0001179110-18-011407.txt : 20180914 0001179110-18-011407.hdr.sgml : 20180914 20180914130955 ACCESSION NUMBER: 0001179110-18-011407 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180913 FILED AS OF DATE: 20180914 DATE AS OF CHANGE: 20180914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALY KEVIN CENTRAL INDEX KEY: 0001191167 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 181070672 MAIL ADDRESS: STREET 1: 1515 S MANCHESTER AVE CITY: ANAHEIM STATE: CA ZIP: 92802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 949-270-9400 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2018-09-13 0 0000350868 ITERIS, INC. ITI 0001191167 DALY KEVIN 1700 CARNEGIE AVE SANTA ANA CA 92705 1 0 0 0 Common Stock 2018-09-13 4 M 0 5000 2.10 A 5000 D Common Stock 420165 I By Trust Common Stock 6113 I By IRA Common Stock 100 I By Spouse Stock option (right to buy) 2.10 2018-09-13 4 M 0 5000 0 D 2018-09-18 Common Stock 5000 0 D Stock option was granted on 9/19/2008 and was immediately exercisable but vested in a series of four (4) equal installments upon Optionee's completion of each year of service over the four (4)-year period measured from the grant date. The stock option was expiring on 9/18/2018 and exercised before expiration. /s/ Andrew Schmidt, Attorney-in-fact for Kevin Daly 2018-09-14