0001209191-18-055503.txt : 20181018
0001209191-18-055503.hdr.sgml : 20181018
20181018153738
ACCESSION NUMBER: 0001209191-18-055503
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181017
FILED AS OF DATE: 20181018
DATE AS OF CHANGE: 20181018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUBIN NEIL S
CENTRAL INDEX KEY: 0001201333
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08762
FILM NUMBER: 181128329
MAIL ADDRESS:
STREET 1: 8 PALM COURT
CITY: SEWALLS POINT
STATE: FL
ZIP: 34996
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ITERIS, INC.
CENTRAL INDEX KEY: 0000350868
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 952588496
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1700 CARNEGIE AVENUE
STREET 2: SUITE 100
CITY: SANTA ANA
STATE: CA
ZIP: 92705
BUSINESS PHONE: 949-270-9400
MAIL ADDRESS:
STREET 1: 1700 CARNEGIE AVENUE
STREET 2: SUITE 100
CITY: SANTA ANA
STATE: CA
ZIP: 92705
FORMER COMPANY:
FORMER CONFORMED NAME: ITERIS HOLDINGS INC
DATE OF NAME CHANGE: 20031107
FORMER COMPANY:
FORMER CONFORMED NAME: ODETICS INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-17
0
0000350868
ITERIS, INC.
ITI
0001201333
SUBIN NEIL S
3300 SOUTH DIXIE HIGHWAY
SUITE 1-365
WEST PALM BEACH
FL
33405
0
0
1
0
Common Stock
2018-10-17
4
S
0
1111
4.4165
D
92045
I
By Trust A-2 - Lloyd I. Miller
Common Stock
2018-10-17
4
S
0
13903
4.4165
D
1151602
I
By LIM III - Trust A-4
Common Stock
2018-10-17
4
S
0
13903
4.4165
D
1151601
I
By MBM - Trust A-4
Common Stock
2018-10-17
4
S
0
2153
4.4165
D
178305
I
By Trust C - Lloyd I. Miller
Common Stock
2018-10-17
4
S
0
641
4.4165
D
53129
I
By Trust D - Lloyd I. Miller
Common Stock
2018-10-17
4
S
0
442
4.4165
D
39581
I
By Lloyd I. Miller, III Revocable Trust
Common Stock
2018-10-17
4
S
0
16183
4.4165
D
1340664
I
By Milfam II L.P.
Common Stock
2018-10-17
4
S
0
4136
4.4165
D
342569
I
By Milfam I L.P.
Common Stock
2018-10-17
4
S
0
358
4.4165
D
29629
I
By LIMFAM LLC
The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.41 to $4.47 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
/s/ Paul N. Silverstein
Attorney-in-fact
2018-10-18