-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CpVx9oWYWLLAp3ai8ccxolXHCDhsvqX0F7SJzA57whyIpQ9Z9yhl2201p5rwxRWm Gx+Uuc68eOTklPMMHuAVOw== 0000350852-10-000017.txt : 20100205 0000350852-10-000017.hdr.sgml : 20100205 20100205153448 ACCESSION NUMBER: 0000350852-10-000017 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALE JEAN R CENTRAL INDEX KEY: 0001194480 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31220 FILM NUMBER: 10577329 MAIL ADDRESS: STREET 1: PO BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST BANCORP INC /KY/ CENTRAL INDEX KEY: 0000350852 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 610979818 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 BUSINESS PHONE: (606)433-4643 MAIL ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY TRUST BANCORP INC/ DATE OF NAME CHANGE: 19971124 5 1 primary_doc.xml PRIMARY DOCUMENT X0303 5 2009-12-31 0 0 0 0000350852 COMMUNITY TRUST BANCORP INC /KY/ CTBI 0001194480 HALE JEAN R PO BOX 2947 PIKEVILLE KY 41502-2947 1 1 0 0 Chairman, President & CEO Common Stock 2009-01-02 5 J 0 244.9164 35.87 A 87573.9164 D Common Stock 2009-04-01 5 J 0 330.7741 27.8 A 87904.6905 D Common Stock 2009-07-01 5 J 0 341.468 27.22 A 88246.1585 D Common Stock 2009-10-01 5 J 0 359.3576 26.15 A 88605.5161 D Common Stock 2009-12-31 5 J 0 886.9103 0 A 13137.259 I By ESOP Common Stock 2009-12-31 5 J 0 2852.3888 0 A 45407.9256 I By 401(k) Option 11.833 2006-01-23 2011-01-23 Common Stock 13310 13310 D Option 16.717 2007-01-29 2012-01-29 Common Stock 13310 26620 D Option 20.983 2004-01-17 2013-01-17 Common Stock 3097.5 29717.5 D Option 20.983 2005-01-17 2013-01-17 Common Stock 3097.5 32815 D Option 20.983 2006-01-17 2013-01-17 Common Stock 3097.5 35912.5 D Option 20.983 2007-01-17 2013-01-27 Common Stock 3097.5 39010 D Option 27.109 2009-01-27 2014-01-27 Common Stock 8250 47260 D Option 30.88 2006-01-28 2015-01-28 Common Stock 2388 49648 D Option 30.88 2007-01-28 2015-01-28 Common Stock 2388 52036 D Option 30.88 2008-01-28 2015-01-28 Common Stock 2388 54424 D Option 30.88 2009-01-28 2015-01-28 Common Stock 2388 56812 D Option 32.44 2007-01-27 2016-01-27 Common Stock 2466 59278 D Option 32.44 2008-01-27 2016-01-27 Common Stock 2466 61744 D Option 32.44 2009-01-27 2016-01-27 Common Stock 2466 64210 D Option 32.44 2010-01-27 2016-01-27 Common Stock 2466 66676 D Option 38.95 2008-01-23 2017-01-23 Common Stock 2824.25 69500.25 D Option 38.95 2009-01-23 2017-01-23 Common Stock 2824.25 72324.5 D Option 38.95 2010-01-23 2017-01-23 Common Stock 2824.25 75148.75 D Option 38.95 2011-01-23 2017-01-23 Common Stock 2824.25 77973 D Option 28.32 2013-01-29 2018-01-29 Common Stock 6250 84223 D Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares. These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $26.15-$35.87 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2009. These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $26.15-$35.87 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2009. Right to buy pursuant to Management Retention Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan). Option previously reported as covering 10,000 shares @$15.75 per share, adjusted to reflect 10% stock dividends effective 12/15/02, 12/15/03, and 12/15/04. Option previously reported as covering 10,000 shares @$22.25 per share, adjusted to reflect 10% stock dividends effective 12/15/02, 12/15/03, and 12/15/04. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan). Option previously reported as covering 2,560 shares @$25.39 per share, adjusted to reflect 10% stock dividends effective 12/15/03, and 12/15/04. Option previously reported as covering 7,500 shares @$29.82 per share, adjusted to reflect 10% stock dividend effective 12/15/04. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan). Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan). Jean R. Hale, By: Marilyn T. Justice, Attorney-in-Fact 2010-02-05 -----END PRIVACY-ENHANCED MESSAGE-----