0001628280-24-008635.txt : 20240304
0001628280-24-008635.hdr.sgml : 20240304
20240304180517
ACCESSION NUMBER: 0001628280-24-008635
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240229
FILED AS OF DATE: 20240304
DATE AS OF CHANGE: 20240304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bergera J. Joseph
CENTRAL INDEX KEY: 0001653403
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08762
FILM NUMBER: 24716927
MAIL ADDRESS:
STREET 1: 1700 CARNEGIE AVENUE
STREET 2: SUITE 100
CITY: SANTA ANA
STATE: CA
ZIP: 92705
FORMER NAME:
FORMER CONFORMED NAME: Bergera J. Joe
DATE OF NAME CHANGE: 20150921
FORMER NAME:
FORMER CONFORMED NAME: Bergera Joe
DATE OF NAME CHANGE: 20150917
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ITERIS, INC.
CENTRAL INDEX KEY: 0000350868
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 952588496
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1250 S. CAPITAL OF TEXAS HWY.
STREET 2: BLDG. 1, SUITE 330
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 512-716-0808
MAIL ADDRESS:
STREET 1: 1250 S. CAPITAL OF TEXAS HWY.
STREET 2: BLDG. 1, SUITE 330
CITY: AUSTIN
STATE: TX
ZIP: 78746
FORMER COMPANY:
FORMER CONFORMED NAME: ITERIS HOLDINGS INC
DATE OF NAME CHANGE: 20031107
FORMER COMPANY:
FORMER CONFORMED NAME: ODETICS INC
DATE OF NAME CHANGE: 19920703
4
1
wk-form4_1709593502.xml
FORM 4
X0508
4
2024-02-29
0
0000350868
ITERIS, INC.
ITI
0001653403
Bergera J. Joseph
1250 S. CAPITAL OF TEXAS HIGHWAY
BUILDING 1, SUITE 330
AUSTIN
TX
78746
1
1
0
0
President and CEO
1
Common Stock
2024-02-29
4
M
0
14000
2.38
A
193138
D
Common Stock
2024-02-29
4
S
0
10714
5.1861
D
182424
D
Common Stock
2024-03-01
4
M
0
18500
2.38
A
200924
D
Common Stock
2024-03-01
4
S
0
12736
5.1741
D
188188
D
Common Stock
2024-03-04
4
M
0
17500
2.38
A
205688
D
Common Stock
2024-03-04
4
S
0
13450
5.0285
D
192238
D
Common Stock
2024-03-04
4
M
0
4323
2.38
A
196561
D
Stock Option (Right to Buy)
2.38
2024-02-29
4
M
0
14000
2.38
D
2025-09-22
Common Stock
14000
1136000
D
Stock Option (Right to Buy)
2.38
2024-03-01
4
M
0
18500
2.38
D
2025-09-22
Common Stock
18500
1117500
D
Stock Option (Right to Buy)
2.38
2024-03-04
4
M
0
17500
2.38
D
2025-09-22
Common Stock
17500
1100000
D
Stock Option (Right to Buy)
2.38
2024-03-04
4
M
0
4323
2.38
D
2025-09-22
Common Stock
4323
1095677
D
As disclosed in Iteris' Form 10-Q for the quarter ended December 31, 2023, pursuant to a Rule 10b5-1 plan adopted on November 30, 2023, the Reporting Person sold only enough shares to cover the exercise price and related taxes upon the Reporting Person's exercise of a portion of his stock options that expire in September 2025. The Reporting Person retained all of the remaining shares purchased upon exercise.
The reported securities were sold in multiple transactions at prices ranging from $5.11 to $5.24. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reported securities were sold in multiple transactions at prices ranging from $5.06 to $5.24. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reported securities were sold in multiple transactions at prices ranging from $5.00 to $5.15. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The option vested in full on September 22, 2019.
/s/ Donald R. Reynolds, Attorney-in-Fact for Joseph Bergera
2024-03-04