0001209191-18-055939.txt : 20181023 0001209191-18-055939.hdr.sgml : 20181023 20181023155923 ACCESSION NUMBER: 0001209191-18-055939 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181022 FILED AS OF DATE: 20181023 DATE AS OF CHANGE: 20181023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUBIN NEIL S CENTRAL INDEX KEY: 0001201333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 181134165 MAIL ADDRESS: STREET 1: 8 PALM COURT CITY: SEWALLS POINT STATE: FL ZIP: 34996 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 949-270-9400 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-22 0 0000350868 ITERIS, INC. ITI 0001201333 SUBIN NEIL S 3300 SOUTH DIXIE HIGHWAY SUITE 1-365 WEST PALM BEACH FL 33405 0 0 1 0 Common Stock 2018-10-22 4 S 0 181 4.1763 D 90938 I By Trust A-2 - Lloyd I. Miller Common Stock 2018-10-22 4 S 0 2267 4.1763 D 1137751 I By LIM III - Trust A-4 Common Stock 2018-10-22 4 S 0 2267 4.1763 D 1137750 I By MBM - Trust A-4 Common Stock 2018-10-22 4 S 0 351 4.1763 D 176160 I By Trust C - Lloyd I. Miller Common Stock 2018-10-22 4 S 0 105 4.1763 D 52490 I By Trust D - Lloyd I. Miller Common Stock 2018-10-22 4 S 0 72 4.1763 D 39141 I By Lloyd I. Miller, III Revocable Trust Common Stock 2018-10-22 4 S 0 2641 4.1763 D 1324537 I By Milfam II L.P. Common Stock 2018-10-22 4 S 0 674 4.1763 D 338448 I By Milfam I L.P. Common Stock 2018-10-22 4 S 0 58 4.1763 D 29273 I By LIMFAM LLC The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.16 to $4.325 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. /s/ Paul N. Silverstein Attorney-in-fact 2018-10-23