-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sat9uiUj3jKmrAn2OooOu4IrvOtlG6kZD4IdxTMn38nRUNVHPukz1XBGI+dvkFel uyLLIqN0VSqlicEh+UEawQ== 0000350852-10-000018.txt : 20100205 0000350852-10-000018.hdr.sgml : 20100205 20100205172531 ACCESSION NUMBER: 0000350852-10-000018 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOOCH MARK A CENTRAL INDEX KEY: 0001194478 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31220 FILM NUMBER: 10578163 MAIL ADDRESS: STREET 1: PO BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST BANCORP INC /KY/ CENTRAL INDEX KEY: 0000350852 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 610979818 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 BUSINESS PHONE: (606)433-4643 MAIL ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY TRUST BANCORP INC/ DATE OF NAME CHANGE: 19971124 5 1 primary_doc.xml PRIMARY DOCUMENT X0303 5 2009-12-31 0 0 0 0000350852 COMMUNITY TRUST BANCORP INC /KY/ CTBI 0001194478 GOOCH MARK A PO BOX 2947 PIKEVILLE KY 41502-2947 0 1 0 0 Executive Vice Pres./Secretary Common Stock 2009-01-02 5 J 0 13.79 35.87 A 2477.6786 D Common Stock 2009-04-01 5 J 0 26.7374 27.8 A 2504.4157 D Common Stock 2009-07-01 5 J 0 27.6021 27.22 A 2532.0178 D Common Stock 2009-10-01 5 J 0 29.0478 26.15 A 2561.0656 D Common Stock 2009-12-31 5 J 0 698.1214 0 A 8477.8434 I By ESOP Common Stock 2009-12-31 5 J 0 776.6761 0 A 9455.5791 I By 401(k) Option 11.833 2006-01-23 2011-01-23 Common Stock 13310 13310 D Option 16.717 2007-01-29 2012-01-29 Common Stock 9983 23293 D Option 20.983 2004-01-17 2013-01-17 Common Stock 2323 25616 D Option 20.983 2005-01-17 2013-01-17 Common Stock 2323 27939 D Option 20.983 2006-01-17 2013-01-17 Common Stock 2323 30262 D Option 20.983 2007-01-17 2013-01-17 Common Stock 2323 32585 D Option 27.109 2009-01-27 2014-01-27 Common Stock 5500 38085 D Option 30.88 2006-01-28 2015-01-28 Common Stock 1821 39906 D Option 30.88 2007-01-28 2015-01-28 Common Stock 1821 41727 D Option 30.88 2008-01-28 2015-01-28 Common Stock 1821 43548 D Option 30.88 2009-01-28 2015-01-28 Common Stock 1821 45369 D Option 32.44 2007-01-27 2016-01-27 Common Stock 1888 47257 D Option 32.44 2008-01-27 2016-01-27 Common Stock 1888 49145 D Option 32.44 2009-01-27 2016-01-27 Common Stock 1888 51033 D Option 32.44 2010-01-27 2016-01-27 Common Stock 1888 52921 D Option 38.95 2008-01-23 2017-01-23 Common Stock 2166.25 55087.25 D Option 38.95 2009-01-23 2017-01-23 Common Stock 2166.25 57253.5 D Option 38.95 2010-01-23 2017-01-23 Common Stock 2166.25 59419.75 D Option 38.95 2011-01-23 2017-01-23 Common Stock 2166.25 61586 D Option 28.32 2013-01-29 2018-01-29 Common Stock 5000 66586 D Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares. These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $26.15-$35.87 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2009. These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $26.15-$35.87 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2009. Right to buy pursuant to Management Retention Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan). Option previously reported as covering 10,000 shares @$15.75 per share, adjusted to reflect 10% stock dividends effective 12/15/02, 12/15/03, and 12/15/04. Option previously reported as covering 7,500 shares @$22.25 per share, adjusted to reflect 10% stock dividends effective 12/15/02, 12/15/03, and 12/15/04. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan). Option previously reported as covering 1,920 shares @$25.39 per share, adjusted to reflect 10% stock dividends effective 12/15/03, and 12/15/04. Option previously reported as covering 5,000 shares @$29.82 per share, adjusted to reflect 10% stock dividend effective 12/15/04. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan). Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan). Mark A. Gooch, By: Marilyn T. Justice, Attorney-in-Fact 2010-02-05 -----END PRIVACY-ENHANCED MESSAGE-----