-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EUCyUIrLBX5UEe+cKTv6YZfTcBqqzu0xpLayV9nII8pKs01LY53njycjxnqexTo+ kaCRMNz9T3wmMTmMqxysUQ== 0001104659-03-000523.txt : 20030122 0001104659-03-000523.hdr.sgml : 20030122 20030122150413 ACCESSION NUMBER: 0001104659-03-000523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030117 FILED AS OF DATE: 20030122 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST BANCORP INC /KY/ CENTRAL INDEX KEY: 0000350852 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 610979818 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31220 FILM NUMBER: 03520789 BUSINESS ADDRESS: STREET 1: 346 NORTH MAYO TRAIL CITY: PIKEVILLE STATE: KY ZIP: 41502 BUSINESS PHONE: (606)432-3206 MAIL ADDRESS: STREET 1: PO BOX 2947 STREET 2: 346 NORTH MAYO TRAIL CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY TRUST BANCORP INC/ DATE OF NAME CHANGE: 19971124 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: DRAUGHN JAMES B CENTRAL INDEX KEY: 0001215235 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PO BOX 2947 STREET 2: C/O COMMUNITY TRUST BANCORP INC CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 BUSINESS PHONE: 6064334690 MAIL ADDRESS: STREET 1: PO BOX 2947 STREET 2: C/O COMMUNITY TRUST BANCORP INC CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 4 1 j6758_4.htm 4

FORM 4

      Check this box if no longer subject to Section 16.  Form 4 or Form 5 obligations may continue.
See Instruction 1(b).

(Print or Type Responses)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the
Investment Company Act of 1940

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 1. Name and Address of Reporting Person *



Draughn,             James              B.

(Last)            (First)              (Middle)


346 North Mayo Trail

(Street)


Pikeville,            KY            41501-1492

(City)       (State)          (Zip)

 

 2. Issuer Name and Ticker
    or Trading Symbol

Community Trust Bancorp, Inc.
CTBI

 

 

 3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)

 4. Statement for
 (Month/Day/Year)

January 17, 2003

 



 5. If Amendment, Date of
   Original (Month/Day/Year)

 6. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

      Director

 

      10% Owner

 

  X   Officer (give title below)

 

      Other (specify below)

Executive Vice President

 


 7. Individual or Joint/Group
     Filing (Check Applicable Line)

  X   Form filed by One Reporting Person

      Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

 

1. Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/
Year)

2A. Deemed Execution Date, if any (Month/Day/
Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A) or (D)

Price

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

 

1. Title of Derivative Security (Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date
(Month/Day/
Year)

3A. Deemed Execution Date, if any (Month/Day/
Year)

4. Transaction Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date
Exercisable

Expiration
Date

Title

Amount or Number of Shares

Option (1)

$14.68

08/02/1996

 

J(2)

 

 

 

08/02/2001

08/02/2006

Common Stock

2,541

 

2,541

D

 

Option (3)

$16.00

01/25/2000

 

J(4)

 

 

 

01/25/2001

01/25/2010

Common Stock

1,037.30

 

1,037.30

D

 

Option (3)

$16.00

01/25/2000

 

J(4)

 

 

 

01/25/2002

01/25/2010

Common Stock

1,037.30

 

1,037.30

D

 

Option (3)

$16.00

01/25/2000

 

J(4)

 

 

 

01/25/2003

01/25/2010

Common Stock

1,037.30

 

1,037.30

D

 

Option (3)

$16.00

01/25/2000

 

J(4)

 

 

 

01/25/2004

01/25/2010

Common Stock

1,037.30

 

1,037.30

D

 

Option (1)

$20.57

07/24/2001

 

J(5)

 

 

 

07/24/2006

07/24/2011

Common Stock

22,000

 

22,000

D

 

Option (1)

$20.23

01/29/2002

 

J(6)

 

 

 

01/29/2007

01/29/2012

Common Stock

5,500

 

5,500

D

 

Option (3)

$25.39

01/17/2003

 

J

 

 

 

01/17/2004

01/17/2013

Common Stock

1,161.75

 

1,161.75

D

 

Option (3)

$25.39

01/17/2003

 

J

 

 

 

01/17/2005

01/17/2013

Common Stock

1,161.75

 

1,161.75

D

 

Option (3)

$25.39

01/27/2003

 

J

 

 

 

01/17/2006

01/17/2013

Common Stock

1,161.75

 

1,161.75

D

 

 

 

Explanation of Responses:

(1) Right to buy pursuant to Management Retention Incentive Stock Option Agreement.  (2) Option previously reported as covering 2,310 shares @$16.15 per share, adjusted to reflect the 10% stock dividend effective 12/15/02.  (3) Right to buy pursuant to the CTBI 1998 Stock Option Plan.  (4) Option previously reported as covering 943 shares @$17.61 per share, adjusted to reflect the 10% stock dividend effective 12/15/02.  (5) Option previously reported as covering 20,000 shares @$22.63 per share, adjusted to reflect the 10% stock dividend effective 12/15/02.  (6) Option previously reported as covering 5,000 shares @22.25 per share, adjusted to reflect the 10% stock dividend effective 12/15/02.

 

 

 

/s/ James B. Draughn

** Signature of Reporting Person

01/21/03

Date

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

 

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
      See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

 

Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

 

 

http://www.sec.gov/divisions/corpfin/forms/form4.htm

Last update: 09/05/2002

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