-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K4VjHZ5FpAiahsQLaT33uBL+lzGg3/5uKgSBOwTItSaokK2hdkh7Y6khk9ANKc91 cw+/ZdAQPyvOc8rzu/QaGA== 0000350852-07-000030.txt : 20070213 0000350852-07-000030.hdr.sgml : 20070213 20070213143408 ACCESSION NUMBER: 0000350852-07-000030 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LITTLE TRACY E CENTRAL INDEX KEY: 0001259719 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31220 FILM NUMBER: 07608581 MAIL ADDRESS: STREET 1: 100 EAST VINE STREET CITY: LEXINGTON STATE: KY ZIP: 40507-1406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST BANCORP INC /KY/ CENTRAL INDEX KEY: 0000350852 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 610979818 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 BUSINESS PHONE: (606)433-4643 MAIL ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY TRUST BANCORP INC/ DATE OF NAME CHANGE: 19971124 5 1 primary_doc.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0 0000350852 COMMUNITY TRUST BANCORP INC /KY/ CTBI 0001259719 LITTLE TRACY E 100 EAST VINE STREET LEXINGTON KY 40507-1406 0 1 0 0 Executive Vice President Common Stock 310 D Common Stock 2006-12-31 5 J 0 219.407 0 A 473.735 I By: ESOP Common Stock 2006-12-31 5 J 0 218.881 0 D 117.58 I By: 401(k) Option 27.109 2009-01-27 2014-01-27 Common Stock 2750 2750 D Option 28.636 2009-04-27 2014-04-27 Common Stock 16500 19250 D Option 30.88 2006-01-28 2015-01-28 Common Stock 1214 20464 D Option 30.88 2007-01-28 2015-01-28 Common Stock 1214 21678 D Option 30.88 2008-01-28 2015-01-28 Common Stock 1214 22892 D Option 30.88 2009-01-28 2015-01-28 Common Stock 1214 24106 D Option 32.44 2007-01-27 2016-01-27 Common Stock 1202 25308 D Option 32.44 2008-01-27 2016-01-27 Common Stock 1202 26510 D Option 32.44 2009-01-27 2016-01-27 Common Stock 1202 27712 D Option 32.44 2010-01-27 2016-01-27 Common Stock 1202 28914 D These shares were acquired during the fiscal year under the CTBI Employee Stock Ownership Plan at a price range of $31.98 to $36.80 per share in transactions that were exempt from Section 16(b) by virtue of old Rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2006. These shares were acquired during the fiscal year under the CTBI 401(k) plan at a price range of $31.98 to $36.80 per share in transactions that were exempted by virtue of old Rule 16a-8(b) and new Rule 16b-3(d)(2). The information reported herein is based on plan statement dated December 31, 2006. Right to buy pursuant to Management Retention Incentive Stock Option Agreement (CTBI Stock Option Plan). Option previously reported as covering 2,500 shares @$29.82 per share, adjusted to reflect 10% stock dividend effective 12/15/04. Option previously reported as covering 15,000 shares @$31.50 per share, adjusted to reflect 10% stock dividend effective 12/15/04. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan). Tracy E. Little By: Marilyn T. Justice, Attorney-in-Fact 2007-02-13 -----END PRIVACY-ENHANCED MESSAGE-----