0000350852-13-000028.txt : 20130214 0000350852-13-000028.hdr.sgml : 20130214 20130214105120 ACCESSION NUMBER: 0000350852-13-000028 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STUMBO KEVIN J CENTRAL INDEX KEY: 0001194493 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31220 FILM NUMBER: 13607663 MAIL ADDRESS: STREET 1: 1218 E BROADWAY CITY: CAMPBELLSVILLE STATE: KY ZIP: 42718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST BANCORP INC /KY/ CENTRAL INDEX KEY: 0000350852 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 610979818 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 BUSINESS PHONE: (606)433-4643 MAIL ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY TRUST BANCORP INC/ DATE OF NAME CHANGE: 19971124 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2012-12-31 0 0 0 0000350852 COMMUNITY TRUST BANCORP INC /KY/ CTBI 0001194493 STUMBO KEVIN J PO BOX 2947 PIKEVILLE KY 41502-2947 0 1 0 0 Executive Vice Pres./Treasurer Common Stock 2012-12-31 5 J 0 419.4364 0 A 5025.0663 I By ESOP Common Stock 2012-12-31 5 J 0 611.4948 0 A 7189.5138 I By 401(k) Common Stock 6497.2634 D Option 32.44 2008-01-27 2016-01-27 Common Stock 1040.25 1040.25 D Option 32.44 2009-01-27 2016-01-27 Common Stock 1040.25 2080.5 D Option 32.44 2010-01-27 2016-01-27 Common Stock 1040.25 3120.75 D Option 38.95 2008-01-23 2017-01-23 Common Stock 1203.5 4324.25 D Option 38.95 2009-01-23 2017-01-23 Common Stock 1203.5 5527.75 D Option 38.95 2010-01-23 2017-01-23 Common Stock 1203.5 6731.25 D Option 38.95 2011-01-23 2017-01-23 Common Stock 1203.5 7934.75 D Option 28.32 2013-01-29 2018-01-29 Common Stock 3750 11684.75 D These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $29.99-$35.68 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2012. These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $29.99-$35.68 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2012. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan). Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan). Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan). Kevin J. Stumbo By: Marilyn T. Justice, Attorney-in-Fact 2013-02-14