0001209191-17-026870.txt : 20170413 0001209191-17-026870.hdr.sgml : 20170413 20170413163052 ACCESSION NUMBER: 0001209191-17-026870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170412 FILED AS OF DATE: 20170413 DATE AS OF CHANGE: 20170413 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 949-270-9400 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 17760959 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-04-12 0 0000350868 ITERIS, INC. ITI 0000949119 MILLER LLOYD I III 3300 SOUTH DIXIE HIGHWAY SUITE 1-365 WEST PALM BEACH FL 33405 0 0 1 0 Common Stock 2017-04-12 4 S 0 100000 6.00 D 4368 I By Milgrat (W10) Common Stock 1456523 I By Milfam II L.P. Common Stock 372175 I By Milfam I L.P. Common Stock 32190 I By LIMFAM LLC Common Stock 100000 I By Trust A-2 - Lloyd I. Miller Common Stock 57720 I By Trust D - Lloyd I. Miller Common Stock 189346 I By Trust C - Lloyd I. Miller Common Stock 42743 D Common Stock 2530477 I By Trust A-4 - Lloyd I. Miller The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. On November 3, 2016, 50,689 securities held by Milgrat (W10) were transferred to Trust C. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13. /s/ Paul N. Silverstein Attorney-in-fact 2017-04-13