-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ESJe6B4jmdWc+6Hrcw651/m00IFJxD32HuzPkxbm9VdioUuAwlm4HmblEoDp+gDy /n3Z1pPNi+h66jlTDJZyfQ== 0000350852-09-000011.txt : 20090129 0000350852-09-000011.hdr.sgml : 20090129 20090129153053 ACCESSION NUMBER: 0000350852-09-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090127 FILED AS OF DATE: 20090129 DATE AS OF CHANGE: 20090129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALE JEAN R CENTRAL INDEX KEY: 0001194480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31220 FILM NUMBER: 09554412 MAIL ADDRESS: STREET 1: PO BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST BANCORP INC /KY/ CENTRAL INDEX KEY: 0000350852 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 610979818 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 BUSINESS PHONE: (606)433-4643 MAIL ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY TRUST BANCORP INC/ DATE OF NAME CHANGE: 19971124 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-01-27 0 0000350852 COMMUNITY TRUST BANCORP INC /KY/ CTBI 0001194480 HALE JEAN R PO BOX 2947 PIKEVILLE KY 41502-2947 1 1 0 0 Chairman, President & CEO Common Stock 2009-01-27 4 A 0 1223 0 A 81623 D Common Stock 54806 D Common Stock 105092 D Option 15.368 2004-07-27 2009-07-27 Common Stock 29282 29282 D Option 13.233 2003-01-25 2010-01-25 Common Stock 2976 32258 D Option 13.233 2004-01-25 2010-01-25 Common Stock 2976 35234 D Option 11.833 2006-01-23 2011-01-23 Common Stock 13310 48544 D Option 16.717 2007-01-29 2012-01-29 Common Stock 13310 61854 D Option 20.983 2004-01-17 2013-01-17 Common Stock 3097.5 64951.5 D Option 20.983 2005-01-17 2013-01-17 Common Stock 3097.5 68049 D Option 20.983 2006-01-17 2013-01-17 Common Stock 3097.5 71146.5 D Option 20.983 2007-01-17 2013-01-17 Common Stock 3097.5 74244 D Option 27.109 2009-01-27 2014-01-27 Common Stock 8250 82494 D Option 30.88 2006-01-28 2015-01-28 Common Stock 2388 84882 D Option 30.88 2007-01-28 2015-01-28 Common Stock 2388 87270 D Option 30.88 2008-01-28 2015-01-28 Common Stock 2388 89658 D Option 30.88 2009-01-28 2015-01-28 Common Stock 2388 92046 D Option 32.44 2007-01-27 2016-01-27 Common Stock 2466 94512 D Option 32.44 2008-01-27 2016-01-27 Common Stock 2466 96978 D Option 32.44 2009-01-27 2016-01-27 Common Stock 2466 99444 D Option 32.44 2010-01-27 2016-01-27 Common Stock 2466 101910 D Option 38.95 2008-01-23 2017-01-23 Common Stock 2824.25 104734.25 D Option 38.95 2009-01-23 2017-01-23 Common Stock 2824.25 107558.5 D Option 38.95 2010-01-23 2017-01-23 Common Stock 2824.25 110382.75 D Option 38.95 2011-01-23 2017-01-23 Common Stock 2824.25 113207 D Option 28.32 2013-01-29 2018-01-29 Common Stock 6250 119457 D 401(k) has 42,556 share and ESOP has 12,250 shares. Stock Option Shares available for exercise. Right to buy pursuant to Management Retention Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan). Option previously reported as covering 20,000 shares @$22.50 per share, adjusted to reflect 10% stock dividends effective 04/15/00, 12/15/02, 12/15/03, and 12/15/04. Option previously reported as covering 2,032 shares @$19.375 per share, adjusted to reflect 10% stock dividends effective 04/15/00, 12/15/02, 12/15/03, and 12/15/04. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan). Option previously reported as covering 10,000 shares @$15.75 per share, adjusted to reflect 10% stock dividends effective 12/15/02, 12/15/03, and 12/15/04. Option previously reported as covering 10,000 shares @$22.25 per share, adjusted to reflect 10% stock dividends effective 12/15/02, 12/15/03, and 12/15/04. Option previously reported as covering 2,560 shares @$25.39 per share, adjusted to reflect 10% stock dividends effective 12/15/03, and 12/15/04. Option previously reported as covering 7,500 shares @$29.82 per share, adjusted to reflect 10% stock dividend effective 12/15/04. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan). Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan). Jean R. Hale, By: Marilyn T. Justice, Attorney-in-Fact 2009-01-29 -----END PRIVACY-ENHANCED MESSAGE-----