0001209191-19-014379.txt : 20190228
0001209191-19-014379.hdr.sgml : 20190228
20190228124056
ACCESSION NUMBER: 0001209191-19-014379
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190227
FILED AS OF DATE: 20190228
DATE AS OF CHANGE: 20190228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUBIN NEIL S
CENTRAL INDEX KEY: 0001201333
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08762
FILM NUMBER: 19641873
MAIL ADDRESS:
STREET 1: 8 PALM COURT
CITY: SEWALLS POINT
STATE: FL
ZIP: 34996
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ITERIS, INC.
CENTRAL INDEX KEY: 0000350868
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 952588496
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1700 CARNEGIE AVENUE
STREET 2: SUITE 100
CITY: SANTA ANA
STATE: CA
ZIP: 92705
BUSINESS PHONE: 949-270-9400
MAIL ADDRESS:
STREET 1: 1700 CARNEGIE AVENUE
STREET 2: SUITE 100
CITY: SANTA ANA
STATE: CA
ZIP: 92705
FORMER COMPANY:
FORMER CONFORMED NAME: ITERIS HOLDINGS INC
DATE OF NAME CHANGE: 20031107
FORMER COMPANY:
FORMER CONFORMED NAME: ODETICS INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-27
1
0000350868
ITERIS, INC.
ITI
0001201333
SUBIN NEIL S
3300 SOUTH DIXIE HIGHWAY
SUITE 1-365
WEST PALM BEACH
FL
33405
0
0
0
1
Former 10% Owner
Common Stock
2019-02-27
4
S
0
53624
4.25
D
34911
I
By Trust A-2 - Lloyd I. Miller
Common Stock
2019-02-27
4
S
0
670904
4.25
D
436782
I
By LIM III - Trust A-4
Common Stock
2019-02-27
4
S
0
670904
4.25
D
436781
I
By MBM - Trust A-4
Common Stock
2019-02-27
4
S
0
103877
4.25
D
67627
I
By Trust C - Lloyd I. Miller
Common Stock
2019-02-27
4
S
0
30952
4.25
D
20150
I
By Trust D - Lloyd I. Miller
Common Stock
2019-02-27
4
S
0
23129
4.25
D
15057
I
By Lloyd I. Miller, III Revocable Trust
Common Stock
2019-02-27
4
S
0
781048
4.25
D
508491
I
By Milfam II L.P.
Common Stock
2019-02-27
4
S
0
199574
4.25
D
129930
I
By Milfam I L.P.
Common Stock
2019-02-27
4
S
0
17261
4.25
D
11238
I
By LIMFAM LLC
Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
/s/ Paul N. Silverstein
Attorney-in-fact
2019-02-28