-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RFe2bRqKSERsL0C/35KdlmVcHQc0X7SUMEkpR21/0hMukQuMKLGSVZpMdc7Fk9zW 3bNsSxVS8rN67cUVqy5NcQ== 0001104659-03-019793.txt : 20030829 0001104659-03-019793.hdr.sgml : 20030829 20030829180559 ACCESSION NUMBER: 0001104659-03-019793 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030803 FILED AS OF DATE: 20030829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ODETICS INC CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1515 S MANCHESTER AVE CITY: ANAHEIM STATE: CA ZIP: 92802 BUSINESS PHONE: 7147745000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MINER GREG CENTRAL INDEX KEY: 0001191174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10605 FILM NUMBER: 03874987 MAIL ADDRESS: STREET 1: 1515 S MANCHESTER AVE CITY: ANAHEIM STATE: CA ZIP: 92802 4 1 a4.xml 4 X0201 4 2003-08-03 0 0000350868 ODETICS INC ODETA 0001191174 MINER GREG 1515 S. MANCHESTER AVE ANAHEIM CA 92802 1 0 0 0 Class A Common Stock 2003-07-29 4 P 0 166667 0.60 A 166667 I By IRA Class A Common Stock 2003-08-06 4 A 0 100000 0.65 A 320000 D Class A Common Stock 4736 I 401(K)/ASOP Option (right to buy) 0.65 2003-08-06 4 A 0 200000 A 2013-08-05 Class A Common Stock 200000 200000 D Warrant (right to buy) 1.50 2003-07-29 4 P 0 16667 A 2006-07-28 Class A Common Stock 16667 16667 I By IRA The Option shall vest and become exercisable in a series of thirty-six (36) successive equal monthly installments upon Optionee's completion of each month of Service over the thirty-six (36) month period measured from the Vesting Commencement Date. This Warrant is exercisable in whole or in part (but not as to any fractional share of Common Stock), from time to time, at any time after the date which is six (6) months from the Issuance Date and prior to 5:00 p.m. on the Expiration Date. N/A Gary Smith, by power of attorney 2003-08-29 -----END PRIVACY-ENHANCED MESSAGE-----