0001628280-21-023956.txt : 20211122 0001628280-21-023956.hdr.sgml : 20211122 20211122160516 ACCESSION NUMBER: 0001628280-21-023956 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211118 FILED AS OF DATE: 20211122 DATE AS OF CHANGE: 20211122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Groves Douglas L CENTRAL INDEX KEY: 0001567857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 211432523 MAIL ADDRESS: STREET 1: ITERIS, INC. STREET 2: 1700 CARNEGIE AVE SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1250 S. CAPITAL OF TEXAS HWY. STREET 2: BLDG. 1, SUITE 330 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-716-0808 MAIL ADDRESS: STREET 1: 1250 S. CAPITAL OF TEXAS HWY. STREET 2: BLDG. 1, SUITE 330 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_163761509954002.xml FORM 4 X0306 4 2021-11-18 0 0000350868 ITERIS, INC. ITI 0001567857 Groves Douglas L 1250 S. CAPITAL OF TEXAS HIGHWAY BUILDING 1, SUITE 330 AUSTIN TX 78746 0 1 0 0 Senior Vice President & CFO Restricted Stock Units 2021-11-18 4 A 0 12450 0 A Common Stock 12450.0 12450 D Stock Option (Right to Buy) 5.0 2021-11-18 4 A 0 50000 0 A 2031-11-17 Common Stock 50000.0 50000 D Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date. The RSUs vesting schedule is as follows: 50% after two years measured from the grant date and the last 50% after three years measured from the grant date. The expiration date will be three years measured from the grant date. The Stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one-fourth of the shares each year) upon optionee's completion of each year of service over the four (4) year period measured from the grant date. /s/ Donald R. Reynolds, Attorney-in-Fact for Douglas Groves 2021-11-22