SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
  
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Jones David Andrew

(Last) (First) (Middle)
1544 WINCHESTER AVENUE

(Street)
ASHLAND KY 41101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COMMUNITY TRUST BANCORP INC /KY/ [ CTBI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 04/01/2016 J(1) 23.2523 A $35.79 3,468.7563 D
Common Stock 07/01/2016 J(1) 24.5654 A $34.17 3,493.3217 D
Common Stock 12/31/2016 J(2) 552.651 A $0(3) 7,678.8245 I By ESOP
Common Stock 12/31/2016 J(3) 138.067 A $0(3) 2,077.5932 I By 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option(4) $27.109(5) 01/27/2010 01/27/2019 Common Stock 68.75(5) 68.75 D
Option(4) $27.109(5) 01/27/2011 01/27/2019 Common Stock 68.75(5) 137.5 D
Option(4) $27.109(5) 01/27/2012 01/27/2019 Common Stock 68.75(5) 206.25 D
Option(4) $27.109(5) 01/27/2013 01/27/2019 Common Stock 68.75(5) 275 D
Option(4) $22.809(6) 01/26/2011 01/26/2020 Common Stock 103.25(6) 378.25 D
Option(4) $22.809(6) 01/26/2012 01/26/2020 Common Stock 103.25(6) 481.5 D
Option(4) $22.809(6) 01/26/2013 01/26/2020 Common Stock 103.25(6) 584.75 D
Option(4) $22.809(6) 01/26/2014 01/26/2020 Common Stock 103.25(6) 688 D
Option(7) $32.27 01/27/2020 01/27/2025 Common Stock 10,000 10,688 D
Explanation of Responses:
1. Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares
2. These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $34.10-$36.50 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2016.
3. These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $34.10-$36.50 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2016.
4. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan)
5. Option previously reported as covering 62.50 shares @$29.82 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
6. Option previously reported as covering 93.75 shares @$25.09 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
7. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2015 Stock Option Plan)
David Andrew Jones By: Marilyn T. Justice, Attorney-in-Fact 01/25/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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