0001104659-15-068097.txt : 20150929 0001104659-15-068097.hdr.sgml : 20150929 20150929163514 ACCESSION NUMBER: 0001104659-15-068097 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150924 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20150929 DATE AS OF CHANGE: 20150929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 151131178 BUSINESS ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 949-270-9400 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 8-K 1 a15-20436_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported):  September 24, 2015

 

ITERIS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-08762

 

95-2588496

(State or other jurisdiction of
incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

1700 Carnegie Avenue, Suite 100, Santa Ana, California  92705

(Address of principal executive offices)  (Zip Code)

 

Registrant’s telephone number, including area code:  (949) 270-9400

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o  Written communications pursuant to Rule 425 under the Securities Act

 

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

 

 


 

Item 5.07                                           Submission of Matters to a Vote of Security Holders.

 

Iteris, Inc. (the “Company”) held its 2015 Annual Meeting of Stockholders on September 24, 2015.  The total number of shares of the Company’s common stock represented in person or by proxy at the meeting was 25,079,851 or 78.6% of the outstanding shares as of the record date for the meeting.  At the meeting, the Company’s stockholders (i) elected the six persons set forth below under “Proposal One: Election of Directors” to the Company’s Board of Directors, (ii) ratified the appointment of McGladrey LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2016 and (iii) approved the amendment of the Iteris, Inc. 2007 Omnibus Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan by an additional 1,000,000 shares to 4,950,000 shares.  The detailed voting results on matters submitted to a vote of the stockholders at the meeting were as follows:

 

Proposal One:  Election of Directors

 

Nominee

 

For

 

Withheld

 

Broker Non-Votes

 

Richard Char

 

13,322,819

 

2,245,151

 

9,511,881

 

Kevin C. Daly, Ph.D.

 

13,955,905

 

1,612,065

 

9,511,881

 

Gregory A. Miner

 

12,327,504

 

3,240,466

 

9,511,881

 

Gerard M. Mooney

 

13,166,281

 

2,401,689

 

9,511,881

 

Thomas L. Thomas

 

13,323,307

 

2,244,663

 

9,511,881

 

Mikel H. Williams

 

13,167,081

 

2,400,889

 

9,511,881

 

 

Proposal Two:  Ratification of McGladrey LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2016

 

For

 

Against

 

Abstain

 

Broker Non-Votes

 

20,963,760

 

3,832,803

 

283,288

 

0

 

 

Proposal Three:  Approval of the amendment of the Iteris, Inc. 2007 Omnibus Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan by an additional 1,000,000 shares to 4,950,000 shares

 

For

 

Against

 

Abstain

 

Broker Non-Votes

 

14,225,616

 

1,050,819

 

291,535

 

9,511,881

 

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated:  September 29, 2015

 

 

ITERIS, INC.,

 

a Delaware corporation

 

 

 

 

 

 

By:

/S/ ANDREW SCHMIDT

 

 

Andrew Schmidt

 

 

Chief Financial Officer

 

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