0000350852-14-000017.txt : 20140213 0000350852-14-000017.hdr.sgml : 20140213 20140213114107 ACCESSION NUMBER: 0000350852-14-000017 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST BANCORP INC /KY/ CENTRAL INDEX KEY: 0000350852 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 610979818 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 BUSINESS PHONE: (606)433-4643 MAIL ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY TRUST BANCORP INC/ DATE OF NAME CHANGE: 19971124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOOCH MARK A CENTRAL INDEX KEY: 0001194478 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31220 FILM NUMBER: 14603993 MAIL ADDRESS: STREET 1: PO BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2013-12-31 0 0 0 0000350852 COMMUNITY TRUST BANCORP INC /KY/ CTBI 0001194478 GOOCH MARK A PO BOX 2947 PIKEVILLE KY 41502-2947 0 1 0 0 Executive Vice Pres./Secretary Common Stock 2013-01-02 5 J 0 130.956 33.84 A 14199.3732 D Common Stock 2013-04-01 5 J 0 140.7455 33.44 A 15082.1187 D Common Stock 2013-07-01 5 J 0 130.2679 36.47 A 15212.3866 D Common Stock 2013-10-01 5 J 0 119.1667 40.85 A 15331.5533 D Common Stock 2013-12-31 5 J 0 701.0363 0 A 11436.6812 I By ESOP Common Stock 2013-12-31 5 J 0 837.0414 0 A 12907.3813 I By 401(k) Option 30.88 2006-01-28 2015-01-28 Common Stock 1821 1821 D Option 30.88 2007-01-28 2015-01-28 Common Stock 1821 3642 D Option 30.88 2008-01-28 2015-01-28 Common Stock 1821 5463 D Option 30.88 2009-01-28 2015-01-28 Common Stock 1821 7284 D Option 32.44 2007-01-27 2016-01-27 Common Stock 1888 9172 D Option 32.44 2008-01-27 2016-01-27 Common Stock 1888 11060 D Option 32.44 2009-01-27 2016-01-27 Common Stock 1888 12948 D Option 32.44 2010-01-27 2016-01-27 Common Stock 1888 14836 D Option 38.95 2008-01-23 2017-01-23 Common Stock 2166.25 17002.25 D Option 38.95 2009-01-23 2017-01-23 Common Stock 2166.25 19168.5 D Option 38.95 2010-01-23 2017-01-23 Common Stock 2166.25 21334.75 D Option 38.95 2011-01-23 2017-01-23 Common Stock 2166.25 23501 D Option 28.32 2013-01-29 2018-01-29 Common Stock 5000 28501 D Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares. These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $33.44-$40.85 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2013. These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $33.44-$40.85 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2013. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan). Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan). Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan). Mark A. Gooch By: Marilyn T. Justice, Attorney-in-Fact 2014-02-13