL ADDRESS: STREET 1: 1250 S. CAPITAL OF TEXAS HWY. STREET 2: BLDG. 1, SUITE 330 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 4 1 wk-form4_1709593502.xml FORM 4 X0508 4 2024-02-29 0 0000350868 ITERIS, INC. ITI 0001653403 Bergera J. Joseph 1250 S. CAPITAL OF TEXAS HIGHWAY BUILDING 1, SUITE 330 AUSTIN TX 78746 1 1 0 0 President and CEO 1 Common Stock 2024-02-29 4 M 0 14000 2.38 A 193138 D Common Stock 2024-02-29 4 S 0 10714 5.1861 D 182424 D Common Stock 2024-03-01 4 M 0 18500 2.38 A 200924 D Common Stock 2024-03-01 4 S 0 12736 5.1741 D 188188 D Common Stock 2024-03-04 4 M 0 17500 2.38 A 205688 D Common Stock 2024-03-04 4 S 0 13450 5.0285 D 192238 D Common Stock 2024-03-04 4 M 0 4323 2.38 A 196561 D Stock Option (Right to Buy) 2.38 2024-02-29 4 M 0 14000 2.38 D 2025-09-22 Common Stock 14000 1136000 D Stock Option (Right to Buy) 2.38 2024-03-01 4 M 0 18500 2.38 D 2025-09-22 Common Stock 18500 1117500 D Stock Option (Right to Buy) 2.38 2024-03-04 4 M 0 17500 2.38 D 2025-09-22 Common Stock 17500 1100000 D Stock Option (Right to Buy) 2.38 2024-03-04 4 M 0 4323 2.38 D 2025-09-22 Common Stock 4323 1095677 D As disclosed in Iteris' Form 10-Q for the quarter ended December 31, 2023, pursuant to a Rule 10b5-1 plan adopted on November 30, 2023, the Reporting Person sold only enough shares to cover the exercise price and related taxes upon the Reporting Person's exercise of a portion of his stock options that expire in September 2025. The Reporting Person retained all of the remaining shares purchased upon exercise. The reported securities were sold in multiple transactions at prices ranging from $5.11 to $5.24. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The reported securities were sold in multiple transactions at prices ranging from $5.06 to $5.24. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The reported securities were sold in multiple transactions at prices ranging from $5.00 to $5.15. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The option vested in full on September 22, 2019. /s/ Donald R. Reynolds, Attorney-in-Fact for Joseph Bergera 2024-03-04