0001179110-21-006557.txt : 20210610 0001179110-21-006557.hdr.sgml : 20210610 20210610172517 ACCESSION NUMBER: 0001179110-21-006557 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210604 FILED AS OF DATE: 20210610 DATE AS OF CHANGE: 20210610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergera J. Joseph CENTRAL INDEX KEY: 0001653403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 211009057 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER NAME: FORMER CONFORMED NAME: Bergera J. Joe DATE OF NAME CHANGE: 20150921 FORMER NAME: FORMER CONFORMED NAME: Bergera Joe DATE OF NAME CHANGE: 20150917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 949-270-9400 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2021-06-04 0 0000350868 ITERIS, INC. ITI 0001653403 Bergera J. Joseph 1700 CARNEGIE AVENUE SUITE 100 SANTA ANA CA 92705 0 1 0 0 President and CEO Common Stock 2021-06-04 4 M 0 64932 2.38 A 72733 D Common Stock 2021-06-04 4 S 0 36004 7.0374 D 36729 D Common Stock 2021-06-07 4 S 0 2101 7.0010 D 34628 D Stock option right to buy 2.38 2021-06-04 4 M 0 64932 0 D 2025-09-22 Common Stock 64932 1285068 D The option vested in four equal successful annual installments measured upon participants completion of each year of service over the 4-year period measured from the grant date of 9/23/2015 Khristine Arakaki, attorney-in-face for Joe Bergera 2021-06-10