-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U3iRz9w9wiQjG/iYOuqymku0M7TYoQnanAUU89e6l9oix+aJ2KMoJJME75pXj1uo 1TbZhJOx/oHjox/BU1QE6w== 0000350852-07-000028.txt : 20070213 0000350852-07-000028.hdr.sgml : 20070213 20070212180408 ACCESSION NUMBER: 0000350852-07-000028 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070212 DATE AS OF CHANGE: 20070212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES LARRY W CENTRAL INDEX KEY: 0001194485 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31220 FILM NUMBER: 07604852 MAIL ADDRESS: STREET 1: PO BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST BANCORP INC /KY/ CENTRAL INDEX KEY: 0000350852 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 610979818 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 BUSINESS PHONE: (606)433-4643 MAIL ADDRESS: STREET 1: 346 NORTH MAYO TRAIL STREET 2: P.O. BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY TRUST BANCORP INC/ DATE OF NAME CHANGE: 19971124 5 1 primary_doc.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0 0000350852 COMMUNITY TRUST BANCORP INC /KY/ CTBI 0001194485 JONES LARRY W 1544 WINCHESTER AVENUE ASHLAND KY 41101 0 1 0 0 Executive Vice President Common Stock 2006-12-31 5 J 0 218.797 0 A 686.26 I By: ESOP Option 19.992 2007-10-22 2012-10-22 Common Stock 26620 26620 D Option 27.109 2009-01-27 2014-01-27 Common Stock 2750 29370 D Option 20.983 2004-01-17 2013-01-17 Common Stock 442.5575 29812.5575 D Option 20.983 2005-01-17 2013-01-17 Common Stock 442.5575 30255.115 D Option 20.983 2006-01-17 2013-01-17 Common Stock 442.5575 30697.6725 D Option 20.983 2007-01-17 2013-01-17 Common Stock 442.5575 31140.23 D Option 30.88 2006-01-28 2015-01-28 Common Stock 1166 32306.23 D Option 30.88 2007-01-28 2015-01-28 Common Stock 1166 33472.23 D Option 30.88 2008-01-28 2015-01-28 Common Stock 1166 34638.23 D Option 30.88 2009-01-28 2015-01-28 Common Stock 1166 35804.23 D Option 32.44 2007-01-27 2016-01-27 Common Stock 1155.75 36959.98 D Option 32.44 2008-01-27 2016-01-27 Common Stock 1155.75 38115.73 D Option 32.44 2009-01-27 2016-01-27 Common Stock 1155.75 39271.48 D Option 32.44 2010-01-27 2016-01-27 Common Stock 1155.75 40427.23 D These shares were acquired during the fiscal year under the CTBI Employee Stock Ownership plan at a price range of $31.98 to $36.80 per share in transactions that were exempt from Section 16(b) by virtue of old Rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2006. Right to buy pursuant to Management Retention Stock Option Agreement (CTBI Stock Option Plan). Option previously reported as covering 20,000 shares @$26.61 per share, adjusted to reflect 10% stock dividends effective 12/15/02, 12/15/03, and 12/15/04. Option previously reported as covering 2,500 shares @$29.82 per share, adjusted to reflect 10% stock dividend effective 12/15/04. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan). Option previously reported as covering 365.75 shares @$25.39 per share, adjusted to reflect 10% stock dividends effective 12/15/03 and 12/15/04. Larry W. Jones By: Marilyn T. Justice, Attorney-in-Fact 2007-02-12 -----END PRIVACY-ENHANCED MESSAGE-----