-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qi+oO7STrSg9Qj6P4XtxbPi3tMD/P9U0MWPIMteb7aaZvWkJWKHE/8xB8vaq4CW+ S4rrc1dLECez1udPtFOz8w== 0000898430-96-004081.txt : 19960829 0000898430-96-004081.hdr.sgml : 19960829 ACCESSION NUMBER: 0000898430-96-004081 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19960331 FILED AS OF DATE: 19960828 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ODETICS INC CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 96622030 BUSINESS ADDRESS: STREET 1: 1515 S MANCHESTER AVE CITY: ANAHEIM STATE: CA ZIP: 92802 BUSINESS PHONE: 7147745000 10-K/A 1 AMENDMENT NO.2 TO FORM 10-K ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------- FORM 10-K/A AMENDMENT NO.2 TO [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 1996. Commission file number 0-10605 ODETICS, INC. (Exact name of registrant as specified in its charter) Delaware 95-2588496 (State of or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) Identification No.) 1515 South Manchester Avenue, Anaheim, CA 92802 (Address of Principal Executive Offices) (Zip Code) (714) 774-5000 (Registrant's Telephone Number, Including Area Code) Securities Registered pursuant to Section 12(b) of the Act: None Securities Registered pursuant to Section 12(g) of the Act: Title of Each Class Class A Common Stock, $.10 par value Class B Common Stock, $.10 par value Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to filing requirements for the past 90 days. YES X NO ---------- ---------- The aggregate market value of the voting stock held by non-affiliates of the registrant as of June 19, 1996 was approximately $22,750,000. Check mark indicates that disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K [_]. As of June 20, 1996, there were 5,111,472 shares of registrant's Class A Common Stock and 1,139,431 shares of registrant's Class B Common Stock outstanding. The following documents are incorporated by reference into this report: Part III incorporates by reference information from the proxy statement of the registrant for the annual meeting of stockholders to be held on September 27, 1996. ================================================================================ The exhibit index to this report appears at page 37 of 43 consecutively numbered pages. SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ODETICS, INC. August 27, 1996 By /s/ JOEL SLUTZKY -------------------------------------------------- Joel Slutzky, Chief Executive Officer Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
Signature Capacity Date --------- -------- ---- /s/ JOEL SLUTZKY Chief Executive Officer, and August 27, 1996 - ----------------------------- Director Joel Slutzky /s/ GREGORY A. MINER Vice President and August 27, 1996 - ----------------------------- Chief Financial Officer Gregory A. Miner /s/ CRANDALL GUDMUNDSON President and August 27, 1996 - ----------------------------- Director Crandall Gudmundson /s/ JERRY MUENCH Vice President and August 27, 1996 - ----------------------------- Director Jerry Muench /s/ KEVIN C. DALY President, ATL and August 27, 1996 - ----------------------------- Director Kevin C. Daly /s/ GARY SMITH Vice President and Controller August 27, 1996 - ----------------------------- (Principal Accounting Officer) Gary Smith /s/ RALPH R. MICKELSON Director August 27, 1996 - ----------------------------- Ralph R. Mickelson /s/ STANLEY MOLASKY Director August 27, 1996 - ----------------------------- Stanley Molasky /s/ LEO WEXLER Director August 27, 1996 - ----------------------------- Leo Wexler /s/ PAUL WRIGHT Director August 27, 1996 - ----------------------------- Paul Wright
40 EX-27 2 FINANCIAL DATA SCHEDULE
5 1,000 12-MOS MAR-31-1996 APR-01-1995 MAR-31-1996 1,142 0 24,772 0 22,720 55,700 44,557 (22,950) 78,811 25,310 0 0 0 610 30,375 78,811 104,627 104,627 67,772 67,772 30,651 0 2,247 3,957 1,504 0 0 0 0 2,453 .40 .40
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