0001104659-16-091674.txt : 20160127 0001104659-16-091674.hdr.sgml : 20160127 20160127145618 ACCESSION NUMBER: 0001104659-16-091674 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20160126 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160127 DATE AS OF CHANGE: 20160127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 161364565 BUSINESS ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 949-270-9400 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 8-K 1 a16-3015_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported):  January 26, 2016

 

ITERIS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-08762

 

95-2588496

(State or other jurisdiction of
incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

1700 Carnegie Avenue, Suite 100, Santa Ana, California  92705

(Address of principal executive offices)  (Zip Code)

 

Registrant’s telephone number, including area code:  (949) 270-9400

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o  Written communications pursuant to Rule 425 under the Securities Act

 

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

 

 



 

Item 3.01                                           Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

On January 26, 2016, the Board of Directors of Iteris, Inc. (the “Company”) approved the transfer of the listing of the Company’s common stock, par value $0.10 per share (the “Common Stock”), from NYSE MKT to The NASDAQ Stock Market LLC (“NASDAQ”).  On January 27, 2016, the Company provided written notice to NYSE MKT that it intends to voluntarily delist the Common Stock from the NYSE MKT effective as of the close of trading on February 5, 2016 and to transfer the listing to NASDAQ.  The Common Stock has been approved for listing on NASDAQ and is expected to commence trading on the NASDAQ Capital Market on February 8, 2016.

 

A copy of the press release issued by the Company announcing the transfer to NASDAQ is furnished herewith as Exhibit 99.1.

 

Item 9.01.                                        Financial Statements and Exhibits.

 

(d)                                 Exhibits

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press release dated January 27, 2016 of Iteris, Inc.

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated:  January 27, 2016

 

 

ITERIS, INC.,

 

a Delaware corporation

 

 

 

 

 

 

By:

/S/ ANDREW C. SCHMIDT

 

 

Andrew C. Schmidt

 

 

Chief Financial Officer

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press release dated January 27, 2016 of Iteris, Inc.

 

4


 

EX-99.1 2 a16-3015_1ex99d1.htm EX-99.1

Exhibit 99.1

 

 

Iteris Announces Move to NASDAQ Stock Market

 

-Ticker Symbol Will Remain “ITI”-

 

SANTA ANA, Calif. — January 27, 2016 - Iteris, Inc. (NYSE MKT: ITI), a leader in providing information solutions to the transportation and agriculture markets, announced that it has met the listing criteria for the NASDAQ Capital Market and will move its listing from NYSE MKT to the NASDAQ Capital Market, effective with the start of trading on February 8, 2016.   Iteris will continue to trade under its existing ticker symbol “ITI”.  Iteris common stock will trade on the NYSE MKT until the market close on February 5, 2016.

 

“We look forward to joining the impressive group of leading technology companies already listed on the NASDAQ,” said Andy Schmidt, Chief Financial Officer of Iteris. “We believe that NASDAQ will provide greater visibility for our company within the investment community, as well as provide a more efficient exchange for our shareholders.”

 

“We are extremely pleased to welcome Iteris to Nasdaq,” said Bob McCooey, Senior Vice President, Listing Services at Nasdaq. “We are confident that a listing with Nasdaq will provide Iteris with enhanced visibility, greater liquidity and increased exposure to the institutional investment community. We look forward to our partnership with Iteris in the years to come.”

 

About Iteris, Inc.
Iteris, Inc. (NYSE MKT: ITI) is a leader in providing information solutions to the transportation and agriculture markets. The company is focused on providing information and guidance to practitioners in these markets to improve their effectiveness and efficiency. By combining its expertise, unique IP, and information infrastructure in a suite of products and services, Iteris offers a broad range of solutions to both domestic US and international customers. The firm is headquartered in Santa Ana, California, with offices throughout the US and in selected foreign countries. For more information, please visit www.iteris.com or call 1-888-329-4483. Also visit us on Facebook, Twitter, LinkedIn, and YouTube.

 

Contact:

 

Investor Relations
Liolios Group, Inc.
Scott Liolios or Cody Slach

949-574-3860
ITI@liolios.com

 


GRAPHIC 3 g30151mmi001.jpg GRAPHIC begin 644 g30151mmi001.jpg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end