-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TIV+dNzUAjcWEmjWgpbX6Ez5MXiK7j9Zjiarytd+Q3QJ7V5fJijeI3lzIQFB8v4m TWmk9waOGxTczTua7gv/EA== 0001144204-07-029695.txt : 20070531 0001144204-07-029695.hdr.sgml : 20070531 20070531184008 ACCESSION NUMBER: 0001144204-07-029695 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070529 FILED AS OF DATE: 20070531 DATE AS OF CHANGE: 20070531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1515 S. MANCHESTER AVE. CITY: ANAHEIM STATE: CA ZIP: 92802 BUSINESS PHONE: 7147745000 MAIL ADDRESS: STREET 1: 1515 S. MANCHESTER AVE. CITY: ANAHEIM STATE: CA ZIP: 92802 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riley Investment Management LLC CENTRAL INDEX KEY: 0001345523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 07892133 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-966-1444 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riley Investment Partners Master Fund, L.P. CENTRAL INDEX KEY: 0001385084 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 07892134 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BOULEVARD STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: (310) 966-1445 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BOULEVARD STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RILEY BRYANT R CENTRAL INDEX KEY: 0001207269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 07892135 BUSINESS ADDRESS: BUSINESS PHONE: 310 966 1444 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 form48351_053107183611-.xml X0202 4 2007-05-29 0 0000350868 ITERIS, INC. ITI 0001207269 RILEY BRYANT R 11100 SANTA MONICA BLVD., SUITE 810 LOS ANGELES CA US 90025 0 0 1 0 0001385084 Riley Investment Partners Master Fund, L.P. 11100 SANTA MONICA BLVD., SUITE 810 LOS ANGELES CA US 90025 0 0 1 0 0001345523 Riley Investment Management LLC 11100 SANTA MONICA BLVD., SUITE 810 LOS ANGELES CA US 90025 0 0 1 0 Common Stock 2914520 I Footnote 1 Common Stock 41667 I Footnote 2 Common Stock 41000 I Footnote 3 Common Stock 2007-05-29 4 P 0 50000 2.2548 A 182307 D Common Stock 2007-05-31 4 P 0 50000 2.4244 A 232307 D Warrant to Purchase Common Stock 3.86 2004-05-19 2009-05-18 Common Stock 80875 80875 I Footnote 1 Warrant to Purchase Common Stock 4.03 2004-05-19 2009-05-18 Common Stock 77505 77505 I Footnote 1 Warrant to Purchase Common Stock 3.61 2004-05-19 2009-05-18 Common Stock 15506 15506 I Footnote 2 Warrant to Purchase Common Stock 3.86 2004-05-19 2009-05-18 Common Stock 21998 21998 D Warrant to Purchase Common Stock 4.03 2004-05-19 2009-05-18 Common Stock 21081 21081 D 6% Convertible Debenture 3.61 2004-05-19 2009-05-19 Common Stock 88644 88644 I Footnote 5 Warrant to Purchase Common Stock 3.86 2004-05-19 2009-05-18 Common Stock 10352 10352 I Footnote 5 Warrant to Purchase Common Stock 4.03 2004-05-19 2009-05-18 Common Stock 9920 9920 I Footnote 5 Sole equity owner of Riley Investment Management LLC, General Partner of Riley Investment Partners Master Fund, L.P. Bryant Riley, as controlling shareholder of B. Riley and Co. Inc. Bryant Riley, as trustee of the B. Riley and Co. Retirement Trust. Bryant Riley, as holder of a joint account with his spouse. Bryant Riley, as custodian for his children. Reporting Persons disclaim beneficial ownership of these securities. As converted to common stock basis. /s/ Bryant Riley 2007-05-31 -----END PRIVACY-ENHANCED MESSAGE-----