0001578563-22-000033.txt : 20221206 0001578563-22-000033.hdr.sgml : 20221206 20221206162418 ACCESSION NUMBER: 0001578563-22-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221202 FILED AS OF DATE: 20221206 DATE AS OF CHANGE: 20221206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergera J. Joseph CENTRAL INDEX KEY: 0001653403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 221448067 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER NAME: FORMER CONFORMED NAME: Bergera J. Joe DATE OF NAME CHANGE: 20150921 FORMER NAME: FORMER CONFORMED NAME: Bergera Joe DATE OF NAME CHANGE: 20150917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1250 S. CAPITAL OF TEXAS HWY. STREET 2: BLDG. 1, SUITE 330 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-716-0808 MAIL ADDRESS: STREET 1: 1250 S. CAPITAL OF TEXAS HWY. STREET 2: BLDG. 1, SUITE 330 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-12-02 0 0000350868 ITERIS, INC. ITI 0001653403 Bergera J. Joseph 1250 S. CAPITAL OF TEXAS HIGHWAY BUILDING 1, SUITE 330 AUSTIN TX 78746 1 1 0 0 President and CEO Restricted Stock Units 2022-12-02 4 A 0 39714 0 A Common Stock 39714 39714 D Stock Option (Right to Buy) 3.13 2022-12-02 4 A 0 137284 0 A 2032-12-02 Common Stock 137284 137284 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon the vesting date. The RSUs vesting schedule is as follows: 50% after two years measured from the grant date and the last 50% after three years measured from the grant date. The expiration date will be three years measured from the grant date. The stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one-fourth of the shares each year) upon optionee's completion of each year of service over the four (4) year period measured from the grant date. /s/ Donald R. Reynolds, Attorney-in-Fact for Joseph Bergera 2022-12-06