0000350852-13-000036.txt : 20130226 0000350852-13-000036.hdr.sgml : 20130226 20130226105354 ACCESSION NUMBER: 0000350852-13-000036 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waters Andy D CENTRAL INDEX KEY: 0001509839 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31220 FILM NUMBER: 13641376 MAIL ADDRESS: STREET 1: 100 EAST VINE STREET CITY: LEXINGTON STATE: KY ZIP: 40507-1406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST BANCORP INC /KY/ CENTRAL INDEX KEY: 0000350852 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 610979818 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 BUSINESS PHONE: (606)433-4643 MAIL ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY TRUST BANCORP INC/ DATE OF NAME CHANGE: 19971124 5/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 5/A 2012-12-31 2013-02-14 0 0 0 0000350852 COMMUNITY TRUST BANCORP INC /KY/ CTBI 0001509839 Waters Andy D 100 EAST VINE STREET LEXINGTON KY 40507-1406 0 1 0 0 Executive Vice President Common Stock 2012-01-03 5 J 0 19.1941 29.99 A 1876.0738 D Common Stock 2012-04-18 5 J 0 122 0 D 1754.0738 D Common Stock 2012-04-28 5 J 0 0.0738 31.42 D 1754 D Common Stock 2012-12-31 5 J 0 289.5628 0 A 1731.5498 I By ESOP Common Stock 200 I By IRA Option 30.88 2009-01-28 2015-01-28 Common Stock 222 222 D Option 32.44 2009-01-27 2016-01-27 Common Stock 222.25 444.25 D Option 32.44 2010-01-27 2016-01-27 Common Stock 222.25 666.5 D Option 38.95 2008-01-23 2017-01-23 Common Stock 453.75 1120.25 D Option 38.95 2009-01-23 2017-01-23 Common Stock 453.75 1574 D Option 38.95 2010-01-23 2017-01-23 Common Stock 453.75 2027.75 D Option 38.95 2011-01-23 2017-01-23 Common Stock 453.75 2481.5 D Option 28.32 2013-01-29 2018-01-29 Common Stock 1250 3731.5 D Option 29.82 2010-01-27 2019-01-27 Common Stock 125 3856.5 D Option 29.82 2011-01-27 2019-01-27 Common Stock 125 3981.5 D Option 29.82 2012-01-27 2019-01-27 Common Stock 125 4106.5 D Option 29.82 2013-01-27 2019-01-27 Common Stock 125 4231.5 D Option 25.09 2015-01-26 2020-01-26 Common Stock 200 4431.5 D Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares Closed DRIP Account. These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $29.99-$35.68 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2012. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan). Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan). Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan). Andy D. Waters By: Marilyn T. Justice, Attorney-in-Fact 2013-02-26