0001628280-21-023955.txt : 20211122 0001628280-21-023955.hdr.sgml : 20211122 20211122160455 ACCESSION NUMBER: 0001628280-21-023955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211118 FILED AS OF DATE: 20211122 DATE AS OF CHANGE: 20211122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergera J. Joseph CENTRAL INDEX KEY: 0001653403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 211432520 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER NAME: FORMER CONFORMED NAME: Bergera J. Joe DATE OF NAME CHANGE: 20150921 FORMER NAME: FORMER CONFORMED NAME: Bergera Joe DATE OF NAME CHANGE: 20150917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1250 S. CAPITAL OF TEXAS HWY. STREET 2: BLDG. 1, SUITE 330 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-716-0808 MAIL ADDRESS: STREET 1: 1250 S. CAPITAL OF TEXAS HWY. STREET 2: BLDG. 1, SUITE 330 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_163761508061220.xml FORM 4 X0306 4 2021-11-18 0 0000350868 ITERIS, INC. ITI 0001653403 Bergera J. Joseph 1250 S. CAPITAL OF TEXAS HIGHWAY BUILDING 1, SUITE 330 AUSTIN TX 78746 1 1 0 0 President and CEO Restricted Stock Units 0.0 2021-11-18 4 A 0 24900 0 A Common Stock 24900.0 24900 D Stock Option (Right to Buy) 5.0 2021-11-18 4 A 0 100000 0 A 2031-11-17 Common Stock 100000.0 100000 D Each Restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date. The RSUs vesting schedule is as follows: 50% after two years measured from the grant date and the last 50% after three years measured from the grant date. The expiration date will be three years measured from the grant date. The Stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one-fourth of the shares each year) upon optionee's completion of each year of service over the four (4) year period measured from the grant date. /s/ Donald R. Reynolds, Attorney-in-Fact for Joseph Bergera 2021-11-22