-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, At+xG5tnfNMQpXNn2XLFjQ1sAe4BcIPe3dBKKOmlSfsitO7ESUhPBSkQFNwOnARR AwYEEjnp0mD348tS41pCbQ== 0001116502-05-000752.txt : 20050414 0001116502-05-000752.hdr.sgml : 20050414 20050414102905 ACCESSION NUMBER: 0001116502-05-000752 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050412 FILED AS OF DATE: 20050414 DATE AS OF CHANGE: 20050414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1515 S. MANCHESTER AVE. CITY: ANAHEIM STATE: CA ZIP: 92802 BUSINESS PHONE: 7147745000 MAIL ADDRESS: STREET 1: 1515 S. MANCHESTER AVE. CITY: ANAHEIM STATE: CA ZIP: 92802 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RILEY BRYANT R CENTRAL INDEX KEY: 0001207269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 05749649 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BLVD STE 750 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 riley-bryant_ex.xml X0202 4 2005-04-12 0 0000350868 ITERIS, INC. ITI 0001207269 RILEY BRYANT R 11100 SANTA MONICA BLVD, SUITE 800 LOS ANGELES CA 90025 0 0 1 0 Common Stock 12736 I . Common Stock 186533 D Common Stock 2005-04-12 4 P 0 10000 2.17 A 1552866 I . 6% Convertible Debenture 3.61 2004-05-19 2009-05-18 Class A Common Stock 680000.00 680000.00 D 6% Convertible Debenture 3.61 2004-05-19 2009-05-18 Class A Common Stock 2500000.00 2500000.00 I . 6% Convertible Debenture 3.61 2004-05-19 2009-05-18 Class A Common Stock 80000.00 80000.00 I - 6% Convertible Debenture 3.61 2004-05-19 2009-05-18 Class A Common Stock 80000.00 80000.00 I - 6% Convertible Debenture 3.61 2004-05-19 2009-05-18 Class A Common Stock 80000 80000 I - 6% Convertible Debenture 3.61 2004-05-19 2009-05-18 Class A Common Stock 80000 80000 I - Warrant right to buy 3.86 2004-05-19 2009-05-18 Class A Common Stock 21998 21998 D Warrant right to buy 3.86 2004-05-19 2009-05-18 Class A Common Stock 80875 80875 I - Warrant right to buy 3.86 2004-05-19 2009-05-18 Class A Common Stock 2588 2588 I . Warrant right to buy 3.86 2004-05-19 2009-05-18 Class A Common Stock 2588 2588 I - Warrant right to buy 3.86 2004-05-19 2009-05-18 Class A Common Stock 2588 2588 I - Warrant right to buy 3.86 2004-05-19 2009-05-18 Class A Common Stock 2588 2588 I . Warrant right to buy 4.03 2004-05-19 2009-05-18 Class A Common Stock 21081 21081 D Warrant right to buy 4.03 2004-05-19 2009-05-18 Class A Common Stock 77505 77505 I . Warrant right to buy 4.03 2004-05-19 2009-05-18 Class A Common Stock 2480 2480 I . Warrant right to buy 4.03 2004-05-19 2009-05-18 Class A Common Stock 2480 2480 I . Warrant right to buy 4.03 2004-05-19 2009-05-18 Class A Common Stock 2480 2480 I . Warrant right to buy 4.03 2004-05-19 2009-05-18 Class A Common Stock 2480 2480 I . Sole equity holder of Riley Investment Management, LLC, manager of SACC Partners, LP Consists of convertible debentures held by Reporting Person as custodian for his children. Reporting Person disclaims beneficial ownership of these securities, and this report should not be deemed an admission that Reporting Person is the owner of such securities for purposes of Section 16 or any other purpose. Consists of warrants to purchase shares held by Reporting Person as custodian for his children. Reporting Person disclaims beneficial ownership of these securities, and this report should not be deemed an admission that Reporting Person is the owner of such securities for purposes of Section 16 or any other purpose. Sole equity holder of B. Riley & Co., Inc., NASD member broker-dealer /s/ Bryant Riley 2005-04-13 -----END PRIVACY-ENHANCED MESSAGE-----